1. Introduction
In this paper we study a model of interactions between society and nature, inspired by the HANDY model introduced in [
7] (see also [
8]). The original HANDY model is a set of four differential equations whose variables are natural resources, wealth produced by human work, and the population, splitted in the two classes of Commoner and Elite. Using computer simulations, the paper [
7] shows different possibilities for the evolution of society, including collapse. It is a simple model that seems to allow a rich panel of behaviour, so it attracted attention, and several papers have been devoted to its exploration, see [
1,
2,
4,
9,
10,
11]. In [
2] various developments of the original model are introduced, among others the division of natural resources between renewable and non renewable. This idea has been developped in the paper [
10], where some general results are obtained and again numerical simulations show different possibilities for the evolution of society. In [
10] the dynamics of nonrenewable resources is given by the following equation
where
are the nonrenewable resources,
is the Commoner population and
a parameter. Clearly, this equation translates the idea of a given amount and an irreversible depletion of
. In our previous work [
3] we have pursued this idea but we have introduced a replenishment term for nonrenewable resources. This is due to the optimistic argument, that is often used in public debate on these subjects, that human ingenuity and scientific progress can substitute depleted resources with new ones. The term of replenishment that we have added is given by
depending on
, where
x is population and
w is wealth, while
z is the level of non renewables and
k a constant. Hence, the dynamics of non renewable resources
z in [
3] is given by
The replenishment term is obtained from a function
which, in population dynamics, is a Holling II type function (see [
6], page 25 and passim), used to model saturation effects. The equation above states that the replenishment is possible but cannot be above a level
k, and we can call this an hypothesis of “moderate optimism”. Another characteristic of [
3] is that we dropped the distinction between Commoner and Elite, so we obtained a four variable model, which is as follows
Here, as we said above,
x is the population,
indicate respectively renewable and nonrenewable resources,
w is the wealth. An interesting result in [
3] is that it cannot happen that
go to infinity as
t goes to infinity. This means that, even assuming “moderate optimism”, there cannot be an indefinite growth in population and wealth. In [
3] we also obtained all the critical points of the system, and we studied their stability. In the final section of [
3] numerical simulations support the theoretical results and also suggest the possibility, not yet treated in a rigorous way, of periodic orbits and chaotic dynamics.
The present paper originated from the attempt to adapt the HANDY model to contemporary, rich, consumeristic societies (like contemporary western countries). Indeed, the HANDY model seems to be a very nice and simple way to treat the interaction of nature and society for a large class of historical societies, but, in our opinion, it has some serious flaws when dealing with contemporary, rich, consumeristic societies. The main one is probably the fact that in the original model the birth rate is constant and the death rate decays when wealth increases, leading to the conclusion that a wealthy society should show sustained population growth. This is definitely not true in contemporary western societies, and the reason is due to the fact that birth rate is not constant, and indeed, in most of contemporary rich societies, it is falling. Hence, in the present paper we introduce an equation for population dynamics which is different from that of HANDY model, and it is as follows
Here we have a negative term
which is contrasted by the term
depending on the wealth per capita
via a constant
. When
is very small or very large, the positive term is small and the population falls. In an intermediate region, the population grows. This seems fitting better with the recent history of rich countries.
Another difference compared to the HANDY model (and to [
3]) is that there the depletion of natural resources depend on the population, while it seems reasonable that in a consumeristic society it should depend more on wealth than on population. Hence, a first idea should be to substitute populations with wealth (
x with
w) in the depletion terms, giving rise to quadratic terms
. We will pursue this idea in a forthcoming paper. In the present paper, however, we are interested to preserve some influence of population on consumption of natural resources, so we introduce the function
and we substitute
x with
m in the depletion terms. We notice also that the consumption term in the equation for
in [
3], which is given by by
has a linear growth, while here, to model a consumeristic society, we use a quadratic term
, where the consumption is led mostly by wealth. In this way, we can put together the negative terms in the equation for
in (
1). Summing up all this ideas, we introduce the model that we are going to study. We apply some standard rescaling setting
, and we assume
, that is, we assume that the rate of depletion is the same for renewable and nonrenewable resources. This is a simplifying assumption, that we hope to drop in future research. In our previous paper [
3], some simulations seemed to suggest that the dynamics do not change too much taking different values for
and
. In section 7 of the present paper, some simulations show a different dependence of the dynamics on
and
, and this seems an interesting topic for future research. In conclusion our model is as follows.
where, as we said above,
. . We assume
, which is necessary to have a positive growth of
x for some range of
. We also assume
, which means that the negative effect on the population growth of the increasing wealth becomes relevant only for large values of wealth per capita. We also assume
, which is just a technical assumption that we hope to drop in future work.
The paper is organized as follows: after the introduction, in section 2 we obtain general results of existence and positivity of the solutions, and also some results on their asymptotic behavior. In particular, we prove that it can’t happen or or as .
In sections 3, 4, 5, 6 we compute all the equilibrium points of system (
2), and we study their stability properties. We distinguish the cases
,
,
, while the case
is excluded by our hypotheses. There is a rich variety of such equilibria. We are able to give a complete description of the stability properties for some of them, but it seems very difficult to do the same for all of them. So we decided to study the stability in the limit of
, which is reasonable, in our opinion, because
is a parameter depending on human choices. Using standard linearization techniques and asymptotic developments, we are able to describe the stability properties of all the equilibria when
(and the other parameters are fixed).
In sections 7 we give some numerical simulations, both for corroborate the theoretical results of the preceding sections and to try to get some hint on the cases for which we don’t have such results. It is interesting to see that in some simulations the conditions stated by our results for small ’s (stability or instability) are preserved for larger ’s, while they are not in other cases: so this seems to be an interesting subject of future research.
We end this introduction by indicating, for the reader’s sake, some of the results obtained in the present paper.
In section 2 we obtain that it cannot be
or
or
as
. We got a similar result in [
3] and, as in that case, the result does not necessarily mean that
are bounded, but that, if they grow above a critical level, then they will start to oscillate.
The critical points with are all unstable.
Most of the equilibria are unstable as , but for some ranges of the parameters, there are asymptotically stable equilibrium points, and also someone with positive values for populations and wealth: see below cases ii8) and iii3). See also Figure 13 in section 7.
2. General Results on the Solutions
We set
and
where
We are interested in non negative solutions, so we work the cone
or possibly in its closure
It is obvious that
F is locally Lipschitz at any point of
, so the standard theory of ODE gives the following result:
Proposition 1.
For any , there exists a unique maximal solution to the Cauchy problem
defined in , with .
In the following, we will set
and
As first thing we prove that, if
is as above, the solution stays in
for any
.
Proposition 2.
Let
be a solution to (3) with and . Then for every .
Proof. It’s straightforward to derive that
for any
, because the zero constant is a solution in the three equations for
, so it can’t be crossed, and
. As for
w, we first observe that there exists a
such that
: this is obvious if
, due to continuity, whereas if
we have
, and the thesis follows. Now let us then define
If
, we easily conclude that
in
. If
, it’s easy to see that
and
for any
, so
. But from the equation we get
and the contradiction proves that
and thus
. □
Proposition 3. Under the same assumptions as in Proposition 2 it holds .
Proof. We argue by contradiction, so we assume
. From the first equation we easily get
for some
, hence
As for
, using the same argument as in [
3], we get that
y is bounded in
and, more precisely, we have
. Notice that this holds also when
.
From the equation for
we get
, hence
and thus,
From this it follows that
if
. Therefore, if
we get that
is bounded in
, which is impossible due to known theorems. Hence,
.
□
We now prove some asymptotic results on x and w.
Proposition 4. It cannot be .
Proof. We argue by contradiction, so we assume . For the sake of simplicity, let us set . As , of course we have also . To get the result, we have to study the asymptotic behavior of , in the hypothesis .
Claim 1:
. We have
Given that
is bounded and
,
is decreasing as
. Hence, there exists a limit
. If
, then
, which is a contradiction with known theorems. Therefore
.
Claim 2:
. We have
as
. Thus, there exists a limit
If
, then
, which is, as above, a contradiction.
Claim 3: is bounded on .
Let be such that for all , . We distinguish two cases:
Suppose
for all
. In this case, we have
which means that
is decreasing on
and thus it is bounded in
.
Suppose now that there exists
such that
. Let
. If
, then
. Otherwise, if
, define
We have that
. Because of continuity we also have
and
. Hence we have
in
implying that
is decreasing in
and thus
. In conclusion,
for every
, and therefore
w is bounded on
.
End of the proof: from the previous claims, we obtain, as w is bounded and , that as , and thus . This implies on a half-line , and therefore we get a contradiction with the hypothesis that .
□
Proposition 5. It cannot be .
Proof. Since we can repeat the previous arguments and obtain . From this we deduce, again as above, that is bounded, and this is a contradiction. □
Proposition 6. It cannot be .
Proof. Also in this case we argue by contradiction. We will show that, if , then it holds also , and this impossible by Proposition 5. So, let us assume . As a consequence, for any we can fix such that for all , .
Claim: it cannot be for all . Indeed, in this case it would be for all , implying w is increasing on . Thus, there would be a limit . By Proposition 5 it cannot be , so it must be , hence would go to , leading to for some in a half-line . This of course implies contradicting the assumption . The contradiction proves the claim.
Thanks to the previous claim, we can state that there exists
such that
Let us now prove that
for all
. Fix
. If
, then
(since
). Otherwise, if
, define
By continuity,
for all
s in
. Hence
w is increasing in
, implying
. Furthermore, by standard continuity arguments,
. Thus,
for all
. Since this holds for any
, we conclude that
. However, Proposition 5 states that this is not possible, and the contradiction proves that
cannot tend to
as
t tends to
.
□
Figure 1.
Case i) with . Scenario around the unstable critical points. On the left: . On the right: .
Figure 1.
Case i) with . Scenario around the unstable critical points. On the left: . On the right: .
Figure 2.
Case ii.2), analysis of the points and , with small . On the left: , with . The eigenvalues of are , unstable according to the theory. On the right: with so that . The eigenvalues of are , stable according to the theory.
Figure 2.
Case ii.2), analysis of the points and , with small . On the left: , with . The eigenvalues of are , unstable according to the theory. On the right: with so that . The eigenvalues of are , stable according to the theory.
Figure 3.
Case ii.3), analysis of the point P with . On the left: when , stable, contrary the theory for . The eigenvalues of are . With a perturbation the point converges to of case ii.7) with the same convergence conditions for . On the right: , , so that . The eigenvalues of are . Stability is observed over very long intervals. With a perturbation , we have convergence to of case ii.7).
Figure 3.
Case ii.3), analysis of the point P with . On the left: when , stable, contrary the theory for . The eigenvalues of are . With a perturbation the point converges to of case ii.7) with the same convergence conditions for . On the right: , , so that . The eigenvalues of are . Stability is observed over very long intervals. With a perturbation , we have convergence to of case ii.7).
Figure 4.
Case ii.6), analysis of the point as varies, always unstable as . On the left: with . Eigenvalues of : . On the right: with . Eigenvalues of : .
Figure 4.
Case ii.6), analysis of the point as varies, always unstable as . On the left: with . Eigenvalues of : . On the right: with . Eigenvalues of : .
Figure 5.
Case ii.7), analysis of the point as varies with , unstable case. On the left: with . Eigenvalues of : . On the right: stable point with , differently from the case of small . Eigenvalues of : .
Figure 5.
Case ii.7), analysis of the point as varies with , unstable case. On the left: with . Eigenvalues of : . On the right: stable point with , differently from the case of small . Eigenvalues of : .
Figure 6.
Case ii.7), analysis of the point with , stable case, obtained by changing . The simulations are in accordance with the theory as varies. On the left: with . Eigenvalues of : . On the right: with . Eigenvalues of : .
Figure 6.
Case ii.7), analysis of the point with , stable case, obtained by changing . The simulations are in accordance with the theory as varies. On the left: with . Eigenvalues of : . On the right: with . Eigenvalues of : .
Figure 7.
Case ii.7), analysis of the point always unstable as varies. On the left: with . Eigenvalues of : . On the right: with . Eigenvalues of : .
Figure 7.
Case ii.7), analysis of the point always unstable as varies. On the left: with . Eigenvalues of : . On the right: with . Eigenvalues of : .
Figure 8.
Case iii.1) analysis of the point unstable if , with . On the left: case , . Eigenvalues of : . On the right: , . Eigenvalues of : .
Figure 8.
Case iii.1) analysis of the point unstable if , with . On the left: case , . Eigenvalues of : . On the right: , . Eigenvalues of : .
Figure 9.
Case iii.2), analysis of the point , unstable if for . On the left: , , eigenvalues . On the right: , , eigenvalues then a stability situation,differently from the case of small .
Figure 9.
Case iii.2), analysis of the point , unstable if for . On the left: , , eigenvalues . On the right: , , eigenvalues then a stability situation,differently from the case of small .
Figure 10.
Case iii.2), analysis of the point when obtained with , stability situation for , confirmed also for large . On the left: , , eigenvalues . On the right: , , eigenvalues .
Figure 10.
Case iii.2), analysis of the point when obtained with , stability situation for , confirmed also for large . On the left: , , eigenvalues . On the right: , , eigenvalues .
Figure 11.
Case ii.3). Analysis of point P for , in the case unstable from theoretical results. The critical point depends only on . On the left: with unstable, according to the theory. Eigenvalues: . On the right: and . Eigenvalues: . The point is stable according to the behavior observed for large .
Figure 11.
Case ii.3). Analysis of point P for , in the case unstable from theoretical results. The critical point depends only on . On the left: with unstable, according to the theory. Eigenvalues: . On the right: and . Eigenvalues: . The point is stable according to the behavior observed for large .
Figure 12.
Case iii.2), analysis of point with in the case , instability situation as . On the left: with , eigenvalues , unstable. On the right: with , eigenvalues , stable.
Figure 12.
Case iii.2), analysis of point with in the case , instability situation as . On the left: with , eigenvalues , unstable. On the right: with , eigenvalues , stable.
Figure 13.
Stable critical points with positive population, . On the left: case ii.8) with stable and within the cone for obtained with , eigenvalues: . On the right: case iii.3) with , stable and within the cone for obtained with . Eigenvalues: .
Figure 13.
Stable critical points with positive population, . On the left: case ii.8) with stable and within the cone for obtained with , eigenvalues: . On the right: case iii.3) with , stable and within the cone for obtained with . Eigenvalues: .