1. Introduction
The chemical industry has embraced continuous production for decades, primarily in the sectors that produce one product on a large scale e.g. petrochemical and bulk chemicals such as ammonia [
1], sulfuric acid [
2], sodium hydroxide and chlorine [
3]. The pharmaceutical, fine and specialty chemical sectors have been slower to implement continuous production, primarily due to the requirement for one than one product on a smaller scale. However, the case for continuous manufacture is very persuasive from an environmental and sustainable perceptive [
4] and thus the sectors are starting to advocate the use of flow chemistry due to reasons such as EHS, efficiency, cost saving and regulatory compliance [
5]. Regulatory approval of several pharmaceutical products manufactured via continuous processes have been granted [
6] such as Orkambi™ by Vertex in 2015, Prezista™ by Janssen in 2016, Verzenio™ by Ely Lilly in 2017, and Symdeko™ by Vertex in 2018 along with substantial investment in continuous manufacture by major players in the pharmaceutical industry. This has been accompanied by numerous publications detailing the advantages for flow in chemical reactions [
7,
8,
9,
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20,
21,
22,
23]; along with several venders offering flow chemistry equipment at different scales to facilitate the transition from laboratory scale to industrial realization [
24,
25,
26,
27,
28,
29,
30,
31]. The focus has mainly been the reaction chemistry itself, but pre- and post- processing steps as well as process analytical technology and data storage must also form part of the overall strategy in the shift from batch to continuous operation.
Nevertheless. the requirement for quick manufacture of numerous products at various scales, while maintaining quality and safety, remains [
6]. This begs the question; can multiple products be made using the same equipment or utilizing the same footprint [
32]? The consensus from industrial practitioners is that not-one size fits all and that a modular approach should be employed [
33]. However, the range of chemical transformations that is required in the pharmaceutical/fine chemical sector is extensive and therefore, to exploit this fully, development of continuous flow chemistry ‘know-how’ is essential to understand the benefits and optimum routes for manufacture. Companies will have varied experience in different chemical transformations so the move to continuous will necessitate both in-house development and working closely with Contract Manufacturing (Development) Organizations (CM(D)O) to realize other transformations via continuous routes [
34]. Although there is a plethora of commercial reactors advocated for continuous processing, the wide range of reaction conditions and different chemistries that can be involved means that investment in this technology can be challenging for an industry which has historically, for several reasons, been risk averse. These designs of reactors are “solutions looking for a problem” and thus, it is the reaction chemistry which should dictate the design of the reactor system and accompanying associated equipment [
32,
35].
The trickle bed represents the simplest continuous reactor concept for gas/liquid solid catalysed reactions. By virtue of the packed bed it provides very high specific catalyst. Trickle bed catalysts are typically extrudates or cylindrical, trilobe or quadrilobed shaped materials. They are randomly packed into a single adiabatic reactor shell and operated in downflow mode for both the liquid (generally the substrate) and the reactive gas. As such there are two important mass transfer processes that may influence the observed reaction rate: from the gas into the liquid and the liquid diffusion with the catalyst pore network. As a result, these trickle bed reactions can commonly be rate limited by the gas-liquid mass transfer. Additionally, the catalyst extrudates will likely operate at “pellet effectiveness” values significantly less than unity; 50% or thereabouts is a reasonable first estimate. It is of course essential to take these transport limitations into account in addition to the reaction kinetics in reactor design.
According to the gas and liquid mass velocities, a number of distinct flow regimes have been identified, all with different mass transfer characteristics [
36,
37]. Unless detailed and validated models are available to the designer for the mass transfer in the given system, the impact of flow rate and flow regime needs to be established experimentally. Equally, the “pellet effectiveness” needs to be established if the design is to be based on intrinsic kinetics [
38].
Trickle beds have been in widespread use in the oil refining and petrochemical industries for over 100 years where established testing, scale up and design methods are well established. The test reactor, typically 10-40 mm in diameter and up to 1 metre in length is filled “full” catalyst pellets/extrudate particles and the interstitial voids are filled with inert fine particles (say 50-100 micron SiC particles) [
39,
40]. This moves the packed voidage to a first approximation from 0.4 to 0.16. The fine particles also dominate the structure of the two phase flow leading to an increase in liquid hold up and thus longer liquid residence times [
41]. This essentially allows the test reactor to be operated at design liquid hourly space velocities and thus testing on a once through integral reactor basis. Scale up and design is based on the arising data and, significantly, on prior knowledge including kinetic and hydrodynamic models as well as data from existing units.
For trickle bed applications into the fine chemicals industry, it may become the norm that only one or two units for a given reaction will ever be built. While hydrodynamic and mass transfer models are widely available in the literature, reliable kinetic modes are likely to be unavailable and prohibitively expensive to obtain in terms of elapsed time and the required experimental resource. Therefore, to enable the wider exploitation of the trickle bed for flow chemistry in the fine chemicals industry an alternative approach is needed.
There has been significant attention in the literature to so-called “micro-trickle beds”. These are generally 2-5 mm diameter reactor tubes, say 300 mm in height and packed with catalyst powder of diameter 10 – 250 micron. There is significant literature on their use, as heat exchanger reactors for process intensification e.g. the series of studies by Bavykin and co-workers on benzyl alcohol oxidation [
42,
43,
44]. Furthermore, reproducible behaviour of these test reactors has been demonstrated, provided that a consistent packing procedure is followed [
45,
46]. The hydrodynamics are dictated by the fine catalyst particles, as was the case for the conventional fines-diluted approach discussed above. However, in oil and petrochemical applications the surface tension and wetting angles of the liquid are incorporated in the design models, and in truth probably not that variable, in fine chemicals applications changing solvent could significantly change these physical properties with major impact on the hydrodynamics of the bed [
47].
There are a number of reports on the scaling of data from commercially available micro-trickle bed test units [
48,
49]. However, if scaling to a conventional, extrudate packed commercial reactor this is fraught with uncertainty regarding the hydrodynamics, mass transfer and pellet effectiveness. While these may not be ideal for generating design data, this type of reactor is however invaluable for catalyst screening and establishing the preferred temperature and pressure design space and has the benefit of requiring only relatively small volumes of substrate. An alternative approach to small scale trickle bed testing is to run a small reactor, packed with extrudates (no fines) in recycle mode with the liquid and mass velocities at full scale design rates (the order of 1-20 mm s
-1). The first detailed analysis of this approach was presented by Hickman et al. [
50], although the concept does seem to be somewhat older than this [
51,
52]. This has the benefits of allowing operation at design velocities and thus full scale hydrodynamics and given the low pass conversion leads to, in reaction kinetics measurement terminology [
53], gradientless operation. That is to say, this reactor configuration is inherently set up to measure extrinsic kinetic data (that includes both mass transport and kinetic effects) which can be used directly into a design model.
The present authors have used this design configuration extensively to collect data not only trickle beds [
38] but also coated monoliths [
38,
54], a structured slurry bubble column [
55,
56] and homogenously catalyst gas liquid reactions [
57]. The same concept has equally been used, as examples, to study scale up and design of trickle beds for wastewater denitrification [
58], catalytic wet air oxidation of bisphenol A [
59] and the dehydrogenation of tetrahydrocarbazole [
60]. This paper reports for the first time how data from this laboratory reactor set up can be used directly to develop a full preliminary plant design.
4. Preliminary Plant Design
Analysis of the obtained products from the commercial Ni/Al2O3 catalyst hydrogenation studies indicated that the reaction selectivity was good with a high yield of 1,3-cyclohexanedione. The 1,3-cyclohexanedione solid when isolated was of “good colour” and filtered very well. The yield was noted as being comparable to that from autoclave studies carried out at Robinson Brothers Ltd on sponge-metal catalyst (nickel) catalyst. Therefore, the trickle bed reactor was able to produce product of quality at least comparable to that of the traditional autoclave.
4.1. Design Philosophy
A number of key observations from the experimental data influenced the reactor design strategy for the industrial application:
The selectivity and product quality decline significantly for isothermal run temperatures significantly above 343 K. The by-products leading to poor yield and color were largely derived from the product. The catalyst activity significantly below 333 K was low. The preferred design temperature if 343 ± 5 K is therefore specified.
The enthalpy of reaction is estimated to be 105 kJ mol-1 (exothermic) and there will be a significant adiabatic temperature rise (ca. 80 K). Therefore, cooling must be provided to maintain the temperature largely between 338 and 348 K. Trickle bed reactors themselves are of course essentially adiabatic so the reactor flowsheeting must accommodate this. Adequate mass transfer and reaction rates were obtained in the trickle bed under the selected process conditions; more specifically across the range of liquid mass velocities.
The zero order behaviour below 85% conversion is fortuitous. This means the same resorcinol reaction is obtained irrespective of its concentration. This affords a solution to the adiabatic temperature rise issue. A first column can be designed to run with recycle to limit pass conversion for the allowable temperature rise.
A bleed from this recycle loop will be taken forward to a second, single pass column that will take the reaction through to complete conversion, operating in the 1st order reaction rate domain.
4.1. Process Flowsheet
A process flowsheet and mass balance summary for a continuous hydrogenation resorcinol plant that would produce 1,3-cyclohexanedione (2,000 Metric Tons per annum) with composition suitable to a hydrogenation plant for resorcinol was designed using the information in
Figure 1,
Figure 2,
Figure 3 and
Figure 4. Liquid Hourly Space Velocities (LHSV’s) were estimated from the laboratory experiments described earlier, and the reactor catalyst volumes estimated from the flow rate determined from the plant mass balance for the desired plant throughput. The flow diagram from the process flowsheet is shown in
Figure 6. The design is based on the reaction profile as shown in
Figure 1, where the reaction at concentrations corresponding to <80-85% conversion was substantially zero order in resorcinol, with no observed inhibition from product adsorption. The majority of the reaction may, therefore, be conducted in a single reactor (C100 in
Figure 6) with product stream recycle. This reactor should convert approximately 85% of the plant resorcinol feed. The recycle ratio should be selected to control the per-pass temperature rise to within acceptable limits. A purge from the recycle should be then fed to a second “polish” trickle bed (C200 in
Figure 6) that will be used to hydrogenate the remaining resorcinol (1
st order reaction regime) in a single pass.
As noted above, there are two hydrogenation reactors; the first one (C100) is designed to convert 85% of resorcinol at 333 K at a nominal design pressure of 7 barg as described above. The second reactor (C200) is designed to convert the remaining resorcinol at 333 K at a nominal design pressure of 7 barg. The feed composition of resorcinol, sodium hydroxide and water are fed from a preparation feed tank, which may be available from existent vessels. The feed preparation tank will require moderate agitation and may require jacketing due to heat generation from addition of caustic to water (not accounted for). The hydrogen gas is fed from a hydrogen storage vessel.
The starting liquid feed solution (S101) is introduced (S103) to the first hydrogenation reactor (C100). The gas feed (S105) is introduced to the first hydrogenation reactor (C100). The liquid hydrogenation products exit the reactor (S106). Any remaining gas that is not consumed (S202) is passed to the second hydrogenation reactor (C200). The liquid feed (S106) is cooled via a heat exchanger (E102). The majority of this liquid stream (S107) is recycled back (with a recycle ratio of 5:1) and mixed with the starting liquid stream (S108) and fed (S102) to the hydrogenation reactor (C100). This recycle is necessary to mitigate the adiabatic temperature rise in the hydrogenation reactor (C100) so that the exit stream (S106) is at a temperature of 343 K i.e. a 10 K exotherm in the reactor.
The hydrogenated liquid feed solution (S202) is introduced to the second hydrogenation reactor (C200). The gas feed (S202) is introduced to the second hydrogenation reactor (C200). The liquid hydrogenation products exit the reactor (S203). Any remaining gas that is not consumed (S204) is vented or recycled according to the needs of the plant (S205). The liquid feed (S203) is cooled via a heat exchanger (E201). The cooled liquid feed (S301) is reduced from 7 bar down to 1 bar atmospheric. The liquid product is treated with hydrochloric acid (which is not accounted for) which may need to be jacketed due to heat generation from the neutralization reaction (acid and base). The product stream is then treated to produce the desired 1,3-cyclohexanedione product. The feed to the reactor (C200) could be preheated to near the feed section temperature by heat exchange with product streams.
4.2. Main Plant Items
To obtain more realistic costings, the sizes and duties of the Main Plant Items (reactors, heat exchangers, pumps, compressors) need to be identified based on the experimental data. This estimate would be for a continuous hydrogenation of resorcinol unit producing 2,000 Metric Tons per annum of product.
Figure 7 shows how the preliminary trickle bed reactor (first hydrogenation vessel C100) can be designed. The catalyst volume required is 2.6 m
3 for a reactor diameter of 0.4 m giving a bed height of 20 m. Increasing the diameter of the reactor decreases the height of the catalyst bed but more catalyst volume is required.
Figure 8 shows the impact of superficial velocity of the relative cost of the reactor. Increasing superficial velocity lowers the cost of the reactor and catalyst costing, which is a positive result considering that increasing superficial velocity increases the rate of reaction (
Figure 2).
Figure 9 shows the impact of superficial velocity of the polishing (second hydrogenation reactor C200). Increasing reactor diameter means that reduced trickle bed height and superficial velocities are required for a realistic reactor design. Operation of the polishing reactor (C200) implies that low superficial velocities are required.
Design sizing of the other main plant items required for a preliminary design costing is by simple approximate standard design approaches. For example, the heat exchanger duties are defined by the energy balance and the heat exchange area (the key parameter for costing purposes) can be determined simply from Q = U.A.ΔT where Q is the heat exchanger duty (W), U is the overall heat transfer coefficient (W m-2 K-1), A is the heat exchanger area and ΔT is the logarithmic mean temperature difference (K). Equally the sizing of the pumps can be sized by on the flow rate (defined in the mass balance) with the required head estimated by the elevation of the delivery (the column heights) and P = ρ.g.H multiplied by a suitable design margin to include account for pipeline friction losses, where P is the delivery Pressure (N m-2), ρ is the fluid density (kg m-3), g is the gravitational constant (9.81 m s-2) and H is the column height (m).
4.3. Preliminary Cost Estimate
The information from this experimental programme and the process flowsheet and mass balance can be used to obtain a preliminary cost estimate for the main plant items e.g. reactor sizing, heat exchange duty, pump and compression for a continuous hydrogenation resorcinol plant designed to produce 1,3-cyclohexanedione for a given production rate per year. It is recommended that capital cost estimates be made using the Factorial Costing approach [
35,
65,
66]. Main plant items costs can be obtained by vendor estimates, bearing in mind the materials of construction required for the high alkalinity feed stream. Multiple (rather then) single installation factors should be applied. Lang factor values mid-range should be used. The plant is pretty small so some installation factors (e.g. instrumentation, piping) are unusually high. The capital cost considerations for continuous operation have been addressed in numerous publications [
9,
10,
34,
35,
67,
68]. This estimate can be used to move from an initial screen stage to an extended evaluation [
69]. An important factor is that the design is based on a packed (fixed) trickle bed catalyst. While this is advantageous over the use of a slurry catalyst in that the need for catalyst filtration, separation and recycle is circumvented, an important aspect is that the trickle bed is durable enough for infrequent change out (replacement) [
70]. Some fixed bed catalyst systems have lifetimes of several years but that depends on the chemical transformation [
71].
4.4. Beyond Preliminary Design
The discussion above has presented how the data from the recycle trickle bed reactor can be used for a plant preliminary design. If, however, plant design and specification is to progress beyond this stage gate addition data will be required. The discussion above has highlighted that the data volume and variety are not yet sufficient for detailed plant design. Moreover, clearly the sampling frequency in the pseudo-1st order regime is not adequate to allow determination a reliable apparent kinetic model.
It should be emphasized that the recycle trickle bed data alone are not sufficient. Most importantly they give no information on chronic catalyst deactivation. Longer term testing in a micro-trickle bed or conventional packed bed with fines is essential for this purpose. Traditional trials using a trickle bed packed with fines may be a requirement of customer confidence and high conversion demonstration purposes but are not essential for design purposes alone. In either of these however it is essential also to mimic the likely temperature profiles, maybe requiring heat transfer to be built into the test reactor design.
Scheme 1.
Reaction scheme of hydrogenation of resorcinol to 1,3-cyclohexanedione.
Scheme 1.
Reaction scheme of hydrogenation of resorcinol to 1,3-cyclohexanedione.
Figure 1.
Conversion of resorcinol over Ni/Al2O3 as a function of time. Conditions: temperature 353 K, pressure 7 barg, superficial liquid velocity 10 mm s-1, G/L volumetric ratio 1:1.
Figure 1.
Conversion of resorcinol over Ni/Al2O3 as a function of time. Conditions: temperature 353 K, pressure 7 barg, superficial liquid velocity 10 mm s-1, G/L volumetric ratio 1:1.
Figure 2.
Zero order apparent rate constant over Ni/Al2O3 as a function of liquid superficial velocity. Conditions: temperature 353 K, pressure 7 barg, G/L volumetric ratio 1:1.
Figure 2.
Zero order apparent rate constant over Ni/Al2O3 as a function of liquid superficial velocity. Conditions: temperature 353 K, pressure 7 barg, G/L volumetric ratio 1:1.
Figure 3.
Zero Order Apparent Rate Constant over Ni/Al2O3 as a function of hydrogen pressure. Conditions: temperature 353 K, superficial liquid velocity 10 mm s-1, G/L volumetric ratio 1:1.
Figure 3.
Zero Order Apparent Rate Constant over Ni/Al2O3 as a function of hydrogen pressure. Conditions: temperature 353 K, superficial liquid velocity 10 mm s-1, G/L volumetric ratio 1:1.
Figure 4.
Plot of natural log of reaction rate for reaction rate constant of resorcinol over Ni/Al2O3 as a function of 1/T. Conditions: pressure 5 barg, liquid superficial velocity 10 mm s-1, G/L volumetric ratio 1:1.
Figure 4.
Plot of natural log of reaction rate for reaction rate constant of resorcinol over Ni/Al2O3 as a function of 1/T. Conditions: pressure 5 barg, liquid superficial velocity 10 mm s-1, G/L volumetric ratio 1:1.
Figure 5.
Design Correlation for the Zero Order Reactor – Parity Plot.
Figure 5.
Design Correlation for the Zero Order Reactor – Parity Plot.
Figure 6.
Preliminary Process Flowsheet Design to take full 1,3-cyclohexanedione production.
Figure 6.
Preliminary Process Flowsheet Design to take full 1,3-cyclohexanedione production.
Figure 7.
Primary Trickle Bed Reactor (C100) Design Options.
Figure 7.
Primary Trickle Bed Reactor (C100) Design Options.
Figure 8.
Economic Factors in Primary Column (C100) Design.
Figure 8.
Economic Factors in Primary Column (C100) Design.
Figure 9.
Polishing Trickle Bed Reactor (C200) Design Options.
Figure 9.
Polishing Trickle Bed Reactor (C200) Design Options.
Table 1.
Features of commercial packed bed catalysts for hydrogenation of resorcinol.
Table 1.
Features of commercial packed bed catalysts for hydrogenation of resorcinol.
Form |
Cylinder |
Pellet |
Extrudate |
Trilobe |
Diameter |
1.2 mm |
3 mm |
1-3 mm |
2.5 mm |
Length |
3-7 mm |
3 mm |
1-4 mm |
2.8 mm |
BET Surface Area |
960 m2 g-1
|
130 m2 g-1
|
1000 m2 g-1 |
110 m2 g-1
|
Metal content |
2 wt. % Pd |
5 wt. % Pd |
0.4 wt.% Rh |
22 wt. % Ni |
Support |
Carbon |
Alumina |
Carbon |
Alumina |
Table 2.
Experimental conditions used in hydrogenation of Resorcinol.
Table 2.
Experimental conditions used in hydrogenation of Resorcinol.
Catalyst Volume / cm3
|
Temperature / K |
Pressure / barg |
Liquid Superficial Velocity / mm s-1
|
Gas:Liquid Ratio |
140 |
333 - 363 |
5 - 9 |
6 - 14 |
1:1 |
Table 3.
Comparison of apparent rates of catalysts tested for hydrogenation of resorcinol. Conditions; temperature 353 K, pressure 7 barg, superficial liquid velocity 10 mm s-1, G/L volumetric ratio 1:1.
Table 3.
Comparison of apparent rates of catalysts tested for hydrogenation of resorcinol. Conditions; temperature 353 K, pressure 7 barg, superficial liquid velocity 10 mm s-1, G/L volumetric ratio 1:1.
Catalyst |
mmol h-1 gcat-1
|
Apparent Rate mmol h-1 gmetal-1
|
mmol h-1 mcat-3
|
2%Pd/C |
3 |
147 |
15 |
5%Pd/Al2O3
|
1.4 |
68 |
16 |
0.4%Rh/C |
6.6 |
1640 |
35 |
22%Ni/Al2O3
|
19 |
91 |
164 |
2%Pd/C |
3 |
147 |
15 |