Here, we have focused on several possible transformations of
Ph4H2N14HEPT in order of their perceived complexity: i) The simplest possible transformation with the fewest possible products involves 2-electron
oxidation with concurrent elimination of protons at 7,14 positions; ii) next, we consider
deprotonation where stepwise processes lead respectively to monoanion and dianion species; iii)
tautomerization is based on isomerization involving variation of the protons’ locations at the different electronegative atoms,
i.e., N atoms, of
Ph4H2N14HEPT. For simplicity here, we consider only isomers where these two protons are shifted to the same adjacent ring so that all isomers contain a dihydropyrazine unit as shown in
Figure 2. Other isomers where the two protons reside on nitrogen atoms of different pyrazine rings contain quinoidal forms where acene character is lost or interrupted and will be treated elsewhere. iv) Finally, we consider processes involving
protonation and, in this case, monoprotonation is the simplest transformation. Protonation-coupled tautomerized structures are also considered. Each of the aforementioned processes has different connotations for the electronic structure and optical properties of the compound and we aimed to predict or assess the effects relative to the known properties of this chromophore [
18].
2.2. Oxidation and Deprotonation
If tautomer
T0 is oxidized involving the loss of two protons/electrons, then the compound labelled
Ox would be obtained (can also be considered
Ph4N14HEPT, labelled
Ox here for convenience). This compound has a fully conjugated acene-like structure lacking a reduced dihydropyrazine unit (although the reduced ring in those compounds is also subject to delocalization as has been reported previously [
35], and is confirmed here). The HOMO-LUMO gap for
Ox of 1.813 eV is much lower than that of
T0 (2.499 eV), which is expected for compounds with more highly conjugated electronic structure. Since
Ox can be formally considered as
T0 that has lost two hydrogen atoms (not protons), the stabilities of its possible singlet and triplet states were assessed. However, it was found that its triplet state is less stable than the singlet state by 14.7 kcal.mol
-1, and the resulting SOMO-LUMO gap is only 0.606 eV.
Electronic structures of
T0 and
Ox are shown in
Figure 4. An important feature of the former is the stabilizing distribution of antiaromatic character (introduced by the dihydropyrazine unit,
Figure 4a), which yields planar structure despite
sp3 character of the reduced N atoms [
35]. This promotes acene-like structure in molecular orbitals of
T0 [
36] as shown in orbitals HOMO-1 up to LUMO+3 (
Figure 4b). HOMO-2 and HOMO-3 indicate a propensity for delocalization of N-atom lone pairs indicated by the overlapping orbital lobes of the hexaazaanthracene groups fused to the central dihydropyrazine. This feature is emphasized in
Ox (
Figure 4c) where HOMO and HOMO-1 (
Figure 4d) orbitals exhibit strong lobe overlap between adjacent rings. This aspect of pyrazinacene orbital structure distinguishes them from the CH-acenes although acene character is also retained. The energy order of the orbitals is also quite different: the structures of HOMO-1, HOMO and LUMO orbitals of
T0 correspond respectively to HOMO-2, LUMO and LUMO+1 orbitals of
Ox. For the latter, two σ orbitals (HOMO-1 and HOMO) lie between π and π* orbitals, which correspond to the HOMO and LUMO orbitals of
T0. Thus, the main absorption band of
Ox can be assigned to a HOMO-2-to-LUMO transition (π → π*) rather than a HOMO-LUMO electronic transition (σ → π*).
Table 2 summarizes this situation where the relevant transition, HOMO-2 to LUMO for compound
Ox, is also shown to be red-shifted relative to
T0 due to the lower HOMO-LUMO gap of
Ox.
Nucleus-Independent Chemical Shifts (NICS) [
37] values are used as a measure of local aromaticity across molecules. Artificial protons positioned at the centre of aromatic rings have substantially low chemical shifts, even reaching negative values (-1, -3 ppm…) due to increased shielding although this weakens towards the edges due to deshielding. These values can be used to assess aromatic or non-aromatic character at each 6-membered ring. The NICS(0) index is the value at the centre of the ring while the NICS(1) index is the value 1 Å above the plane of the ring. Increasingly negative NICS indices indicate higher aromaticity with increasingly positive values indicating antiaromaticity. For reference here [
38], benzene and pyrazine have NICS(0) values of -8.1 and -5.2 ppm, respectively, with values of NICS(1) around -10.0 ppm for both, due to their essential aromatic character. The two conformers of 1,4-dihydropyrazine (boat and chair) have NICS(0) at +11 and +14 ppm, and NICS(1) +8 and +11 ppm, respectively, due to antiaromaticity.
According to NICS indices for
Ox (
Figure 4c), pyrazine ring aromaticity increases towards the center of the molecule (similarly to other acenes [
39] and N-heteroacenes [
40]). In contrast,
T0, has the opposite tendency with a peak in aromaticity at the center of the conjugated units (note that
T0 can be considered as two hexaazaanthracene units fused through the central dihydropyrazine). In the oxidized compound
Ox, NICS values are also more homogeneous because of the increasing similarity in character of the fused pyrazine rings of the
H2N14HEPT unit and the lack of a reduced dihydropyrazine ring. The terminal pyrazine rings are however less similar, as has been reported previously [
33,
34].
The presence of the dihydropyrazine ring introduces the possibility of anionic pyrazinacene frameworks by deprotonation. In this case, one or two protons can be successively removed from the dihydropyrazine ring of
T0 [
18]. Single deprotonation to the monoanion (
MA =
[Ph4HN14HEPT]–) is known to occur easily in the presence of weak bases such as potassium carbonate while the formation of the dianion (
DA =
[Ph4N14HEPT]2–) is known to require a much stronger base such as lithium diethylamide (LDA) [
16,
18]. The effects of these deprotonation processes have been studied here using computational methods. For successive deprotonations of
T0, the HOMO-LUMO gap decreases from 2.50 eV to 2.06 eV for the monoanion
MA then to 1.75 eV for the dianion
DA, reflecting some decrease in their stability and/or some increase in their aromaticity.
Figure 5 shows the formal chemical structures (
Figure 5a,c) and molecular orbital diagrams of
MA and
DA (
Figure 5b,d). The HOMO-LUMO gap of the anions is lower in both cases than that of the neutral tautomer
T0. Lone pair character of the molecular orbitals (HOMO-1) lies on the peripheral pyrazine units for
MA, and on the three central fused pyrazine units for
DA. For
MA, its HOMO-2, which is very close in energy to its HOMO-1, also shows contributions at all nitrogen atoms, especially at the central pyrazine unit, while HOMO-4 is highly localised on the central pyrazine ring opposing the remaining proton. Plots of HOMO-1, HOMO-2 and HOMO-4 indicate that contributions from nitrogen lone pairs remain significant after deprotonation with monodeprotonation reducing the symmetry of the electronic structure. The symmetry is restored by the second deprotonation with HOMO-1 (now similar in structure to HOMO of
Ox), HOMO-3 and HOMO-4 showing the impact of the presence of multiple nitrogen atoms.
In this case, the pyrazine groups with highest NICS aromaticity are found at the molecular ends remote from the reduced ring with degree of aromaticity increasing regularly moving outwards from the central dihydropyrazine unit. Deprotonation leads to a stepwise evening of NICS values most likely as a result of charge being more highly delocalised over all of the rings in both MA and DA. For this reason, it is not realistic to place localised charges at the central nitrogen atoms of the dihydropyrazine unit (except to denote the chemical structure). The wavelengths of the electronic absorption maxima of the oxidised and dianionic compounds are similar. Initially, this seemed to originate from the similarities in the energies of their HOMO-LUMO gaps and computed structures, which are identical except for the two extra electrons in the dianionic compound. However, on closer observation the structure of Ox is subject to more significant torsional distortion than DA by about 10°, and its bond lengths do not vary in the same way.
For
MA and
DA, TD-DFT results indicate that absorption maxima are almost exclusively due to HOMO-LUMO (π → π*) transitions, explaining why the energy of the main absorption wavelength is close to the HOMO-LUMO gaps of each compound (see
Table 3). Each deprotonation step is associated with a red shift from 550 (
T0) to 618 nm (
MA) then 618 to 664 nm (
DA) with corresponding shifts in fluorescence emission (see
Figure 6a). This can be compared directly with the experimentally known behaviour of
tBu8Ph4H2N14HEPT during deprotonation using weak and strong bases where respective shifts from 653 to 700 nm then 700 to 741 nm (in THF) have been observed (
Figure 6b) [
18]. Thus, the TD-DFT results are consistent with the experimental trends. Note that the vibrationally resolved electronic absorption spectra were not computed to confirm the vibronically coupled monotonically diminishing higher energy bands commonly observed in acenes, pyrazinacenes and other chromophores [
41]. Finally, regarding
Ox, the main electronic absorption earlier assigned to a HOMO-2-to-LUMO transition (π → π*) occurs at 657 nm representing a 107 nm red shift and a substantial stabilizing effect. However,
tBu8Ph4H2N14HEPT cannot be obtained in the 2-electron oxidized state so a direct comparison of this value is not available. Despite this, in analogous dihydrooctaazatetracene (
H2N8TET) and dihydrodecaazapentacene (
H2N10PENT) derivatives, oxidation to their respective
N8TET and
N10PENT forms is accompanied by 90 nm red shifts in their absorption maxima. It is not clearly understood why
tBu8Ph4N14HEPT is not stable although reactivity towards trace water is strongly suspected as the reason for this observation. The strongly basic oxidized state
tBu8Ph4N14HEPT might easily abstract a proton from water facilitating the reduction of the resulting protonated state. It is also possible that commonly available oxidants (e.g., PbO
2 or high potential quinones such as 2,3-dichloro-5,6-dicyano-1,4-benzoquinone (DDQ)) are simply capable of oxidizing the already electron deficient
tBu8Ph4H2N14HEPT chromophore. We are currently investigating the role of water in the respective reactions based on the possibility of using extended pyrazinacenes as electro- or photoredox catalysts.
2.3. Tautomerization
Tautomerization is potentially the most significant of the possible properties of
H2N14HEPT derivatives because of implications for intramolecular proton transport or hydrogen-bonding guest adaptability [
42]. However, it has so far proved the least accessible for study experimentally due to the broadness of the relevant signals in NMR or FTIR spectroscopy, although tautomerization in an N
8-tetracene monoanion where two tautomers can coexist, has been reported [
34]. Availability of the tautomers of pyrazinacenes has also been established indirectly by N-alkylation of N
8-pentacene derivatives [
17]. Examples of these two special observable cases of tautomerization are shown in
Figure 7. The different possible dihydropyrazine-containing tautomers of
Ph4H2N14HEPT (
T0,
T1,
T2,
T3) are shown in
Figure 2d. Based on experimental observations, tautomerization is favoured only in N
8-tetracenes and above because existence of the dihydropyrazine unit at extremities of the pyrazinacenes is strongly energetically disfavoured most likely due to the weaker delocalization of antiaromaticity and the loss of a Clar sextet. Thus, N
6-anthraenes exist as a single tautomer while symmetrically substituted N
8-tetracenes may exist as two tautomers.
The energies of the different
T0–
T3 were computed and are compared in
Table 4. The tautomers become increasingly unstable as the dihydropyrazine unit shifts away from the centre of the molecule with Δ
E and Δ
G following a similar pattern. As expected from experiment,
T3 is significantly less stable than
T1 and
T2 accounting for the absence of its N-alkylates in experiments designed to trap the tautomers by derivatization at the nitrogen atoms [
17,
34]. The HOMO-LUMO gap (see
Table 5) is reduced being associated with the increasing extent of the conjugated system (3, 4, 5, then 6 rings), since in general larger conjugated systems exhibit smaller HOMO-LUMO gaps. Related to this are bond lengths in the tautomers (see Supporting Information,
Table S1), where C-C bonds at the more highly conjugated side of the compound are lengthened while those at the opposing side (
i.e., lower conjugation) become shorter (
ca. 0.02 - 0.03 Å). Conversely, the C-N bonds at the more highly conjugated side are shortened significantly (by 0.06 - 0.08 Å). These variations are consistent with the increasing acene character of the increasingly conjugated moiety and low acene character of the opposing side despite the delocalization of the dihydropyrazine unit.
In
T0 (see
Figure 4a for the NICS values), NICS values indicate a reduction in the antiaromatic character of the dihydropyrazine ring relative to the parent 1,4-dihydropyrazine, while the largest aromaticity is located at a point generally as far from the dihydropyrazine unit as possible without being on the terminal pyrazine group. For regular acenes and azaacenes, aromaticity is generally the greatest at the centre of the molecules. In this case, NICS values indicate that the antiaromatic character of the 1,4-dihydropyrazine ring is essentially delocalized over the molecule and should be associated with the planarization of the molecule. This has been reported previously in the case of dihydro-6,13-diazapentacene [
35] although the multiplicity of pyrazine units in
T0 led us to confirm this situation. Incidentally, the NICS values of the phenyl groups are similar to those of benzene despite some orbital participation indicated by the frontier molecular orbital structures of
T0 (
Figure 4b, HOMO, HOMO-1).
For T0–T3 compounds containing 14 N atoms and a single dihydropyrazine unit, the sites at which protons of the reduced ring reside is an important parameter especially in the context of molecular recognition events where proton location would affect intermolecular interactions. Local charge or orbital structure might affect the location of those protons. To investigate this point, natural charges were estimated using natural bond orbital (NBO) analysis revealing that the most highly charged atoms are those of the dihydropyrazine ring, with others being slightly less negative. Notably, terminal pyrazine rings 1 and 7 show a persistent charge of –0.37 which hardly varies except when adjacent to the dihydropyrazine unit.
For electronic absorption spectra (UV-vis), the lowest energy computed wavelength of the absorption maximum is due largely to a HOMO-LUMO electronic transition, and there is a successive 20 – 30 nm red shift in the absorption band for the less stable tautomers. This should be accompanied by a significant Stokes shift (from 35 to 85 nm) of the fluorescence emission band. Calculated UV-vis spectra for
T0–
T3 are shown in
Figure 8. In this case, the red shifts in absorption maxima can be assigned to the increasing extent of the delocalized π electronic system which has a stabilizing effect. It will be difficult experimentally to confirm these values due to the large number of possible tautomers available for
Ph4H2N14HEPT (13 possible tautomers in symmetrical derivatives if N-alkylation at rings 1 and 7 is neglected). To obtain pure samples of derivatized tautomers will require extensive chromatographic separation and an informed selection of the derivatizing agent. However, this method can be used to fix electronic structures of the N
14 chromophore allowing access to different aromatic and quinoidal forms. We are currently investigating this aspect of the pyrazinacene systems.
2.4. Protonation
Based on the large number of nitrogen atoms in Ph4H2N14HEPT compounds, protonation is the potentially most complicated of its protic processes. For this reason, and because these are currently the least accessible of the real-world isomers, we have studied only selected monoprotonated isomers. There are many possible structures available if a reduced Ph4H2N14HEPT is monoprotonated based on several different possible tautomers (including unsymmetrical ones) and 12 additional possible protonation positions. If the linear symmetry of Ph4H2N14HEPT is taken into account and tautomers are constrained to contain a single neutral dihydropyrazine group, there are 25 possible isomers of [Ph4H3N14HEPT]+. Here we have selected 8 of these using the most stable neutral tautomers as starting points.
The chemical structures of the protonated tautomers studied here are shown in
Figure 9. Each protonated tautomer is identified based on the starting tautomer structure and the protonation site. There are three series of isomers:
T0-HX,
T1-HX and
T2-HX where
X denotes the protonation site of 4 selected as indicated below
T0-
H0 in
Figure 9. Note that protonation on the dihydropyrazine ring has also been considered (Site 0) although this is highly unlikely given the weak
sp3 character of those atoms. Also,
T3 has been neglected because of the low stability of that tautomer.
Computed results shown in
Table 6 indicate that the stability of the compounds is promoted if protonation is (in order of importance): i) not at the reduced dihydropyrazine ring, ii) not at a terminal pyrazine ring, and iii) separated from the reduced dihydropyrazine by two pyrazine units. Interestingly, the most stable of these compounds (
T1-H2) is found in the
T1 series rather than in the
T0 series as might be expected based on the overall greater stability of
T0. Overall, the stabilities suggest that there is a balance between tautomer stability and site of protonation for these isomers, and that protonation might be reasonably used to affect tautomer identity. That is,
T0 might rearrange to
T1 upon protonation to optimize stability. In solution especially in polar solvents, the situation is likely to be highly complex with protonated tautomers in a fluxional state depending on the acidity and concentration of
Ph4H2N14HEPT.
HOMO-LUMO gaps of the protonated compounds are lower than their non-protonated counterparts being the lowest of the compounds discussed here. Essentially, the reduction in gap is inversely connected with the proximity of the protonated ring to the dihydropyrazine unit and is probably related to the relative extent of the non-protonated conjugated system in the different series. In this respect, it should be remembered that the dihydropyrazine ring is effectively delocalized over local non-protonated units. HOMO-LUMO gaps are 0.15–1 eV lower than for the neutral tautomers, and all (except that of
T0-H0) are lower than that of compound
Ox (1.81 eV) where all pyrazine rings are conjugated. Protonation causes some small variations in molecular geometry (see
Supporting Information Table S1 for details) where C-N bonds at the side of the molecule at which protonation occurs are lengthened about the site of the proton, then alternate between shortened and lengthened for each successively remote bond by about 0.02-0.03 Å, up to 0.05 Å. Carbon-carbon bonds shorten somewhat about the site of protonation and lengthen at the remote rings (changes in the range of 0.01-0.02 Å). These changes are likely also connected with variations in local aromaticity. Relative to the parent tautomers, perturbation of aromaticity due to protonation in most of the isomers increases NICS(1) indices for the pyrazine rings on the protonated side by +2 to +5 ppm in the protonated ring and by +1 to +2 ppm in the others (see next section).
A consideration of the charges on the neutral compound
T0 might reveal N atom sites preferred for protonation. For
T0–
T3, charges at the rings are shown in
Figure 10. Values of charge indicate that protonation at Site 0 ought to lead to the most stable isomer with Site 2 being least favoured (a charge value around –0.5 is maintained at the dihydropyrazine ring in all of the tautomers). However, considering the total energies of the protonated compounds, protonation appears to be preferred at less negatively charged sites. For
T0, protonation can be considered an electrophilic attack and so involves its non-bonding σ molecular orbitals, and the influence of nitrogen lone pairs is important. The MO diagram indicates that HOMO-2 and HOMO-3 have the greatest contribution from the N lone pairs at the 1
st, 2
nd, 6
th and 7
th rings. For this reason, isomers protonated at nitrogen atoms of those rings should be the most stable, and this is indeed what is found by calculation, in fact more so for rings 2 and 6.
The isomer
T0-H2, the most stable in the
T0 family of isomers, was selected to assess the effects of monoprotonation on molecular orbital structure.
Figure 11 shows the HOMO and LUMO structures of this isomer. Interestingly, there is almost no evidence for nitrogen lone pair delocalization in
T0-
H2 with these features only emerging in deeper HOMO-5 and HOMO-6 where phenyl substituents also contribute. In the HOMO, electron density is situated remote from the protonation site while the LUMO is focused about the site. This situation indicates the possibility of electronic push-pull type behaviour or intramolecular electron transfer activity, both of which might be photolytically activated using long wavelength excitation sources.
For
T0-
H2 and the other stable isomers, the HOMO is quite close in energy (0.36-0.46 eV) to the next occupied orbitals, while the LUMO is separated (by 1 eV or more) from the next vacant molecular orbitals. Hence, electronic excitations must involve HOMO-to-LUMO or HOMO region-to-LUMO transitions. Similar to the neutral compounds, the HOMOs and LUMOs are of π and π* character, respectively. We indeed observe this type of electronic transition (see
Table 7) but exclusively HOMO to LUMO (so the wavelengths follow exactly the same evolution as the gaps), similarly to the neutral compounds. However, since the HOMO-LUMO gaps are smaller, the main absorption wavelengths are much larger, in the near infrared (770-930 nm). The absorption wavelengths increase when the proton is further away from the reduced ring and when the reduced ring is closer to the remote rings, with red shifts between 25 and 80 nm from one series to another. However, the main bands are less intense than those of neutral compounds and there are other absorptions in the visible region. The intensities also decrease as the wavelengths increase. Computed absorption spectra are shown in
Figure 12 for some monoprotonated tautomers of
T0, while some of monoprotonated tautomers of
T1 and
T2 are available in Supporting Information (
Figures S1 and S2).
Based on the calculations, both protonation and deprotonation occur with similar red shifts of the absorption maximum, although this effect is more significant for protonation (for deprotonation, shifts lie in the range 70 and 115 nm, and for protonation, in the range 220 and 360 nm). However, while calculations give a reasonable reproduction of the red shifts incurred by stepwise deprotonation (and also for oxidation of
T0), electronic absorption data collected from acidified solutions of
T0 are not consistent at first sight with the calculated absorption maxima found here.
Figure 12 shows a comparison of calculated (
Figure 12a)
vs. experimental (
Figure 12b) electronic absorption spectra of protonated
T0. The experimentally observed electronic absorption maximum for
tBu8Ph4H2N14HEPT is actually
blue shifted by approximately 100 nm. The reasons for this inconsistency are unclear although solvent or impurities such as water are expected to have a significant effect on the stability of protonated tautomers. In the case of deprotonation and oxidation, electron density can be effectively delocalized intramolecularly minimizing the possible effects of solvation/hydration while the presence of positive charges after protonation might imply interactions with electronegative solvating agents or water for stabilization.
2.5. Trends in Aromaticity Based on NICS
Perturbation of aromaticity involving the processes studied here can be probed computationally using NICS indices [
37], the trends can be associated with specific changes in the molecule structures, and visualized.
Figure 13 shows variations in NICS(0) (red traces) and NICS(1) (blue traces) indices for
T0,
Ox,
MA and
DA. These species are symmetrical about a mirror plane placed perpendicular to the molecules’ long axes at the central ring. Both NICS indices (
Figure 13a,b) show symmetric traces based on this.
T0,
MA and
DA formally contain a dihydropyrazine unit whose antiaromaticity results in a strong positive peak in NICS values at the center of the molecule. For
MA and
DA, deprotonation allows further delocalization of electron density leading to distribution of the positive value across all rings and a significant lowering at the central ring. For
Ox, all pyrazine rings have substantial aromatic character and this appears to be focused in intensity at the central pyrazine unit where there are strongly negative values for both NICS indices. Interestingly, terminal pyrazine rings have significantly less negative NICS values again emphasizing the different state of these areas of the molecule. For the tautomers
T0-
T3, the positive peak in NICS values (see
Figure 13c,d) shifts without a substantial change in intensity according to the location of the dihydropyrazine unit, and an increasingly negative peak appears at the central rings (Rings 5, 6) of the widening conjugated region reflecting the locally increasing aromaticity due to the shift of the dihydropyrazine group.
Trends in the NICS indices are summarized for protonated tautomers in
Figure 14. Similar to the neutral tautomers, the positive peaks in NICS values coincide with the location of the dihydropyrazine ring and the value magnitude hardly varies. Protonation shifts NICS(0,1) about the location of protonation to less negative values in all cases. In the case of pyridine, NICS values become more negative upon protonation to pyridinium as the electronic structure shifts towards that of benzene with which it is isoelectronic [
37]. Less negative NICS for protonated tautomers of
T0 might reflect an overall shift of electron density away from the site of protonation as suggested to occur the HOMO structures of
T0-
H2 (
Figure 11b) where several of the occupied molecular orbitals reside largely on the phenyl substituents. Alternatively, increasing NICS values occur for the central rings of the conjugated regions of the molecules perhaps indicating some delocalization of the cationic charge.