2.1. Tropism and Transduction Capacity of AAV Vectors
A variety of naturally occurring AAV serotypes have been described in the literature [
58], which, despite high sequence homology, differ in the surface properties of the capsid [
43,
59,
60]. Combining AAV-based genomic constructs with
Cap genes derived from different AAV serotypes leads to the possibility of creating so-called pseudotyped recombinant AAV (rAVV). Packaging systems for approximately 10 different serotypes are available for vector construction [
61].
Efficient transduction depends on the interaction of capsid proteins with cellular receptors, which ensures endocytosis, transportation and nuclear internalization of viral particles [
62]. Thus, a number of studies have described significant differences in the transduction efficiency of different AAV serotypes for specific tissues and cell types [
63,
64,
65,
66]. Therefore, efficient expression of the target gene in certain cells directly depends on the serotype of the virus used. In addition to tropism due to the AAV serotype, efficient expression of the target gene using AAV vectors can vary significantly, also depending on the type of expression cassette promoter used [
67]. The effect of the promoter on tissue specificity and expression capacity was demonstrated in studies using the myelin basic protein promoter [
68] and the glial fibrillary acidic protein (GFAP) promoter [
69]. Often, cytomegalovirus (CMV), chicken β-actin (CBA), and cytomegalovirus/chicken beta-actin (CBh) promoters are used in the vector cassette [
70]. In particular, AAV9 under the control of CBA demonstrated dominant neuronal transduction, while AAV under the control of a truncated CBA - CBh promoter shifted transduction towards oligodendrocytes [
71]. In the work of Jackson
et al. [
72] a more specific neuronal transduction capacity of an AAV vector using the synapsin promoter was demonstrated, compared to the hybrid CBh promoter, which, despite higher expression, has tissue specificity outside the CNS.
Despite their low immunogenicity profile, AAV vectors can stimulate antiviral immune responses directed against the capsid and/or transgene, especially when delivered systemically or at higher vector doses [
73]. Neutralizing antibodies (NAbs) against AAV can be produced following exposure to naturally occurring AAVs. An anti-capsid humoral immune response is triggered in patients receiving gene therapy, which subsequently leads to the neutralization of cross-reactive injected AAV [
74,
75]. As a result, NAb screening is a prerequisite before inclusion in AAV-based clinical trials, with high pre-existing titers being an exclusion parameter. This criterion immediately limits the widespread use of AAV for the treatment of diseases until further optimization creates the opportunity to evade NAb [
76]. Immunomodulatory methods are currently being actively developed to reduce the immunogenicity of the AAV vector and ensure safe and repeatable interventions. Corticosteroids are often used in trials and help modulate immune-mediated toxicity and achieve long-term transgene expression [
77].
To date, the most studied AAV serotype is AAV serotype 2 (AAV2). Vectors based on AAV serotype 2 are well suited for transferring target genes to the CNS, which has been demonstrated in the studies of Parkinson's disease [
78] and Alzheimer's disease [
79]. According to studies, AAV2 is capable of transducing postmitotic cells [
80]. Also, according to Du
et al., neurons are highly susceptible to this serotype [
81]. Pathogenicity for humans has not been identified using AAV2, in addition, the virus is unable to replicate without the auxiliary functions provided by another virus, such as adenovirus or herpes simplex virus. rAAV2 vectors are less immunogenic than other viral vectors, since they do not express any viral genes and are not able to effectively transduce antigen-presenting cells after vector administration
in vivo [
82]. In animal models, rAAV2 vectors provide long-term stable expression of encoded transgenes in both the brain and retina [
83,
84].
Preclinical studies using rAAV2 vectors show that following intraparenchymal injection into the brain of animals, transduction occurs predominantly in neurons, with transduction of other cell types such as astrocytes and microglia being rare [
63,
69,
83,
85]. Using larger animals to assess transduction capacity, such as Felis catus [
86] and primates [
87,
88], have also demonstrated predominantly neuronal transduction of AAV2. Resected human hippocampal tissue that had undergone a surgery for refractory temporal lobe epilepsy also showed a strictly neuronal tropism for this serotype [
89]. However, one of the problems with using this serotype is that transgene expression following direct injection of the rAAV2 vector into a specific brain region is usually limited to the region around the injection needle site and, accordingly, the virus has a poor ability to spread to more distal regions [
86,
90]. The efficiency of transduction and expression capacity can be increased by additional administration of agents that facilitate binding of the viral capsid to the cellular receptor. For example, methods have been investigated for additional administration of heparin, which binds to heparan sulfate proteoglycan (HSPG), thereby increasing the efficiency of viral vector binding to CNS cells, promoting more successful transduction [
91,
92], fibroblast growth factor (FGF) has a high affinity for HSPG and can interact with heparin-like glycosaminoglycans (HLGAG) of the extracellular matrix (ECM), affecting the efficiency of viral vector binding and penetration [
93], or mannitol [
94,
95], an osmotic agent that increases the permeability of the blood-brain barrier (BBB), thereby enhancing the distribution of AAV in the CNS [
96], [
97]. In particular, the delivery of AAV vectors to the brain of mice with prior administration of mannitol to increase BBB permeability was reported [
98], which led to greater accumulation of the transgene. However, the use of additional agents is associated with a number of difficulties, for example, a potential risk of bleeding associated with heparin sulfate injection has been described [
90]. Another problem with the use of AAV2 is the fact that 18–70% of the population already have neutralizing antibodies to AAV2 [
99,
100], which may reduce the efficiency of transduction and expression of this serotype vector rAAV2 in the CNS [
101,
102].
Other AAV serotypes have also been evaluated for their ability to transfer genes to the CNS. In particular, the work by Davidson
et al. reported that rAAV vectors derived from serotypes 4 and 5 exhibited increased gene transfer efficiency and broader distribution of transduced cells throughout the brain following direct injection into the mouse striatum compared to serotype 2. Higher transduction capacity for AAV4 and AAV5 was indicated following intraventricular injection compared to AAV2. Intrastriatal injection showed the highest efficiency for AAV5, its expression, as well as the AAV4 expression, was stable, but lost 15 weeks after administration [
103]. These findings were also supported by another study [
104] showing that injection of AAV-5 into the cerebellar cortex of mice resulted in extensive dissemination of the virus beyond the injection site. The transduction profile of rAAV1 vectors has also been assessed following direct injection into the CNS of mice [
63,
105]and Felis catus [
86], demonstrating higher transduction efficiency with this serotype than with rAAV2, as well as pronounced neurotropism. However, transduction profiles may differ depending on the target brain region [
63]. Nabs that reduce AAV2 CNS transduction may be overcome using rAAV vectors based on AAV5, as it is the most non-homologous to AAV2 of all existing serotypes [
101].
Evaluation of the
in vivo transduction profiles of rAAV7 and rAAV8 vectors revealed higher transduction efficiency compared to rAAV2 vectors in many tissues, including liver and muscle tissues [
106,
107,
108,
109]. More recently, Harding
et al. examined recombinant AAV vectors pseudotyped with viral capsids derived from AAV serotypes 7 and 8 and assessed their transduction capacity into mouse striatal cells in comparison with vectors pseudotyped with AAV serotypes 2, 5, and 6. The study showed that pseudotyped AAV7 and AAV8 vectors had increased transduction efficiency into the mouse CNS, in the rank order rAAV7 > rAAV8 > rAAV5 > rAAV2 = rAAV6, with all vectors demonstrating strong tropism for neuronal transduction. The obtained data demonstrate that rAAV vectors pseudotyped with capsids derived from AAV serotypes 7 and 8 can provide more efficient gene transfer into the CNS [
110].
AAV9 is known to transduce approximately twice as many neurons as astrocytes throughout the adult rodent CNS. Co-administration of mannitol had only a moderate effect on CNS transduction, suggesting that AAV9 crosses the BBB via an active transport mechanism. However, when this approach was applied to young primates at the mid-dose tested in mice, it showed reduced transduction of peripheral organs and brain compared to mice, a clear shift towards predominantly glial transduction, and the presence of low levels of pre-existing NAbs largely blocked CNS and peripheral transduction [
111].
Studies have shown differences in the transduction profiles of six commonly used AAV serotypes (AAV1, AAV2, AAV5, AAV6, AAV8, AAV9) in different regions of the mouse brain. Despite a common ability to transduce the main brain cell types, expression levels varied for different serotypes and cell types. Notably, rAAV8 was found to be particularly effective in transducing astrocytes, whereas rAAV9 was most suitable for transducing cortical neurons [
111,
112].
Epilepsy is characterized not only by aberrant functioning of neurons, but also by the extensive involvement of glial cells in the formation and persistence of the pathological process [
113]. Therefore, one possible strategy may be to target not only neurons of the brain, but also glial tissues [
114].
The route and site of vector administration play an important role in determining its transduction and expression capabilities. AAV9-egfp and AAV9-fLuc delivery via intrastriatal (IST), intracisternal (ICM) and lumbar intrathecal (LIT) routes was evaluated in adult rats. Results showed that IST administration provided robust transgene expression in the striatum, thalamus and cortex with lower transduction in peripheral tissues compared to ICM or LIT administration. ICM administration provided strong expression in more brain regions and similar expression in the spinal cord compared to LIT administration. LIT administration showed lower expression in the brain compared to ICM administration. A similar study was conducted for AAV5. Results showed that IST administration provided centralized localized vector distribution and expression in the frontal part of the brain. Intrathalamic injection demonstrated transduction and gradient expression from the rostral brain to the lumbar spinal cord. Intracerebroventricular administration resulted in more uniform, albeit relatively superficially distributed, transduction and expression throughout the central nervous system. Thus, the choice of route and site of vector administration significantly influences its efficacy and expression distribution, which must be taken into account when developing gene therapies and other biomedical applications [
115].
A study by Foust
et al. described intravenous delivery of AAV9 to mice, which effectively affects the brain, dorsal root ganglia, and spinal motor neurons in neonatal animals and astrocytes of the brain and spinal cord of adult mice. This study demonstrated a direct dependence of AAV9 tropism on the age of the animal injected with the vector: widespread transduction of neurons, motor neurons in neonatal mice in particular, and extensive transduction of astrocytes in adult mice after intravenous delivery [
116]. The ability of AAV9 to penetrate the BBB has also been demonstrated in a number of other studies [
111,
117]. Directed evolution of this serotype led to the emergence of AAV-PHP.B, which also penetrates the BBB [
118]. High potency of the recombinant serotype was demonstrated in preclinical studies in a synucleinopathy model [
119]. A drug was also approved in the European Union and the UK in 2022 for the correction of aromatic L-amino acid decarboxylase (AADC) deficiency using AAV vector therapy [
120]. To date, several AAV gene therapies have been approved worldwide. The first AAV2-based drug is Glybera, approved by the European Commission in 2012 for the treatment of lipoprotein lipase deficiency [
121]. One of the commercially successful drugs is a drug for the treatment of spinal muscular atrophy (SMA). It is a vector based on the AAV9 virus. Intravenous administration of the drug has been shown to improve motor skills in patients and reduce clinical manifestations of the disease [
122]. There is also a gene therapy product Hemgenix, which was approved in 2022 by the Food and Drug Administration (FDA) and is a recombinant AAV5 containing a highly active Paduan variant of the human factor 9 (
F9) gene with a codon-optimized nucleotide sequence [
123].
Thus, the development of AAV vectors for delivery of genetic material to the epileptic brain must take into account a number of factors, including the type of cells and regions of the brain, the serotype of the virus used, the selection of an appropriate promoter, and the route of administration. Although the data on efficient transduction of brain tissue are encouraging, the tropism and efficiency of the vector may be significantly reduced when used in animals evolutionarily closer to humans. Vector tropism may vary depending on the type and site of administration, as well as the physiological characteristics of the recipient. Although there is no data on the pathogenicity of AAV, its efficiency may be reduced by the presence of antibodies, as well as by improper capsid construction or promoter use.
The ability of AAV to transfer and induce expression of the
lacZ marker gene in brain slices from patients undergoing temporal lobectomy was assessed. The AAV-lacZ vector was introduced into brain slices and incubated for 24 hours. Expression of the
lacZ gene was observed after 5 hours and was maintained until the end of the experiment, predominantly in neurons, without signs of cytotoxicity. The results confirm the efficiency of AAV in gene transfer in the human CNS. Replacement of the
lacZ gene with a functional gene may allow localized genetic intervention in focal seizures using stereotactic or endovascular delivery [
89].
Development of a suitable AAV vector for the treatment of epilepsy is a complex and multi-step task that requires consideration of all the above factors. These components are essential for efficient transduction of brain tissue and successful treatment of epilepsy using AAV gene therapy. The components for the effective use of AAV vectors are summarized in
Figure 1.
2.2. Pathogenesis of Epilepsy
The mechanism of epilepsy development consists of the formation of an epileptic focus, the formation of epileptic systems in the brain, and brain epileptization. Seizures occur due to under- or over-activation of neurons, and this results in the inability of the brain to coordinate the rest of the human body. Epilepsy can affect one area of the body (focal epilepsy) or the entire body (generalized epilepsy), depending on the location of the affected neurons in the brain [
124]. Epilepsy occurs due to genetic susceptibility, development of the nervous system, cerebrovascular factors, and other acquired factors that irritate nervous tissue. In addition, it can occur due to neoplasms, metabolic or neurodegenerative disorders, especially among the elderly.
The molecular mechanisms of epileptogenesis are complex and not fully understood, but are thought to involve an imbalance between excitatory (glutamate, aspartate) and inhibitory (gamma-aminobutyric acid (GABA), taurine, glycine, norepinephrine, dopamine, serotonin) neurotransmitters. A seizure occurs when there is a decrease in inhibitory signaling such as GABA or an increase in excitatory signaling such as glutamate [
125,
126]. The accumulation of glutamate leads to the degeneration of glutamate receptors, activation of Na+ and Ca2+ channels, accumulation of Na+ and Ca2+ ions inside the cell, and K+ ions in the extracellular fluid. This in turn promotes the release of Ca2+ from the intracellular depot and the activation of enzymes (phospholipase, protease, etc.), the accumulation of arachidonic acid, increased lipid peroxidation and the destruction of cell membranes [
127]. In contrast, GABA-A receptors (ligand-dependent cl- ion channels) mediate fast inhibitory presynaptic potentials by increasing chloride influx, and GABA-B receptors (G-protein-coupled receptors) mediate slow inhibitory presynaptic potentials by increasing potassium conductivity and decreasing calcium entry [
128]. It is assumed that a decrease or loss of GABAergic inhibition may increase the probability of generating excitatory postsynaptic potentials and synchronization volley discharges, and, consequently, cause epileptogenesis [
129].
Other causes of epileptic seizures are changes in ion concentrations and dysfunction of ion channels - channelopathies. Ion channels are involved in the generation of electrical currents through ion charges, cation channels mainly generate action potentials and contribute to neuronal excitability, on the other hand anion channels are involved in the mechanism of inhibition of the neuronal excitatory process, and thus ion imbalance can cause epileptogenesis [
130]. Mutations in genes expressing potassium, sodium, chloride, calcium channels and acetylcholine and GABA receptors have been reported in epilepsy [
131,
132]. In addition, channelopathies can also be the pathogenesis of acquired epilepsy due to secondary changes in ion channels through transcriptional and post-translational mechanisms [
132].
Inflammation and impaired immune regulation may also play a role in triggering an epileptic seizure. Inflammatory cells release molecules that can alter neuronal signaling, which may lead to seizures. Following seizures, cytokines such as interleukin (IL)-1β, IL-6, and tumor necrosis factor (TNF-α) are released, modulating inflammatory responses in the brain. Studies show that these cytokines influence N-Methyl-D-aspartic acid (NMDA) receptors, synaptic plasticity, GABAergic neurotransmission, and neuronal excitability, contributing to seizure development and recurrence [
133]. During the epileptic phase, studies of synaptic protein expression, brain inflammation, and hippocampal neurogenesis in adult synapsin 2 null mice showed elevated levels of IL-6 and TNF-α [
134]. Currently, CNS inflammation caused by BBB permeability is associated with the induction and progression of epilepsy.
2.4. Loss of Function Using AAV Vectors
A less used, but nonetheless effective approach in gene therapy is the delivery or expression of antisense sequences. Traditionally, antisense oligonucleotides have been employed, but specific genes can also be targeted using antisense RNAs inserted into an AAV vector cassette [
231]. Antisense oligonucleotides are synthetic single-stranded nucleic acid sequence that bind to RNA and thereby alter or reduce the expression of the target RNA. They can not only reduce the expression of mutant proteins by cleaving the target transcript, but also restore protein expression or modify proteins by interfering with pre-mRNA splicing [
232].
GABA is the major inhibitory neurotransmitter in the brain. In the inferior colliculus and other brain regions, GABA receptors directly modulate seizure susceptibility. Increased GABA-A receptor activity attenuates seizure genesis, while blockade of GABA-A receptor function increases seizure susceptibility. Thus, an AAV vector with a CMV promoter and truncated human GABA-A-α1 cDNA in both sense and antisense orientations was constructed. Following microinjection of AAV-GABA-A-α1 sense vectors at a dose of 3 × 10
9 particles/μl, neurons exhibited GABA-A-α-like immunoreactivity significantly exceeding endogenous concentrations after 7 days. Infusion of antisense vector (3 × 10
8 particles/μl) resulted in increased seizure duration and decreased [3H]zolpidem binding, which may affect seizure susceptibility
in vivo [
233].
In contrast, reduction of local N-methyl-d-aspartic acid (NMDA) receptor function may attenuate seizure susceptibility. The work of Haberman
et al. was one of the first to explore the approach of blocking specific molecules by delivering antisense sequences using AAV vectors. An NMDA receptor cDNA fragment in the antisense orientation was cloned into AAV vectors (AAV-NR1A) where expression was driven by either tetracycline-off regulatable promoter (AAV-tTAK-NR1A) or a cytomegalovirus promoter (AAV-CMV-NR1A).
In vitro infection of neurons with AAV-tTAK-NR1A resulted in decreased NMDA-evoked currents and a decrease in the number of NMDA receptors, and intracortical administration of AAV-tTAK-NR1A to rats reduced NMDAR1 subunit protein levels
in vivo. However, administration of AAV-CMV-NR1A caused a significant reduction in seizure sensitivity. Additional administration of AAV-tTAK-GFP and AAV-CMV-LacZ transduced different neuronal populations. The results indicate that promoters can significantly influence the physiological outcome of NMDA receptor-based gene therapy [
234].
Adenosine kinase (ADK) is a negative regulator of the endogenous brain anticonvulsant adenosine in astrocytes. ADK-transgenic mice and wild-type mice were injected with the AAV8-Adk vector in sense or antisense orientation under the control of gfaABC1D promoter to overexpress or downregulate ADK in astrocytes. It was shown that in wild-type mice, overexpression of ADK in astrocytes was sufficient to trigger spontaneous recurrent seizures in the absence of any other epileptogenic events, whereas downregulation of ADK with antisense AAV8-Adk almost completely abolished spontaneous recurrent seizures in ADK-transgenic mice [
235].
Tubulin β-III (TUBB3) is the most dynamic β-tubulin isoform expressed in neurons and is highly expressed in the CNS.
TUBB3 expression has been found to be increased in human and rat epileptic tissues. Moreover,
TUBB3 expression is associated with inhibitory GABAergic neurons and the inhibitory postsynaptic scaffold protein gephyrin. TUBB3 downregulation attenuated seizure behavioral phenotypes during pilocarpine-induced chronic seizure phase and pentylenetetrazole kindling, whereas TUBB3 overexpression had the opposite effect. Importantly, TUBB3 interacted with GABA-A receptor-associated protein, which is known to be involved in GABA-A receptor trafficking. These results indicate that TUBB3 plays a critical role in the regulation of epileptic seizures through the trafficking of GABA-A receptors, suggesting a molecular mechanism for new therapeutic strategies by AAV-delivery of this ion channel subunits [
236].
A promising approach is the delivery of antisense nucleotides to block the expression of potentially epileptogenic proteins. In particular, blocking the expression of long non-coding RNA (lncRNA) H19 can prevent its induced apoptosis [
237]. LncRNAs are RNA molecules longer than 200 nucleotides that do not have the ability to encode a protein. Individual lncRNAs demonstrate cell-, tissue-, and line-specific expression patterns, also indicating the involvement of lncRNAs in the regulation of gene expression at both the transcriptional and translational levels. In addition, lncRNAs are likely to contribute to the development of various diseases, including nervous system disorders. In the study of Han
et al., lncRNAs H19 was analyzed, which is reactivated in the latent period of epilepsy. Vectors carrying H19 (AAV9-H19) or short hairpin RNA targeting H19 (AAV9-shRNA) were delivered in a KA rat model of epilepsy. According to the functional annotation of genes, many genes inhibited or stimulated by H19 are involved in myelin assembly, immune responses, apoptosis, and MAPK activation. Demyelination of nerve fibers, hyperactivation of MAPK, and apoptosis of hippocampal neurons are key processes in epileptogenesis. It is indicated that H19 can induce epileptogenesis by inhibiting myelin assembly and inducing demyelination of nerve fibers. In addition, H19 can both enhance and suppress MAPK activity, which is also associated with epileptogenesis. Functional and pathway analysis reveals that H19 has diverse functions in epileptogenesis, representing potential targets for future studies of H19-modulated mechanisms [
238].
Wong
et al. used small hairpin RNA (shRNA) directed against the
Scn8a gene, which resulted in selective downregulation of
Scn8a expression in the hippocampus.
SCN8A encodes the voltage-gated sodium channel (VGSC) Nav1.6, which is widely expressed in the CNS and PNS, where it strongly modulates neuronal excitability by setting the action potential initiation threshold and generating subthreshold depolarizing currents in the soma and dendrites. AAV expressing shRNA against
Scn8a (shAAV-Scn8a) was injected acutely into the hippocampus of mesial temporal lobe epilepsy (MTLE) mice 24 h after KA administration, and was found to arrest the development of spontaneous seizures, attenuate KA-induced hyperactivity, and reduce reactive gliosis. Thus, downregulation of
Scn8a expression can prevent the occurrence of spontaneous seizures in a mouse model of MTLE [
239].
In temporal lobe epilepsy, recurrent mossy fibers sprouting from Dentate Gyrus Granule Cells (DGGCs) create an aberrant epileptogenic network between DGGCs that acts through ectopically expressed GluK2/GluK5-containing kainite acid receptors (KARs). Pharmacological inhibition of KARs or genetic deletion of GluK2-containing KARs is known to reduce interictal epileptiform discharges [
240]. Therefore, an AAV9 vector expressing anti-
grik2 microRNA was designed to specifically downregulate GluK2 expression. Hippocampal delivery of AAV9-anti
grik2 miRNA was shown to markedly reduce chronic seizure activity in mice with temporal lobe epilepsy [
241].
The data on the repression of some genes using AAV vectors are compiled in
Table 2.
Thus, there are different approaches to using AAV vectors for the treatment of epileptic disorders. Enhancement of function of a particular target protein is the most commonly used, however, data suggest that AAV-induced gene knockout may also be quite effective. Unfortunately, most of the data were obtained in animals that are quite evolutionarily distant from humans, so the question of the prospects for clinical trials remains open. Further research in this area would help to select the most effective serotype and promoter for sufficient transduction of human cells without the occurrence of undesirable effects.