The interaction of viral transmembrane envelope proteins; hemagglutinin (HA) and neuraminidase (NA), with host cell surface receptors during attachment and internalization is the critical determinant of AIV tropism in humans.
5.1.1. HA and host SA
HA is initially expressed as a precursor protein of HA0 before being cleaved into a mature HA1-HA2 complex by a host protease [
88]. The mature HA1-HA2 complex consists of two domains, which are the globular head domain composed of HA1 (containing receptor binding site, RBS) and the stalk domain, primarily composed of HA2 (containing fusion peptide) [
5]. The HA1 binds to cell surface receptors and triggers viral internalization via endocytosis, whereas the HA2 facilitates virus-host cell membrane fusion via alteration of pH in the endosome [
89]. The RBS in HA1 is relatively shallow and comprises at least four amino acids: Y98, W153, H183, and Y195, which are conserved throughout all AIV subtypes (H1-H16 subtypes). These amino acids are encircled by 130-loop, 150-loop, 190-helix and 220-loop structures [
90,
91]. Although all these loop and helix structures are present in all strains, their length and amino acid composition vary, and these differences are typically critical determinants in recognizing the type of receptor for binding [
92].
The most established and well-known host cell surface receptor that binds to the RBS in HA1 is sialic acid (SA), specifically N-acetylneuraminic acid (Neu5Ac or also known as α2,6 SA) and N-glycolylneuraminic acid (Neu5Gc or also known as α2,3 SA), located on the terminal glycans of host transmembrane proteins [
4]. Generally, AIV prefers to bind α2,3 SA, while human influenza viruses prefer to bind α2,6 SA [
92]. Studies of SA distribution in humans revealed that α2,6 SA is more abundant in the upper respiratory tract (including nasopharynx and mucus-producing cells), whereas α2,3 and α2,6 SA are equally prevalent in the lower respiratory tract, which includes the trachea, lungs, and bronchus [
93]. Despite the presence of α2,3 SAs in the respiratory tract, AIV transmission into humans remains inefficient. This is possibly due to a lack of α2,3 SAs and effective host innate immune responses in the upper respiratory tract, which prevents AIV from traveling to the lower respiratory tract that contains more α2,3 SAs [
93,
94]. However, the previous cases of AIV transmission in humans occurred as a result of direct contact or exposure to infected animals, causing a high viral load that can travel deeper into the lower respiratory tract while escaping the host antiviral response, allowing AIV to bind to an acceptable amount of α2,3 SAs and then lead to a viral pathological effect [
44,
95].
To achieve efficient and stable transmission between humans, AIV needs to switch binding preference from α2,3 SA to α2,6 SA via amino acid substitution at the RBS of HA1 [
96]. Initially, the RBS must have distinct amino acids to accommodate the different conformations of α2,3 SA and α2,6 SA (Shi et al., 2014). In the past influenza pandemics, at least two adaptive substitutions in RBS were required to shift the preference from α2,3 SA to α2,6 SA: E190D and G225D for H1N1 (1918 and 2009), Q226L and G228S for H2N2 (1957) and H3N2 (1968) [
92]. In H1N1, E190D and G225D substitutions influence receptor-binding specificity via two slightly distinct but correlated mechanisms: mutations within the 190-helix (located at the top of the RBS) improve stability via hydrogen bonding and remove side chains that potentially inhibit α2,6 SA binding, while mutations within the 220-loop (located toward the RBS base) influence preferential adaptation from α2,3 SA to α2,6 SA [
97]. In H2N2 and H3N2, the Q226L substitution established a hydrophobic environment incompatible with the α2,3 SA's hydrophilic glycosidic oxygen but complementary to the α2,6 SA's hydrophobic C6 atom, resulting in preferential binding to human receptors [
98]. Furthermore, the G228S formed a hydrogen bond with SA, thus enhancing HA's affinity for the α2,6 SA [
99]. Despite being different variants, the broad effect of Q226L/G228S in H2 and H3 appears to be similar to G225D in H1, where adaptive variants act in close proximity to the SA glycosidic linkage to promote binding to α2,6 SA while reducing preference for α2,3 SA through steric hindrance [
97].
The possibility of a pandemic, along with evidence of partial human adaptation, has triggered the curiosity of researchers about the further adaptive mutations that may be required for AIVs to fully 'jump' the species barrier into humans, especially in the case of H5N1, H7N9, H6N1, H9N2 and H10N8. According to studies, H5N1 could establish persistent human-to-human and full airborne transmission via Q226L, N224, or G228S mutations [
97]. However, current natural H5N1 and variants have been reported to preserve dominant binding to α2,3 SA, showing that only partial adaptation to α2,6 SA has occurred. Furthermore, from 2016 to 2020, there was a significant decline in H5N1 human infections, lowering the probability of such evolution and the risk of a new pandemic [
69]. Early H7N9 isolates were reported to possess a Q226L substitution linked to pandemic-related receptor specificity switch mutation but retained significant binding to α2,3 SA [
96]. According to de Vries et al., the variant requires simultaneous substitutions of three amino acids for complete α2,6 SA switch specificity, either V186G/K-K193T-G228S or V186N-N224K-G228S [
100]. Meanwhile, in the 5
th wave of human infection by H7N9, Pu et al. discovered six more substitutions in the HA1 RBS that may contribute to the α2,6 SA switch specificity: A118T, S123N, A131V, R136K, L173I, and M232I [
101]. This wave was worse than previous and following waves, spreading the fastest from September 2016 to April 2017 with 623 confirmed cases [
102]. Thus, current circulating H7N9 viruses have attracted a lot of attention due to the increased potential for a pandemic. In the cases of H6N1, H9N2, and H10N8, these viruses have a low risk of infecting humans and cause only mild symptoms. Nonetheless, their pandemic risks must not be overlooked. H6N1 and H10N8 could achieve complete human-type receptor specificity by only substituting G225D, Q226L, or G228S [
90,
100]. Meanwhile, H9N2 has been reported to be able to reassort with other circulating AIVs, including H5N1, H7N3, and H7N9 [
97].
5.1.2. NA and host SA
Another AIV glycoprotein that interacts with SA, NA, has been chiefly focused on its role in the exit of progeny virus from infected cells, where recent growing data support an essential role of NA during the virus attachment and internalization process [
5]. The catalytic activity of NA removes sialylated 'decoy' receptors on mucin, cilia, and glycocalyx, allowing the virus to travel smoothly across the cell surface and efficiently access functional receptors on the surface of the host cell [
103]. In contrast with the catalytic activity of NA, it was proposed that NA also interacts with SA through direct receptor binding. The NA binding site is either at the same catalytic site or near it and is referred to as the second binding site. Although the biological role of receptor binding via NA is still unclear, it is thought to be critical for viral entry.
Substitution of D151G, D151A, D151N or T148I near the NA active site in H3N2 [
104,
105] or G147R in N1 NA [
106] correlates with the receptor binding acquisition. The fact that the entry and infection of AIV having NA D151G in MDCK cells can be blocked by NA inhibitors [
107] supports the crucial role of NA active site-associated receptor binding in virus entry. Concerning the complementary and opposing effects of HA and NA on SA binding, the relative activity of the two proteins must be balanced, preventing one's role from overshadowing the other's and preserving the capacity to successfully infect and release from cells [
5]. The HA avidity for α2,6 SA must be high enough to allow binding before the NA may cleave the receptor in order to attach and enter the host cell. In contrast, HA binding to α2,6 SA cannot be too strong because the NA must be able to cleave the receptor to release new progeny virions and avoid aggregation at the cell surface [
103]. Moreover, a functional balance between HA affinity and NA enzymatic activity with SA is necessary to facilitate airborne transmission between humans [
4].