1.1.1. Minor Closed Head Injury
Mild traumatic brain injury (mTBI) is defined as traumatic brain injury resulting in brief if any loss of consciousness with associated transient cognitive (thinking, memory, general confusion), neurologic (vertigo, delayed reaction times), and/or behavioral (depression, aggression) dysfunctions, and often headache [11]. Most frequent causes include contact sport, blast, and acceleration-deceleration injuries. Sports injuries are acutely assessed on the field acutely or within 72 hours using validated clinical testing instruments such as Sport concussion Assessment Tool (SKAT 6), Glascow coma scale, Vestibular Ocular Motor Screening (VOMS) [5,12,13]. Along with inclusion of the testing measures cognitive function (orientation, immediate and delayed memory recall, concentration, emotionality, depression, anxiety, speech, and task specific processing, as well as coordination, balance, eye movements, and headache [14]. A more comprehensive version for office use, SCOAT 6, has also been validated for use within 72 hours of injury. In addition to testing SKAT 6 items, it catalogues prior head injuries, cognitive and emotional history, current medications, and a detailed neurologic examination. Further it includes recommended strategies for return to learning and return to sport activities [15,16]. Currently corroborating physiologic testing is not commonly employed.
To that end, the physiologic consequences of mTBI will be reviewed, and methods to identify those changes using imaging modalities will be discussed. The potential combined use of both clinical and physiologic testing may improve the accuracy of diagnosis and readiness to return to usual activities and predict persistent physiologic dysfunction. The latter when associated with prior mTBIs may potentially lead to chronic progressive disease -chronic traumatic encephalopathy (CTE) years later, as seen in professional contact sports athletes.
1.1.3. Shear Injury in TBI
The most troublesome and unfortunately permanent sequelae of TBI is the result of shear injury to white matter tracts [18,26,27]. The extent and severity of damage escalates proportional to force and location of impact with compiled additional effects from edema mass effect and inflammatory upregulation. In mTBI, the general assumption is absence of substantive anatomic injury [17,18]. This however belies subtle changes in personality, and emotionality, particularly in adolescence, from damage to developing limbic connections [26,27,28,29].
The underpinnings of shear injury are quite understandable with sudden mechanical deformation of the brain tearing apart connections [26,30,31]. The longer-term damage though is caused by subsequent mass effect from edema, hemorrhage, or later from inflammation [22,32,33,34]. To understand the latter influences, animal models have been employed using a variety of species, most commonly rodents and rarely large animals [35]. Translatability from rodent to human physiology is problematic given vast differences in brain structure and physiologic responses to injury [36,37].
Current medical state of the art possesses no means of restoring shear tract injury. Prevention of delayed injury by reducing mass effect and swelling preserve life and may reduce secondary shear injury [27,29,30,31,32]. But knowledge of how to best limit the secondary tract damage will require additional mechanistic study in higher animals (swine or primates) with closer anatomic affiliation to the human brain [36,37].
Too often the die is cast for potential clinical recovery based on the initial extent of shear force injury. That said identifying the severity of tract injury has potential importance in prognostic discussions with the patient and family.
1.1.4. Blood Brain Barrier Dysfunction in TBI Acute And Chronic
In mTBI, the microcirculation (capillary system) BBB is disrupted acutely causing reduced mean capillary transit time (cMTT) and reduced glymphatic flow (GF) in the region(s) of impact both coup and contrecoup with limited or no white matter tract injury [39,40]. The effect of this disruption is leak and trapping of normally restricted substances into the brain and thus reduced clearance out of the brain. This results in measurable reduction in clearance rate of intraparenchymal fluid which can be identified by imaging techniques (see below). In animal studies, BBB disruption and leak of IGG locally persisted for up to a month following moderate TBI with associated delayed microhemorrhages at those sites [18,32].
A brief summary of the complexity of BBB structure and function is presented here. Details of the cellular interactions, signaling mechanisms, and what is known of the basic biology are beyond the scope of this review but referenced [40,41,42,43,44,45].
The blood brain barrier is dependent on a complex interplay of cells within the neurovascular unit (NVU), including the endothelial cells, pericytes, and astrocyte end feet [33,46,47]. Signalling within this triad in homeostasis allows for transport of needed electrolyte, glucose, and specific lipids and proteins while excluding common blood constituents that are toxic to the complex interstitial environment [48,49,50,51,52,53,54]. The interaction and communication among elements of the NVU, extracellular matrix (ECM) and microglia dictate the presence, expression, and integrity of the various tight junction (TJ) proteins [45,55,56,57]. Presence of specific inflammatory cytokines may result in either a proinflammatory milieux or counterintuitively, a restorative one [24,37,44,45]. For example, Endothelial cell derived IL1 β acutely downregulates TJ protein ZO-1/occludin thus increasing BBB permeability, but by promoting expression of Pentraxin 3 later enhances its restoration [58]. The relative balance of local microglial proinflammatory versus homeostatic regulatory influences also determines the BBB integrity [59,60,61]. That balance is dictated by neuronal and astrocyte signaling which is influenced by presence of cell injury and local inflammation [61].
Fundamental questions remain regarding defining the restorative pathways post injury, and long-term consequences of persistent leak [62,63]. In TBI BBB leak is caused by proinflammatory microglial-endothelial signaling and to shear forces disrupting endothelial glycocalyx, the latter allowing leak of IGG and upregulation of inflammatory cytokines causing local conversion of microglia to proinflammatory state [58,59,60,61]. Activated microglia express complement (C3a) fragment which in turn upregulates C3aR in capillary endothelial cells altering its phenotype to a proinflammatory/immune cell attractant state with associated disruption of intercellular tight junctions thus triggering additional BBB leak [64]. In the chronic phase of injury presence of activated microglia induces BBB dysfunction, local chronic inflammatory changes, and neuronal dysfunction [23,39,65]. The persistence of this especially with multiple mTBI result in perivascular accumulation of pTau within astroglia and neurons in the sulcal depths, the hallmark of CTE [65,66,67,68].
Restoration of normal BBB integrity following mTBI generally occurs quickly in youth, however in some persistence of activated microglia can persist for months or longer resulting in reduction in threshold for additional mTBI related pathology with clinical accompaniment [67,68,69]. With advancing age, recovery is less complete and progression of both inflammation with BBB leak with cognitive decline following TBI is more likely [70]. Further, the lower threshold and persistence of mTBI in young women is well recognized and postulated to be influenced by sex hormones, and reduced muscle mass compared to their male counterparts [71]. The mechanisms of the BBB repair process in humans remain incompletely delineated, and in particular the specifics of the pathways active in youth but lost in the circumstances of repetitive TBI or in the normal aging process [72].
The cumulative effects of multiple mTBI events causes ongoing inflammatory upregulation resulting in both permanent microvascular changes and persistent upregulation of inflammation within the neuropil [67]. This induces altered synthesis, degradation, accumulation and transsynaptic spread of toxic misfolded proteins predominantly hyperphosphorylated Tau (pTau), but also Lewey body proteins, TDP-43 and to a delayed and minor degree β amyloid [69,74]. The consequence is the well described high incidence of chronic traumatic encephalopathy (CTE) in professional contact sport athletes [75]. The clinical correlates include aggression, depression, suicide ideation, impulsivity, cognitive decline, parkinsonian features [66,75,76]. To reduce the likelihood of progressive dementia from cumulative brain injury, the addition of objective physiologic testing in mTBI should prove invaluable in conjunction with clinical assessment to identify the early chronic inflammatory conversion.
Given the importance of maintaining BBB integrity, there is likely more than one pathway regulating restoration post injury [62,63]. That said, duration and speed of clinical recovery are correlated with patient’s age, location and magnitude of force, and prior head injuries [60,61]. The inverse correlation of severity of head injury and restoration of BBB integrity are understandable related to anatomic and vascular disruption [77]. The caveat to this general rule in adolescence has shown clinical evidence of emotional dysfunction even in mTBI which can be persistent suggesting limbic system tract injury [66].
Of particular interest is why do these mechanisms rapidly repair the BBB leaks in youth with a single mTBI but flags in the aging brain even without injury? The answer may lie in the long-term presence of proinflammatory microglia and ECM constituent protein alterations which increase local BBB permeability [78]. Alternatively, upregulation of inflammatory cytokines related to other unrelated health issues may contribute [79,80,81,82]. Conversely, is it a failure of normal restorative signaling pathways lost in the aging process that are root cause? Or perhaps a combination all three mechanisms? This question has profound implications for treatment of the underpinnings of other diseases such as neurogenerative diseases where loss of BBB integrity is the nexus of their development [63,79,80,81,82]. Further, of the two pathologic features of traumatic brain injury, restoration of BBB integrity as opposed to shear injury appears to be the most amenable to intervention.
To assess presence of BBB leak, physiologic imaging methods are required. Likewise, assessment of future treatment modalities to monitor outcomes of clinical treatment trials addressing BBB repair requires the same [63,83]. In the next sections, current most usable and clinically available methods of anatomic and physiologic imaging will be discussed and their roles in identifying specific pathologic features of head injury.