1. Introduction
Climate change has been affecting our world for over a decade, especially more physical effects of natural disasters on environment and socio-economic aspects. Although there have been attempts to prevent any loss, damage or destruction in all related dimensions, climate change is considered as the top prioritized concern about causes of natural disasters, such as extreme drought [
1] and monsoon flood [
2]. In addition, factors of variation affecting hydrologic system are changes of land use and land cover (LULC) in a river basin [
3] caused by human activities, such as agriculture, industry, habitation, transportation, and socio-economic factors [
4,
5,
6], which lead to higher water consumption [
7].
Climate and land use changes have a huge amount of influence on the ecosystem of water resource [
8], and they are variable differently in each area. When both mentioned influential factors are revoked rapidly, they can be a cause of runoff change in terms of its quantity and process as well as a cause of water flow behavior and related components [
9]. Generally, processes of understanding, analysis, and evaluation reflect long-term spatial and temporal evolution of outcomes that show water balance components, including surface runoff, groundwater flow, infiltration, evapotranspiration, soil moisture, etc [
10,
11]. The processes are to simplify situation explanation of changes by time and to categorize runoff components according to hydrologic system used as basic data for making decisions on water resource management or used as a communication tool in an organization effectively to understand stakeholders involved in river basin management [
12]. For this reason, understanding quantitative, qualitative, and social effects of variation of climate and land use changes on water resource is now selected as a main topic of study throughout the world [
13].
To understand these effects, Hydrological Model has been used for analysis and evaluation because it is capable of prediction with high reliability, and it has been recognized as a decision support system in developing river basin plans [
14]. Applying Hydrological Model to General Circulation Models (GCMs) and prediction of LULC has been the most popular approaches for analyzing and understanding problems over the past decade. Semi-distributed Hydrological Model has been widely used all over the world because it uses spatial data associated with meteorological and hydrological conditions, divides basin sizes and scopes according to physical characteristics, analyzes sensitivity of related hydrological variables, and gives reliable results and reasonable explanation. One of the most widely used models in the world is Soil and Water Assessment Tool (SWAT) [
15], which connects to ArcGIS model for its operation [
16].
Currently, engineers and hydrologists can access a model and develop a simpler way to use it. Many researches have applied open-source software to model development. Dile et al. [
17] developed a QSWAT model, which was a new version of open-source interface merging QGIS [
18] with SWAT, as a tool for hydrological analysis [
19,
20,
21]. Similar to data preparation for future weather forecast, data can be currently collected from many available sources publicized by different institutes all over the world without charge, especially GCMs in the Coupled Model Intercomparison Project (CMIP), such as Earth System Grid Federation (ESGF) [
22]. However, before using data from GCMs, both downscaling and bias correction are needed in order to gain accurate data consistent with regional basin area. In simulating future land use changes, several models have been recently developed to meet the needs of spatial change studies and to be in line with current advancement of geo-information technology. Related studies have used Land Change Modeler (LCM) [
23] because of its ability to analyze and predict the future of land use changes [
24] and urban growth [
25].
The Upper Chi Basin (UCB) locate in Northeastern Thailand was selected for this study because it is the main headwaters forest of the region. One major problem found in this area was ecosystem changes affected by community growth and economic activities that leaded to higher needs of freshwater use. Forest resource degradation was considered as one of the major problems because soil erosion caused by deforestation was found. Moreover, the headwaters were sloping and woody, so flash flood could strike community area in case of deforestation. Meanwhile water reservoir and flood defense system were insufficient, and people tried to deforest by changing some of the land into plantation and habitation. From this situation, it leaded to the changes in surface runoff and shallow river, which were inefficient in flood control.
The main objective of this research was to assess the effects of climate and land use changes on runoff in the UCB. The research applied QSWAT model and used future climate data of 3 GCMs from CMIP6 including ACCESS-CM2, MIROC6, and MPI-ESM1-2-LR under SSP245 and SSP585 scenarios. The LCM model was used for future land use simulation. In reporting research results and discussion, focuses on climate and land use change, efficiency of Hydrological Model, and relationships among runoff components. The studied was divided into 4 future period subbasins between 2023 – 2100; (1) 2023 – 2040, (2) 2041 – 2060, (3) 2061 – 2080, and (4) 2081 – 2100, in order to demonstrate spatial and temporal changes and compare to the baseline (BL) year 2000-2022. Methodology and results of this research were expected to be used as a guideline for understanding current and future hydrological changes. Moreover, the study results are useful that agencies use for decision making on water resource management planning and all stakeholders plan their ways to deal with any dimensions of possible effects appropriately and sustainably.
2. Materials and Methods
2.1. Study Area
The UCB is located in the northeastern region of Thailand and is one of the Chi subbasins. The Chi River is a main regional river with 3,287 km
2 catchment area. The main river flows from the western upland, where it includes mountain ridge covered with dense forest, downward to the eastern exit as presented in
Figure 1. Its average annual precipitation is 1,221.9 mm and average annual temperature is 28.1 °C. Average monthly maximum temperature is 36.3 °C in April and minimum temperature is 18.0 °C in December. Its average annual relative humidity is 69.0%. Average monthly maximum relative humidity is 94.0% in September and minimum relative humidity is 35.0% in March.
2.2. Data Collection
The data collected for this study consisted of two types: 1) meteorological and hydrological data, and 2) physical data of basin including daily precipitation from 6 stations, daily maximum and minimum temperatures from 1 station between 1997 - 2022 from the Thailand Meteorological Department, and recorded runoff at Station E.32A, E72, and E.73A between 1997 - 2022 from the Royal Irrigation Department as shown in
Figure 1. Physical data of the basin included 30x30 m Digital Elevation Model (DEM) from the Shuttle Radar Topography Mission (SRTM), land use map, and soil map from the Land Development Department as presented in
Table 1 and
Figure 2.
2.3. Global Climate Model and Bias Correction
2.3.1. Global Climate Model (GCM)
In analyzing future climate change, future changes in precipitation and maximum and minimum temperature data are considered. These data are used for future analysis of changes in precipitation using QSWAT model. Analyzing future climate change starts from using climate data in 3 CMIP6 GCMs including ACCESS-CM2, MIROC6, and MPI-ESM1-2-LR to analyze the changes in precipitation and maximum and minimum temperature. In case of future scenarios, Shared Socioeconomic Pathways (SSP) for SSP245 and SSP585 was considered, where SSP245 was a future pathway having moderate radiation forcing and updating RCP4.5, and SSP585 was a future pathway having high radiation forcing used to study effects, adaptation and relief as well as updating RCP8.5. For RCP8.5, it was regarded as the worst case because it was predicted that greenhouse gas emissions might be high. In
Table 2, it shows GCM with 4 periods of time of future climate change; 1) 2023 – 2040, 2) 2041 – 2060, 3) 2061 – 2080, and 4) 2081 – 2100.
2.3.1. Data Bias Correction
Bias correction of GCMs in this study used the Climate Model data for hydrologic modeling (CMhyd) and Linear scaling (LS) to gain the representatives of the UCB. Climate data including precipitation as well as maximum and minimum temperature during 1997-2002 were inputted for monthly factor calculation. Climate data during 1997 – 2015 were corrected for all models to get close to the values previously inputted into CMhyd model by linear scaling [
29]. Bias correction by CMhyd was globally applied to different models in many studies [
30,
31,
32].
2.4. Land Use Change Scenarios
This study analyzed future changes in land use using the Land Change Modeler (LCM), which is a sub program of a software system called TerrSet developed by Clark Labs, Clark University, USA [
33]. This model analyzed a tendency of land use change based on land use data from 2 periods of time; 2015 and 2019 (
Figure 2) to gain temporal correlations. Then LMC analyzed transition potential of possible land use and cover according to variables related to future changes using Multi-Layer Perceptron (MLP), which created potential maps of changes [
34].
2.5. Runoff Analysis by QSWAT Model
2.5.1. QSWAT Model
QSWAT is a hydrological model that can simulate physical basins by distributing the parameters according to the physical conditions of the actual area. It is also able to predict the effects of climate change and land use on runoff, sediment, and agricultural chemicals [
35,
36,
37,
38,
39,
40]. In addition, its calculation process is so reliable and is widely used not only in Thailand but also around the world [
41]. The QSWAT works together with geographic information systems (GISs) including ArcGIS (or ArcSWAT), ArcView (or AVSWAT), and QGIS (or QSWAT). This study employed QSWAT from QGIS, which can be downloaded free of charge. QSWAT helped divide the basin into different subbasins. Within each subbasin, it was split into “Hydrologic Response Units (HRUs)” that were developed from data of overlaid Digital Elevation Model (DEM), land use, and soil group by modeling a hydrological cycle using QSWAT model and a water balance as the below equation (Equation 1):
where
SWt is soil water content at time or
t (mm),
SW0 is initial soil water content (mm),
Rday is cumulative precipitation on day
i (mm),
Qsurf is cumulative runoff on day
i (mm),
Ea is evapotranspiration on day
i (mm),
wseep is percolation on day
i (mm),
Qgw is underground water amount on day
i (mm) [
42].
2.5.2. Delimitation of subbasin and input data
Subbasins in the QSWAT were delimitated using data in Digital Elevation Model (DEM) with existing natural watercourse data. This study used 30x30 m DEM, and there were 31 sub basins divided by QSWAT model. Then HRUs were identified relying on physical data, 13 type land use, 11 type soil data, and 3 level slope (0-5%, 5-10%, and >10%). These were overlaid each other to gain 670 HRUs. Finally, daily 26-year climate data (1997 – 2022) were inputted; (1) precipitation data obtained from 6 measuring stations and (2) climate data obtained from 1 weather station including maximum and minimum temperature, relative humidity, wind speed, and sunshine duration.
2.5.3. Sensitivity analysis of parameters
Parameters in QSWAT of this study were analyzed their sensitivity by SWAT-CUP [
43,
44] using Sequential Uncertainty Fitting version 2 (SUFI2) [
45] for parameters affecting runoff at observed stations; E.32A E.72 and E.73A, and it was monthly 26-year analysis (1997 – 2022). There were 300 duplicates carried out to analyze sensitivity of 14 parameters using Nash-Sutcliffe Efficiency (NSE) as Objective Function. The Global Sensitivity Analysis result obtained from SWAT-CUP showed t-Stat and P-Value. Both of them were from hypothesis testing of parameters that was related to the Objective Function.
2.5.4. Calibration and Model Validation
Similar to sensitivity analysis of parameters, a technique SUFI2 was employed for calibration by SWAT-CUP to compare data between runoff in QSWAT and monthly 14-year runoff recorded in 3 stations (E.32A, E.72, and E.73A) between 1997 – 2010. There were 300 duplicates conducted, and Nash-Sutcliffe Efficiency (NSE) was defined as the Objective Function. After gaining optimal values, they were inputted into QSWAT to calculate R
2, NSE, RSR, and PBIAS (Equations 2 - 5) for each station. Also, the model was validated for its reliability based on monthly 11-year validation (2011 – 2022):
where
Oi is recorded runoff from observed station,
is average recorded runoff from observed station,
Pi is runoff calculated by model,
is average runoff calculated by model, and
i is data order.
2.6. Evaluation of Future Changes in Runoff Components
Future climate data with completed bias collection collected from 3 types of GCM under SSP245 and SSP585 scenarios consisted of precipitation and maximum and minimum temperatures data during 2023 – 2100. Prepared data of future land use by LCM consisted of 4 datasets including 2040, 2060, 2080, and 2100. These data were entered into a reliable QSWAT that was calibrated and validated in terms of runoff calculation during 1997 – 2022 BL year by statistical evaluation of 4 indices. Therefore, QSWAT was expected to calculate future runoff under climate and land use change situations. Then runoff components were evaluated and presented the changes pattern in both spatial and temporal forms in the form of graphs and spatial maps respectively.
3. Results and Discussion
3.1. Climate Change Scenarios
3.1.1. Precipitation
According to the analysis of future monthly average precipitation of the UCB obtained from 3 GCMs compared with 2000 – 2022 BL year, the result was in line as shown in
Figure 3. Future monthly precipitation of SSP245 scenario was slightly higher than BL year. In SSP585 scenario from May to October 2061 – 2100, the precipitation would be higher, especially in August (300 – 350 mm). For initial prediction during 2023 - 2060, it showed value close to BL year. According to annual precipitation calculation, 2000 – 2022 showed an average precipitation of 1,221.9 mm per year. When comparing with the result from ACCESS-CM2 model, precipitation was decreased by 1.8 – 3.4% for SSP245 scenario and 11.3 – 14.6% for SSP585 scenario. MIROC-6 and MPI-ESM1-2-LR models showed 2.3 – 9.9% and 10.1 – 21.8% respectively higher annual average precipitation. Both SSP245 and SSP585 scenarios also had their 2.2 – 14.9% and 10.7 – 53.6% respectively higher value.
Figure 4 show temporal changes in annual average precipitation in the long future.
3.1.2. Maximum and minimum temperatures
After gaining monthly average from maximum and minimum temperatures analysis of 3 GCMs as shown in
Figure 5, both scenarios showed their average close to BL year during initial predicted year (2023 - 2040). The SSP245 scenario during 2041 – 2100 showed slightly different average, or its value increased future time periods. On the other hand, SSP585 scenario showed its trend higher than BL year. Its average of maximum and minimum temperatures during 2081 – 2100 was 40.3 °C in April while the average of BL year in the same month was 36.5 °C or increased by 10.4%. According to
Figure 6, the annual maximum and minimum temperatures during 2000 – 2022 was 33.1 °C and 23.1 °C respectively. When comparing to each model, SSP585 scenario was higher than SSP245 scenario. The ACCESS-CM2 model displayed average maximum of 35.4 °C that was 6.9% higher than BL year average, increased from 0.5 °C to 3.8 °C between 2023 – 2100 in SSP585 scenario. In case of average minimum temperature, the SSP245 scenario increased from 0.6 to 2.1 °C while the SSP585 scenario increased from 0.6 to 4.1 °C. The ACCESS-CM2 model displayed average maximum of 25.6 °C that was 10.8% higher than BL year average. Both scenarios indicated that their average maximum temperature of 26.8 °C that was 16.0% higher than BL year average. When considering overall long-term changes in maximum and minimum temperatures, both predicted scenarios tended to be higher in temperature.
3.2. Land Use Change
To analyze the future land use change in the UCB, there were 4 future time periods predicted (2040, 2060, 2080, and 2100) to be in line with climate change analysis. The results of the study of land use changes during the base year compared with the simulation in the future obtained from LCM can be shown in
Table 3. While
Figure 7 presents the simulation results of spatial change patterns in the future, divided into 4 time periods compared to the BL years (2015 and 2019). For the analysis of the study results, it is divided into 2 parts as follows;
3.2.1. Future decrease in area
Forest was the most abundant land in the UCB. It had 1,886.4 km2 or 57.4% of total area (3,287.6 km2). The simulation result of future land use changes reflected that forest land tended to get highest decrease in area. It would decrease to 1,595.9 km2 in 2040 (decreased by 290.5 km2 or 15.4% from 2019) and tends to decrease until 2100 to 1,238 km2 (decreased by 648.4 km2 or 34.3% from 2019). Rice field showed the second highest decrease in area. Its area was 313.9 km2 in 2019. According to simulation result of future area in 2040, the decrease in variable trend would be 149.7 km2. However, the area was predicted to slightly increase between 167.4 and 183.4 km2 during 2060 – 2100. Cassava plantation showed the third highest decrease in area. Its area was 254.3 km2 in 2019. According to simulation result, it was predicted to decrease during 2040 – 2060, or the area would be 120.2 km2 and 119.9 km2 respectively. However, it would slightly increase during 2080 – 2100 or 123.9 km2 – 126.8 km2 respectively. In terms of decrease in area of forest (green), rice field (yellow), and cassava plantation (orange), they were considered from spatial distribution. Likewise, the LMC showed future prediction result that reflected that central and southern basin areas were particularly replaced by cassava plantation.
3.2.2. Future increase in area
The result of future land use simulation revealed that sugarcane plantation would be significantly expanded. According to the result analysis of changes in sugarcane plantation during 2015 – 2019 BL year, it was expanded from 256.8 km2 up to 483.2 km2. According to future change simulation by LCM, sugarcane plantation would be expanded 1,022.2 – 1,328.6 km2 or 111.6 – 175% during 2040 – 2100. According to the spatial expansion, future expanded sugarcane plantation would take the place of forest and rice field that could be obviously seen during the day and in southern basin area. Another type of land use that would tend to increase after the sugarcane was mixed field crop. Its increase would change from 28.9 km2 to 65.1 km2 in 2100 while rubber tree and mixed orchard lands demonstrated their slightly future increase and decrease between 31.9% – 33.3% and 24.8% – 30.1% respectively.
3.3. Efficiency Evaluation of QSWAT
3.3.1. Sensitivity Analysis of Parameters
The result of sensitivity analysis by SWAT-CUP presented t-Stat and P-Value, which were obtained from hypothesis testing of parameters that were related to Objective Function. The result of Global Sensitivity Analysis is presented in
Table 4. It revealed that the first 3 most influential parameters to the changes in runoff were CN2, SOL_AWC, and GWQMN by considering t-Stat with highest negative or positive value (regardless of symbols) and by considering P-Value that was lowest or close to zero, which meant that the parameter was very significantly sensitive to Objective Function [
46]. Other parameters and suitable parameters for runoff calculation also illutrated in
Table 4.
3.3.2. Model calibration and validation
Sensitivity analysis by SWAT-CUP could give optimal parameters for the UCB. These parameters were used for correcting parameter in QSWAT and calculating R
2, NSE, RSR, and PBIAS of Station E.32A, E.72, and E.73A. The correlation in statistics between monthly 14-years calibration (1997 – 2010) and monthly 12-years validation (2011 – 2022) can be summarized in
Table 5 and Figure 12. According to the Table, values of R
2, NSE, RSR, and PBIAS were acceptable and standardized [
47] based on the criteria for monthly runoff evaluation as shown in
Table 6.
Figure 8.
Calibration and validation of runoff analyzed by QSWAT; (a) Station E.32A, (b) Station E.72, (c) Station E.73A.
Figure 8.
Calibration and validation of runoff analyzed by QSWAT; (a) Station E.32A, (b) Station E.72, (c) Station E.73A.
3.3. Efficiency Evaluation of QSWAT
3.3.1. Runoff components in depth unit
After the QSWAT was completely calibrated and validated, parameters were determined for 1997 – 2022 BL year runoff analysis. Runoff changes in depth unit were analyzed and the result was presented in spatial maps of subbasins properly by QSWAT for discussing changes based on basin boundary and elevation using watershed delineation [
48]. For this study, therefore, there were 31 divided subbasins. This study was mainly to analyze the yield of runoff, so total runoff was determined as the whole amount of it (100%) [
49] excluding the amount of water loss from evapotranspiration. The previous study showed that evapotranspiration was 60% while remaining runoff was 40% [
50]. Then runoff components were then analyzed and divided into 3 parts; surface runoff, interflow, and groundwater [
51]. After considering monthly runoff components during BL year in terms of temporal change dimension, it was found that the surface runoff was the highest (71%) followed by interflow (21.6%) and groundwater (7.3%). The runoff was obviously seen in the rainy season (July - October), and the highest runoff occurred in August; surface runoff was 74.9 mm and interflow was 11.7 mm. After the rainy season ended, accumulated groundwater would be up to 2.7-3.4 mm during October – January as shown in
Figure 9. The overall temporal changes in total runoff during base year depended on season in each region of Thailand as could be seen from its relation to monthly precipitation.
In considering spatial change dimension by the boundary of subbasins, the Subbasins 17, 18, 19, and 30 had the highest surface runoff (216 – 259 mm) as shown in
Figure 10 (a) because they were the last stages of the current. However, it became lower in the midstream because it was agricultural land. The lowest surface runoff was found in the north because it was water source mostly covered with forest land, where it could store a small amount of surface runoff [
52,
53]. The midstream had a high chance of getting high in runoff because infiltration potential was lower [
54]. As can be seen in
Figure 10 (b), spatial change in groundwater was from moderate to high level in the north and midstream between 5 and 78 mm. The high level of runoff mostly occurred in the upper forest-covered and basin swamp that had high storage capacity [
55,
56]. Subbasin 3, 5, 8, 10, and 12 had the highest storage capacity (19-78 mm) while Subbasin 6, 7, 13, 14, 15, and 21 had the second highest storage capacity. There were 2 subbasins having very low level of groundwater including northwestern (Subbasins 1, 2, 9, 11, and 20) and southeastern (Subbasins 17, 18, 25, and 30). The cause of low groundwater was fast flow at the high slope area and the outlet point, which was consistent with the studies of Carroll et al. [
56] and Nouayti et al. [
57]. In case of interflow, most of the spatial changes could be seen at the outlet point of Subbasins 1, 10, 18, 19, and 25 as well as southwestern lowland, where distributary flowed across it (Subbasins 13 and 14), and some in the midstream including Subbasins 6 and 23 as presented in
Figure 10 (c). Most of all, in considering the 3 runoff components represented by spatial condition of total runoff, it was found that the upper area having high slope and covered with forest was at low capacity to give total runoff. However, according to physical characteristic of the UCB, the total runoff from the upper area flowed down to the southern outlet. From this situation, its value was high between 205 – 389 mm as shown in
Figure 10 (d).
3.3.2 Future runoff at the outlet point
The analysis result of future runoff at the outlet point (Subbasin 17, see
Figure 10). When comparing the result between BL year and future year, average runoff during BL year was 835.3 MCM per year. In considering prediction scenarios and GCMs of SSP245 scenario, ACCESS-CM2 gave lowest different result from BL year (-1.8%) followed by MIROC6 (-4%). On the other hand, average runoff from MPI-ESM1-2-LR was 28.9% higher than BL year because of the increase in future precipitation. The result of runoff in SSP585 scenario showed higher variation than SSP245 scenario. It could be discussed that the average of ACCESS-CM2 was -15.4% lower than BL year because the 2041 - 2100 average runoff was -23.7% while the average of runoff obtained from MIROC6 was -5.3% different from BL year. The average runoff tended to be 21.8% lower during 2023 – 2060 but 11.2% higher during 2061 – 2100. On the other hand, rusults from the MPI-ESM1-2-LR was 11.3% - 175.6% higher than BL year, so its average was 106.6% different.
Nevertheless, when analyzing the overall average runoff at the outlet point of the UCB of 2 scenarios, the SSP245 scenario trend of increase was lower than SSP585 scenario. The SSP245 scenario showed its future long-term average of annual runoff of 899.2 MCM or 7.65% higher than BL year while SSP585 scenario showed its future long-term average of annual runoff of 1,057.8 MCM or 26.3% higher. The details of annual average evaluation of runoff by predictive time of each model are presented in
Table 7. Moreover, long-term temporal changes in annual and monthly runoff during 2000 – 2100 were shown in
Figure 11. It could be clearly seen that both SSP245 and SSP585 scenarios were higher in future values. However, their trend lines were different because the line of SSP585 scenario was steeper than SSP245 scenario due to different increase rate of runoff.
This study results indicated the trend of overall changes in long-term runoff. The result of temporal changes in average monthly runoff at the outlet point analyzed by 3 types of GCM under 4 future predictive years during 2023 – 2100 based on SSP scenarios can be seen in
Figure 12. The average future runoff during 2023 – 2060 (
Figure 12 (a) – (b)) was close to BL year. By season, the dry season (March - June) showed slightly higher value than BL year (xx – yy %); however, it decrease in July and August. In rainy season (August), average runoff was higher and showed its maximum in October that both scenarios had close value between xx and yy MCM. Similarly, average 12-month runoff of both scenarios in the dry and rainy seasons during 2061 – 2100 showed obvious difference for SSP585 in October (maximum runoff); 350 MCM during 2061 – 2080 (xx% higher than BL year) and 400 MCM during 2081 – 2100 (xx% higher than BL year) (
Figure 12 (c) – (d)). For SSP245 scenario, its maximum was close to BL year; however, the simulation result of future monthly runoff revealed that maximum runoff was in October, which was different from BL year in September.
According to a comparison between 4 periods of time and BL year, average monthly runoff of SSP585 during 2061 – 2100 would be higher than SSP245 and BL year especially maximum in October until the end of rainy season, and dry season from December to June next year. For this reason, it could be described that future average monthly runoff at the outlet point from QSWAT would be close to BL year during 2023 – 2060, and it would be higher during 2061 – 2100 especially SSP585 scenario as mentioned previously. In addition, the result also displayed periods of change in maximum runoff at least 1 month, and it kept getting high at the end of rainy season until dry season next year. This change would influence operational plan improvement of water resource management for flood control or water storage for drought period.
3.3.3. Future changes in runoff components
Changes in monthly runoff components in depth unit for SSP245 and SSP585 scenarios were analyzed under 4 periods of time during 2023 – 2100, and the result can be presented in
Table 8. According to the result, surface runoff with the highest ratio decreased between 9.6% – 12.7% for SSP245 scenario and 11.0% – 18.5% for SSP585 scenario, respectively. In the same way, interflow with second highest ratio decreased between 0.9% - 17.6% for SSP245 scenario but was 1.9% - 28.2% different for SSP585 scenario. On the other hand, changes in groundwater components tended to increase between 102.7% - 273% especially SSP585 scenario showing difference ratio during 2061 – 2100 that was 3 times higher than BL year.
Moreover, when considering monthly temporal changes (
Figure 13) compared to BL year (
Figure 9), total ratio of 3 part runoff components during August – October for SSP245 scenario was the highest although the total future runoff of 4 period of time (in the rainy season from July to August) would be lower than BL year. On the contrary, at the end of the rainy season (from October to June next year), total runoff would be higher than BL year. This change would be the same as one in SSP585 scenario during 2023 – 2060. Nevertheless, the ratio of all components would increase especially groundwater during and at the end of rainy season for both scenarios. Therefore, it was able to influence total monthly runoff and increase in accumulated runoff in the future.
Figure 14 presents the analysis result of spatial changes of future total runoff of each subbasin in depth unit compared to BL year (
Figure 10 (d)) under 2 scenarios. This result reflected the consistency with temporal changes in runoff components as mentioned earlier. The changes of SSP245 and SSP585 scenarios during 2023 – 2060 would be similar. The northern or upstream area (Subbasins 1-3, 5-12, 20, and 22-23), where it was mostly covered with forest land, had higher changes in total runoff than BL year from 25.9% to 87.4%. The mid-stream area, where rice fields were replaced by sugarcane and cassava plantations, indicated its changes different because it not only increased but also decreased between 0.3% and -25.2%. However, the runoff in southern outlet points of Subbasins 17, 18, 25, and 30 was the lowest between 29.8% and 41.1%. During 2041 – 2060, furthermore, the subbasin with higher total runoff than BL year increased by 51.1% compared to previous time period and SSP245 scenario in the same time period. In considering both scenarios during 2061-2100, changes in most of the subbasins would be higher particularly SSP585 scenario, which 89.5% of the area showed an increase in changes between 3.3% and 197.1% from the upstream to the areas near the outlet point. However, the total runoff in the subbasins at the outlet point was lower than BL year between 14.1% and -36.3% especially SSP245 scenario in Subbasin 18.
In temporal change analysis applying watershed delineation by QSWAT to consider changes in total runoff by comparing between base year and long-term future year, over 90% of the area from the upstream to the outlet point tended to get higher in total runoff especially SSP585 scenario during 2061 – 2100. This increase in total runoff might be caused by increase in future precipitation in-between August and October, which could lead to the increases in groundwater and interflow consecutively.
4. Conclusion
This study tried to understand the uncertainty of climate and land use changes impact on runoff and its components. The Upper Chi Basin (UCB) was selected for the study because it is the main headwaters of the Chi River in Northeastern Thailand. The basin has encountered water resource problems in dry and flood seasons as well as changes in land use for agricultural activities and habitation. These problems affect the runoff and its components that can lead to future variation, which is the main focus of this study. According to literature review, research design, and selected optimal research tools, the results can be concluded as follows;
First of all, climate change was analyzed using 3 types of GCM-CMIP6 models including ACCESS-CM2, MIROC6, and MPI-ESM1-2-LR, under SSP245 and SSP585 scenarios during 2023-2100. The result revealed that the average monthly precipitation of SSP585 was higher than BL year while the average of SSP245 was close to BL year. According to annual total precipitation of SSP585, it tended to increase and have higher average than SSP245. The analysis result of future changes in maximum and minimum temperature showed that the monthly average of 3 GCMs in SSP245 was close to BL year and tended to increase in the future. However, the future of SSP585 that was far from BL year showed high trend in maximum and minimum temperatures. Based on the analysis result of the annual average of future long-term temporal changes, SSP585 tended to get higher than SSP245. The effect from SSP585 reflected higher variation especially maximum temperature.
Secondly, future changes in land use was analyzed by Land Change Modeler (LCM) using historical land use maps under 2 periods of time, which were 2015 and 2019, as primary data for analysis. The analysis result in BL year revealed that forest land was most appeared and it tended to decrease, followed by rice fields and cassava plantations. In spatial distribution, LCM demonstrated the future situation of forest land, which would be replaced by sugarcane plantations especially mid-stream and southern part of basin. In case of comparing the future increased area with BL year, sugarcane showed the highest trend followed by mixed field crop of rubber tree and mixed orchard. The spatial expansion was found that increased sugarcane land use would replace forest and rice fields around mid-stream and southern of the UCB.
Finally, changes in future runoff and its components were analyzed by QSWAT. The result indicated that QSWAT had potential to analyze runoff and hydrological components properly as can be seen from acceptable statistical indices including R2, NSE, RSR, and PBIAS. This could lead to long-term temporal and spatial changes by depth of 31 subbasins. The analysis result of runoff at the outlet point of the UCB comparing between BL year and future condition, the average runoff of SSP245 was slightly lower while SSP585 tended to be higher. Additionally, it can be described that runoff in October was the highest which was different from September of existing BL year, and SSP585 tended to have higher than SSP245.
When considering the variation of total runoff and monthly runoff components in depth unit from 2 future scenarios, surface runoff with highest ratio became lower the same as interflow. On the other hand, groundwater tended to become higher especially at the end of rainy season, which might affect an increase in future annual and monthly total runoff. Based on the analysis result of spatial changes in future total runoff compared to BL year, the headwater area in the north part illustrated higher change in total runoff. In mid-stream area, where rice fields were replaced by sugarcane and cassava plantations, total runoff variation got both higher and lower while it was lower at the outlet point. However, SSP585 demonstrated that most of the basin area had higher total runoff. In case of long-term changes, over 90% from the up-stream area to the outlet point tended to be higher in total runoff due to an increase in future precipitation that could affect both groundwater and interflow respectively.
Above all, understanding the effects of climate and land use changes on runoff and components in the UCB applying historical and statistical data to efficient mathematical models as well as methodology used in this study can help receive reliable long-term temporal and spatial results to understand changes in meteorological dimension and LULC. Both temporal and spatial changes became important factors influencing changes in hydrological system especially runoff in the basin. The result of this study can be important data to understanding future and current changes in hydrological system and to decision making. Moreover, it can be useful for stakeholders who are responsible for water management in the UCB to design a plan to develop water management system and handle any effects on different dimensions properly and sustainably under changes happening in the future.
Author Contributions
Conceptualization, R.H., A.K. and H.P.; methodology, R.H., S.K., A.K., J.K, K.B., K.S., S.M., S.S and H.P; software, R.H., S.K., J.K, K.B., S.M., S.S and H.P.; validation, R.H., S.K., J.K, K.B., S.M., S.S and H.P.; formal analysis, R.H. and H.P.; investigation, R.H. and H.P.; resources, R.H. and H.P.; data curation, R.H. and H.P.; writing—original draft preparation, H.P. and R.H.; writing—review and editing, H.P., R.H. and A.K.; visualization, H.P.; supervision, A.K.; project administration, A.K. and K.S.; funding acquisition, R.H. and A.K. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by Thailand Science Research and Innovation (TSRI) in fiscal year 2022 supported the research project named “The impact of climate and land use changes uncertainty on water balance and water yield management in Chi River Basin”, under the administration by the Faculty of Engineering, Mahasarakham University, Thailand.
Acknowledgments
We would like to extend our gratitude to the Royal Irrigation Office 6, Khon Kaen for giving us hydrological data, the Land Development Office 5 for supporting soil type and land use data, and the Upper Northeastern Meteorological Center for providing meteorological data. Our thanks and appreciations also go to scholars and specialists from different educational institutes and organizations related to water resource management for giving us suggestions on hydro-meteorological analysis as well as applying mathematical models that are helpful to us for research discussion.
Conflicts of Interest
The authors declare no conflict of interest.
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Figure 1.
Topography of the UCB.
Figure 1.
Topography of the UCB.
Figure 2.
Land use map in BL year; (a) 2015, (b) 2019.
Figure 2.
Land use map in BL year; (a) 2015, (b) 2019.
Figure 3.
Future average precipitation from 3 GCMs; (a) SSP245, (b) SSP585.
Figure 3.
Future average precipitation from 3 GCMs; (a) SSP245, (b) SSP585.
Figure 4.
Annual precipitation tendencies; (a) SSP245, (b) SSP585.
Figure 4.
Annual precipitation tendencies; (a) SSP245, (b) SSP585.
Figure 5.
Future monthly average temperature of 3 GCMs; (a) SSP245, (b) SSP585.
Figure 5.
Future monthly average temperature of 3 GCMs; (a) SSP245, (b) SSP585.
Figure 6.
Trends of average annual maximum and minimum temperatures.
Figure 6.
Trends of average annual maximum and minimum temperatures.
Figure 7.
Future land use in the UCB resulted from Land Change Modeler (LCM).
Figure 7.
Future land use in the UCB resulted from Land Change Modeler (LCM).
Figure 9.
Temporal distribution of average monthly runoff components in depth unit for BL year.
Figure 9.
Temporal distribution of average monthly runoff components in depth unit for BL year.
Figure 10.
Spatial distribution of runoff components in depth unit during BL year; (a) surface runoff, (b) groundwater, (c) interflow, (d) total runoff.
Figure 10.
Spatial distribution of runoff components in depth unit during BL year; (a) surface runoff, (b) groundwater, (c) interflow, (d) total runoff.
Figure 11.
Long-term temporal changes in annual and monthly runoff during 2000-2100.
Figure 11.
Long-term temporal changes in annual and monthly runoff during 2000-2100.
Figure 12.
Comparison of average monthly runoff at outlet point of the UCB between 4 future predictive time periods and SSP scenarios; (a) 2023-2040, (b) 2041-2060, (c) 2061-2080, and (d) 2081-2100.
Figure 12.
Comparison of average monthly runoff at outlet point of the UCB between 4 future predictive time periods and SSP scenarios; (a) 2023-2040, (b) 2041-2060, (c) 2061-2080, and (d) 2081-2100.
Figure 13.
Comparison of average monthly runoff at outlet point during 2023 – 2100.
Figure 13.
Comparison of average monthly runoff at outlet point during 2023 – 2100.
Figure 14.
Spatial changes of total runoff in depth unit by scenarios and future times. .
Figure 14.
Spatial changes of total runoff in depth unit by scenarios and future times. .
Table 1.
Data used in the study.
Table 1.
Data used in the study.
Data Type |
Resolution |
Year |
Source |
Digital Elevation Model (DEM) |
30x30 m |
2017 |
SRTM (Earth Resources Observation and Science (EROS) Center, 2017) |
Land use map |
30x30 m |
2019 |
Land Development Department (LDD) |
Soil series |
30x30 m |
2018 |
Land Development Department (LDD) |
Precipitation, minimum-maximum temperatures, relative humidity, wind speed, and sunshine hour |
daily |
1997 - 2022 |
Thailand Meteorological Department (TMD) |
Recorded runoff at observed stations: E.32A, E72 and E.73A |
monthly |
1997 - 2022 |
Royal Irrigation Department (RID) |
Table 2.
3 CMIP6 GCMs for future climate analysis.
Table 2.
3 CMIP6 GCMs for future climate analysis.
Models |
Resolution (km) |
Institutes |
References |
ACCESS-CM2 |
250x250 |
Commonwealth Scientific and Industrial Research Organization, Australia |
[26] |
MIROC6 |
250x250 |
Model for Interdisciplinary Research on Climate, Japan |
[27] |
MPI-ESM1-2-LR |
250x250 |
Max Planck Institute for Meteorology, Germany |
[28] |
Table 3.
Future land use change compared to BL year (2019).
Table 3.
Future land use change compared to BL year (2019).
Land use types |
BL |
Future periods |
2015 |
2019 |
2040 |
2060 |
2080 |
2100 |
A (km2) |
Diff. 2019 (%) |
A (km2) |
Diff. 2019 (%) |
A (km2) |
Diff. 2019 (%) |
A (km2) |
Diff. 2019 (%) |
Rice |
412.1 |
313.9 |
149.7 |
-52.3 |
167.4 |
-46.7 |
177.9 |
-43.3 |
183.4 |
-41.6 |
Mixed field crop |
18.2 |
28.9 |
51.9 |
79.6 |
59.1 |
104.4 |
62.9 |
117.4 |
65.1 |
125.3 |
Sugarcane |
256.8 |
483.2 |
1,022.2 |
111.6 |
1,173.9 |
143.0 |
1,268.0 |
162.4 |
1,328.6 |
175.0 |
Cassava |
289.7 |
254.3 |
120.2 |
-52.7 |
119.9 |
-52.9 |
123.9 |
-51.3 |
126.8 |
-50.1 |
Mixed perennial |
16.2 |
17.8 |
17.8 |
0.0 |
17.8 |
0.0 |
17.8 |
0.0 |
17.8 |
0.0 |
Rubber tree |
31.1 |
38.1 |
50.2 |
31.9 |
51.3 |
34.7 |
51.1 |
34.1 |
50.8 |
33.3 |
Mixed orchard |
39.2 |
48.3 |
62.9 |
30.1 |
61.7 |
27.6 |
60.8 |
25.7 |
60.3 |
24.8 |
Miscellaneous land |
6.6 |
11.4 |
13.5 |
18.7 |
12.1 |
6.5 |
11.7 |
3.2 |
11.6 |
2.4 |
Forest land |
1,998.1 |
1,886.4 |
1,595.9 |
-15.4 |
1,419.9 |
-24.7 |
1,308.6 |
-30.6 |
1,238.0 |
-34.4 |
Grass |
87.0 |
78.4 |
76.2 |
-2.7 |
77.6 |
-0.9 |
78.0 |
-0.5 |
78.1 |
-0.4 |
Shrubland |
38.1 |
29.4 |
29.4 |
0.0 |
29.4 |
0.0 |
29.4 |
0.0 |
29.4 |
0.0 |
Urban |
56.8 |
58.7 |
58.7 |
0.0 |
58.7 |
0.0 |
58.7 |
0.0 |
58.7 |
0.0 |
Water body |
37.7 |
38.7 |
38.7 |
0.0 |
38.7 |
0.0 |
38.7 |
0.0 |
38.7 |
0.0 |
Total area |
3,287.4 |
3,287.4 |
3,287.4 |
|
3,287.4 |
|
3,287.4 |
|
3,287.4 |
|
Table 4.
Parameters for sensitivity analysis and model calibration. .
Table 4.
Parameters for sensitivity analysis and model calibration. .
Rank |
Parameter |
Description |
Fitted Value |
Adjust Range |
t-Stat |
P-value |
1 |
R_CN2.mgt |
SCS runoff curve number |
-0.01 |
-0.1 − 0.3 |
-12.44 |
0.0000 |
2 |
R_SOL_AWC.sol |
Available water capacity of the soil layer |
0.21 |
-0.1 − 0.3 |
4.31 |
0.0000 |
3 |
V_GWQMN.gw |
Threshold depth of water in the shallow aquifer required for return flow to occur (mm) |
1258.33 |
0 − 5000 |
4.02 |
0.0001 |
4 |
V_CH_N1.sub |
Manning's "n" value for the tributary channels |
0.076 |
0.01 − 0.1 |
1.96 |
0.0507 |
5 |
V_GW_DELAY.gw |
Groundwater delay (days) |
180.50 |
30 − 450 |
-1.78 |
0.0769 |
6 |
V_CH_N2.rte |
Manning's "n" value for the main channel |
0.037 |
0.01 − 0.1 |
-1.16 |
0.2463 |
7 |
V_CH_K2.rte |
Effective hydraulic conductivity in main channel alluvium |
97.67 |
0 − 200 |
-1.03 |
0.3033 |
8 |
V_EPCO.bsn |
Plant uptake compensation factor |
0.69 |
0 − 1 |
-0.87 |
0.3865 |
9 |
R_SLSUBBSN.hru |
Average slope length |
-0.12 |
-0.2 − 0.2 |
0.46 |
0.6487 |
10 |
V_ALPHA_BF.gw |
Baseflow alpha factor (days) |
0.24 |
0 − 1 |
-0.45 |
0.6500 |
11 |
R_SOL_K.sol |
Saturated hydraulic conductivity |
-0.08 |
-0.1 − 0.2 |
0.39 |
0.7001 |
12 |
V_REVAPMN.gw |
Threshold depth of water in the shallow aquifer for "revap" to occur (mm) |
124.17 |
0 − 500 |
-0.16 |
0.8745 |
13 |
V_ESCO.bsn |
Soil evaporation compensation factor |
0.89 |
0.1 − 0.2 |
-0.14 |
0.8896 |
14 |
V_GW_REVAP.gw |
Groundwater "revap" coefficient |
0.15 |
0 − 1 |
0.01 |
0.9937 |
Table 5.
Correlation in statistics of runoff by model calibration and validation.
Table 5.
Correlation in statistics of runoff by model calibration and validation.
Stations |
Model stage |
Evaluation statistics |
R2
|
NSE |
RSR |
PBIAS |
E.32A |
Calibration (1997-2010) |
0.79 |
0.67 |
0.58 |
30.19 |
Validation (2011-2022) |
0.89 |
0.78 |
0.47 |
13.23 |
Overall (1997-2022) |
0.84 |
0.73 |
0.52 |
22.76 |
E.72 |
Calibration (1997-2010) |
0.67 |
0.53 |
0.68 |
15.95 |
Validation (2011-2022) |
0.73 |
0.70 |
0.54 |
-0.53 |
Overall (1997-2022) |
0.70 |
0.64 |
0.60 |
8.18 |
E.73A |
Calibration (1997-2010) |
0.75 |
0.69 |
0.56 |
30.45 |
Validation (2011-2022) |
0.76 |
0.71 |
0.54 |
-9.89 |
Overall (1997-2022) |
0.73 |
0.70 |
0.55 |
13.15 |
Table 6.
Performance ratings for evaluation metrics for a monthly time step.
Table 6.
Performance ratings for evaluation metrics for a monthly time step.
Performance Rating |
R2
|
NSE |
RSR |
PBIAS |
Very Good |
0.75 < R2 ≤ 1.00 |
0.75 < NSE ≤ 1.00 |
0.00 < RSR ≤ 0.50 |
PBIAS < ±10 |
Good |
0.65 < R2 ≤ 0.75 |
0.65 < NSE ≤ 0.75 |
0.50 < RSR ≤ 0.60 |
±10 ≤ PBIAS < ±15 |
Satisfactory |
0.50<R2 ≤ 0.65 |
0.50 < NSE ≤ 0.65 |
0.60 < RSR ≤ 0.70 |
±15 ≤ PBIAS < ±25 |
Unsatisfactory |
R2 ≤ 0.50 |
NSE ≤ 0.50 |
RSR > 0.70 |
PBIAS ≥ ±25 |
Table 7.
Average annual runoff at outlet point of the UCB.
Table 7.
Average annual runoff at outlet point of the UCB.
Periods/Years |
Qavr BL (MCM) |
GCMs |
Average |
ACCESS-CM2 |
MIROC6 |
MPI-ESM1-2-LR |
Qavr (MCM) |
BL Diff. (%) |
Qavr (MCM) |
BL Diff. (%) |
Qavr (MCM) |
BL Diff. (%) |
Qavr (MCM) |
BL Diff. (%) |
BL |
2000 - 2022 |
835.3 |
- |
- |
- |
- |
- |
- |
- |
- |
SSP245 |
2023 - 2040 |
- |
728.5 |
-12.8 |
826.6 |
-1.0 |
900.7 |
7.8 |
818.6 |
-2.0 |
2041 - 2060 |
- |
820.1 |
-1.8 |
636.2 |
-23.8 |
954.9 |
14.3 |
803.7 |
-3.8 |
2061 - 2080 |
- |
835.7 |
0.1 |
881.6 |
5.5 |
1,170.8 |
40.2 |
962.7 |
15.3 |
2081 - 2100 |
- |
896.4 |
7.3 |
856.2 |
2.5 |
1,283.1 |
53.6 |
1,011.9 |
21.1 |
SSP585 |
2023 - 2040 |
- |
915.0 |
9.5 |
637.6 |
-23.7 |
930.0 |
11.3 |
827.5 |
-0.9 |
2041 - 2060 |
- |
615.7 |
-26.3 |
668.2 |
-20.0 |
1,383.3 |
65.6 |
889.1 |
6.4 |
2061 - 2080 |
- |
642.1 |
-23.1 |
922.1 |
10.4 |
2,288.3 |
174.0 |
1,284.2 |
53.7 |
2081 - 2100 |
- |
654.4 |
-21.7 |
735.0 |
12.0 |
2,301.6 |
175.6 |
1,230.3 |
47.3 |
Table 8.
Comparative runoff component ration between BL and predictive years.
Table 8.
Comparative runoff component ration between BL and predictive years.
Runoff components |
Ratio in BL period (%) |
Scenario periods |
Ratio in SSP245 and SSP585 (%) |
SSP245 |
Diff. |
SSP585 |
Diff. |
Surface runoff
|
71.0
|
2023-2040 |
62.2 |
-12.4 |
63.2 |
-11.0 |
2041-2060 |
63.8 |
-10.1 |
59.8 |
-15.8 |
2061-2080 |
64.2 |
-9.6 |
56.9 |
-19.9 |
2081-2100 |
62 |
-12.7 |
57.9 |
-18.5 |
Interflow
|
21.6
|
2023-2040 |
21.3 |
-1.4 |
21.2 |
-1.9 |
2041-2060 |
21.4 |
-0.9 |
19.8 |
-8.3 |
2061-2080 |
18.7 |
-13.4 |
15.5 |
-28.2 |
2081-2100 |
17.8 |
-17.6 |
15.6 |
-27.8 |
Groundwater
|
7.4
|
2023-2040 |
16.5 |
123.0 |
15.6 |
110.8 |
2041-2060 |
15 |
102.7 |
20.3 |
174.3 |
2061-2080 |
17.2 |
132.4 |
27.6 |
273.0 |
2081-2100 |
20.3 |
174.3 |
26.4 |
256.8 |
|
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