1. Introduction
Since its discovery in 1974 as an outstanding technique for enhancing the Raman signal [
1], surface-enhanced Raman scattering (SERS) is gaining increasing interest due to its sensitivity which could enable single-molecule detection [
2]. Despite the exponential growth of publications on SERS, the true mechanism of enhancement is not fully understood, although electromagnetic theory tends to cover all major SERS observations [
3]. This technique is based on plasmonically active substrates, which couple laser photons and free electrons within these substrates to induce localized surface-plasmon resonances (LSP) and surface plasmon polaritons (SPP) in, respectively, metallic nanoparticles and planar metallic surface with adjacent dielectric interface [
2]. This leads to an enhancement of electromagnetic fields in close proximity to the surface, where the analyte molecules are adsorbed, consequently enhancing their Raman signal.
In recent years, the sensitivity of the SERS technique has been further improved by employing hybrid substrates, which additionally incorporate dielectric photonic crystals (PCs) or resonant gratings [
4]. Such structures have a characteristic interaction with light that can, in a certain wavelength range, obtain a high evanescent field at the surface where the plasmonic structures are often located and, thus, additionally enhance the SERS signal. For instance, in Hu et al. [
5], the presence of a resonant 2D dielectric grating led to the coupling of a guided-mode resonance (GMR) with the LSP, resulting in an improved SERS signal. Nevertheless, the fabrication of such structures often requires clean-room techniques that come with high environmental and financial costs.
As an alternative green solution, some biomaterials have been suggested to replace such artificial dielectric structures in the fabrication of hybrid SERS substrates [
6,
7,
8,
9,
10]. Among these, diatoms have been proposed as an outstanding source of biosilica with periodic porosity, mainly in the range of visible light wavelengths [
11]. Diatoms are unicellular aquatic microalgae enclosed in an intricate porous exoskeleton [
12], representing one of the exquisite examples of natural 2D photonic crystals [
13,
14]. Unlike artificial PCs fabricated with expensive techniques such as lithography, being thus a limiting factor for disposable sensors, diatoms are abundant and versatile [
11,
14,
15]. Diatoms can be cultivated under a wide range of conditions if nutrients and light are provided, and their biosilica can be retrieved [
16], modified [
15,
17], and utilized as building blocks in photonic applications [
14,
18]. Each of the thousands of species discovered so far has a unique morphology, valve geometry, and pore pattern [
12]. Other examples of biomaterials used in fabrication of hybrid SERS substrates include peacock feathers and opal [
19] as well as butterfly wings [
20].
Diatom biosilica, i.e., mainly their valves, have been successfully employed in the fabrication of various hybrid SERS sensors. These efforts have recently been reviewed in [
11]. It has been suggested that diatom valves primarily contribute to the SERS enhancement through GMR [
11,
21] but also by concentrating analyte molecules as well as nanoparticles on their surface and pore rims. In previous work, valves of several diatom species, mainly
Pinnularia spp., have been utilized to fabricate hybrid substrates for SERS coated with either silver or gold nanoparticles or, less often, thin films [
11]. The creation of “hot spots” between nanoparticles (NPs) leads to SERS enhancement factors of up to 10
16. Nevertheless, homogeneous distribution of NPs remains a big challenge, leaving the hot spots to be placed randomly and thus hampering the reproducibility of the SERS signal. On the other hand, a continuous metallic thin film may enable homogeneity of the SERS signal across a hybrid substrate. It could also reveal the contribution of structural features of the valve of a given species to SERS and the photonic properties, such as GMR. In literature, attempts to coat diatoms with homogeneous metallic thin films are scarce [
11]. For instance, in Managò et al. [
22]
Pseudo-nitzschia multistriata valves were coated with 20-50 nm thick gold films, where films of 20 nm thickness showed cracks and discontinuities. With increasing film thickness, the uniformity improved with SERS-signal reproducibility reaching 80%. However, the 50 nm film exhibited a roughness of up to 10 nm. Kwon et al. [
23] coated
Coscinodiscus sp. with thin films of 15 nm, yet without disclosing any data on roughness. Moreover, by using thin plasmonic films, one gets rid of the influence of incoming light polarization, as in case of metallic NPs the strongest signal is obtained when laser light is polarized parallel to the central axis of the NPs [
24].
In this work, we experimentally evaluate SERS enhancement, homogeneity and reproducibility obtained by hybrid substrates consisting of biosilica valves of three diatom species of very different structural features coated with an ultrathin uniform gold film of 10 nm thickness: small pennate Gomphonema parvulum, medium-sized centric Aulacoseira sp., and large centric Coscinodiscus radiatus. We deliberately chose three extremely distinct species to investigate the contribution of their structural features and the associated optical properties. A numerical analysis using the frequency domain method supplements the experimental results.
2. Materials and Methods
2.1. Hybrid substrate preparation
Three morphologically distinct diatom valves belonging to three different species have been scrutinized in this study. Fresh cultures of centric diatom Coscinodiscus radiatus (Cocs) and of pennate diatom Gomphonema parvulum (Gomp) were kindly provided by Dr. Cathleen Oschatz (Max plank Institute, Germany), while a diatomite (DE) sample was purchased from EP minerals (USA) with abundant Aulacoseira sp. (Aula). The siliceous valves were extracted from the fresh cultures via oxidation using the hot hydrogen peroxide method to remove organic matter, followed by washing several times with deionized water. Fossil valves of Aulacoseira sp. (Aula) have been purified from the DE sample using the cold HCl method. After purification, the clean valves were kept in deionized water for further use.
To obtain a monolayer of clean valves, about 60 µl of the valves’ suspension was spread over clean glass substrates via the drop-casting method and left to dry under ambient conditions. The concentration of the valves was optimized for each sample to avoid agglomeration while forming the monolayer. To obtain a homogenous and well-adhered ultrathin gold film across the valves, a self-assembled monolayer (SAM) was applied to the substrates before the thermal evaporation process. For this, the silica surface of the obtained monolayer was firstly activated using a plasma cleaner (Harrick PDC-32G) in a low-pressure air atmosphere at mid-power, employing RF ≈ 10MHz for generating the plasma for 10 min. Then, the samples were transferred directly into a vacuum desiccator with an open Eppendorf containing about 80 µl of (3-Mercaptopropyl)trimethoxysilane (MPTMS). Thereafter, the desiccator was evacuated immediately using a rough vacuum pump for 40 min. After three days in the evacuated desiccator, the substrates were transferred directly to a Physical vapor deposition chamber (KJLC Nano 36), where a high vacuum (10-6 Torr) was applied. The deposition was carried out with an initial rate of 0.1 Å /s and a final thickness of 100 Å (10 nm). The thickness was estimated using an integrated quartz-crystal microbalance. After deposition, the hybrid substrates were stored in a clean box for further use.
In order to compare the hybrid devices with the performance of a bare ultrathin gold film, a reference substrate was fabricated without diatom valves. This gives a transparent electrode with a resistance of (45 ± 3) Ω over the whole film. Our previous work showed that this film has a maximum UV-VIS transmittance at 532 nm and a maximum absorbance at 890 nm, where plasmonic resonance reaches the maximum (
Figure S1).
2.2. Characterization
Structural characterization of diatom valves as well as of the ultrathin gold layer was done by a Scanning Electron Microscope Hitachi SU8030 supported with a secondary electron detector.
For SERS measurements, about 7 µl of 1 mM Rhodamine 6G (R6G) in ethanol was dropped on top of the gold and left to dry at ambient conditions. SERS measurements and mapping were carried out in a backscattering configuration on a Horiba XploRA equipped with a charge-coupled-device (CCD) detector. The spectra acquisition was carried out using an excitation laser wavelength of 638nm, in a spectral range of 500 – 2100 cm-1.
2.3. Numerical analysis
The numerical calculations were based on the finite element frequency domain method (FEFD) implemented in COMSOL Multiphysics 5.5. Two-dimensional models representing 2D cross sections (CSs) across the valves were built based on the structural parameters extracted from SEM analysis. A layer of 10 nm thickness, representing the thin gold film, was added to the CSs. The CSs were analyzed in a large rectangular simulation box, illuminating from the left-hand side boundary with a transverse electric field of strength 1 V/m. Perfectly matched layers were applied to the other three boundaries. The refractive indices of air and silica were set to 1.00 and 1.46, respectively.
4. Discussion
The exceptional smoothness, adhesion, and conductivity of the ultrathin gold film - besides optical transparency - is attributed to the as-used fabrication method involving a molecular adhesive monolayer of MPTMS [
31]. Such properties cannot be obtained by evaporating gold directly on a glass substrate [
32]. Reducing film roughness on diatom valves helps elucidate the enhancement contribution of the valves with respect to the obtained SERS enhancement. Introducing diatom valves to the substrate adds micro- to nano-scale structuring to the film. On structured metal films, unlike the flat film of the reference substrate, the plasmonic excitations could be localized within nano-scale features, resulting in a combination of propagating and confined plasmon excitations [
23].
The pore size and pore spacing in diatoms are usually addressed to be the key parameters in considering the valves’ photonic crystal features. In many diatom valves, the pore diameter spans four orders of magnitude, from 3 - 2000 nm [
12,
14,
17,
33], and the pore spacing is in the same range, in many cases overlapping with the wavelength of visible light. The pore size and spacing of our three structurally distinct valves are comparable with λ
exc. Pore size and pore spacings of Gomp are smaller than λ
exc. For Aula, pore sizes are approx. λ
exc/2, while the spacing matches or exceeds λ
exc. Finally, for Cosc, the pore size is 2λ
exc and the spacing approx. 3λ
exc. Therefore, the periodic porosity of the valves is similar to PC slabs and could have features such as GMR for off-axis light propagation. Nevertheless, unlike artificial PC slabs, diatom valves are of finite size, with curved edges, and often with more complex symmetries [
33].
In resonant gratings and PC slabs, with a spacing comparable to the incident wavelength, the GMR can be supported depending on different parameters, including pore spacing, fill factor, thickness, light incident angle, and light polarization [
34,
35,
36]. The supported GMR can couple to plasmonic resonances that can strongly enhance the electromagnetic field at the interface (by evanescence), where the probe molecules are located. This increases the absorption cross-section of the probe molecules, which eventually leads to the enhancement of scattering, including Raman, obtaining a greatly surface-enhanced Raman signal. For this, λ
exc should match or be close to λ
GMR [
21,
37,
38].
The simulation results show that Gomp valves can partially support GMR close to λ
exc while the GMR supported by Cosc valves are probably off λ
exc. In the case of Aula valves, GMR are only supported close to λ
exc if the lower value of the pore spacing is considered. However, the single Aula valve has a variation in pore spacing, defects, and imperfections. In the case of defects and imperfections, the porous valve face still supports GMR, but with shifted values, as demonstrated in
Figure S4 where the central pore is blocked (left) and the cross section reduced just on analytical grid (right). The Cosc valves might support a different mechanism by light trapping inside the areolae, acting like a microcavity. Unlike planar PC slabs, the presence of the mantle can couple the light into the valve, as has been suggested through near-field scanning optical microscopy [
39]. This can also add up to the observed enhancement in SERS. Finally, it should be noted that the two-dimensional simulations have limitations especially when considering resonance phenomena, as the valves have three-dimensional structure. The simulations also did not include the influence of the substrate.
Author Contributions
Conceptualization, L.Reissig and M.Gilic.; methodology—hybrid substrate preparation, M.Ghobara.; methodology—SEM characterization, M.Gilic; methodology—SERS measurements and mapping, M.Gilic and M.Ghobara; numerical analysis, M.Gilic; formal analysis, M.Gilic and M.Ghobara; writing—original draft preparation, M.Gilic; writing—review and editing, L.R., M.Gilic, and M.Ghobara; visualization, M.Gilic and M.Ghobara; project administration, L.Reissig.; funding acquisition, L.Reissig. All authors have read and agreed to the published version of the manuscript.