2.1. Characterization of the ZnO/Au and ZnO/Ag nanocomposites
To assess the structural features of the investigated samples, X-ray diffraction investigations were performed.
Figure 1 presents the experimental XRD patterns, as well as the simulated data in the framework of the Rietveld refinement [
38].
This refinement is based on the least squared method of the theoretical profile against the experimental XRD spectrum. Briefly, the principle of the refinement lies in the minimization of a function
which accounts for the difference between a calculated profile
and the observed data
with the following form [
39].:
where
is the statistical weight and
is an overall scale factor such that
. The values of the fitting parameters,
(weighted parameter) and
(scale factor) are presented in
Figure 1 and the goodness of the fits is proved by the reasonable value of these,
i.e. ~ 10% and S ~ 1. The values for the unit cell parameters, crystallite size and lattice strain determined using Rietveld fit are listed in
Table 2.
As can be seen from
Table 2, the ZnO unit cell parameters were not affected during AuNPs and AgNPs synthesis, preserving the wurtzit crystal structure of ZnO with a = b = 0.32 nm, and c = 0.52 nm. The crystallite size of the commercial ZnO sample (unmodified) is 23.2 nm and, after citrate functionalization this reaches to 31.1 nm. During the synthesis of AuNPs and AgNPs, the mean crystallite size of ZnO decreased to 27.5 nm in ZP2 and 25.3 nm in ZP3. This further implies an increase of the dislocation density (
), according to the following formula:
, where τ is the mean crystallite size determined above [
40]. At the same time, the lattice strain decreased from 0.73 to 0.42%, indicating a relaxation of the lattice simultaneously with the dislocation formation in the lattice. Overall, XRD analysis proved that the Au and Ag formation on ZnO NPs led only to small worsening of the crystal quality, by formation of dislocations in the ZnO lattice.
SEM micrographs of ZnO and composite samples are shown in
Figure 2. As can be seen, ZnO particles appeared as polycrystalline small grains exhibiting diverse morphologies like: small rods, irregular parallelepipeds, and spheres, with a wide range of particle size distribution. Nanoparticles of different morphologies are well dispersed. The citrate used in the first stage of the composites’ synthesis acts as a dispersant for commercial ZnO nanoparticles (that can be covered with organic stabilizers). Carboxylate anions attach to the positively charged surface of ZnO forming a Zn
2+-citrate complex, kipping the ZnO NPs away from each other [
41]. The elongated particles of commercial ZnO had a mean length of 131.6 +/4.4 nm (N =150) and the spherical ones had a mean diameter of 43.1 +/1.5 nm (N=250). During citrate functionalization, ZnO NPs undergo some morphological changes, especially in the case of aspherical particles, length of these nanoparticles increased-mean length being 199.5 +/8.2 nm (N =150) while their diameter remains constant. Citrate ions were preferentially adsorbed on the positively charged zinc (001) plane, favouring the selective growth of the wurtzite crystal [
42]. At the same time, the spherical NPs slightly decreased in diameter after the citric acid treatment to 41.1 +/1.1 nm (N =250). Since SEM analysis technique cannot distinguish between ZnO, Au and Ag, the changes that appeared after the Ag and Au synthesis were highlighted through the statistical analysis of the nanoparticle’s dimensions (
Figure S1). In both nanocomposites, the number of particles with less than 50 nm in dimeters increases compared with those from the ZP1 sample. TEM analysis was performed on Au and Ag nanoparticles obtained in the absence of ZnO to bring additional information about the shape and dimensions of these nanoparticles. Therefore, Au NPs appear to be polycrystalline, near-spherical in shape with diameters ranging from 5 to 35 nm (inset of ZP2 SEM image -
Figure 2) and for Ag NPs, these are rounder in shape with sizes between 8 and 40 nm (inset of ZP3 SEM image -
Figure 2). Also, transmission electron micrographs show that gold nanoparticles are less polydisperse than Ag NPs, with most nanoparticles having around 30 nm in diameter. The EDS analysis has proven the presence of Au in ZP2 nanocomposite and of Ag in ZP3 sample (
Figure 2) and the values are similar with those obtained from the ICP-OES analysis: Au content is 1.12 wt.% and, Ag is 0.97 wt.%. All the samples contain carbon from citrate groups, the amount being greater in both nanocomposites than in ZP1.
During the synthesis of noble metal nanoparticles, ZnO nanocrystals act as seeding material for the nucleation of gold or silver nanocrystals [
24]. Sodium citrate is used as a reducing agent for HAuCl
4 (precursor of Au NPs) and AgNO
3 (precursor of Ag NPs), respectively. The reduction reactions can be listed as the following [
29]:
Also, the citrate groups perform a dispersant role, preventing the agglomeration of the newly synthesized Ag and Au nanoparticles [
43].
The nature of the interactions that occur in the synthesis processes of nanocomposites and the newly formed bonds were evaluated through FTIR spectroscopy.
Figure 3 presents spectra for commercial ZnO (ZP1) and the two nanocomposites (ZP2 and ZP3). All the spectra are characterized by absorption bands observed below 600 cm
-1 which can be attributed to the vibrational mode of the Zn-O bonds in the wurtzite structure of ZnO [
44].
In the case of the ZP1, three absorption peaks are associated with the vibration mode of the Zn-O bonds, suggesting the coexistence of particles with different sizes or a high agglomeration tendency. The peak centered at 439 cm
-1, corresponding to the E1 (TO) mode of hexagonal ZnO in the ZP1 spectrum, undergoes a slight shift towards lower wavenumbers in ZP2 and ZP3 due to the formation of nanocomposites. However, FTIR spectroscopy cannot detect specific bonds of Au or Ag atoms, suggesting the existence of an electrostatic interaction between the oxide and metallic particles. The broad band centered at about 3440 cm
-1 corresponds to the stretching of the O-H bonds, indicating the presence of moisture in all samples. Besides these, in the spectral range 3000-600 cm
-1, peaks of different intensities associated with the process of synthesis and stabilization of nanoparticles can be observed, but without affecting the crystalline structure of ZnO, existing mainly near the surface of the oxide. The peaks associated with the mode of symmetric and asymmetric vibration of C-H bonds from saturated organic residues can be observed in the spectral range 3000-2800 cm
-1. The bands in the range 2400-2000 cm
-1 indicate the presence of adsorbed CO
2 from the air on oxide nanoparticles. In the case of samples ZP2 and ZP3, the peaks in the range 1600-800 cm
-1 are associated with the mode of vibration of the bonds from the trisodium citrate used with a double role in the synthesis process of metallic nanoparticles, both as a reducing and as a capping agent [
45]. The bands in the 1580-1400 region can be associated with the symmetric and asymmetric vibration mode of the bonds from the COO
- group bonds in the citrate electrostatically attached to the nanoparticles.
2.3. Antimicrobial activity
The results of disk diffusion method tests are presented in
Table 3 and
Figure 5. As can be observed, ZnO/Au and ZnO/Ag have a larger zone of bacterial growth inhibition compared to ZP1, for both Gram-positive and Gram-negative bacteria tested. The antibacterial efficiency shows a marked dependence on the chemical component of the material introduced into each agar disc. The size of inhibition zone of samples against P. aeruginosa was significantly larger, suggesting a better antimicrobial activity than that of samples against S. aureus bacteria. There is a difference in the appearance of the inhibition zone. The effect of the samples against P. aeruginosa bacteria can be bacteriostatic because the zone of inhibition is larger but more diffuse, while the zone of inhibition in the plate with S. aureus, even if it is smaller, is clear, which would suggest a bactericidal effect of all tested samples. In the case of P. aeruginosa strain, discs impregnated with citrate-ZnO nanoparticles (ZP1) have a diameter of the inhibition zone of 10 mm, ZnO/Au nanocomposite have a mean value of 18 mm, while ZnO/Ag nanoparticles the mean diameter of the inhibition zone is 13 mm. The same trend is observed in the case of the S. aureus strain, the ZP1 induced a inhibition zone of 9 mm, ZP2 a 14 mm IZ, while ZP3 the diameter of the inhibition zone was 12 mm.
The release of cations from the nanoparticles is thought to be one of the mechanisms of antimicrobial action in the absence of the light. The interactions between ZnO, Ag, and Au nanoparticles and the bacterial membrane have been shown to be facilitated by the negatively charged molecules composing both Gram-positive and Gram-negative cell walls. These molecules have a great affinity for the generated positive ions. As a result, NPs are electrostatically attracted to the surface of bacteria, disrupting their cell walls and increasing their permeability. The dissimilarity in antimicrobial activity of nanocomposites is maybe due to the silver and gold distinct properties, silver has a higher reactivity, while gold is known for its chemical stability and corrosion resistance [
48].
The results of MIC and MBC tests (
Table 4) indicate that the planktonic cells of the Gram-positive strain
S. aureus are more susceptible to citrate functionalized-ZnO, ZnO/Au and ZnO/Ag antimicrobial agents than the Gram-negative strains of
P. aeruginosa. By measuring the effect of decreasing concentrations of nanomaterials on
S. aureus bacteria growth over 24 hours, the MIC was found to be 6.25
µg/mL (ZP1), 1.5
µg/mL (ZP2), respectively 3.25
µg/mL (ZP3), which are lower concentration values compared to that of the same nanoparticles against
P. aeruginosa (12.5
µg/mL, 3.25
µg/mL, respectively 6.25
µg/mL). Similarly, the MBC for nanomaterials against
S. aureus was found to be 6.25
µg/mL (ZP1), 3.75
µg/mL (ZP2), and 6.25
µg/mL (ZP3), was lower in each case compared to the registered results against
P. aeruginosa bacteria (25
µg/mL (ZP1), 6.25
µg/mL (ZP2), respectively 12.5
µg/mL (ZP3).
The difference in susceptibility may be attributed to variations in the cell surface characteristics between
P. aeruginosa and
S. aureus bacteria in particular in bacterial cell membrane [
49]. Gram-negative bacteria have a periplasmic space that may act as a barrier, for the nanoparticles. Also, Gram-negative bacteria produce more proteins that bind to the surface of ZnO NPs making more difficult the interaction between the NPs and bacteria. Furthermore, Gram-negative bacteria exhibit an overexpression of efflux pumps and porins, that may limit the penetration of nanoparticles into the cell. In the case of
P. aeruginosa, it has been observed that the bacterium produces a pigment called pyocyanin, which serves as a defense mechanism against nanoparticles [
48,
50]. Pyocyanin can interact with the ions produced or released by ZnO NPs or Ag NPs, thereby neutralizing their antimicrobial effects. These factors contribute to the higher susceptibility of Gram-positive
S. aureus cells to ZnO NPs compared to Gram-negative
P. aeruginosa cells.
The nanoparticles in contact with microbes interact with the bacterial cell membrane and starts to intervene into the basic processes of the cells. Among the results of nanoparticles actions, the most important are the damage of the bacterial cell membrane, cellular fluid leakage, DNA and protein disruption, and enzyme deactivation [
51]. This interaction with bacteria is dependent on the chemical nature of the nanoparticles. Silver and gold have strong affinity to different chemical groups from the cell, particularly to SH-groups. Ag-ions have proven that can block the respiratory chain, inhibiting the respiratory enzymes [
21], disturb the replication of DNA, without inducing resistance to silver ions, although some studies have shown a few exceptions [
52]. Compared to silver and ZnO, Au NPs have not been as extensively explored for their antibacterial properties, but now has become a hot research topic [
53]. Small gold nanoparticles can perforate the bacterial cell membrane, which results in cell death [
54] or can cause the depolarization of membrane potential and significant DNA damage causing apoptotic-like death [
55]. From the literature, ZnO-based nanoparticles, doped or in conjugation with noble metals, have demonstrated effective antibacterial activity through the formation of ROS (especially OH and singlet oxygen radicals [
56]) and the releasing of Zn
2+ [
57], responsible for the cellular damage. Furthermore, the citrate groups present in each synthesized nanomaterial contributed to overall antimicrobial effect [
24].
2.4. Photocatalytic activity
The photocatalytic activities of the citrate-ZnO, ZnO/Au and ZnO/Ag nanocomposites were assessed by the degradation of MB under UV irradiation.
Figure 6a shows the absorption spectra of the aqueous solution of MB with 40 mg of ZnO, ZnO/Au, and ZnO/Ag nano-photocatalysts. In the absence of ZP samples, the concentration of MB did not significantly decrease (1.14% MB degradation) under UV irradiation (
Figure 6b). When using ZP1 as photocatalyst the concentration of MB decreased over the irradiation time, which can be attributed to nanometric dimensions. In the case of nanocomposite photocatalysts, the MB degradation capability is increased in comparison with that caused by bare ZnO NPs, proving that the presence of Au NPs or Ag NPs has a positive effect on the photocatalytic performance. According to experimental results, the calculated photocatalytic degradation efficiencies were 94.85% for ZP2 and 97.80% (ZP3), while for ZP1 achieved 83.12% (
Figure 6b). The degradation rate of MB is higher in the case of nanocomposites compared to ZP1, proven by the higher slope of the ZP2 and ZP3 curves in
Figure 6b. The increased photocatalytic effectiveness of the ZnO/Au and ZnO/Ag nanocomposites can be attributed to the synergetic effect of the nanocomposite’s constituents and to the specific charge-transfer at constituents’ contact. The strong electronic interaction between Au NPs and ZnO, and between Ag NPs and ZnO, respectively, facilitates the charge transfer from ZnO to noble metal nanoparticles, leading to a better charge separation of the photogenerated electron–hole pairs. The presence of noble metals in ZnO based nanocomposites can result in a decrease in work functions leading to a significant increase in electron transfer rate and a faster rate of dye degradation [
32]. In photocatalysis the charge carriers who have escaped annihilation migrate to the surface of the catalyst and initiate reactions with the surface adsorbed species. The holes react with H
2O molecules producing hydroxyl radicals, whereas the electrons react with dissolved oxygen resulting superoxide radicals or hydroperoxide radicals. All these species contribute to the degradation of methylene blue dye [
58].
The photocatalytic efficiency of ZnO/Ag, a little higher than that of ZnO/Ag is in concordance with the values of band gaps (
Figure 4b). Other authors obtain a better improvement in removal of Red Congo dye under the UV light irradiation when Au NPs where deposited on ZnO compared to AgNPs deposition [
29]. Fageria et all. [
46]found that Au decorated ZnO exhibits a better photocatalytic efficiency in comparison with ZnO/Ag putting this result on account of the greater work function value of gold compared to that of silver.