1. Introduction
Hepatitis B virus (HBV) causes acute and chronic liver infections which often lead to long-term complications such as cirrhosis and liver cancer. Accordingly, HBV is one of the major public health threats. As reported by the WHO, there were 1.2 million of new HBV infections in 2022 and the estimated number of deaths caused by HBV was around 1.1 million. Ongoing chronic HBV infection is a main driver for hepatocellular carcinoma which represents 80% of all liver cancer cases and is the third most common cause of cancer deaths [
1]. Vaccination against HBV was introduced as the most important tool for the control of HBV morbidity forty years ago, starting with the first generation of vaccines derived from plasma obtained from HBV-infected donors. Later, second-generation vaccines based on recombinant HBV surface antigen (HBsAg) produced in yeast became available and currently remain the basis for the internationally-accepted HBV immunization program which resulted in significant decrease of the hepatitis B burden in a number of countries with high vaccine coverage. However, at least 10% of vaccinees fail to mount a protective anti-HBs response, and the rate of non-responsiveness appears to be largely underestimated, since a significant proportion of the population has one or more low-response risk factors [
2,
3]. Thus, an alternative to the HBsAg-based standard (e.g. Engerix, Twinrix) or alternative (e.g. Fendrix, Heblisav) vaccines is needed, especially for individuals at high risk of HBV exposure.
Protection against HBV can be achieved by inducing antibodies against the viral envelope consisting of the three surface proteins encoded in one open reading frame (S-ORF) with different start codons: large hepatitis B surface protein (LHBs) composed of preS1, preS2 and S domains; middle hepatitis B surface protein (MHBs) composed of preS2 and S domains; and small hepatitis B surface protein (SHBs,) consisting of the S domain only. The term HBV surface antigen (HBsAg) is used to describe reactivity against the highly antigenic loop (AGL) of the S-domain (anti-HBs), especially for vaccines containing only SHBs (e.g. Engerix/Twinrix). While all three proteins serve as the fundamental components of the viral envelope, they also constitute the building blocks of subviral particles (SVP). These non-infectious particles are produced in surplus from HBV-infected cells and contain only the three surface proteins, with varying quantities. The surface protein domains preS (preS1 + preS2) and S are both involved in HBV entry to liver cells and therefore are reasonable vaccine candidates. Of those, the S domain, responsible for the initial low-specificity attachment to heparan sulphate proteoglycans, was discovered first and became the basis for conventional vaccination preventing the initial step of HBV entry [
4]. It was reported that preS2 binds to polymerized human albumin and several studies have shown the virus neutralizing effect of anti-preS2 antibodies, however it was later concluded that MHBs and a specific sequence of preS2 is not essential for HBV infectivity [
2]. As discovered later, preS1 and in particular its myristoylated N-terminus mediates the highly-specific binding to sodium taurocholate co-transporting polypeptide (NTCP), a bile salt transporter on hepatocytes, and contains highly conserved amino acids essential for infection. Thus, the preS1-NTCP interaction represents a potent target for HBV entry inhibition by blocking NTCP with, e.g., preS1-derived peptides or blocking the infectious viral particles with preS1-specific antibodies by passive or active immunization [
4].
BM32 is a recombinant grass pollen allergy vaccine based on the peptide-carrier technology, consisting of preS (preS1 + preS2, GenBank: AAT28735) protein as an immunological carrier decorated with hypoallergenic peptides on both N- and C-terminus. Designed initially for allergen-specific immunotherapy of grass pollen allergy, BM32 has four compounds: BM321, BM322, BM325 and BM326 containing hypoallergenic peptides derived from major timothy grass pollen allergens Phl p 1, Phl p 2, Phl p 5 and Phl p 6, respectively [
5]. Besides hypoallergenic activity, good safety profile, induction of allergen-specific blocking antibodies and clinical efficacy for treating grass pollen-induced rhinitis shown in a series of clinical trials (ClinicalTrials.gov IDs: NCT01350635, NCT01445002, NCT01538979, NCT02643641), BM32 elicited preS-specific antibodies, which are directed mainly against the N-terminal part of preS1 and neutralized HBV in vitro thus posing BM32 as an alternative HBV vaccine candidate, especially for non-responders to the standard HBsAg-based vaccination [
6,
7]. In this report we show that the lack of anti-HBV protection can be overcome by immunization with VVX001, a vaccine containing Alumn-adsorbed BM325, in a subject with a long history of unsuccessful vaccinations with HBsAg-based vaccines.
4. Discussion
Previously, we developed a platform for recombinant allergen-specific immunotherapy vaccines which is based on recombinant fusion proteins containing HBV-derived preS as immunological carrier protein fused to hypoallergenic allergen derived peptides [
20,
21]. PreS was selected as carrier protein for these allergy vaccines because it contains the binding site of HBV to its cognate receptor NTCP on liver cells and hence was expected to generate antibodies upon immunization which may protect also against HBV infections. Indeed, we found that grass pollen allergic patients who had been immunized with BM32, a grass pollen allergy vaccine containing four preS-fusion proteins, BM321, BM322, BM325 and BM326, developed preS-specific antibodies, which were able to neutralize HBV infections in vitro [
6,
7]. Accordingly, BM32 and its components were considered as vaccine candidates against HBV infections. To the best of our knowledge, BM32 is the first and yet the only recombinant vaccine which has been used for active immunization of humans and is based solely on preS [
5,
22]. A number of vaccine candidates contained preS1 and/or preS2, mainly in combination with HBsAg or other HBV antigens, but very few advanced to the market, among which were the so-called third-generation vaccines PreHevbrio (also known as Sci-B-Vac, Bio-Hep-B, Hepimmune) and Hepacare (other name Hepagene, discontinued), both produced in mammalian cells containing a low portion of preS when compared to its contents of HBsAg [
23,
24,
25].
The aim of the present self-experiment was to induce a protective immune response against HBV in a medical doctor and researcher with regular contact to blood products (R.V.). The study subject has been vaccinated six times with HBsAg-based vaccines without achieving protective HBV-specific immunity as documented by the lack of formation of HBV-neutralizing antibodies. Even after the last HBsAg-based vaccination only a very low and rapidly declining HBV-specific antibody response not exceeding 60 IU/L was achieved. Thus the achieved seroconversion at a low level (anti-HBs < 100 IU/L) was considered unsuccessful vaccination according to current guidelines [
3,
23,
26].
Since conventional HBsAg-based vaccines did not seem to ensure protection against HBV, self-immunization with the preS-based recombinant vaccine VVX001 was performed by the volunteer in accordance to the Declaration of Helsinki. The vaccine was well tolerated. The maximal anti-preS level as well as strong increase in HBV neutralization was observed already after the third injection (
Figure 2), which suggests that a short basic immunization might be sufficient. The increase in virus neutralization was associated with the induction of IgG antibodies to the N-terminal part of preS (represented by peptides A, B, C, P1, P2, P3 and peptides of genotypes A-H) (
Figure 3,
Table 1) and to the whole preS protein which were still strongly detectable 1 year after the injection course in the absence of virus neutralizing ability in the serum. Generally, mostly N-terminal preS1 peptides, but also preS2 N-terminus peptides (P6, P7), were recognized by both antibodies and T cells, corresponding to the regions with described HBV neutralizing epitopes [
2].
We have already reported earlier the results from proof-of-principle work demonstrating the HBV neutralization capacity of BM32-induced antibodies in a random population of grass pollen allergic subjects [
6] and a detailed report on its epitope mapping, cross-reactivity to NTCP binding site of genotypes A-H and quantification of serum antibody concentrations [
7,
27]. This study confirms our previous observations but also contains several new important findings.
First, we demonstrate that VVX001 can induce an HBV-neutralizing antibody response in a low-responder to classical HBV vaccines. Second, we show that the HBV-neutralizing antibody response can be obtained with a relatively low dose of BM antigen, while the doses administered in the previous allergy trials included two, four and eight times more preS than in our current study. Third, the HBV genotype cross-reactivity was assessed not only with synthetic linear peptides but also with SVPs containing all three HBV surface proteins in a three-dimensional conformation analogous to that of infectious virions. Furthermore, we report the development of a micro-array containing preS and preS-derived peptides which turned out to be useful for analyzing preS-specific antibody responses with small sample volumes (i.e., approx., 1 μl per test/array).
Immunization with VVX001 induced a robust anti-preS IgG response which mainly consisted of a preS-specific IgG
1 subclass response, but also preS-specific IgG
4 development was observed. It is quite likely that the preS-specific IgG
4 response would be boosted by further immunizations to achieve a sustained specific IgG
4 response as it was observed in earlier allergen-specific immunotherapy trials with BM32 [
7]. Peculiarly, in the course of the immunization with VVX001 a short-term increase of anti-HBs up to 210 IU/L was observed although VVX001 does not contain HBsAg. At the moment we can only speculate why this increase occurred. There were no clinical signs of infection during the increase of anti-HBs antibodies indicative of an HBV infection in the study subject thereafter.
A comparison of the efficacy of the VVX001-induced preS-specific antibodies with successful conventional vaccination was obtained in two types of experiments, i.e., serum titration and IC50 determination in the virus neutralization assay and by demonstration of serum IgG reactivity to SVPs of different HBV genotypes. In both tests the VVX001 immunization has been comparable to standard vaccination yielding high anti-HBs levels (>2000 IU/L).
The protection against heterologous HBV genotypes is uneven and breakthrough symptomatic or occult HBV infections occur despite vaccination [
23]. According to IgG and T cell reactivity to HBV preS1-peptides representing the NTCP attachment site, after VVX001 immunization, only the genotype G was notably less recognized, and this genotype was also not represented in the SVP experiment. However, infections with genotype G are rare and chronic infections are only observed during coinfection with another HBV genotype [
28]. Otherwise, the tested cross-reactivity was comparable for the common HBV genotypes. Of note, the preS-specific T cell and cytokine response measured in the study subject indicates that the response consists mainy of a CD4
+ and to a low extent of a CD8
+ T cell response accompanied by a mixed Th2/Th1 cytokine response. This response is compatible with the induction of a robust blocking antibody response and may be modified on demand by the use of different adjuvants or modes of vaccination if a more cytotoxic responses is needed.
PreS-based HBV vaccines are of interest because they may be used as preventive and eventually also as therapeutic HBV vaccines. In fact, preS-specific antibodies may inhibit infection of liver cells by preventing HBV from binding to its receptor NTCP. The preS1-derived lipopeptide bulevirtide (also known as Myrcludex B) which inhibits the NTCP-preS1 interaction is now an approved drug [
4]. Bulevirtide has the advantage of immediate action not requiring the functional immune response of the host, however, the disadvantages are the quick elimination time, interference with bile acid transportation in hepatocytes and, most importantly, lack of the long-term protection if the treatment is discontinued. Therapeutic vaccination with preS-based vaccines such as VVX001 may have advantages over entry inhibitors blocking the preS1-NTCP interaction. Firstly, preS fusion constructs can be inexpensively obtained in gram amounts under good manufacturing practice conditions by recombinant expression in
E. coli as soluble, pure and stable proteins [
29]. While the myristoylation of preS1-peptide was essential for the efficacy of bulevirtide, it does not seem to be important for the induction of HBV-neutralizing antibodies as illustrated by the fact that BM32 produced in
E. coli lacking myristoylation could induce neutralizing antibodies and as also shown by various monoclonal antibody studies [
30].
Another advantage of preS-based vaccination is that active post-vaccination immunity is achieved by relatively short immunization schedules and could be subsequently boosted with just one or few immunizations. In this context, preS-based vaccination may be also considered to block co-infection with hepatitis D virus, a satellite viroid requiring HBV envelope proteins for replication. Hepatitis D is considered the most severe chronic form of viral hepatitis due to quicker progression towards liver-related death and often requires liver transplantation [
4]. Vaccination with preS induces polyclonal preS-specific antibodies which may prevent the formation of escape HBV mutants due to high conservation of the NTCP binding site between all common HBV genotypes A-J as evidenced in our study and in our previous work [
7]. Finally, another important application of preS-based vaccines like VVX001 might be the prevention of mother-to-child transmission which is responsible for a considerable rate of break-through infections in neonates despite the application of both active and passive HBsAg-based vaccination [
23].
Regarding preventive vaccination, preS-based vaccines may especially be considered to overcome low- and non-responsiveness in subjects to HBsAg-based vaccines. In fact, between 5-20% of the persons currently vaccinated with HBsAg-based vaccines represent low- or non-responders [
2,
3,
23]. It is a limitation of our study that only one person was tested and more data is needed to test this approach. As a matter of fact, VVX001 is currently under evaluation in a clinical trial including, alongside healthy volunteers and HBV-infected individuals, a population of low- and non-responders to the HBsAg-based vaccination (NCT03625934).
In conclusion, our study showed that vaccination with the preS-based vaccine VVX001 was safe and induced a robust HBV-neutralizing antibody response in a low responder subject to HBsAg-based vaccine. VVX001 may therefore be considered as a promising candidate for HBV vaccination in low or non-responders to currently available HBsAg-based vaccines. Further clinical studies will be required to test this hypothesis.
Author Contributions
Conceptualization, R.V. and I.T.; methodology, software, validation, formal analysis, investigation, data curation, I.T., F.L., N.G., M.T., D.T., C.C., M.F., M.W., U.W., D.G.; visualization, I.T., F.L., N.G., A.D.; writing—original draft preparation, I.T., R.V.; writing—review and editing, I.T., F.L., N.G., A.D., D.T., M.T., C.C., M.W., M.F., A.K., R.H., U.W., D.G. and R.V.; project administration, I.T., R.V.; supervision, resources, funding acquisition, R.V. All authors have read and agreed to the published version of the manuscript.