1. Introduction
Insect outbreaks are major natural disturbances in forests and have been for a long time [
1,
2,
3]. Defoliation by insect herbivores not only slows tree growth, but it can also promote nutrient cycling and accelerate succession [
4]. Caterpillars are prey and their population explosions affect trophic webs [
5]. Ecosystem effects of insect outbreaks can happen through various direct and indirect mechanisms: leaf removal increases light and temperature on the forest floor, exploding caterpillar populations increase prey availability for many predators, and frass, insect corpses and dropped foliage constitute nutrient transfers from trees to soils [
5,
6,
7,
8,
9,
10]. Together, these effects can stimulate decomposition, enhance nutrient mineralization, increase soil respiration, promote plant growth and alter brown food webs [
11,
12,
13,
14,
15]. However, the full complexity of underground food webs remains poorly understood and the role of soil arthropods in mediating the effects of leaf-eating insect outbreaks on ecosystem functioning is not clear [
16].
Caldéron-Sanou et al. [
16] found that direct and indirect effects of caterpillar outbreaks increase the diversity of other arthropods in the underground food web at different trophic levels. They showed that the magnitude of the effects of defoliation did not decrease at higher trophic levels, contrary to what may be assumed. The researchers expected the effect of defoliation to be diluted the higher the trophic level. Instead, they observed a more diverse food web and a greater proportion of high-trophic level taxa in defoliated than in control forests. In this kind of study in temperate and boreal regions, it is expected that the effects of disturbance will be higher for primary decomposers and producers and lessen at higher trophic levels such as predators. This finding does not support a mitigation hypothesis related to disturbances where the effects of disturbances would be lower for species at the top of the food web. Additionally, because so many of the species making up the soil community are responsible for structural and functional characteristics of the ecosystem, a change in their assemblage could have large impacts on ecosystems [
17,
18,
19,
20,
21,
22].
Ants are particularly important in northern forests since they are one of the few large-scale ecological engineers [
23,
24,
25]. Ants make up a large part of the insect biomass and can play multiple ecological roles such as predators, soil engineers, nutrient cyclers and regulators of plant growth and reproduction [
26,
27,
28,
29], thus shaping both in-ground and above-ground trophic webs. In these northern forests, ants play a crucial role in arthropod communities [
30,
31] and nutrient fluxes [
29,
32]. The social organization of ant colonies means they can respond rapidly and dramatically to changes in the environment and hence can mediate ecosystem effects of disturbance [
33].
Prey availability for ants can increase with defoliator outbreaks both directly due to the presence of caterpillars and indirectly due to the stimulation of brown food webs. Indeed, soil detrivores and fungivores respond to an increase in microbial biomass and activity induced by high-quality inputs leading to increased soil respiration and nutrient cycling, especially if the nutrient inputs are sustained for a few years [
5,
34,
35,
36,
37]. Many of these soil microarthropods can be prey for ants [
38,
39], but this is not the only way in which changes in brown food webs can influence ants. Indeed, ants are deeply interconnected with boreal and temperate forest trophic webs [
30,
31], but their responses to changes in these communities are not well understood. For instance, increases in other arthropod predators could constrain ant responses. Ants are well-understood to exert significant predation pressure on forest defoliators [
40,
41,
42,
43]. However, the reverse, namely the effects of outbreaks on ant communities, has received less attention. Considering the keystone role of ants, this knowledge gap constrains our understanding of cascading effects of defoliator outbreaks.
The impacts of forest canopy opening on ants have mostly been studied through the effects of forest management [
44,
45,
46,
47]. Multiple studies have shown an increase in ant abundance and diversity with moderate management intensity [
46,
48,
49]. The main driver appears to be a change in microclimate on the forest floor resulting from to canopy opening. Grevé et al. [
50] found that forest management (proportion of harvested tree volume and even-aged stands) increases abundance, species richness and functional diversity in ant communities in temperate forests and that this was due to reduced canopy cover and stand structural complexity. They also found that shade-intolerant ant species were more likely to be favoured and that this was likely due to warm conditions in the stands. In Japanese temperate forests, both open habitat specialists and generalists were abundant in managed forests, but woodland specialists declined [
45,
51]. In boreal forests, similar trends have been observed in Europe [
48,
52]. In general, in temperate and boreal forests open habitats seem to have positive effects on ant diversity and abundance. Less shade-tolerant ant species were especially correlated with lower canopy coverage in European studies [
48,
52,
53].
The forest tent caterpillar (
Malacosoma disstria) is an important forest defoliator of hardwoods across much of North America. Outbreaks usually last 3-5 years and, while they slow the growth of host trees, seldom lead to widespread tree death [
54]. Defoliation during forest tent caterpillar outbreaks increases canopy openness, leading to an increase in sun exposure to the forest floor, resulting in higher soil temperatures, drier soil, and increased growth of saplings and understory plants due to increased light availability [
55]. Similar canopy opening has been shown to increase ant abundance and species richness in managed or recovering forests [
46,
48].
However, insect outbreaks, unlike most forest management practices, also involve an increase in prey abundance for ants, both directly from the outbreaking caterpillars and indirectly via the stimulation of brown food webs. Indeed, ants are common predators of caterpillars [
56] and have been shown to have substantial impacts on the abundance of caterpillars [
40,
57,
58] and other leaf-chewing herbivores [
59]. Ant predation has been suggested to show a density-dependent response to caterpillar availability, to increase during an outbreak and to play a role in controlling the outbreak [
60,
61]. Ants could alter trophic cascades by lowering herbivory damage [
62,
63,
64]. While thinking of trophic cascades, it is also important to consider that ants predate on soils microorganisms, such as springtails, as well, with certain groups like the ground-dwelling Dacetini being specialized predators [
65], thus acting on different parts of the food web associated with caterpillar outbreaks.
In this study, we investigate the dynamic between ant communities and defoliation at the ecosystem level in both a boreal and a temperate forest. Specifically, we evaluate the effects of a forest tent caterpillar outbreak (Malacosoma disstria) on ant communities, examining drivers related to both environmental conditions on the forest floor and changes in soil arthropod communities. We hypothesize that canopy opening, the presence of high numbers of caterpillars, and an increase in soil arthropods driven by nutrient inputs will lead to higher ant species diversity. Increased energy and nutrient flow, combined with increased heterogeneity of the forest floor is predicted to open niches thus promoting higher ant diversity. In terms of evenness, we have two possibilities: either many species are favoured, thus leading to a more homogenous community (higher evenness) or only a few species can take advantage of novel conditions, thus leading to a more heterogenous community (lower evenness). We also examine associations of the ant species with control or outbreak sites. Finally, we evaluate the role of three potential drivers related to outbreaks which could affect ant populations, namely canopy opening, increased soil microarthropod populations (using collembola as a representative group), and changes in soil arthropod predator populations.
3. Results
We collected and identified a total of 2944 individual worker ants belonging to 54 species and morphospecies from 3 subfamilies and 10 genera across our 28 sites in the boreal forest and 24 sites in the temperate forest.
Ants were not present in all pitfall traps, even though they collected other arthropods. From the sites sampled in the boreal forest, we were able to collect ants from 100% of the control sites and 92% of the outbreak sites. In the temperate forest, we collected ants from 83% of the control sites and 50% of the outbreak sites. Species accumulation curves validated our experimental design in terms of species sampling for both defoliation histories and both regions.
Forest tent caterpillar colonies were observed in 2017 in outbreak sites (3.36 ± 1.86 (mean ± SD) colonies of 20 saplings) but not in control sites, and none were observed at all in 2018 and 2019 in the boreal forest. In the temperate forest, we observed colonies both in the outbreak sites (5.5 ± 2.85 (mean ± SD) colonies of 20 saplings) and in the control sites (4.01 ± 2.50 (mean ± SD) colonies of 20 saplings).
3.1. Species richness and evenness
Three species were shared between the two regions. We found a total of 30 species in the boreal forest sites, with the species occurring most often being Camponotus novaeboracensis (23% of traps), Myrmica alaskensis and Formica subanescens. In the temperate forest sites, we found a total of 18 species with the species occurring most often being Aphaenogaster picea (25% of traps), Lasius americanus and Stenamma diecki. Many rare species, with only one occurrence, were observed.
In the boreal forest, we observed significantly lower species richness (df =1, F=9.901, P=0.003) and significantly higher evenness in the outbreak than in the control sites (df=1, F=8.667, P=0.005). We identify similar trends in the temperate forest sites, however, the high proportion of traps that did not collect ants (90 %) reduced the sample size and hence the power of the analyses. At least one trap per site had ants, therefore, when pooled, we had ants in 83% of the outbreak sites and 50% of the control sites. Species richness did not differ between control and outbreak sites (df=1, F=1.53, P=0.234), but evenness was significantly higher in outbreak sites (df=1, F=5.008, P=0.056) (
Figure 1, Table 1).
3.2. Species composition
3.2.1. Ordination
In the boreal forest sites, species composition varied significantly between control and outbreak sites (F = 5.391, p = 0.002, R
2 = 0.091 df = 1) (
Figure 2a;
Table 2). Canopy openness, collembola abundance and diversity all align with defoliation showing that they all increase with increased defoliation, but do not contribute significantly to predicting ant communities. Predators also increase with defoliation and were significantly associated with changes in the ant community.
In the temperate forest, on the other hand, while control and outbreaking sites tend to cluster away from each other (
Figure 2b), this clustering was not significant. Additionally, no other factors included in the analysis showed any significant effect on ant community composition (
Table 2).
3.3. Beta diversity
The taxonomic multivariate dispersion (i.e., homogenization) did not differ significantly between defoliation histories in the boreal forest (F = 1.021, df = 1, p = 0.27), but did in the temperate forest (F = 7.60, df = 1, p = 0.01) (
Figure 3). However, it is important to note that homogenization is quite low (i.e. beta diversity is high) for all our sites since the distance to the centroid is high above the null expectation.
3.4. Indicator species
The indicator Value (IndVal) index measures the association between a species and a site group, in our case, defoliation history. Out of the 30 species found in the selected sites in the boreal forest, 26% (5 species) were significantly associated with one group, with 4 representing the control sites and 1 the outbreak sites. (
Table 3) Another 4 species were found to be as likely to occur in both groups.
In the temperate forest, however, we found no significant pattern of association with the defoliation history groups. Out of the 15 species found in the selected sites in the temperate forest, 4 species were as likely to occur in both groups, but even for others showing a preference for one of the two groups, none was strong enough to be considered as an indicator.