2. Model
We consider an ensemble of vertical NWs (or 3D islands) which grow in both vertical and horizontal directions with respect to the substrate surface. They nucleate with random positions and a surface density
, where
is the average distance between the NW centers. For VLS or SAE growths, the NW density is determined by the pitch separating the pre-existing droplets or patterned pinholes in a dielectric mask, while in the SI growth of GaN NWs it depends on the nucleation mechanism of 3D islands which subsequently become NWs [
7,
11]. In the SAE process, the randomness in the NW positions is less than on unpatterned substrates. All NWs before coalescence have the same shape such that their cross-sectional area is given by
, with
as the NW radius and
as a shape constant (
for cylindrical and
for hexahedral NWs). Different stages of NW growth are illustrated in
Figure 1. We are interested in the coalescence process, which should usually occur in a late stage of growth where the NW ensemble consumes the entire flux
of semiconductor material (group III atoms for III-V NWs) sent from vapor [27-29]. In molecular beam epitaxy (MBE), this corresponds to the full shadowing of the substrate surface which either re-emit material or contribute into the total diffusion flux coming to the NW tops [
28]. In vapor phase epitaxy (VPE) techniques, this corresponds to the saturation of the total flux per NW which includes the growth species desorbed from different surfaces [
29]. Introducing the average NW length
, we can write
where
is the surface coverage. In stage (a) of isolated growth where
, with
as the average NW radius, this is equivalent to
, as in Refs. [
28,
29]. The growth regime described by Equation (1) starts at a certain NW length
and coverage
(most probably before coalescence, corresponding to
, with
as the NW radius at the average length
[
28]). The pre-coalescence stage of NW growth will be discussed in the next section. Integrating Equation (1), we find
where
is the moment of time after which the NW growth kinetics is governed by Equation (1). This equation shows that the volume of the NW ensemble per unit surface area
scales linearly with time, and is proportional to the effective deposition thickness
.
For the vertical NW growth rate, we use the standard model of NW growth assuming that tall enough NWs elongate due to direct impingement of material onto their tops and surface diffusion of adatoms (group III adatoms for III-V or III-nitride NWs) from the upper part of NWs to their tops [4,28,30-32], re-written in terms of
:
Here,
is the collection efficiency on the NW top, with
for most VLS NWs having droplets on their tops due to a larger surface area of the droplet compared to
[
4,
33], and
for catalyst-free SAE or SI NWs.
denotes the effective collection length of adatoms on the NW sidewalls, limited by surface incorporation to allow for the radial NW growth, and
is the total NW perimeter per unit surface area. At
and
, this is reduced to the usual growth law
for isolated NWs [4,28,30-32]. NWs can grow infinitely long only when
, which is the interesting case considered in what follows. At
, corresponding to “negative” diffusion of material from the NW tops to their sidewalls, NWs can only grow to a finite length [
34] and should then fully coalesce due to the radial growth. The saturation of length at large
for
is seen directly from Equation (3). The growth law given by Equation (3) is equivalent to
where
is the average perimeter per unit cross-sectional area of NWs. This elongation law is valid at any
, starting from
to unity. In particular, the NW perimeter
tends to zero at
. Therefore, we have
at
, which is consistent with Equation (2) at
only when
. This gives a very simple answer to the main question in the title of this work. Vertical NWs can fully coalesce into continuous film only without any magnifying effect on the material collection at the NW top. In particular, VLS NWs can partly merge, but will never coalesce into continuous film due to a magnifying effect of a catalyst droplet. This conclusion was drawn earlier in Ref. [
28]; however, it was based on modeling the growth kinetics of isolated NWs. Any catalyst-free NWs with
will finally coalesce into continuous film regardless of the value of
, simply because surface diffusion becomes ineffective at
. For example, catalyst-free III-N NWs can fully coalesce [
16].
To describe the degree of incomplete coalescence of NWs using Equations (2) and (4), we require a model for the NW perimeter per unit surface area
as a function of
. According to the Kolmogorov crystallization model, the coverage
is given by
, where
is the so-called extended volume, or the coverage in the absence of coalescence [
35]. The Kolmogorov model accounts for Poissonian nucleation with random position on a substrate surface, solid-like coalescence process which usually occurs for solid-state structures, and with neglect of the boundary effect. Applying this to the two-dimensional (2D) projection of the NW ensemble in the substrate plane, with
, we have
These expressions apply when the nucleation step is short compared to the duration of the whole NW growth process, which is guaranteed for most VLS [
4] and SAE [
5,
36] NWs and is a good approximation for SI GaN NWs [
7,
11]. It is interesting to note that due to Equation (2) for the total NW volume, we do not need to introduce any model for the NW radial growth rate, whereas the function
is essential in the Kolmogorov model [
35]. Using Equations (5), we obtain
At small
, this is reduced to
and
.
Figure 2 shows the normalized perimeters
and
(in the units of
) given by Equation (6), compared to the approximations
and [
for isolated NWs at
. The curves for isolated NWs become inaccurate after
. The perimeter of NWs per unit area of the substrate surface
reaches its maximum at
, corresponding to the beginning of the coalescence process. The perimeter of NWs per unit area of their top facets
decreases monotonically with
. This decrease is sharper than the simple
dependence for isolated NWs.
Using Equation (6) in Equation (4), we obtain the elongation law which accounts for the NW coalescence process:
where
according to Equation (2). Hence, the right hand side can equivalently be presented as a function of
. Numerical soluion of this equation gives the mean NW length
, and simultaneously the surface coverage
, as a function of
or the growth time. The generalized growth model given by Equation (7), together with a model for the surface coverage
, is the main result of this work. In the next section, we analyze the asymptotic behavior of the coverage at
and
depending on the two control parameters
and
, and consider the NW growth kinetics before the asymptotic stage.
3. Results and discussion
First, we note that at
, corresponing to low coverage and high NW aspect ratio, Equations (7) and (2) are reduced to the result of Ref. [
28]:
This special type of the Chini equation for
can be resolved in the analytic form [
28]. At
, the NW length scales linearly with
:
. Without coalescence, the coverage is given by
, and equals
according to Equation (8) for
. Therefore, the asymptotic coverage at
is given by [
28]
This result, obtained within a simplified model without coalescence, gives correctly the asymptotic coverage only at and .
The asymptotic coverage in the general case with coalescence is obtained from Equation (7) at
. Using
in Equation (7) and finding the unknown
, the result is given by
This transcendent equation for
cannot be analytically resoled, but enables one to plot the asymptotic coverage as a function of
and
.
Figure 3 shows
versus
for different
. As discussed above, the full coalescence of NWs occurs only at
and regardless of
. For any
, NWs can only partly merge but will never fully coalesce. The asymptotic coverage monotonically decreases with
for any
, showing that a more efficient material collection at the NW top (enhanced by the presence of a catalyst droplet for VLS NWs) reduces the asymptotic surface coverage. For a given
,
decreases with
. According to Equation (7) for
, the coverage is decreased for higher diffusivities of adatoms on the NW sidewalls having larger diffusion lengths
, and for larger surface densities
, or smaller pitches
in regular NW arrays. Decrease of the surface coverage and the corresponding increase of the NW aspect ratio for denser NW ensembles may look counter-intuitive at the first glance. However, this effect is well known, for example, for InAs NWs grown by MBE on patterned SiO
x/Si(111) substrates [
36], and is explained by the enhanced shadowing of denser NWs and lower material flux per NW contributing to the radial growth [
28,
29,
37]. It does not contradict the fact that merging of NWs occurs earlier in denser NW ensembles, simply because the late stage of growth corresponding to the full shadowing of the substrate surface starts earlier than in sparse ensembles (corresponding to shorter times
in Equation (1)). This effect will be considered in detail in what follows.
The approximation for isolated NWs given by Equation (9) predicts correctly some qualitative trends, in particular, the possibility of the full coalescence at
(but only at
, which is wrong), and a decrease of the asymptotic coverage with
. However, it underestimates the coverage for any
at any positive
, that is, in the growth regimes with surface diffusion of adatoms. These inaccuracies, seen in
Figure 3, are related to the overestimated perimeter per NW cross-sectional surface, as shown in
Figure 2. In the growth model for isolated NWs, their total perimeter never decreases and never shrinks to zero. This gives a non-vanishing contribution of surface diffusion into the NW elongation rate, resulting in a higher NW aspect ratio and lower coverage of a substrate surface. In the refined model with the coalescence process included, the total NW perimeter reaches a maximum and then decreases to zero, leading to an almost negligible surface diffusion at large
and zero diffusion flux of adatoms at
.
Let us now consider the growth kinetics of a NW ensemble starting from the very beginning of growth. Re-formulating the results of Refs. [
28,
29] in terms of the coverage
rather than
, which gives the coverage only at
, we have
Here,
is the 2D equivalent deposition thickness, and the parameters
and
have the same meaning as before. According to Equations (11), the volume of NWs per unit surface area increases due to the direct impingement of material onto the droplet surface (for VLS NWs with
) or flat tops (for catalyst-free SAE or SI NWs with
), and material collection on the sidewall surfaces of NWs having the total surface area
. The multiplying factor
describes the contribution from the re-emitted species. This model applies when desorption of material (group III adatoms for III-V or III-nitride NWs) from the NW sidewalls is negligible, in which case all adatoms either diffuse to the NW top and contribute into the axial growth or get incorporated into the radial shell growing around each NW. Such growth occurs until a NW ensemble start to collect the entire flux of the arriving material. After this moment of time, corresponding to
, the growth kinetics is governed by Equation (1). Equations (12), which actually apply for
with
as the incorporation-limited diffusion length of adatoms on the NW sidewalls, show that the axial NW growth rate decreases with its length due to a lower fraction of re-emitted species landing on each NW and becomes
after saturation, as given by Equation (4). These growth equations are written in the case of VPE [
29], where
with
as the contact angle of a catalyst droplet resting on the NW top (
for non-VLS NWs). In the directional MBE technique, the growth equations are modified [
28]. In particular, the parameter
depends on the droplet contact angle
and the group III beam angle with respect to the substrate normal
[
33].
For both VPE and MBE NW growths, Equations (11) and (12) yield the evolution of the coverage with the average NW length in the form
We start the analysis with the simplest NW growth with negligible surface diffusion of adatoms, corresponding to
. This case gives the lowest axial NW growth rate and hence the highest coverage compared to the general case with surface diffusion at
Using
, Equation (14) yields
for the NW radius. Therefore,
scales linearly with the NW length:
where
is the initial NW radius at
. Using this in Equation (5), the surface coverage is obtained in the form
The increase of coverage is described by this equation until the beginning of the late growth stage, which is governed by Equations (2) and (4). At
, these equations give the linear asymptotes
and
, where
is the deposition thickness at which the total flux per NW saturates at its maximum level. Therefore, further evolution of the surface coverage with the deposition thickness or NW length is given by
giving the asymptotic coverage
at
or
.
Figure 4 shows the evolution of the coverage with the NW length, obtained from Equation (16) at a fixed initial NW radius of 30 nm and a fixed inter-NW distance of 500 nm, for cylindrical NWs with
. The asymptotic coverage
at
depends only on
, regardless of the NW density, initial radius and the details of growth kinetics. From
Figure 4, only NWs with flat tops (
) will fully coalesce. VLS NWs with a small
will partly merge, but never coalesce into continuous film. NWs with larger
will remain separated at any time or for any length. The exponential increase of coverage given by Equation (16) to a much slower increase given by Equation (17) occurs at short NW lengths (from 190 to 270 nm in this example). Therefore, the slow increase of coverage in the late stage of NW growth provides a good approximation for nearly all growth times excluding the initial stage before the saturation of the total flux received by a NW ensemble. This observation also holds in the general case with surface diffusion of adatoms (
), because the diffusion-induced terms in the growth equations become negligible compared to the direct impingement at small enough
.
Most catalyst droplets on top of untapered VLS NWs have the droplet contact angles larger than 90
0 [
4]. For example, the contact angles of Ga droplets on top of untapered self-catalyzed GaAs NWs typically range from 90
o to 140
o, depending on the Ga/As flux ratio [
38,
39].
Figure 5 shows the asymptotic coverage of the substrate surface as a function of the droplet contact angle
for VLS NWs grown by different epitaxy techniques. The dependence
for VPE growth method is obtained from Equation (13). For the directional MBE growth, it is calculated using the expressions of Ref. [
33] at a beam angle of 45
o. In this example, merging of NWs is possible only in VPE growth for small enough contact angles
103
o. As mentioned above, VLS growth without surface diffusion of adatoms yields the maximum possible coverage, because the axial NW growth rate increases and the radial NW growth rate decreases for larger diffusion lengths
. Therefore, VLS NWs with larger contact angles on their tops will remain separated at infinite length or growth time, and the asymptotic coverage will be less than in
Figure 5 for VLS NWs with surface diffusion.
Presenting
as a function of
, Equation (14) with arbitrary
takes the form
Using Equations (5) for
and
and integrating, we obtain the analytic relationship between the NW radius (or the coverage
) and length
Here, is given by Equation (5), is the NW radius at , and is the initial coverage at . At , this is reduced to the linear dependence given by Equation (15).
For high temperature growths with enhanced desorption from the NW sidewalls, the NW top collects material from the upper NW section of length
, while the desorption-limited diffusion length equals
[
29,
37]. The radial NW growth can occur only when
[
29], In this case, Equation (14) rewrites [
29]
Presenting
as a function of
and repeating the above procedure, the analytic relationship between the NW length and coverage modifies to
Here, is the NW radius at , and is the coverage at .
SI GaN NWs on different substrates, emerging from the Volmer-Weber 3D islands, usually have very high surface density, up to 10
11 cm
-2 [
6,
7,
11,
32,
40], which is why the coalescence process starts quite early. The typical base radius of the initial 3D islands equals 5 nm [
7,
32,
37]. Desorption of Ga adatoms from the NW sidewalls should be present in high-temperature MBE growth of GaN NWs at around 800
oC [
32]. According to Equation (21), in the initial stage of growth of separated GaN NWs, corresponding to
and
, the NW length scales as a power law of its radius:
with the power exponent
according to Ref. [
7].
Figure 6 shows the coverage versus
for a model system with
5 nm,
40 nm [
7,
32],
[
7] and
for hexahedral NWs, at three different surface densities
10
10,
10
10 and 10
11 cm
-2, corresponding to the NW separations
100, 45 and 32 nm. The curves are obtained from Equation (21) at
in the early stage and from numerical solution of Equations (2) and (4) after the flux saturation. These curves show the importance of the NW surface density (determined in the nucleation stage of 3D islands in the case of SI GaN NWs) in the kinetics of the coalescence process. The low surface density NWs (
10
10 cm
-2,
100 nm) remain separated even at a large
of 2000 nm, although they will finally coalesce due to
. The higher surface density NWs start to merge in the early stage of growth. The highest surface density NWs (
10
11 cm
-2,
32 nm) are almost fully coalesced at
2000 nm.