Introduction
Liver transplantation (LT) outcome depends on a complex interplay of surgical, medical, and socioeconomic factors (1). However, the impact of social determinants of healthcare on LT has not been fully explored, though their role in other medical and surgical fields has been largely investigated (2). Understanding the impact of socio-economic deprivation (SED) on health outcomes is an increasingly popular topic of research (3). Several social and environmental factors impact individual health, such as economic stress, limited access to healthcare facilities, poor air quality, high-density housing, insufficient infrastructure maintenance, and a lack of safe outdoor spaces (3-6). After controlling for individual medical variables, SED independently predicts specific poor health outcomes. This indicates that social and environmental barriers beyond the control of individual patients play a significant role in driving health outcomes (7,8)
LT is inequitably available, and disparities impact all its phases, from the referral of liver disease patients to long-term post-transplant care (9-24). In pediatric populations, SED is associated with delayed referral, higher waitlist mortality, and reduced access to living donor transplantation (9). Socially deprived children are twice as much less adherent to immunosuppression and have up to a 32% increased incidence of graft failure (15,16). Similarly, adult patients from deprived areas and racial minorities have a higher risk of not initiating the transplant evaluation, lower rates of waitlisting, and a 6% higher risk of not being transplanted (17). Furthermore, social deprivation is racially segregated, and Black recipients have an increased risk of post-transplant mortality by up to 21% (25). However, the mechanisms linking social deprivation to inferior outcomes are not entirely elucidated, and powered studies are still lacking.
SED is a crucial factor to consider for the best possible outcome of pediatric and adult LT (9,10). If we can understand the extent to which deprivation characteristics are associated with post-transplant outcomes, we can identify actionable objectives for health improvement (9,10). The current study conducted a retrospective analysis to investigate the correlation between neighborhood SED and patient and graft survival in a group of adult transplant recipients who underwent surgery between 1996 and 2022. The goal was to provide a better understanding of the social characteristics of LT candidates and recipients and establish recommendations for enhancing the outcomes of LT procedures.
Materials and Methods
Study Design
This was a retrospective, single-center study at an Italian, National Health System (NHS)-based liver transplant center.
Population
The study included all consecutive adult patients (≥18 years) who received a primary liver transplant from a deceased donor between January 1996 and December 31st, 2022, at our institution. Patients were excluded if they were transplanted with a split liver graft, with a graft from a donor after cardiocirculatory death (DCD), and received a combined transplant.
Data Source
For the current study, we used data from the regional transplant authority (CRT, Centro Regionale Trapianti) and the prospectively maintained recipient database of our institution. The CRT data system includes data on all donors, waitlisted candidates, and transplant recipients and provides regular oversight to the database’s integrity, validity, and transparency. The local ethics committee of the University of Pisa (Prot. 0036349/2020) approved all procedures.
Primary Exposure
Our primary exposure was a validated neighborhood DI derived from the 2011 Italian census data
(indice di deprivazione, revisione del 2011, ID 2011_rev) updated in 2020 and calculated at the census block level (26,27). This index measures social and material deprivation at census block level in the presence of 5 conditions: 1) low educational level (as per patients aged 15-60 years with no higher than elementary school diploma); 2) unemployment, if physically active; 3) living in rental property; 4) living in a crowded house (≥5 family members per 100 square meters), and 5) living in a single-parent family with minor children. Each item was scored binomially [0,1], and the cumulative index was calculated as the sum of the 5 items, yielding 5 ranks (scores 0,1=very low; 2=low; 3=moderate; 4=high; 5=very high) with higher ranks [
4,
5] indicating more deprived living conditions. The DI was analyzed as a dichotomous measure below and above the median and then stratified into ranks.
Primary Outcomes
Our primary outcomes were post-transplant graft failure and patient death. The secondary outcomes were the incidence and severity of hepatic and extrahepatic complications. All these measures were evaluated as time-to-event occurrence.
Cut-Offs and Definitions
Cold ischemia time (CIT) was defined as the time from cross-clamping until removal of the organ from the ice for implantation, and warm ischemia time (WIT) as a time of ischemia during graft implantation. EAD was defined according to Olthoff et al. (28) MELD scores at transplant were recalculated retrospectively based on available laboratory data. HCV recurrence was diagnosed by liver biopsy in the presence of HCV-RNA positivity. HBV infection recurrence was defined as HBsAg (± HBV DNA) reappearance in previously seroconverted patients irrespective of liver function. Renal function was evaluated as an estimated glomerular filtration rate (eGFR) by the Modification of Diet in Renal Disease (MDRD)-4 formula. Chronic kidney dysfunction (CKD) was defined as: a) estimated glomerular filtration rate (eGFR) <60 ml/min/1.73m2 for a post-LT period greater than three months according to Kidney Disease: Improving Global Outcomes (KDIGO) criteria in patients with previous eGFR ≥60ml/min/1.73m2 (29); b) evidence of intrinsic renal disease (proteinuria or kidney disease at ultrasound) (29); or c) presence of end-stage renal disease requiring renal replacement therapy (29). Acute kidney injury (AKI) was defined as doubling of baseline serum creatine (sCr) and/or a ≥50% reduction in eGFR within 14 days (29). Deteriorating renal function was defined as ≥one-grade downward shift in the kidney function category according to the KDIGO classification system (30). A post-transplant diabetes mellitus (PTDM) was defined using the comprehensive American Diabetes Association (ADA) 2018 criteria (31).
Arterial hypertension was defined as the need for medication or blood pressure 140/90 mmHg at two following visits. Dyslipidemia was defined as hypercholesterolemia >220 mg/dL and/or hypertriglyceridemia >200 mg/dL at two following visits. Biliary complications included symptomatic and treated biliary fistula, biliary stones, anastomotic biliary strictures, and posttransplant ischemic-type biliary lesion (ITBL). ITBL was defined as any non-anastomotic stenosis associated with symptoms or signs requiring an endoscopic or surgical procedure without vascular complications.
Statistical Analyses
Descriptive statistics were calculated for donor and recipient demographics and transplant characteristics. We classified patients as ‘low’ and ‘high’ deprivation by dichotomizing the cohort at the median DI rank to analyze the relationship between the DI and graft/patient survival. The appropriate statistical test compared patient characteristics across low and high DI. The relationships between low/high deprivation and time to patient/graft survival were represented with Kaplan-Meier curves. Data were censored at the time of graft failure, death, or the latest follow-up (December 2023). To calculate the adjusted risk ratio (aRR) of post-transplant events across DI ranks, we used the conditional logistic regression approach, as indicated by Breslow et al. (32). We used Cox proportional hazard models to evaluate independent post-transplant graft failure and patient death hazards. In these models, we used the DI as a dichotomous variable (i.e., below and above the median) to quantify the relationship between neighborhood deprivation and graft failure/death. Independent hazards were also adjusted (aHR) for confounders with an acknowledged impact on transplant outcome: donor age; cause of donor death (cardiovascular versus trauma); recipient age indication to transplantation (using HBV as the reference category); model for end-stage liver disease (MELD) score at transplantation; cold ischemia time (CIT); immunosuppression (using a regimen of tacrolimus, mycophenolic acid derivatives, and short-term steroids as the reference category); use of ex-situ machine perfusion (MP) versus static cold storage (SCS); diabetes mellitus at transplant and 1 year, hypertension, chronic kidney dysfunction (CKD), and transplant era (before and after 2014). Owing to an NHS-based practice and the small percentage of non-Caucasian patients transplanted at our center (0.11%, data not shown), no information on patient ethnicity or insurance status was included in the current analysis because they could not be considered indicators of access to healthcare services in our country. Since complications within the first year after transplantation are more likely to be related to surgical/medical management, we performed sensitivity analyses that censored graft failure and death at 1 year after transplant. Graft failure and death hazards were again assessed with Cox proportional hazard models and adjusted as per above.
All statistical analyses and plots were run using the SPSS statistical package version 27.0 (SPSS Inc., Chicago, IL, USA). This study conforms to the ethical guidelines of the 1975 Declaration of Helsinki as reflected in a priori approval by the institution’s human research committee and was conducted according to the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines.
Results
Demographics and Clinical Characteristics
A total of 2,568 recipients matched the inclusion criteria (
Table 1). Patients were predominantly male (72.5%) of a median (interquartile (IQR)) age of 56 (10) years. The most frequent chronic liver disease was HCV-related cirrhosis (48.7%), followed by HBV (26.0%) and alcohol-related liver disease (10.9%). HCC was present in 40.9% of cases. Median (IQR) lab-MELD at transplant was 12 (6); DM was present in 24.4% of cases, hypertension in 14.9% and CKD in 5.8%. The mean (SD) number of patient-year follow-up visits was 2.08 (0.4), i.e., 83.7% of those scheduled.
Neighborhood Deprivation Index
Patients came from 42 provinces, 17 in the South, 16 in the Center, 9 in the North, and 55 census blocks (
Supplementary Table 1). Out of the total cohort of 2,568 patients, 56.7% were from Southern Italy (n=1,457), 41.4% from Central Italy (n=1,063), and only 1.8% from Northern Italy (n=48). As much as 22.3% of patients were from very low (=0,1) and low (=2) deprivation areas, respectively; 30.7% from moderately deprived areas (=3); 16.5% from high deprivation (=4), and 8.3% from very high deprivation areas. The cohort’s median (IQR) neighborhood DI rank was 3 (1).
Supplementary Figure 1 shows the DI rank distribution according to the geographic area (South, Central, and North).
Donors and Transplant
Donors were predominantly male (63.2%) with a median (IQR) age of 63 (11) years. Median (IQR) donor ICU stay was 3 (4) days, and cerebrovascular accident (CVA) was the most frequent cause of donor death (75%). Cardiac arrest was reported in 10.9% of all donors. The median (IQR) CIT was 424 min, and machine perfusion (MP) was used in 0.7% of transplants (
Table 1).
Causes of Death
At a median (IQR) follow-up of 144.8 (204) months,
810 patients (31.5%) died, and the causes of death are shown in
Table 2. Recurrent HCV-related liver dysfunction was the most common cause occurring in 12.4% of patients. This was followed by
de novo extrahepatic malignancies (5.0%), HCC recurrence (4.5%), infection (4.4%), and major cardiovascular events (MACE) (3.2%).
Re-Transplantation
During the follow-up period, 156 (6.1%) patients received 2 two transplants. The causes of re-transplantation were: 77 (2.9%) thrombosis/stenosis of the hepatic artery (HAT/HAS); 51 (2.0%) primary non-function (PNF)/early allograft dysfunction (EAD) of the liver graft; 23 (0.9%) cases of ischemic cholangiopathy; 3 (0.1%) cases of HCV recurrence and 2 (0.08%) patients with chronic rejection (
Table 2).
Complications
The post-transplant complications of interest are shown in
Table 3. Three-hundred-sixty-one (14.0%) patients had one
de novo malignancy, and the most frequent were post-transplant lymphoproliferative disease (PTLD) (7.2%), followed by colon (1.7%), kidney (1.5%) and prostate cancer (1.3%).
During the follow-up, various complications were observed in patients: hypertension (61.9%), HCV recurrence (43.8%), biliary complications (22.9%), obesity (18.1%), diabetes (18.0%), CKD (14.7%), and MACE (13.0%). The cumulative incidence of treated and biopsy-proven acute rejection (t/BPAR) was 16.9%. HCC recurred in 14.4% of the 1,052 transplant patients with this indication (i.e., 5.9% of the overall cohort). A total of 1,901 patients (74%) presented >1 complication.
Demographic and Clinical Characteristics According to Di Strata
Table 4 shows the demographic and clinical characteristics of interest at transplantation according to the DI rank strata. To note, DM was numerically more common in patients from deprived areas, while hypertension and HCC were significantly more frequent in these populations.
Complications According to Di Strata
Table 5 illustrates the cumulative incidence of complications according to DI rank strata. When compared with recipients from less deprived areas (DI 1,2), patients with higher DI ranks (4,5) showed higher mortality (aRR=1.5; P<0.0001) with regard to de novo malignancies and MACE; higher incidence of hypertension (aRR=1.38; P<0.0001), obesity (aRR=1.42; P=0.02), DM (aRR=1.42; P=0.02), t/BPAR (aRR=1.8; P<0.0001), CKD (aHR=1.98; P<0.001),
de novo malignancies (aRR=1.5; P<0.0001) and MACE (aRR=1.9; P<0.0001).
Patient and Graft Survival
Patient death and re-transplantation were considered graft loss. The actuarial (95% CI) patient survival of the overall study cohort was 90% (84.6%-98.3%), 73% (64.2%-78.6%), and 55% (49.8%-59.9%), at 1, 5, and 10 years, respectively, while the actuarial (95% CI) graft survival was 87.8% (91.6%-97.2%), 67.6% (62.2%-71.5%), 53.3% (49.6%-59.3%) at 1, 5, and 10 years, respectively (
Figure 1).
In the group of transplant recipients with a DI rank below the median (i.e., less deprived), the patient and graft survival (95% CI) rates were as follows: 92.0% (85.6%-97.8%) and 90.4% (84.3%-92-4%) at 1 year, 78.4% (68.8%-80.1%) and 72.2% (66.7%-78.9%) at 5 years, and 58.0% (45.4%-62.1%) and 56.7% (43.2%-59.0%) at 10 years. For patients with a DI rank ≥ the median (i.e., more deprived), the survival rates (95% CI) were 91.2% (86.5%-95.4%) and 89.5% (82.1%-92.4%) at 1 year, 70.4% (63.5%-77.6%) and 68.4% (59.3%-78.7%) at 5 years, and 48.0% (40.3%-54.2%) and 46.7% (38.3%-52.1%) at 10 years, respectively (
Figure 2). Patient and graft survival was significantly higher for patients from less deprived recipients (log-rank p<0.001).
Predictors of Survival
The univariable analysis showed that the chances of surviving after transplant were higher for recipients of younger grafts (p=0.0009), younger patients (p<0.0001), female patients (p=0.005), those with non-HCV liver disease as the reason for transplantation (p<0.0001), no presence of HCC at transplant (p=0.001), lower laboratory MELD score (p=0.002), lower DI scores (<0.0001), use of anti-IL2R as an induction agent (p<0.0001), TAC as the primary immunosuppressant (p<0.0001), use of EVR (p=0.01), and absence of DM at transplantation (p=0.02) and at 1 year after transplant (p=0.01) (
data not shown). The Cox proportional hazards analysis revealed that several independent factors were associated with the survival probability (
Table 6). These factors associated with successful liver transplantation include younger donor and recipient ages (p=0.03 and 0.02, respectively), female recipient sex (p=0.04), absence of HCV (p<0.01), absence of HCC (p=0.02), and absence of DM at transplantation (p=0.03) and 1 year (p=0.01), lower DI ranks (p=0.02), lower MELD scores (0.02), shorter CIT (p=0.03), TAC versus CyA (p=0.01), and EVR in the immunosuppressive regimen (p=0.02).
Discussion
There is increasing evidence on how socio-economic factors affect outcomes in pediatric LT (9-16), but information on adult recipients is limited, especially outside the US (17-25). To our knowledge, this is the first study from a European transplant center after the one by Menahem et al. in 2021 which focused only on HCC (22).
According to the literature, SED (socioeconomic deprivation) has a negative impact on all stages of the LT continuum, starting from pre-transplant evaluation to long-term post-transplant care. The socioeconomic status of individuals and communities significantly affects the outcomes of pre-transplant evaluations (17). A recent analysis carried out at a single center found that patients with liver disease who are socially deprived have a higher risk of not being listed for transplantation when compared to patients with higher socioeconomic status (20). The analysis found that socially deprived patients are also at a greater risk of not initiating the evaluation post-referral and dying without initiating the evaluation (20). Patients from social minority groups who live in neighborhoods with low SED are 31% more likely not to be listed for a transplant compared to patients from the same minority group living in neighborhoods with high SED (20). Furthermore, certain indications from deprived areas are less likely to be listed for transplantation. In a recent analysis of the UNOS registry 2008-2019, Cullaro et al. have shown that patients from the most deprived areas are the least likely to be listed for alcohol-related liver disease (OR=0.97, 95% CI=0.95-0.98) and have an increased rate of waitlist mortality (OR=1.1; 95% CI=1.06-1.14) (18).
The information on the impact of SED on the outcome of adult LT recipients is still lacking. Initial surveys (1987-2001) on the influence of neighborhood income, education, and insurance showed that education had a marginal influence on outcomes, and patients with Medicare and Medicaid had lower survival than those with private insurance (33). More recently, in a proportional hazards model analysis, LT recipients with the lowest socioeconomic status have an increased risk of death within 2 years after transplantation (HR=1.17; 95% CI=1.02-1.35) (23). After adjusting for differences in recipient characteristics, donor organ quality, transplant center volume/quality, geographic region, and DSA, being in the lowest SED quartile remained an independent predictor for patient but not graft survival (23). Adjusting for individual hospitals had minimal impact on patient survival hazard ratio, indicating that differences in SED groups did not result from hospital care (23).
SED is also associated with lower post-transplantation health-related quality of life (HR-QoL) (19). Additionally, recipients living in areas of least deprivation were less likely to suffer from anxiety (OR=0.05; 95%CI: 0.00-0.28; P=0.003) or depression (OR=0.13, 95%CI=0.02-0.56; P=0.009) (19). Extensive research has also shown that Black patients have worse outcomes than White patients, including lower graft function (34), inferior graft survival (35), and worse overall survival (36), revealing the role of racial disparities. This disparity has remained consistent over time (i.e., before and after the MELD era) (37) and persists after controlling for patient-level factors, such as socioeconomic status (23) and clinical covariates (34). Recent reports confirm that Black patients have a 21% higher mortality risk than White patients, but no effect modification by transplant center volume was found (38).
Due to the lack of available information from European LT centers and Italy, we designed the current retrospective study using a validated DI at the census block level (26,27). However, SED is a multidimensional construct in constant evolution, and no universal definition or measurement is available. According to widespread consensus, SED is the lack of social and economic resources necessary for a good quality of life (39), which highlights the ability of household resources to match the needs of its members beyond financial insufficiency (40). This ability is determined by the adequacy of income and the additional assets available to the household, such as savings and services, which can be used to achieve the desired standard of living (41). It includes poverty and a lack of access to education, healthcare, housing, and other essential needs (42). SED components are constantly changing, and items are being added according to location (i.e., Europe versus the US versus Asia), communities (i.e., neighborhood), culture, study designs, and objectives (42.43). Pursuing measurable SED indicators is an ongoing effort. It forms the foundation of the 2030 United Nations Member States agenda for Sustainable Development, emphasizing the significance of enhancing social protection and inclusion globally (44).
In agreement with previous observations, the current study confirms that patients from more deprived areas have an overall 14% higher risk of death than those from less deprived regions. Those originating from regions of the highest deprivation ranks (4,5) have a 50% higher RR of post-transplant death concerning de novo malignancies and MACE. Furthermore, recipients from more deprived areas show a higher incidence of cardiovascular, metabolic, and renal complications, as well as a higher risk of graft rejection. These risks were confirmed after adjustment for pre- and post-transplant demographic and clinical risk factors and immunosuppression. However, the study fails to explain the mechanisms leading to worse outcomes and a higher incidence of extra-hepatic complications in LT recipients. The observation that patients from more deprived areas were less likely to attend the scheduled follow-up visits must be interpreted with care since it may be accounted for by the diversity of local referral mechanisms and changing referral patterns over an extended observation period. Similarly, since deprivation appears to be geographically segregated in southern areas, the higher incidence of post-transplant malignancies may also be due to exposure to environmental pollutants or dietary contaminants. The current retrospective study could not explore these factors and call for appropriate investigations. Similarly, the incidence of diabetes mellitus and cardiovascular events could not be checked against lifestyle habits (i.e., smoking) and exercise nor the presence of co-existing morbidities impairing physical activity.
A notable limitation of the current study is that more than half (56.7%) of the cohort’s population comes from Southern Italy, whose DI is significantly higher than those of central and northern regions. A North-to-South deprivation gradient is acknowledged in our country, and it would be interesting to match our data at a national level to identify regional variations and future areas of intervention.
In conclusion, based on our data, the outcomes of LT are also dependent on the neighborhood deprivation of the areas where recipients live. We advocate incorporating the patient socio-economic profile to tailor appropriate interventions to pre- and post-transplant care and improve the long-term results of LT.
Supplementary Materials
The following supporting information can be downloaded at the website of this paper posted on Preprints.org.
Authors’ contributions
PDS: study conceptualization; data retrieval; manuscript writing. JB, CM: data retrieval and analysis. JD: data retrieval; investigation. DC: investigation; resources; data retrieval. QL: data analysis, draft evaluation, and editing. PM: draft evaluation and validation.
Acknowledgments
The authors owe a deep debt of gratitude to the nurse staff of the Coordinamento trapianti di fegato, University of Pisa Medical School Hospital.
Conflicts of interest
PDS has served as an advisory board member for Novartis, Astellas, and Chiesi.
Abbreviations
ADA |
American Diabetes Association |
aHR |
adjusted Hazard Ratio |
AKI |
acute kidney injury |
CIT |
cold ischemia time |
CKD |
chronic kidney dysfunction |
DCD |
donor after cardiocirculatory death |
DI |
deprivation index |
DM |
diabetes mellitus |
EAD |
early allograft dysfunction |
eGFR |
estimated GFR |
GFR |
glomerular filtration rate |
HBsAg |
Hepatitis B virus surface antigen |
HBV |
hepatitis B virus |
HCV |
hepatitis C virus |
HR |
hazard ratio |
IQR |
interquartile range |
ITBL |
ischemia-type biliary lesion |
KIDIGO |
Kidney Disease: Improving Global Outcomes |
LT |
liver transplantation |
MACE |
major cardiovascular event |
MDRD |
modification of diet in renal disease |
MELD |
model for end-stage liver disease |
MP |
machine perfusion |
PTDM |
post-transplant diabetes mellitus |
RR |
relative risk |
SED |
socio-economic deprivation |
STROBE |
Strengthening the Reporting of Observational Studies in Epidemiology |
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