7.1. Phage Therapy
Several
in vitro studies have suggested that phages may be used in the treatment of CF [
86,
87,
88]. However, studies in humans are mostly limited to case reports. Only a few randomized, placebo-controlled trials have been reported. Whilst a few trials have shown that phages are safe therapeutic agents, they often do not supersede the standard of care (SOC) antibiotics or conventional treatments used in disease management (
Table 2). In a clinical trial using phages to treat complicated urinary tract infections (UTIs), the placebo and treatment with antibiotics resulted in a 37% and 28% success rate, respectively. This superseded the 18% success rate reported with phage treatment [
89]. In-depth and well-designed clinical trials are required to assess the efficacy of phage therapy and phage-antibiotic therapy.
Phages were successfully used in the treatment of a multi-drug-resistant
Acinetobacter baumanii infection [
90] and the eradication of
P. aeruginosa from aortic grafts [
91]. In the latter study, the patient was treated with a lytic phage (OMKO1) bound to the outer membrane protein Mof, and the mexAB- and mexXY-multidrug efflux systems of
P. aeruginosa [
92]. Targeting these efflux pumps increased the susceptibility of the pathogen to ceftazidime by twofold and to ciprofloxacin by tenfold. In addition to the impact of OMKO1 on antibiotic susceptibility, the phage destroyed the biofilms deposited on the implanted device [
92]. A patient suffering from CF who underwent a bilateral orthotopic lung transplant to eradicate a chronic
Mycobacterium abscessus pulmonary infection did not respond to treatment with antimycobacterial agents [
93]. Treatment with a phage cocktail, also active against
Mycobacterium smegmatis, eradicated
M. abscessus. The repressor gene from two of the most strain-specific phages in the cocktail had to be deleted to convert the phages from temperate to lytic. For a listing of clinical data published from 2000 to 2021 that
involved 2 241 patients who were treated with phage therapy, and the safety and efficacy of phage therapy, the reader is referred to the review by Uyttebroek
et al. [
94]. In this review the authors summarize the effect of phage therapy in the treatment of
pneumology, urology, orthopaedics, dermatology, otorhinolaryngology, ophthalmology, gastroenterology, cardiology, and intensive care medicine. Clinical improvement was seen in 79% of patients and bacterial eradication in 87% of patients who were on phage therapy. Case studies of phage therapy and the outcome of the results are listed in
Table 2 and
Table 3.
Bacteria that develop extreme resistance to phage treatment are usually eradicated by using phage combinations (cocktails), higher phage titers, or phage cocktails combined with antibiotics. The latter approach is not always successful, as phages may transfer antibiotic resistance genes to bacteria and lead to the development of genetically altered, or extremely resistant, pathogens [
95,
96,
97]. Genes encoding resistance to β-lactams (blaTEM), fluoroquinolones (qnrS), macrolides (ermB), sulphonamides (sulI), and tetracyclines (tetW) have been detected in the viromes of phages present in activated sludge [
98], urban wastewater, hospitals [
99,
100,
101,
102], freshwater fish [
103], and human faeces [
104].
Reports of fluoroquinolones and anticoagulants that induce the expression of prophage genes, and the spreading of temperate phages [
105] are alarming and may in the future influence phage therapy. Colomer-Lluchn
et al. [
106] have shown that treatment of wastewater with EDTA or sodium citrate activates the lytic cycle of lysogenic phages, which increases the release of phages from infected cells and the spreading of antibiotic resistance genes located on viromes. Phages isolated from patients infected with antibiotic-resistant bacteria may carry genes encoding resistance to the same antibiotics. This was observed in phages isolated from patients with cystic fibrosis (CF) who received extensive antibiotic treatment [
107]. The authors identified 66 genes that may each encode an antibiotic efflux pump. Of these, 15 genes encoded resistance to fluoroquinolone and nine to β-lactamase. Although these findings are of major concern, other studies have shown that the risk of transduction, although possible, is lower than originally anticipated. Enault
et al. [
108] argued that genes encoding antibiotic resistance are not commonly found in the virome [
108]. Furthermore, the methods that are used to detect antibiotic-resistance genes in viromes have been questioned [
86].
Table 2.
Post and current phage therapy and phage-associated clinical trials with an impact on human health (updated from Abedon
et al. [
109]).
Table 2.
Post and current phage therapy and phage-associated clinical trials with an impact on human health (updated from Abedon
et al. [
109]).
Infection(s)/phage trial interest |
Causative agent(s)/agents of interest |
Outcomes/comments |
Reference/clinical trial identifier |
Suppurative skin infections* |
Pseudomonas, Staphylococcus, Klebsiella, Proteus, and E. coli
|
Thirty-one patients were treated orally and locally for chronically infected skin ulcers with a 74% success rate |
[110] |
Acute postoperative empyema in chronic suppurative lung diseases* |
Staphylococcus, Streptococcus, E. coli, and Proteus
|
Phage-antibiotic combinations were used in the successful treatment of 45 patients |
[111] |
Complications due to bacterial infections in cancer patients* |
Staphylococcus and Pseudomonas
|
82% (65) successful treatment with phages compared to patients treated with antibiotics 61% (66) |
[112] |
Recurrent subphrenic abscess* |
Antibiotic-resistant E. coli
|
A single patient was successfully treated with phages after 33 days |
[113] |
Urinary tract infections* |
Staphylococcus, E. coli, and Proteus
|
Forty-six UTI patients were treated with phages with 92% making clinical improvements and 84% achieving bacterial clearance |
[114] |
Rhinitis, pharyngitis, dermatitis, and conjunctivitis* |
Staphylococcus, Streptococcus, E. coli, Proteus, enterococci, and P. aeruginosa
|
Patients were treated with phages (360), antibiotics (404), and phage-antibiotic combinations (576). Clinical improvements of 86%, 48%, and 83% across the treatment regimes, respectively |
[115] |
Cerebrospinal meningitis * |
K. pneumoniae |
Successful treatment with orally administered phages in a newborn. |
[116] |
Bacterial diarrhea |
E. coli |
Orally administered coliphages showed no improvement in clinical outcome, some dysbiosis with streptococci was observed |
[117] |
Complicated or recurrent UTI patients with transurethral resection of the prostate |
Enterococcus, E. coli, streptococci, P. mirabilis, P. aeruginosa, staphylococci |
Patients with intravesical administered pyophage cocktail, orally administered antibiotics, and a placebo bladder irrigation. Success rates of 18%, 28% and 37% were observed, respectively |
[118] |
Burn wounds |
P. aeruginosa |
Phages PP1131 showed no significant difference to standard of care antibiotics - patients treated with PP1131 were found to have phage-resistant P. aeruginosa
|
[119] |
Prosthetic joint infections |
S. aureus, S. epidermidis, S. lugdunensis, Streptococcus sp., E. faecium, E. faecalis, E. coli, P. aeruginosa, and/or K. pneumoniae
|
Phage treatment, with intraoperative and intravenous PhageBank™ bacteriophages, in conjunction with standard-of-care antibiotics/Debridement, Antibiotics, and Implant Retention (DAIR) procedures. Completion is predicted in 2024 |
[120] |
Diabetic foot ulcers (DFU) |
Staphylococcus sp., wound microbiome |
Use of anti-staphylococcal phage gel (Intralytix Inc, Baltimore, Maryland, USA). Effect on bacterial microbiome of DFU wounds and patient outcomes. Trial was abandoned for funding reasons |
[121] |
Probiotic application for overall gut health |
Bifidobacterium animalis subsp. lactis BL04 |
The use of bacteriophages (PreforPro) increased the survival and efficacy of probiotic bacteria administered vs probiotics only vs placebo |
[122] |
Phages preventing the acquisition of multi-resistant enterobacteria (PHAGE-BMR) |
E. coli or K. pneumoniae containing ESBL or carbapenemases |
Collection of multidrug-resistant bacteria from patients in intensive care, subsequent search for presence and absence of phages in carriers/non-carriers. Currently active but of unknown status |
[123] |
Phage dynamics and influences during human gut microbiome establishment (METAKIDS) |
A broad range of bacteriophage and bacterial hosts. |
Characterize phage and bacterial genomes, abundance, and variations during infant gut development. Terminated |
[124] |
Bacterial infection in cystic fibrosis patients |
P. aeruginosa |
A cocktail of 10 bacteriophages was used to reduce Pseudomonas presence after 6 and 24 h including sensitivity of isolates. Completed with no recorded outcomes |
[125] |
Prebiotic |
Escherichia coli and microbiota |
Commercial coliphage cocktail effects on the microbiota and systemic inflammation. No disruption to microbiota and no effect on inflammatory markers |
[126] |
Venous leg ulcers |
P. aeruginosa, S. aureus, and E. coli
|
Polyvalent phage preparation of 8 bacteriophages was assessed for their safety and efficacy. No available outcomes but the trial was completed |
[127] |
Lower urinary tract colonization |
E. coli |
Assess the safety, tolerability, pharmacokinetics, and pharmacodynamics of phage cocktail LBP-EC01 |
[128,129] |
Safety of topical phage solution intended for wound infections |
S. aureus |
Evaluating the safety and skin reactions to ascending doses of phages compared to the placebo |
[130] |
Table 3.
Recent individual case studies of personalized phage therapy that impacted patients with multi-drug resistant infections.
Table 3.
Recent individual case studies of personalized phage therapy that impacted patients with multi-drug resistant infections.
Infection(s) |
Bacterial specie(s) |
Outcome/comment |
Reference |
Complicated necrotizing pancreatitis |
Acinetobacter baumannii |
Clearance of A. baumannii and return to health using intravenously (IV) and percutaneously administered (9) phages screened from a phage bank |
[131] |
Bacteremia |
P. aeruginosa
|
An IV-administered bacteriophage cocktail comprised of two phages cleared the bacteremia, but the patient succumbed to other complications |
[132] |
Lung infection and transplant recipient |
P. aeruginosa
|
An IV and nebulizer-administered bacteriophage cocktail, AB-PA01 and Navy, with the patient recovering from pneumonia |
[133] |
Infection of left ventricular assist device |
P. aeruginosa
|
Six-week IV-administered (3) phage cocktail, the patient was clear and then relapsed but a change in antibiotics led to recovery |
[132] |
Osteomyelitis |
A. baumannii and K. pneumoniae
|
The patient developed post-operative infection with multidrug-resistant isolates. IV bacteriophage-antibiotic combination led to the patient’s full recovery without the need for amputation |
[134] |
UTI |
ESBL E. coli
|
Phage treatment with two phages over 23 days in conjunction with antibiotic treatment led to negative urine cultures and full recovery of the patient |
[132] |
CNS infection of a recovering trauma patient |
A. baumannii |
IV treatment with an A. baumannii phage for 8 days led to CSF cultures coming back negative for A. baumannii but positive for K. pneumoniae and S. aureus. The patient was declared brain dead and later announced deceased |
[132] |
Lung infection of cystic fibrosis patient |
Achromobacter xylosoxidans |
Cefiderocol and phage treatment were performed for 5 days followed by continuous phage therapy. The patient recovered and was discharged |
[135] |
|
|
|
|
7.2. Therapeutic Potential of Phage-Derived Proteins
Bacteriophages produce a range of enzymatically active proteins required for their adsorption, entry, and exit from their susceptible hosts. During the late phase of infection, bacteriophages produce endogenous lysins, allowing host lysis and subsequent release of viral progeny. Lysins are part of a lysis cassette and rely on two other genes, namely holin and spannin, to help with the translocation of lysin across the cell membrane to peptidoglycan [
6,
7,
8]. Phage lysins are usually composed of a two-domain structure (
Figure 4), although exceptions have been reported. PlyPalA is an important lysin against
Paenibacillus larvae, the causative agent of American foulbrood, which is detrimental to honeybees [
136]. The activity of endolysins can vary and activity has been observed against sugars constituting the bacterial cell wall i.e., they may be endo-β-N-acetylglucosaminidases or N-acetylmuramidases (lysozyme). Endopeptidases, which degrade protein moieties, amidases such as N-acetylmuramoyl-L-alanine amidase which degrade amide bonds between glycans and peptides have also been reported. Lysins can also fall under a broader class of Cysteine Histidine-dependent Amidohydrolase/Peptidases (CHAPs) with one example of such observed in
Streptococcus pyogenes producing a CHAP-like lysin that hydrolyzes the 1,4-β-glycosidic bonds between N-acetyl-
d-glucosamine and N-acetylmuramic acid together in the peptidoglycan chain [
137]. Contrary to the activity of the N-terminal, the C-terminal domain is usually involved in substrate binding and host specificity. Substrates include carbohydrates found in the cell wall of bacteria and the C-terminal is paramount for efficient cleavage of cell wall substrates [
9]. These lysins form pores in the cell wall by hydrolyzing peptidoglycan, disrupting cell wall integrity and in turn hypertonic lysis. Although the impact of lysins on Gram-positive bacteria is promising, little activity is observed against Gram-negative bacteria which could likely be due to the bioavailability of peptidoglycan being blocked by the gram-negative cell envelope. Few endolysins are endogenously active
in vivo, such as SPN9CC, PlyF307, and CfP1gp153. Lysins traverse the outer membrane with the help of external agents [
138,
139,
140]. The mode of action of lysins has led to lysin-based medicinal applications, such as lysin-antibiotic combinations that can combat antibiotic resistant bacteria. Djurkovic et al. (2005) found various antibiotic combinations efficacious such as gentamicin and penicillin, with a streptococcal phage lysin, CpI-1 [
141].
They also found that a combination of penicillin and CpI-1 was highly active against previously penicillin-resistant strains. There have been recent successful results in a randomized controlled trial using an anti-staphylococcal lysin (exebacase) to treat bloodstream infections involving methicillin-resistant
S.
aureus [
142]. They found exebacase in conjunction with antibiotics proved more efficacious than antibiotics alone, and that treatment reduced hoptizilization time by 4 days and readmission of patients by 48%.
Figure 4.
The generalized structure of endolysins containing an N-terminal enzymatic domain and a cell wall binding domain on the C-terminal (created using Biorender).
Figure 4.
The generalized structure of endolysins containing an N-terminal enzymatic domain and a cell wall binding domain on the C-terminal (created using Biorender).
Contrary to endolysins, exolysins or phage-encoded depolymerases (
Table 4) are usually found on phage tail fibers, tail spike proteins (TSPs), or the phage baseplate. Importantly, they cleave polysaccharides located on the bacterial cell envelope and are involved in host adsorption. Exolysins can be classified into two main classes, i.e., hydrolases and lyases, which act on a carbohydrate substrate such as capsule polysaccharides (CPS), extracellular polysaccharide (EPS) matrices, and O-polysaccharides. Based on the substrate hydrolases act upon, they can be further subclassed into groups such as sialidases, rhamnosidases, levanases, xylanases, and dextranases. Many hydrolases rely on a water molecule to specifically cleave the O-glycosidic bonds between polysaccharide monomers [
143]. Sialic acid capsules are used by several bacterial species including
E.
coli K1,
Haemophilus influenza,
Streptococcus spp., and
Campylobacter jejuni. Capsules promote pathogenesis by improving adherence to surfaces, evasion of host immune responses, biofilm formation, and acting as a nutrient source [
144]. Phages encode endosialidases within their tail structures to overcome this carbohydrate barrier. Activity has been seen against a neuropathogenic
E.
coli K1 strain by podovirus K1E which encodes a hydrolytic tail spike protein that specifically binds and cleaves the K1 capsule [
145]. An endosialidase, Endo92, from phage phi92 was capable of digesting K1 and K92 capsules of
E.
coli and is uniquely able to cleave both the α-2,8- and α-2,9-linkages of sialic acid [
146]. Levanases are predominately found in bacterial species such as
Bacillus and
Pseudomonas and can hydrolyze the β-2,6-linked D-fructofuranosyl residues of levan [
147,
148]. Levan is an important structure in the development of a robust biofilm for
Bacillus spp., however it is not a necessity. It plays a role in the stability of floating biofilms, can provide a nutritional reserve, and was found to be the majority polysaccharide present in the EPS matrix [
149]. Levanases have been found in several
B.
subtilis phages (SP10, ϕNIT1 and SPG24) and assist phages by exposing receptors [
150]. Endorhamnosidase activity was first observed in
Salmonella (ser.) Typhimurium phage P22 which degrades the O-antigen present on the LPS of S-strains [
151]. Specific cleavage by the P22 tail spike protein targets α-rhamnosyl 1-3 galactose linkages of the O-antigen, which is also seen in several other
Salmonella phages [
31]. Often mutations in the LPS lead to insensitivity to certain bacteriophages but also contribute to less virulent strains of bacteria [
152]. An earlier study found that
Klebsiella phages exhibit galactosidase or glucosidase activities which cause degradation of side chains present in CPS [
153].
Phage polysaccharide lyases cleave the 1,4 glycosidic bonds using a β-elimination mechanism. These enzymes appear to act on three types of polysaccharides including hyaluronate, alginate and pectin, although not exclusively. Hyaluronidases first drew attention with several bacterial species producing them, and it was attributed to be a virulence factor for tissue permeability and pathogen invasion. It is thought that this same enzyme is used in streptococcal prophages to penetrate hyaluronic acid capsules, likely facilitating host entry. Alginate lyases can be mannuronate or guluronate lyases that degrade the two 1,4-glycosidic linked monomers, α-L-guluronic acid and β-D-mannuronic acid, within alginate. Alginate provides structural integrity in brown algae but is also synthesized in
Pseudomonas and
Azotobacter species shown to contribute to biofilm formation. Alginate lyases are encoded in tail components of
Pseudomonas and
Azotobacter phages assisting penetration of phages across the acetylated poly(M)-rich EPS matrix allowing phages to bind to the cell envelope. Uropathogenic
E. coli (UPEC) produce a capsular polysaccharide rich in colonic acid which allow protection against hostile environments and promote pathogenicity [
154]. This negatively charged polymer contains glucose, galactose, fucose and glucuronic acid and is upregulated in established biofilms [
155]. There is evidence of phages overcoming this carbohydrate barrier, for example Phi92 contains a colanidase tail spike protein which degrades colonic acid allowing secondary tail spikes to degrade and/or bind to the cell envelope [
146]. Lipases are rarely seen in phage genomes but are ubiquitous in nature. They have a broad specificity and often multifunctional properties. Phage lipases hydrolyze the carboxyl ester bonds of triacylglycerols releasing organic acids and glycerol. The role of lipases in phages has yet to be elucidated [
10,
11]. There is some evidence that a lipase or esterase could be used to modify the O-antigen present on the LPS preventing further phage infections [
156].
Table 4.
Bacteriophage-encoded depolymerases that contribute to host adsorption.
Table 4.
Bacteriophage-encoded depolymerases that contribute to host adsorption.
Enzyme class |
Phage/enzyme |
Polymer substrates |
Targeted genera |
Reference |
Hydrolases |
Sialidases |
Phi92 |
Polysialic acid |
E. coli K1 & K92 |
[146] |
K1E |
E. coli K5 |
[157] |
K1F |
E. coli K1 |
[158] |
Levanase |
SP10 |
Levan |
Bacillus species |
[150] |
SPG24 |
Rhamnosidase |
Sf6 |
O-antigen LPS |
Shigella flexneri |
[151,159] |
P22 |
Rhamnogalacturonan |
Salmonella (ser.) Typhimurium |
|
Cellulases |
S6 |
Cellulose |
Erwinia amylovora |
[160] |
Peptidases |
CHAPK
|
Pentaglycine cross-bridge peptidoglycan |
Staphylococcus aureus |
[161,162] |
phiNIT1 |
Poly-γ-glutamate |
Bacillus spp. |
|
Lyases |
Hyaluronidases |
Prophages |
Hyaluronan |
Streptococcus equi |
[163,164] |
H4489A |
Streptococcus pyogenes |
|
Alginate lyases |
PT 6 |
Alginic acid |
P. aeruginosa |
[12,65] |
AF |
P. putida |
|
Pectin/pectate lyases |
ΦIPLA7 |
Pectin* |
Staphylococcal spp. |
[165] |
Others |
Colanidase |
Phi92 |
Colonic acid |
E. coli |
[63] |
Lipases/triacylglycerol hydrolases |
Phi3ST:2 |
Carboxyl ester bonds* |
Cellulophaga spp. |
[166] |
Tf |
Pseudomonas spp. |
Researchers are looking into exploiting phage-derived depolymerases to make bacteria less virulent, assist in antibiotic treatment, act as prophylactics on medical devices, and improve immune responses to bacterial infections. There is strong evidence that phage depolymerases have potential as anti-biofilm agents, for example, phage alginate lyases can reduce biofilm formation of
P. aeruginosa [
12]. Alginate lyases can also improve antibiotic killing of mucoid
P. aeruginosa [
167]. Removal of the alginic acid EPS matrix is important for antibiotic efficacy as the EPS can block the bioavailability of gentamicin or tobramycin. Furthermore, the biofilm can directly bind aminoglycosides and cationic antibiotics [
168,
169]. Importantly, the removal of EPS-related virulence factors increases macrophage uptake of bacteria and exposure to immune complement, both contributing to the elimination of bacterial burden during infection [
170,
171]. Similar anti-virulent agents have been observed in
Klebsiella phages producing capsular depolymerases that degrade CPS, reducing virulence of carbapenem-resistant
K. pneumoniae and exposing it to serum complement for effective killing [
172]. Phage depolymerase-antibiotic combinations have been investigated, where phage depolymerase Dpo71, degraded
A.
baumannii CPS and reduced biofilm formation. Furthermore, the removal of CPS improved the antibacterial activity of colistin in a
Galleria mellonella infection model [
173]. Contrary to the success of Chen et al., a similar study performed using a CPS-degrading depolymerase, depoKP36, for
K. pneumoniae noted that combination therapy did not improve antibiotic efficiency. Interestingly, no drug interference was observed with antibiotic-depoKP36 combinations. Removing CPS can improve phagocytosis and complement mediated opsonization, therefore further study should account for these immune responses when evaluating the use of phage depolymerases.
Bacteriophages have been investigated for their potential prophylactic use in lining medical equipment, especially catheters. A recent study by Rice
et al. [
174] found a promising pectate lyase domain containing tail spike protein in a
Proteus phage which reduced biofilm formation of
P.
mirabilis. The authors concluded that such a tail spike could be used for the treatment of catheter-associated UTIs (CAUTIs) and other studies have shown that catheters coated with bacteriophages can prevent biofilm formation [
175]. Yet there are very few studies looking into depolymerases derived from phages on their own, most investigated the use of whole phage cocktails. A study by Shahed-Al-Mahmud
et al. [
176] evaluated the anti-fouling capabilities of a phage tail spike protein against
A.
baumannii biofilms on catheter sections, however it did not noting inhibited colonization. The therapeutic effect was further evaluated in a zebrafish model which showed the tail spike protein increased survivability of zebrafish by 80% when challenged with
A. baumannii. This warrants further investigation into the use of phage-derived depolymerases as prophylactic coatings on medical devices. Clinical trials into the use of phage depolymerase cocktails in combination with antibiotics are important.