1. Introduction
The World Health Organization has classified ESKAPEE, a group of seven highly virulent bacteria (
Enterococcus faecium,
Staphylococcus aureus,
K. pneumoniae,
Acinetobacter baumannii,
Pseudomonas aeruginosa,
Enterobacter spp. and
Escherichia coli), as number one priority for the development of new antimicrobial drugs [
1]. Among these, the Gram-negative bacterium
K. pneumoniae poses a significant global health threat due to the widespread dissemination of carbapenemase genes [
2]. In clinical settings,
K. pneumoniae is a common cause of bloodstream, respiratory and urinary tract infections (UTIs) [
3]. Notably, in intensive care units, most healthcare-associated infections are associated with endotracheal tubes (cases of pneumonia), vascular catheters (bloodstream infections) or urinary catheters (UTIs) [
4]. According to the 2019 ECDC report, 94% of UTIs were associated with the presence of urinary catheters [
4]. The adhesive fimbriae of
K. pneumoniae enables the formation of robust biofilms on medical devices [
5]. These biofilms confer additional resistance to the patient’s immune response and antibiotics, complicating clinical outcomes and limiting treatment options [
6]. In the most recent antimicrobial resistance surveillance report,
K. pneumoniae isolates presented widespread resistance to third-generation cephalosporins and increasing resistance to carbapenems in a worsening scenario across Europe [
7]. The resistance to these antibiotics can also be transferred to other bacteria during the biofilm matrix formation, affecting the treatment options available for other bacteria [
6]. Complications arise in patients with UTIs where antimicrobial-resistant bacteria are detected, leading to prolonged hospitalizations, higher rates of treatment failure and even death [
8]. As the antimicrobial treatment landscape worsens, there is an urgent need for novel treatment options in clinical settings.
Phages, viruses specific to bacteria, offer several advantages over antibiotics, including low environmental impact, preservation of the microbiota, ease and cost-effectiveness of isolation, and resistance to cross-resistance [
9]. Furthermore, phages can infect antibiotic-resistant bacteria and, in some cases, enhance bacterial susceptibility to antibiotics where resistance has been observed [
10]. Therefore, researchers worldwide are exploring their potential applications in various fields [
11]. Given that patients in intensive care units are prone to UTIs [
12,
13], the use of phages to treat these infections has received considerable attention [
14]. Commercially available phage preparations from the ELIAVA Institute have been used against isolated
E. coli and
K. pneumoniae strains obtained from UTI patients [
15]. These phages were even directly administered to treat UTIs in patients who underwent transurethral resection of the prostate [
16]. In a different approach, Le and his coworkers (2023) successfully treated a recurrent UTI caused by
K. pneumoniae through intravenous administration of phages without antibiotics. Other researchers have isolated and characterized phages specific to
K. pneumoniae, testing their efficacy against biofilm formation and in animal models [
18,
19]. However, some isolated and characterized phages exhibit a very narrow host range and cannot infect different bacterial strains of the same species [
9]. Implementing phage libraries may address this limitation, allowing researchers to select the most effective phage preparations for a specific strain [
20]. As the levels of
K. pneumoniae resistance to carbapenems continue to increase in Europe and specifically in Portugal [
7], the isolation and characterization of new phages capable of infecting this bacterium become crucial for providing new treatment options for patients. Therefore, this study focuses on isolating and characterizing a new phage capable of infecting an environmentally isolated carbapenemase strain-producing
K. pneumoniae. In addition,
in vitro tests in liquid medium and human urine were conducted to assess the phage's potential for use in urinary tract infections, providing insight into its efficacy in the acidic environment of the urinary tract.
3. Discussion
The rise of carbapenem-resistant
K. pneumoniae poses a global public health threat [
21,
22]. Phages are increasingly considered an alternative or adjuvant treatment option, especially when antibiotics prove ineffective in treating bacterial infections [
23,
24,
25,
26]. Phage therapy is explored when patients do not respond to conventional antibiotic treatments [
17]. However, it is still considered an experimental approach [
27] and requires emergency regulatory approval [
27], meaning that more data and research are needed to advance its integration into modern healthcare strategies. In the present study, phage KP-1 was isolated using a strain of carbapenemase-producing
K. pneumoniae, and its biological properties and
in vitro efficacy were investigated.
The genome of the
K. pneumoniae phage KP-1 (size range 19,260–346,602bp) [
28] is a lytic phage classified as
Slopekvirus (with a 176,096 bp linear double-stranded DNA). It does not appear to encode any known endolysin, toxin, virulence or antibiotic resistance genes and can be considered safe for use in phage therapy.
Although host specificity is considered one of the most advantageous properties of phages, distinguishing them from antibiotics, the narrow host range can be an obstacle to efficient phage therapy [
9]. Phage KP-1 showed a narrow host spectrum but can also infect E. coli ATCC 13706 besides its host. These results suggest that KP-1 phage can control
K. pneumoniae in vitro and diseases caused by
E. coli, two closely related species of the
Enterobacteriaceae family and the most predominant in UTIs [
4]. The efficacy of phage KP-1 was also tested in this study against other strains of
K. pneumoniae and other bacterial genera of the
Enterobacteriaceae family. However, the phage infected none of these bacteria. Generally, phages are highly specific, often infecting only one bacterial genus or even specific strains [
9,
10]. Shah
et al. (2023) showed that phage RAM-1 infected only 3 of 16
K. pneumoniae strains tested [
29]. Phage vB_kpnM_17-11 also showed a narrow host range, able to lyse only 4 out of 96 strains of
K. pneumoniae tested [
30]. In another study, phages LASTA and SJM3 infected only 5
K. pneumoniae of the 140 tested [
24]. The narrow host range of phage KP-1 may be due to bacterial resistance to phage adsorption, exopolysaccharide production, and/or capsule formation, which have been described for a range of bacteria [
31]. For effective phage KP-1 applications, it will probably be necessary to design highly multi-component cocktails and thus extend their action range.
The success of phage therapy is generally attributed to parameters like adsorption rate and burst size [
32]. The adsorption profile of phage KP-1 showed that after 10 and 60 min, approximately 60 and 75%, respectively, of the phage particles were adsorbed to the host cells. Similar results have been obtained with phage K2a [
33]. However, in general, the adsorption rate of phage KP-1 is lower than in other studies for
Klebsiella phages [
24,
33,
34]. Phage LASTA and SJM3 adsorption assays showed that approximately 97 and 94%, respectively, of the phage particles were adsorbed to
K. pneumoniae after 20 min [
24]. In another study, the adsorption rate of phage HS106 was approximately 84.2% after 6 min [
34].
Phage KP-1 has a long latent period (100 min) and a small burst size (7.9 ± 0.3 PFU/host cell). It has been observed that
K. pneumoniae phages have a wide range of latent periods and burst sizes, ranging from high burst sizes (410 PFU/infected cell) and short latent periods (21 min) [
29] to low burst sizes (31.7 PFU/infected cell) and long latent periods (30 min) [
30]. Baqer et al. (2022) demonstrated that
K. pneumoniae infecting phages K2a, K2b, K2w5, K2w6, Kp99, K9w5, K9w6, K9coc had burst sizes of 116, 41, 354, 106, 214, 66, 130 and 210 PFU/host cell, respectively, with latency periods of approximately 5, 20, 20, 25, 20, 30, 10 and 10 min, respectively [
33]. Phages LASTA and SJM3 presented a higher burst size of 187 ± 37 and 155 ± 34 PFU/host cell, respectively, and a long latent period of 80 min [
24]. In another study, phage HS106 presented higher burst size (183 PFU/host cell) and low latent period (10 min) [
34]. Although phage KP-1 presents a small burst size (7.9 ± 0.3 PFU/host cell) and a long latency period (100 min) (
Figure 3), phages replicate efficiently in the host, causing a high reduction in
K. pneumoniae growth, suggesting that other factors regulate the phage–bacteria interaction. A phage’s burst size and latent period depend on the phage type, the host’s physiological state, the growth medium’s composition, the pH and the temperature of the incubation [
33]. The smaller burst size can be caused by the phage’s large size and the host‘s small size. The host cell’s size is critical as it modulates the availability of receptors and its protein synthesis machinery for phage binding and growth [
35]. Larger burst sizes and longer latent periods increase the likelihood of successful dispersal in the environment [
36], indicating that the phage is widely available for isolation.
Klebsiella pneumoniae was effectively inactivated by KP-1 phage in TSB medium (maximum inactivation of 5.4 log CFU/mL after 9 h). The increase in the MOI from 1 to 10 increased treatment efficiency. The maximum inactivation of phage KP-1 at MOI 1 (maximum inactivation of 4.9 log CFU/mL) and 10 (5.4 log CFU/mL) was statistically similar (
Figure 4A). However, when an MOI of 10 was used, bacterial regrowth was delayed, and the bacterial concentration remained constant until the end of the experiment. Chen et al. (2023) also observed that lower phage concentrations can induce bacterial regrowth more rapidly than those treated with higher concentrations [
34]. The authors observed that bacterial density (OD600) increased more rapidly when incubated at a lower MOI of 1 compared to higher MOIs (10 and 100) [
34]. The number of phage particles of KP-1 when incubated with
K. pneumoniae for 12 h at an MOI of 1 and 10 increased by 2.7 and 1.9 log PFU/mL, respectively. These results demonstrate that high initial phage doses may not be essential due to the self-perpetuating nature revealed by increasing phage titre and bacteria.
The efficiency of phage KP-1 was tested in human urine samples to evaluate the potential application of this phage for the inactivation of UTI caused by
K. pneumoniae. It was observed that phage KP-1 could successfully inactivate
K. pneumoniae in urine (maximum inactivation of 3.8 log CFU/mL). The concentration of phage KP-1 remained constant in the absence of the host. Its titer increased significantly in the presence of the bacterium during the experiment. However, its effectiveness in inactivating
K. pneumoniae in urine (maximum concentration of 3.8 log CFU/mL after 9 h of incubation) was significantly lower compared to experiments in TSB medium (maximum inactivation of 5.4 log CFU/mL after 9 h of incubation). Although the phage concentration remained constant throughout the experiment, and phage KP-1 replication in the presence of
K. pneumoniae was similar in TSB medium and urine (2.9 and 2.7 log PFU/mL, respectively), the lower bacterial inactivation in urine can be due to lower phage viability. Silva
et al. (2014) showed that although phages survive at different pH values, their efficiency in inactivating bacteria is affected by low pH values [
37]. In general, phage lytic activity decreases at pH values 10 < pH < 5, with optimum pH conditions around neutrality (pH of 6-8) [
38,
39]. Similar results were obtained by Pereira et al. (2016) [
40]. These authors showed that single phage suspensions of phages E-2 and E-4 and the phage cocktail E-2/E-4 reduced approximately 2.0 log CFU/mL of
Enterobacter cloacae in urine. The efficacy of single phage suspensions and the phage cocktail was lower than that of phosphate-buffered saline (PBS), which reduced 3.4 log CFU/mL [
40]. Further studies using the phage KP-1 in micro- and/or nanocarriers should be done to avoid the negative effect of the urine’s low pH on the phage viability.
A major concern of bacterial inactivation by phages is the emergence of phage-resistant bacteria [
41,
42,
43,
44]. The development of resistant mutants, which only occurred in bacteria exposed to the KP-1 phage, was limited (5.55 x 10
-3). These results are in close agreement with results obtained by other researchers [
44,
45,
46,
47]. Phage cocktails in phage therapy can help overcome the problem of bacterial phage resistance [
39]. However, their success requires phages that do not have overlapping cross-resistance,
i.e. bacterial mutants resistant to one phage but sensitive to another and vice versa [
48], for example, using phages from different families.