As demonstrated, the Au chemical loss in slag during copper smelting and converting is minimal. Similarly, Au loss during the refining stages (anode refining and electrorefining) is negligible, with nearly 100% Au recovery expected from these unit operations. Therefore, the primary route for Au loss occurs through the physical loss of Cu matte or metal droplets in slag during smelting and converting.
The key parameters influencing Cu physical loss, and thus Au loss, include operational inputs (concentrate Cu content, gangue content, slag temperature, and slag residence time in furnace settling zone), the Cu concentration in matte, the density of copper/matte, and slag chemical and physical properties (Fe/SiO₂ ratio, density, and viscosity). Additionally, matte/slag interfacial tension plays a significant role [
65]. Many of these factors are interdependent and vary with different operational conditions. Since these factors can change across various technologies, the degree of Cu physical loss—which serves as a carrier for Au—and, consequently, the Au recovery rate, is expected to vary accordingly. The following sections will introduce copper smelting and converting technologies and discuss the key parameters that could impact Au recovery.
4.1. Smelting Technologies
The smelting technologies can be broadly categorized into two main types: flash smelting and bath smelting. Modern smelting furnaces operate continuously and utilize advanced instrumentation and automation to optimize performance. Over the past forty years, several innovative smelting technologies have emerged, offering improved capabilities in SO₂ capture, impurity management, and EoL product recycling [
41]. Contemporary smelters are adept at producing a range of by-products, including electricity, sulfuric acid, PMs, and PGMs [
17,
18,
19,
20,
28,
70].
Mainstream modern smelting technologies include flash smelting (FS) (e.g., Outokumpu, Inco), top submerged lance smelting (TSL) (e.g., Isasmelt and Ausmelt), side-blowing smelting (SBS) (e.g., Noranda and Teniente furnaces), and bottom-blowing smelting (BBS) (e.g., Vanyukov furnace, Shuangyashan Kiln Stove – SKS).
Figure 12 illustrates the different shares of these smelting technologies in global copper production.
Flash smelting technology is commercially offered by Outotec, a company based in Finland, occupying a dominant share of the world’s copper production (
see Figure 12)[
72]. Among various bath smelting technologies, TSL– Isasmelt holds a dominant market share [
73]. Bath smelting technologies are commercially offered by different engineering companies such as ENFI, NERIN, and Glencore Technology. In the last two decades, 90% of the world’s increased copper production has been based on FS and TSL [
12].
Major copper smelters such as Aurubis, JX Metals Smelting Saganoseki, Hibi Kyodo, Sumitomo, and Rio Tinto Kennecott, widely employ FS technology [
37]. In contrast, BBS has recently gained a substantial market share in China. Both of these advanced smelting technologies increasingly utilize oxygen enrichment in gas injections, which significantly reduces fuel consumption and environmental emissions [
74]. The higher oxygen levels released during the copper-making process generate more heat, enhancing the plant’s capacity to handle revert and inert materials. While oxygen enrichment raises both operational (OPEX) and capital expenditure (CAPEX) due to the costs associated with oxygen production, these are balanced by lower off-gas handling costs and increased plant productivity.
Flash smelting and bottom-blowing smelting each offer distinct competitive advantages. Flash smelting technology is known for its high furnace uptime, reduced external energy needs, increased productivity, and effective emission control—achieving high sulfur fixation and a small carbon footprint. On the other hand, BBS is recognized for its exceptional adaptability to various raw materials, effective impurity control, high oxygen utilization efficiency, thermal efficiency, and flexible production capacity. These features have made BBS increasingly attractive within the copper industry, especially in China [
41].
Bottom-blown technology can be operated in various configurations, such as Dongying Phase I, which employs BBS + PSC + AF, BBS + BBC + AF, or BBS + BBC + BBAF, and Dongying Phase II, which utilizes BBS + BBCR (PSC, AF, BBAF, and BBCR represent Peirce Smith Converter, anode furnace, bottom blowing anode furnace, and bottom blowing converter and refining). Zhongyuan Gold uses BBS + FCF instead of PSC, aiming to maximize gold recovery. Currently, seven smelters in China operate the standard BBS technology, including Nonfemet Phase I (Dongying), Feishang Copper (FS), Humon Smelter, Shuikoushan (SKS), Yunnan Yimen, Zhongtiaoshan (ZTS), and Zhongyuan Gold (CG). Additionally, the double BBS + BBC technology is used by five smelters: Baotou Huading (BT), Nonfemet Phase II (Dongying), SDIC Jincheng, Qinghai Copper, and Henan Yuguang Gold and Lead. Globally, there are 18 commercial operations utilizing bottom-blown technology [
71].
4.1.1. Metal Physical Loss
Table 1 lists reported key operational parameters for smelting furnaces that impact metal recovery, including copper, which also serves as a carrier for gold. The data were used for calculating the Au recovery from smelting technologies. These parameters include concentrate Cu concentration (wt%), generated slag mass (tons), slag SiO₂/Fe or CaO/Fe weight ratio, slag tapping temperature (
oC), matte Cu grade (wt%), and generated matte mass (tons). The reported concentrate Cu grades for various furnace types vary. Mitsubishi, Teniente, and Noranda furnaces exhibit the highest grades, ranging from 31–34 wt%, 27-33 wt%, and 26–29 wt%, respectively. In flash furnaces, Cu grades vary between 23 and 29.2 wt%. Isasmelt furnaces have Cu grades ranging from 18 to 32 wt%, BBS furnaces from 18 to 25 wt%, Ausmelt furnaces from 14 to 26 wt%, and Vanyukov furnaces from 12 to 23 wt%. Consequently, after Mitsubishi, Teniente, and Noranda furnaces, FS processes higher-grade concentrates compared to SBS and BBS technologies.
The slag mass generated per ton of processed concentrate (t/t-conc) varies from 0.43–1.23 and 0.57–0.67 in FS and Mitsubishi furnaces, respectively, with JX metals smelting Saganoseki being an exception with a value of 1.23. Teniente and Noranda smelting furnaces generate a higher amount of slag/concentrate ratio, varying 0.70-0.71 and 0.67-0.78 (t/t-conc), respectively. For BBS, the slag to concentrate ratio was calculated to be 0.67 [
75]. For Isasmelt, Ausmelt and Vanyukov.
Flash smelting furnaces operate with the lowest Fe/SiO₂ weight ratio, ranging from 0.88 to 1.56, with a recent average of 1.25 reported for Kennecott. For Mitsubishi furnaces, the ratio ranges from 1.11 to 1.25. Isasmelt and Ausmelt furnaces follow, with Fe/SiO₂ ratios of 1.18 to 1.54 and 1.25 to 1.43, respectively. The Fe/SiO₂ ratio for Noranda furnace is 1.43. Teniente and BBS furnaces exhibit the highest Fe/SiO₂ weight ratios from 1.49 to 1.92 and from 1.59 to 1.79, respectively [
41,
43,
60,
75,
76,
77,
78].
The slag tapping temperature for Vanyukov furnaces ranges from 1250 to 1320 °C. Following closely, Rio Tinto Kennecott operates at the highest reported slag tapping temperature of 1315 °C. For other FS furnaces, this temperature ranges from 1240 to 1260 °C. Teniente and Noranda furnaces rank third and fourth, with temperatures of 1240 °C and 1220–1230 °C, respectively. Isasmelt and Ausmelt furnaces are fifth and sixth, operating at 1180–1190 °C and 1180 °C, respectively, although Zhong Tiao Shan operates at a relatively higher temperature of 1200–1300 °C. BBS furnaces have the lowest slag tapping temperatures, ranging from 1080 to 1210 °C.
The matte grade for Noranda and Teniente smelting furnaces has been reported at 72-75 wt% and 71-73 wt%, respectively. Vanyukov furnaces show a matte grade ranging from 45-74 wt%, while BBS furnaces range from 52-75 wt%, with recent operations achieving the highest range of matte grade. Flash furnaces report matte grades between 54-63.5 wt%, with Rio Tinto Kennecott reaching a high of 66.5-74.5 wt%. Isasmelt and Ausmelt furnaces operate with Cu matte grades of 52-65 wt% and 50-60 wt%, respectively [
37,
39,
68,
69,
70,
71,
78].
Figure 13 illustrates the relationship between slag liquidus temperature and the Fe/SiO₂ weight ratio in bulk slag, calculated for iron-silicate slags with varying CaO content under different
conditions using the FactSage 8.3 FToxid database. The figure also compares these calculated values with the slag tapping temperatures reported for various smelting operations. It is evident that BBS and TSL furnaces operate with the lowest slag tapping temperatures, averaging 1163°C and 1190°C, respectively. In contrast, FS furnaces operate at significantly higher temperatures, with an average of 1280°C [
41,
43,
60,
81].
(in atm) and CaO contents (in wt%) along with slag tapping temperatures of various smelting furnaces [
41,
43,
48,
60,
80,
81,
85,
88].
Figure 14 illustrates the total Cu loss to slag versus the Fe/SiO₂ weight ratio in bulk slag across various smelting technologies: FS (PASAR, Aurubis, JX Metals Smelting Saganoseki, Sumitomo Toyo, Hibi Kyodo, Rio Tinto Kennecott, Grupo Mexico La Caridad, Caraíba Metais, Huelva, Hayden, and Hernan Videla Lira), SBS, including Noranda smelting (Horne and Altonorte) and Teniente smelting (Codelco Caletones, Codelco Chuquicamata, and Potrerillos), Ausmelt furnaces (Zhong Tiao Shan, Tongling, JinJian, Huludao, Daye, YTCL, Xinjiang, RCC, and NCS), Isasmelt (Mount Isa), and BBS (Dongying Fangyuan, Yuguang Gold, SBF Heding, Chifeng, BYSBF Baiyin Nonferrous Group, and Baotou) [
6,
41,
43,
60,
81,
89,
90,
91,
92,
93,
94,
95,
96]. The data indicates that the total Cu mass in slag is relatively low in FSF (0.63 – 3.23 wt%) compared to BBS (0.7 – 5.0 wt%), Noranda smelting (3.5 – 7 wt%), and Teniente smelting (6 – 8 wt%). Copper in slag from Ausmelt and Isasmelt furnaces as low as 0.6 – 1.0 wt% was reported after settling.
Comparing
Figure 13 and
Figure 14 indicate that a key factor influencing Cu loss in slag is the Fe/SiO₂ weight ratio in the bulk slag and slag temperature. Most FSF operations maintain an Fe/SiO₂ ratio below 1.4, with the exception of Hernan Videla Lira and Huelva, and operate at a higher range of temperature. TSL furnaces also operate at the lower end of the Fe/SiO₂ spectrum, with ratios of 1.24, 1.25, and 1.43. On the opposite end, BBS furnaces operate at a higher Fe/SiO₂ ratio, ranging from 1.64 to 1.80, and a lower end of temperature. For most SBS furnaces, the Fe/SiO₂ ratio varies more widely, between 1.02 and 2.13, with Noranda furnaces operating at the lower end of this range (1.2 and 1.43). This correlation suggests that lower Fe/SiO₂ ratios and higher slag temperature in FSF contribute to reduced Cu loss in slag, while higher Fe/SiO
2 ratio
s and slag temperature, typical of BBS and certain SBS operations, are associated with increased Cu loss.
Operating significantly below the slag liquidus temperature in BBS and TSL furnaces, as shown in
Figure 13, leads to an increased fraction of solids in the slag. This elevation in solid content raises the slag viscosity, as shown in Equation (11), consequently increasing metal physical loss, as depicted in
Figure 14. In contrast, FS furnaces typically operate at higher temperatures, as also illustrated in
Figure 13, often exceeding the slag liquidus temperature, which minimizes metal physical loss in the slag. It has been reported that FS slag contains no spinel crystals, whereas in BBS, spinel is stable in the slag, with large matte droplets becoming entrained between them [
43].
4.2. Converting Technologies
Different copper matte converting technologies have been developed over the years, such as the Peirce-Smith converter (PSC), Hoboken converter, Outotec flash converter (FC), Noranda continuous converter, Mitsubishi top-blown converter, Ausmelt TSL, Isaconvert, and bottom-blown converting (BBC) [
41]. The PSC, the oldest technology with over 100 years of use, is used for Cu-matte converting by most of the companies such as Pasar, Aurubis, Boliden, Codelco Caletones, Hibi Kyodo, Sumitomo, and JX metals smelting Saganoseki [
37,
41]. PSC main flaw is large SO
2 emission, which was the driving force for developing the above-mentioned technologies [
97]. Flash converting is used by Rio Tinto Kennecott and Teniente converters are largely operated in Chile [
37]. Bottom-blown converting is the most recent one and is largely used in China.
Table 2 lists the reported key operational parameters impacting the metal physical loss for some of the converting furnaces, used for calculating the recovery of Au [
60,
75,
89,
98,
99,
100,
101]. These parameters include input matte (ton), generated slag (ton), Cu loss in slag in the form of chemical and physical loss, Fe/SiO
2 or CaO/Fe weight ratio in bulk slag, slag tapping temperature (
oC), and produced blister Cu (ton). The generated mass of slag for 1 ton of matte treated is the smallest for BBC (0.14 calculated by Shishin et al. [
75]), PSC (in average 0.28), and Rio Tinto FC (0.33). Among PSCs, Boliden followed by Hibi Kyodo operates with rather a high slag/matte ratio (0.44 and 0.32, respectively). Due to the lack of information, the slag/matte ratio cannot be calculated for the other technologies including Noranda, Mitsubishi, and Teniente.
Figure 15 illustrates the Cu physically lost in slag (in wt%) for several converting technologies: PSCs including Aurubis (Hamburg, Germany), Boliden (Sweden), Codelco Caletones (Chile), Hibi Kyodo Smelting Co. (Tamano, Japan), Sumitomo Toyo (Japan), and JX metals smelting Saganoseki (Japan), FC from Rio Tinto Kennecott, Noranda Horne (Canada), Mitsubishi (Naoshima,Japan, Gresik, Indonesia, and Onsan, South Korea), Teniente (Chuquicamata, Hernan Videla Lira, and Potrellos, Chile), and BBC (calculated). The physical loss Cu content of slag was calculated by subtracting the mass of Cu chemically dissolved in the slag from the total Cu mass reported in the slag. An average mass of chemically dissolved Cu in the slag was selected as 2 wt% for the matte converting conditions based on the data reported by Shishin et al. [
102].
As shown in
Figure 15, the Codelco PSC exhibits the highest physical copper loss in slag at 23 wt%, followed by the BBC at 21 wt%, Rio Tinto Kennecott at an average of 19.5 wt%, and the Mitsubishi converter at an average of 12 wt%. For most PSCs, the physical copper loss in slag remains relatively low, staying below 7 wt%. The Fe/SiO
2 ratio in PSC generally correlates with copper loss; as the Fe/SiO
2 weight ratio increases above 2, copper loss tends to rise. In general, the increase in Fe content in slag promotes the formation of large magnetite spinel particles, raising slag viscosity (refer to Equation (11) and enhancing copper loss (see Equation (6)), which also affects gold recovery. However, the data presents some inconsistencies, such as Boliden, with a lower Fe/SiO
2 weight ratio of 1.33, exhibiting double the copper loss compared to Aurubis, which operates at a higher ratio of 1.88. This suggests that factors beyond Fe/SiO
2 ratio contribute to metal loss. Although Teniente and BBC converters operate with relatively low Fe/SiO
2 ratios, they still experience high metal losses, indicating the involvement of other influential parameters that require further investigation. Additionally, FC and Mitsubishi processes operate with calcium ferrite slags. According to Yazawa et al. [
103], calcium ferrite slags are favored over iron silicate slags due to their lower flux requirements and reduced copper loss to slag. Davenport [
60] further noted that the high activity coefficient of Cu
2O in calcium ferrite slags decreases Cu
2O solubility, leading to lower chemical copper losses. However, despite these advantages, the copper loss in the FC of Rio Tinto and Mitsubishi is still higher compared to PSC technologies, suggesting that copper is primarily lost through physical entrainment in the slag rather than through chemical dissolution.
4.3. First Pass Gold Recovery
The slag is treated for recovery of copper, which is a carrier of gold via 1) pyrometallurgical routes, 2) hydrometallurgical routes, 3) flotation, 4) sorting, or 5) hybrid processes. According to 2004 data, 37% of smelters used electric furnaces, 26% flotation, 6% no treatment, and 5% other techniques, and there is no information for the rest of 26% of smelters [
104]. A largely used method is the recycling of the smelting slag in the slag mill concentrate, and converting slag and dust streams into the smelting furnaces, especially the ones with a calm settling zone like flash furnace [
105,
106]. While internal recirculation of slag/dust or additional processing to recover Cu can reduce Au losses, it increases production lead time without improving the overall recovery rate from smelting and converting operations. Based on smelter visits, it is estimated that overall gold recoveries at the Chinese smelter after slag cleaning are between 97.5 and 99% [
78]. However, it is crucial to consider first-pass recovery as a key metric for comparing the effectiveness of different technologies in recovering Au from Cu sulfide concentrate to final products. The importance of first-pass recovery becomes particularly significant in the context of fluctuating Au prices in the market. As Au prices rise, the economic value of even small quantities of recoverable Au increases, making efficient recovery crucial for maximizing profitability. If a process requires extended lead times or multiple recirculation steps, it can delay the realization of revenue from Au sales, which is especially detrimental when market prices are high. Additionally, inefficiencies in first-pass recovery may result in more Au being tied up in slag, representing a lost opportunity when prices peak. Therefore, optimizing first-pass recovery not only enhances the immediate financial return but also ensures that operations are more responsive to market dynamics, allowing companies to capitalize on favorable Au prices without unnecessary delays.
As previously mentioned, there are potentially two streams for Au loss during smelting and converting: physical loss of matte and copper entrained in slag, and loss through dust. We assumed that Au loss occurs solely through the physical loss of matte and copper in slag, with no consideration of Au loss in dust. This assumption seems reasonable, as the high density of matte and copper, which act as carriers of Au, reduces the likelihood of losing Au-containing alloys to dust. Moreover, available data on this topic appears inconsistent and insufficient. For instance, Chen et al. [
43] characterized flue dust from both BBS and FS processes, reporting annual dust generation of 5-6% in FS compared to 2-3% in BBS. The FS process, using a dry, fine feed, results in a higher dust entrainment rate than the humid feed used in BBS. The chemical composition of FS flue dust primarily consisted of Fe₃O₄ and CuSO₄ crystals, along with some amorphous phases like Cu-Zn-FeO
x. Conversely, BBS flue dust was characterized by crystalline phases such as PbSO₄, Fe₃O₄, and CuFe₅O₈, with some amorphous Cu-Zn-S phases. However, Davenport et al. [
107] reported that Outotec FS dust contains 3% of Au in addition to oxides like Cu₂O and Fe₃O₄. These findings highlight the need for further investigation and characterization of dust to assess Au concentration in future studies. Additionally, it is important to note that Au loss to dust via evaporation is unlikely, as suggested by the work of Avarmaa et al. [
5].
The first pass Au recovery for smelting was calculated using Equations (13)–(17) based on the data provided in
Table 1 as follows:
Similarly, the first-pass Au recovery from converting was calculated using the data reported in
Table 2. Primarily, operational plant data was used for calculating Au recovery rates, except for BBS/BBC technology, where calculated data from Shishin et al. [
75] were considered due to the lack of sufficient data reported in the literature. For BBS, the physical Cu loss was determined by subtracting the chemical loss of Cu from the total Cu loss, which was averaged from all reported plant data in the literature. The dissolution of Cu as oxide and sulfide was calculated based on the Fe/SiO
2 ratio in slag, as per the work of Furuta et al. [
87]. It has been reported that the physical loss of matte in slag is the major contributor to Cu loss at low matte grades (<70 wt%). However, at high matte grades (>70 wt% Cu), significant Cu losses are attributed to chemical loss [
45,
46,
47,
60,
108]. This trend, observed in the data from Furuta et al., was considered in the calculation. Additionally, it was assumed that the composition of matte and copper entrained in the smelting and converting slags is the same as the matte/copper collected at the bottom of the furnace. Liao et al. [
109] reported that the matte grade entrapped in slag is consistent with that settled at the bottom of the FS furnace and collected at the tap hole.
Figure 16 shows the Au first pass recovery calculated in this work for several smelting and converting technologies based on data provided in
Table 1 and
Table 2.
Among the various smelting technologies, the Mitsubishi process achieves the highest first-pass Au recovery at 99.8%, followed closely by FS (97.9–99.9%), BBS (95.3%), Teniente furnaces (89–97.1%), and Noranda furnaces (88.6–95.1%). Steinhauser et al. [
110] estimated that in FS, 99% of the Au is recovered in the matte, with only 1% lost to slag, though dust was not considered in their analysis. Davenport et al. [
107], however, reported a 95% Au recovery in matte from flash smelting, with 2-3% lost to slag and dust. Our calculations, based on various sources without considering possible Au loss to dust, align with Steinhauser’s findings.
Among converting technologies, PSCs offer the highest Au recovery rates (95.2–99.5%), followed by Mitsubishi converters (94.3–99.8%), BBC (95.8%), FC (95.5%), and Noranda converters (94.8%). Integrated smelting-converting routes reveal that the FS-PSC route achieves the highest gold recovery (98.8–99.5%), followed by Mitsubishi-Mitsubishi (94.3–99.8%), BBS-BBC (95.8%), FS-FC (95.5%), Teniente-PSC (95.2%), and Noranda-Noranda (94.8%). The higher Au recoveries are also attributed to superior metallurgical practices and advanced control systems, which can vary even among companies using similar technologies.
Mitsubishi and flash smelting demonstrate better metal recoveries compared to other technologies like BBS and SBS. Mitsubishi smelting treats high-grade concentrates (31.7–34 wt% Cu), produces a low slag amount per ton of concentrate (0.57–0.67), operates with a low Fe/SiO
2 ratio (1.11–1.25), maintains a high slag tapping temperature (1300–1450 °C), and achieves a medium matte grade (~68 wt% Cu). The Cu physical loss to slag is minimal (<1 wt%) due to the presence of three furnaces, including a settling furnace between the smelting and converting stages. These conditions favor a high gold recovery rate, although the Mitsubishi process is considered somewhat outdated in modern copper smelting [
60].
Flash furnaces feature low Fe/SiO2 ratio, relatively high slag tapping temperatures (1240–1320 °C), moderate matte grades (~63 wt% Cu), effective copper-slag separation, low Cu loss (0.63–4 wt%), and high gold recovery. In contrast, BBS processes lower-grade concentrates, operates with a high Fe/SiO2 ratio, and at lower slag tapping temperatures (1080–1210 °C), which can be up to 100 °C below the slag temperature in FS. This leads to a two-phase region slag (liquid+spinel) with higher viscosity, negatively impacting the metal recovery rate.