1. Introduction
Retinitis pigmentosa (RP) is a group of inherited eye conditions, affecting 1 in 3000 people, with most people becoming legally blind by age of 40s. It is characterized by progressive loss of rods followed by cone photoreceptors death, bone-spicule pigmentation of the retina , optic nerve pallor, attenuated retinal blood vessels and abnormal hemodynamics of the eye [
1]. Currently, there is no treatment for RP, apart from Luxturna gene therapy [
2], but with limited therapeutic target, since its indication is restricted to group of patients with recessive RPE65 mutation.
RP is not merely caused by genetic factors; in fact, it is a complex multifactorial disorder. Other factors are assumed to contribute to its pathogenesis. Circulatory changes have been observed in the retina and choroid of RP patients, but it has remained unclear whether these play a role in the pathogenesis of the disease. The pulsatile blood flow is significantly reduced in RP patients when compared to healthy volunteers and relative choroidal ischemia is closely associated with visual loss [
3]. Furthermore, a study reported a relationship between the choroidal blood flow and reduced focal electroretinography responses [
4]. Retinal blood flow is also significantly decreased in RP, probably as a result of vascular remodeling in response to reduced metabolic demand [
5]. The ocular blood flow (OBF) is reduced not only in the retina and choroid but also in the retro-ocular vessels [
4,
6]. Interestingly, signs of reduced OBF have been observed before the appearance of any of fundoscopic features of RP [
7]. It has been suggested that vascular dysregulation might play a primary role in pathogenesis of RP [
1]. The mechanisms responsible for reduced dysregulated OBF in RP patients are uncertain. It is also uncertain if OBF decline stems from disturbed neural control of ocular circulation or vascular pathology, or both.
The blood supply to the choroid in mammals arises from the ophthalmic artery via the long and short ciliary arteries. Ophthalmic artery and its main branches are all under both parasympathetic and sympathetic neural control with many also under local trigeminal control [
8]. The parasympathetic input has a vasodilatory effect, while sympathetic input has a vasoconstrictor effect [
8,
9].
Stimulation of sensory afferents from the ophthalmic nerve (V1) results in the activation of three pathways that lead to vasodilatation and increased OBF (
Figure 1). The first is activation of trigeminovascular system via antidromic impulse [
8,
9,
10]. The nasociliary nerve, which originates from the V1, contains major vasodilatory innervation [
11,
12], and its stimulation results in the release of vasoactive neuropeptides from the free nerve endings, such as substance P (SP) and Calcitonin gene-related peptide (CGRP) [
13,
14]. The second pathway results in parasympathetic vasodilation of the ocular vasculature via interactions with the facial nerve and sphenopalatine ganglion [
15,
16]. The third is an axon reflex between trigeminal nerve and sphenopalatine ganglion [
11]. Consistent with this, stimulation of the V1 in experimental animals was found to increase OBF [
17], decrease carotid arterial resistance, [
15] along with enhanced uveal release of substance P [
18].
Oxidative stress plays a central role in pathogenesis and progression of RP. Anti-oxidant interventions have been reported to substantially delay photoreceptor cell death [
19]. Therefore, it reasonable to suggest that high-dose of intravenous AA could be beneficial in RP treatment. Preclinical studies showed that a high-dose of AA can restore vascular endothelial function and prevent microcirculatory flow impairment. AA can retrieve vascular responsiveness to vasoconstrictors and preserve endothelial barrier [
20]. Additionally, AA exerts sympatholytic effects via central action [
21].
Pathogenesis of RP reflects a summation of primary reduced dysregulated OBF, and consecutive unstable oxygen supply, photoreceptors starvation, oxidative stress and chronic neuro-inflammation of the retina. These vascular and cellular processes are ultimately combined to produce rods followed by cones apoptosis. It is our suggestion that hypoxia and starvation of photoreceptors caused by reduced dysregulated OBF represents an initial common pathway in pathogenesis of RP, which can be a target for a novel therapeutic strategy that might halt rods and cones degeneration. Because of complexity of RP, it is unlikely that optimal protection of the rods and cones in the outer retina can be achieved through a single therapy, suggesting that an alternative approach based on combination therapy to be considered. Here we report the safety and efficacy results of ONS paired with systemic ascorbate for treating participants with RP. Additionally, baseline predictive factors for responsiveness to this novel treatment were also defined.
2. Materials and Methods
Forty participants (76 eyes) with RP were recruited into a prospective, open-label interventional study, conducted at Musallam Eye Centers, Palestinian Authority. This study was approved by the Institutional Review Board, and it adhered to the tenets of the Declaration of Helsinki. Written informed consent was obtained from all participants after explanation of the purpose and possible outcome of therapy.
Following recruitment, all subjects with medical history and established diagnosis of RP completed baseline vision testing, slit lamp examination and fundoscopy. Optical coherence tomography angiography (OCTA) was performed within 2-4 weeks’ prior treatment. The severity of the disease was clinically graded into five stages based on fundoscopy and OCTA findings (
Table 1). Inclusion criteria were: patients with established diagnosis of non-syndromic RP; aged ≥ 4 years, with BCVA ≥ 20/400. Exclusion criteria were pregnancy, glaucoma, CRVO and retinal detachment.
To evaluate the therapy outcome, LLQ-10 score changes from baseline to 6 months after treatment were calculated (The primary efficacy endpoint). The LLQ-32 was developed originally for the evaluation of patients with age-related macular degeneration [
22]. We have modified such a validated LLQ-32 into a shorter version LLQ-10 (
Table 2). LLQ-10 has been used to quantify the participant’s visual dysfunction under low luminance, integrating aspects of visual acuity, mobility, visual field, depth of perception, reading, color vision, dependency on others help, social functions and mental health. Patient-centered outcome measures have been increasingly viewed as necessary in clinical trials, serving as primary endpoints [
23,
24,
25]. Participants rated how much difficulty they have performing each of the activities under low luminance on a 5-point Likert scale. Rod responders were identified as those in whom LLQ-10 score increased by ≥25 points at 6 months after treatment.
The secondary efficiency points include best corrected visual acuity (BCVA) and contrast sensitivity (CS). BCVA was recorded in Snellen equivalents and then transformed to logMAR unit. CS was measured using Pelli- Robson chart under standardized photopic illumination at one meter in each eye, using best correction spectacles. For safety purposes, the vital signs and ECG were monitored before, during and after each session of ocular neuromodulation (ONM). Ocular and non-ocular adverse events were also reported.
ONM protocol included the administration of AA followed by ONS over a period of two weeks. AA was given intravenously in a dose of 3 gm dissolved in 100 ml of saline infused at 5 ml min−1 for 20 min in the first day, followed by a drip infusion of 1 g daily during the rest of the treatment period.
A modulated low magnitude, low frequency vibration, with a frequency of approximately 60 Hz- 90 Hz and stimulation amplitude range of 1.5 μm- 3.5 μm were used for ONS. Modulated frequency and amplitude waveforms were used to avoid adaptation to mechanical stimulus. A hand held and head mounted prototypes of ophthalmic nerve stimulators was applied to different application sites (
Figure 2) by using modified commercially available micro-vibrators, along with different types of intranasal and extra-nasal application heads.
Bilateral ONS was applied to the subjects over a session of 30 minutes per day, 6 sessions per week and one day off. Each session included intra-nasal vibrochemical, and extra-nasal vibrotactile stimulation over the nasal bridge and the supraorbital region in both sides (
Figure 2A), using appropriate application heads. During intra-nasal vibrochemical stimulation, the nasal application head was covered by rubber cape impregnated by 2% menthol cream (Dermacool plus
R) as a transient receptor potential cation channel subfamily M (melastatin) member 8 (TRPM8) agonist. Participants were assessed clinically, and by OCTA, and ILQ-10 at baseline and at 1, 6, 12 and 24 months after treatment.
4. Results
Between April 14, 2018 and April 29, 2020, 40 participants (76 eyes) were recruited. The demographics and baseline characteristics of whole cohort are presented in
Table 3.
The night vision score in whole cohort improved significantly from (23.1 ± 13.0) at baseline to (55.1 ± 28.6 (p=0.0001) at one month, (52.8 ± 27.2) (p= 0.0001) at 6 months, (52.9 ± 27.4) (p=0.0001) at 12 months and to a value of (56.5 ± 28.0) (p=0.0001) at 24 months after treatment. Twenty-four (60%) patients were identified as rod responders and 16 (40%) patients were non-responders.
Figure 3A shows (mean ± SD) of the night vision score as measured by LLQ-10 at each post-treatment visits compared to the baseline in rod responders and non-responders’ groups separately. In rod responders, the night vision score improved significantly from (23.6 ± 11.6) at baseline to (73.5 ± 16.6) (p=0.0001) at one month, (70.0 ± 16.2) (p=0.0001) at 6 months, (69.7 ± 20.5) (p=0.0001) at 12 months and to a value of (68.9 ± 23.7) (p= 0.0001) at 24 months after treatment.
At 6-month visit, the night vision was significantly improved in the whole cohort by (29.8 ±24.7) points as compared to baseline (
P < 0.0001). The mean change in LLQ-10 score was (46.35 ±16.81) in rod responders versus (4.9 ± 7.6) in non-responders (p=0.0001). Level 1 and level 2 of scotopic vision were achieved in 12 (38.7%) and 16 (51.6%) patients of rod responders respectively. The rod responders were found to be statistically significantly younger (23.92 ± 12.24 vs 35.06 ± 14.34 yrs) (p=0.01) , with better BCVA (0.45± 0.33 vs 0.71 ± 0.35 Log MAR) (P=0.002) and CS (0.57± 0.50 vs 0.22 ± 0.35) (p=0.001) at baseline. Additionally, the central retina (CRT) (237.2 ± 72.27 µ vs 191.00 ± 76.52 µ) (p=0.01) and ganglion cell layer (GCL) (66.20 ± 16.23 µ vs 49.56 ± 12.29 µ) (p=0.0001) were significantly thicker when compared to non-responders (
Table 2). In contrast, relatively thick nerve fiber layer was present in both rod responders and non-responders (42.62 ± 12.15 µ vs 42.86 ± 8.24 µ) (p=0.93; NS) reflecting the chronic nature of neuroinflammation of the retina.
When the stage of disease is considered, all patients with stage 2 (9 patients), 80% patients with stage 3 (12/15) were rod responders. In contrast, only 18% (2/11) of patients with stage 4 were rod responders. Interestingly, in stage 5, the only patient who respond to treatment has central type of RP
Interestingly there is a negative correlation between the duration of night blindness and rod responsiveness. (
Figure 1 and
Table 2). 81.25% (13/16) of patients who experienced night blindness for 10 years or less were found rod responders. In contrast, only 28.57% (4/14) and 10% (1/10) of patients with >10-20 and >20years of night blindness were found rod responders.
The mean value of BCVA (LogMar) in whole cohort improved significantly from (0.55 ± 0.36) at baseline to (0.34 ± 0.30) (p=0.0001) at one month, (0.39 ± 0.31) (p= 0.0001) at 6 months, (0.43 ± 0.34) (p=0.0001) at 12 months and to a value of (0.43 ± 0.33) log Mar unit (p=0.04) at 24 months after treatment. In rod responders, the mean value of BCVA was significantly improved at all post-treatment visits when compared to baseline. It improved from (0.45 ± 0.33) at baseline to (0.22 ±0.24) (p=0.0001) at one month, (0.23 ± 0.23) (p= 0.0001) at 6 months, (0.30 ± 0.25) (p=0.0001) at 12 months and to a value of (0.33 ± 0.26) log Mar unit (p=0.005) at 24 months after treatment. In contrast, mean BCVA in non-responders was only improved at one (p=0.0001) and 6 months (p= 0.009) after treatment.
Figure 3B shows mean change in BCVA at each post-treatment visits compared to the baseline in rod responders and non-responders’ groups. At six months’ visit, a clinically significant improvement of BCVA (improvement of ≥0.2 logMAR, was demonstrated in 44.4% of the eyes of rod responders versus 32 % of eyes of non-responders, but this difference was not statistically significant.
The mean value of CS (Log) in whole cohort improved significantly from (0.42 ± 0.47) at baseline to (0.67 ± 0.53) (p=0.0001) at one month, (0.63 ± 0.53) (p= 0.0001) at 6 months, (0.68 ± 0.54) (p=0.0001) at 12 months and to a value of (0.68 ± 0.51) log unit (p=0.01) at 24 months after treatment. The mean value of CS (Log) in rod responders improved significantly from (0.56 ± 0.50) at baseline to (0.88 ± 0.44) (p=0.0001) at one month, (0.84 ± 0.47) (p= 0.0001) at 6 months, (0.89 ± 0.47) (p=0.0001) at 12 months and to a value of (0.82 ± 0.45) log unit (p=0.03) at 24 months after treatment. The mean changes in CS in rod non-responders were also significantly improved in all post-treatment intervals except at 24 months’ visit. When the mean change in contrast sensitivity is considered, the rod responders showed higher improvement of CS compared to rod non responders (0.32± 0.3 vs 0.16 ± 0.2) (p=0.01) at one month, (0.27±0.26 vs 0.11 ± 0.19) (p=0.004) at 6 months and (0.31 ± 0.35 vs 0.11 ±0.23) log units (p=0.03) at 12 months but no significant difference was found at 24 months. Additionally, at 6 months’ visit, there was a statistically significant difference in the proportion of eyes that showed a clinically significant improvement of CS among the rod responders compared to non- responders (p < 0.002). 56.1% of the eyes of rod responders and 20% of eyes of non-responders had a clinically significant improvement of CS (improvement of ≥0.3 log unit).
Clinically significant regression was noticed in 6 (11.8%) patients 6-12 months. At 24 months’ visit, 20 out of 22 of participants (91%) showed signs of visual regression that justify re-treatment. No serious adverse effects were reported and headache in 5 patients was the only encountered side effect in this study.
Discussion
The current study reported a successful use of ONM as a novel treatment for RP that was previously considered incurable. It has led to a clinically meaningful and statistically significant improvements in visual functions including navigation under low illumination condition, BCVA and CS. We have identified patient characteristics that may predict positive response to treatment. These include younger age, early stage of the disease, and short duration of night blindness at baseline. Additionally, central retinal thickness and ganglion cell layer thickness at baseline, OCT biomarkers, were associated with rod responsiveness.
In this study we found that the most robust improvement in visual function for the subjects with early stages of the disease was night vision as measured by LLQ-10. The process of rod cells apoptosis occurs over years [
26], suggesting that there was a much wider window of opportunity for applying ONM for the early rod related stage of RP. Recovery of night vision was likely to be related to reactivation of dormant/starving rods via enhanced oxygen and glucose delivery and shunting metabolites toward aerobic glucose metabolism [
27]. A recent study has demonstrated a protective effect of restored glucose transport to mutant rods in RP [
28].
In RP, reduced dysregulated OBF, progressive retinal vessel attenuation and reduction of vessel density, along with alteration of the foveal avascular zone have been reported in several studies [
1,
3,
4,
5,
6,
29]. Early development of annular scotoma at the mid-periphery opposite the choroidal watershed zone between the anterior and posterior ciliary arteries [
30], supports the notion that photoreceptors damage is primarily of vascular origin. Nevertheless, the unmet oxygen and glucose requirements of mutant rods might be triggering factors for the disease process in RP.
BCVA and CS were not the primary targets of this rod-mediated disease. Nevertheless, the VA and CS were significantly improved. This improvement was maintained for months after treatment. (
Figure 3B and
Figure 3C). We propose that the reversal of cone dormancy via modulation of OBF might increase the density of functioning cones in the fovea and decrease intercone spacing thereby improving VA and CS. Restoration of glucose delivery to starving cones was found effective in reversal of a state of dormancy in these photoreceptors [
27,
31].
In normal retina, the action of various proangiogenic factors is in balance with the action of endogenous antiangiogenic factors. There is considerable evidence that VEGF A is a prime regulator of angiogenesis [
32]. Pigment epithelium–derived factor, thrombospondin 1, angiostatin, and endostatin, has been identified as endogenous antiangiogenic factors [
33,
34,
35]. In patients with RP, the concentration of VEGF-A in aqueous humors is lower than in non-RP subjects [
36] and its level decreases with disease progression [
37]. By attempting to redress this imbalance, it might be possible to normalize retinal vessels. One validated mechanism of vascular normalization is enhancement of VEGF signaling. It has been demonstrated that VEGF and VEGF receptors are present in the trigeminal ganglia [
38]. Additionally, the angiogenic effect of indirect activation of vagus nerve [
39,
40] via its neuronal connection with ophthalmic neve might play a role [
41,
42,
43]. We thus hypothesized that ONS promoted angiogenesis of the retina through increasing both VEGF-A and VEGF-B levels in the retina. Sensory neurons of V1 might also promote angiogenesis of the retina via SP signaling in response to antidromic ONS [
44]. SP can induce enhancement of migration, proliferation, differentiation of endothelial cells, [
45] and recruitment of circulating angiogenic cells and endogenous stem cells to injury site [
46,
47]. On the other hand; the application of Low-Magnitude Low-Frequency Vibrations on peri-orbital cranial bone induces expression of SDF1, which might be involved in recruitment of endogenous mesenchymal stem cells (MSCs) to the diseased retina [
48]. Interestingly, the human cranial bone marrow MSCs have shown greater tendency to differentiate into neuron-like cells than the MSCs derived from iliac crest [
49]. Taken together ONS might induce vascular normalization through restoring equilibrium between pro and antiangiogenic activity or enhancement of angiogenic activity via expression of VEGF and SP. Our primary impression indicated that the appearance of a normalized vascular phenotype of the retina (
Figure 4) can only be achieved when ONM is applied at the earliest possible time before irreversible vascular remodeling of the retina occurs (vascular normalization window).
Neuroinflammation is a key component of neurodegenerative processes affecting the retina, and thus constitutes a promising target for treatment of RP [
50]. Thickening of NFL seen in our study and other studies [
51] might be attributed to neuroinflammation of the retina [
52]. The specific molecular anti-inflammatory events that occur in the retina as a result of ONM therapy remain to be established. One possible explanation for reduction in inflammation is improved ocular hemodynamics which results in attenuation of retinal hypoxia and ischemia at the cellular level [
53]. Significant reduction of TNF-α and IL-6 levels in response to ONS has also been reported [
53]. Additionally, the anti-inflammatory effect of indirect activation of vagus nerve via its neuronal connection with ophthalmic neve could not be ruled out [
41,
42,
43]. On the other hand, neuroinflammation of the retina and subsequent cone damage are mediated at least in part by oxidative stress [
54]. AA is highly concentrated in the retina [
55,
56]. Supraphysiological doses of ascorbate have anti-inflammatory effects; hence it is an extremely effective antioxidant and plays a central role in the regulation of intracellular redox state. AA has also sympatholytic effects and has shown to be efficient in improving the endothelium-dependent vasodilatation by restoring nitric oxide activity [
57].
Previous clinical studies have evaluated the effect of electrical stimulation on RP [
58,
59,
60]. These studies have made use of a range of electrical stimulation settings, as well as several stimulation sites including transcorneal, transdermal and transorbital electrical stimulation but with limited improvement of vision [
58,
59,
60]. This probably related to poor spatial resolution of electrical stimuli, the site of stimulation and the late timing of intervention. Additionally, electrical stimulation has to deal with multiple challenges, including patient pain, and stimulation induced local inflammatory response. On the other hand, vibro-chemical ONS is emerging as an exciting and might be more advantageous alternative to traditional electrical stimulation. It is proved to be safe, effective and it might provide a long-lasting method for modification of neural circuit of the ocular circulation via external stimulation. Vibrotactile/ Vibro-chemical ONS has the potential of up-regulation of ocular parasympathetic system and trigeminovascular system [
9,
61,
62]. It can selectively activate SP-containing afferents fibers of V1. Co-localization of SP, and TRPM8 in the slowly adapting nociceptive C fibers and mechanoreceptor Aδ fibers of V1 provide an ideal opportunity for selective activation of SP containing neurons. This was achieved by using vibrotactile stimulation and chemical stimulation via TRPM8 agonist (menthol) [
63]. Expression of SP in response to ONS may have both neuroprotective and neuro-regenerative effects upon the photoreceptors and other retinal cells via a wide range of effects. These include augmentation of OBF [
8,
9,
17], retinal pigment epithelium proliferation [
64], prevention of apoptosis [
65] induction of regeneration by the recruitment of endogenous stem cells [
46] and suppression of neuroinflammation [
66].
Intranasal pathway as a site for vibrochemical ONS has many advantages which include the presence of plenty of mechanoreceptors and chemoreceptors distributed in a specific manner in the nasal mucosa as shown by electrophysiological studies [
67]. The nasal vestibule is innervated by branches of nasociliary nerve which contains major vasodilatory innervation [
11,
12], that contain higher amounts of vasoactive neuropeptides, such as
SP and
CGRP [
13,
14]. Administration of vibrochemical stimulation intra- nasally is ideal as it is located closer to the all-important targets to be stimulated. This include anterior ethmoid nerve, sphenopalatine ganglion, and mid-brain area where much of the autonomic functions lie.
Glutamate is the main excitatory neurotransmitter in the retina [
68]. It has been also implicated in retrograde signaling [
69]. Glutamate could be involved in differential stimulation of the retina, offering more naturalistic vision [
70]. Therefore, expressed glutamate in response to ONS may contribute to rapidly improved visual functions noticed immediately after treatment. Furthermore, the neuromodulatory effects of ONS on rod and cone functions appear to be long-lasting. This is likely related to glutamate mediated modulation of existing neuronal circuitry and secondary formation of new permanent neuronal connections in the retina and the visual pathway [
71]. Thus, the term neuronal plasticity
, which traditionally refers to long lasting changes in neuronal structure and function, would be applicable.
In this study, two therapeutic scenarios of ONM have been recognized; an early disease -modifying intervention that might prevent or reverse the disease process and a late cone rescue intervention that aims to improve/maintain central vision (
Figure 5). The maximum net benefit of the early disease modifying intervention is anticipated when ONM is applied at the earliest possible timeframe. Since the affected individuals benefit from the intervention before any significant loss to rods, which contain rod-derived cone viability factor , an essential factor for cone survival [
72].
Our results showed that the onset of therapeutic effects of ONM appears within days after treatment, while the peak of its action was reached after 2 weeks. The duration of action of ONM therapy on visual functions was maintained up to 24 months in rod responders (
Figure 3). Nevertheless, the long-term follow up indicated that ONM would lose some of its efficacy at some point. Therefore, follow up and re-treatment are mandatory to achieve efficacy, such that the visual improvements are maintained and effects do not diminish over time. It is interesting to note that re-treatment courses of ONM appear to be effective in restoring vision achieved by the primary treatment.
At 6-months, the LLQ-10 score was significantly improved in the whole cohort by 29.6% out of a maximum of 100 points as compared to baseline (
P < 0.0001). Similarly, at 6 and 12 months after intervention by gene therapy for patients with RPE65-mediated RP, the mean value of scotopic vision improved by 22.5% as judged by the multi-luminance mobility test (MLMT) [
2]. Therefore, vision improvement under low luminance is almost equal in both therapeutic strategies. This comparison, however, is not valid as the MLMT was designed to evaluate the mobility of individual under artificial environment with different illumination levels, whereas the LLQ-10, subjectively evaluate different aspects of daily life under low luminance from patient’s perspectives.
The interpretation of study findings should be considered within the context of few limitations. These include lack of information regarding the genotype, electrophysiology of the retina and OBF measurement. There were no controls, as a placebo group for vibrotactile/vibrochemical ONS was not practical. It is plausible that placebo mechanisms may contribute to short, but not long-term improvement of BCVA. Additionally, remarkable improvement of night vision in patients with early stages of the disease argues against placebo effect.
In conclusion, this study introduces vibrochemical ONS as a novel noninvasive method for treatment of RP, a disease that currently has no treatment. It demonstrates the efficacy and safety of ONM as a universal treatment for different types of RP irrespective of their genetic background. The neuroprotective effects of ONM therapy are probably mediated by modification of the neural circuit of the ocular circulation. Our study provides support for a neuromodulation-based approach to treatment of acute or chronic retinal disorders of vascular origin.