1. Introduction
As a crucial component of the urban public transportation system, metro could effectively solve the "big city problems" such as environmental pollution, carbon emission and traffic congestion, thus promoting sustainable and healthy travel for residents [
1,
2,
3]. In recent decades, Transit-oriented development (TOD) has gradually become a cutting-edge model for urban community planning and a new direction for urban sustainable development, but there still exists the phenomenon of uncoordinated degree of integration between urban rail transit hubs and urban functional areas in the process of urban development, causing a series of problems such as excessive flow during peak periods, unbalanced ridership at incoming and outgoing stations, and unbalanced distribution of ridership [
4,
5,
6]. The varying patterns of metro station ridership have a strong correlation with the built environment factors of the pedestrian catchment area surrounding metro stations [
7,
8], and the different types of metro stations with varying patterns of ridership are spatially heterogeneous due to the driving effect of built environment factors. In this context, this study classifies the stations based on the varying patterns of metro station ridership, and clarifies the supply and demand situation and functional features of different types of metro stations. Besides, we further investigates the influence of built environment factors on different types of metro stations and identifies the strategies for optimizing the built environment of different types of metro stations. This study aims to investigate the urban renewal strategy of coordinated interaction between rail transit planning and urban planning, which will help to improve the efficiency of metro operation and station service quality, and enhance the spatial vitality of the pedestrian catchment area surrounding metro stations [
9].
The intricate relationship between metro station ridership and built environment factors has garnered significant attention from scholars in recent years. The advent of smart card data and open-source databases has facilitated the examination of this relationship through big data analysis. However, most studies have focused on the total ridership of metro stations [
10,
11], overlooking the different ridership patterns of stations. Additionally, some important factors, such as station centrality and location value have been ignored when evaluating the relationship between metro station ridership and built environment factors. In this context, this study aimed to bridge research gaps by investigating the relationship between the varying patterns of metro station ridership and built environment factors based on smart card data in Tianjin, China. There are two crucial questions in the present study: (1) What are the types of metro stations based on varying patterns of ridership and what are their distinctive characteristics? (2) What is the association between the varying patterns of metro station ridership and built environment factors? The answers to these questions can offer valuable insights for rail transit planning and urban renewal.
The remaining sections are structured as follows.
Section 2 provides a review of related literature, including identifying the varying patterns of metro station ridership, the evaluation dimensions of built environment factors, and the relationship between metro station ridership and built environment. In
Section 3, the methodology and smart card data used in this study are presented. The results of the study are analyzed in
Section 4. Finally,
Section 5 provides discussions based on these findings.
2. Literature Review
2.1. Identification the varying patterns of metro station ridership
The role of mobility in shaping urban morphology and function partition has been recognized by urban scholars [
12]. Smart card data, containing detailed information on passenger trip transactions, has been utilized to investigate resident trip characteristics and to describe transportation supply and demand [
13], providing strategies for public transportation system operation and management [
14]. The dynamic features of ridership in smart card data have been analyzed using clustering methods to identify the varying patterns of metro station ridership [
15,
16]. For example, researchers have adopted methods such as K-means clustering, two-stage clustering, and self-organizing maps (SOM) to classify metro stations [
17,
18,
19]. Among these methods, K-means clustering was one of the most widely used clustering methods due to its high computational efficiency and interpretability [
17]. However, K-means method cannot effectively choose the initial K value. To address this issue, we developed a new method which combining the hierarchical clustering with K-means clustering to classify the different patterns of metro station passengers.
2.2. Measurements of built environment factors
Studies have shown that built environment factors have a significantly heterogeneous impact on metro station ridership [
20]. The '3Ds' framework developed by Cervero and Kockelman was widely used to describe built environment factors, namely diversity, density, and design [
21]. Among them, diversity includes indicators such as land-use mix entropy, percentage of land use type, and POI functional mix, density usually includes indicators such as population density, employment density, and floor area ratio, and design usually includes road network density and intersection density. Ewing and Cervero later expanded the framework to include distance to transit and destination accessibility, forming the “5Ds” framework [
22], which has been widely used for its effectiveness in TOD studies [
23,
24]. Moreover, new indicators have been gradually introduced into the “5Ds” framework as the research deepen, including fine-scale land use types [
25], architectural features [
26], and visual enclosure of the street [
27].
In terms of evaluating the built environment of metro station area, some researchers also utilized complex networks theory and location theory to investigate the spatial characteristics of metro networks [
28,
29], and the commonly adopted indicators include network betweenness centrality, network closeness centrality, and location value. In order to provide a comprehensive evaluation of the built environment's impact on the varying patterns of metro station ridership, this study introduced the centrality and location factors to form the "5D+C+L" framework.
2.3. Association between metro station ridership and built environment
In recent years, several studies have analyzed built environment factors affecting metro station ridership [
30,
31,
32,
33]. Most studies focused on investigating the association between built environment factors and total ridership of metro stations. For example, the dependent variables in previous studies usually contained average daily inbound and outbound ridership [
30], morning-peak and evening-peak ridership on weekdays [
31], average weekday boardings [
32], and station-to-station ridership [
33]. These studies usually adopted global or local regression models to analyze the multiple linear regression relationship between built environment factors and total ridership of metro stations [
34,
35,
36,
37,
38,
39]. For example, in terms of global regression model applications, Loo [
34] utilized the Ordinary least squares (OLS) model to investigate the influencing factors of rail transit ridership in New York City and Hong Kong, and Sohn [
35] utilized the Structural equation model (SEM) to investigate the influencing factors of rail transit ridership in the Seoul metropolitan area. In terms of local regression model applications, Zhou [
38] utilized the Multiscale geographically weighted regression (MGWR) model to investigate the spatial heterogeneity of built environment factors on "bike-subway scenario" usage, while Fu [
37] and Liu [
39] utilized Geographically and temporally weighted regression (GTWR) model explored the spatiotemporal heterogeneity of metro ridership by built environment factors.
Overall, existing studies mainly investigated metro station ridership as a continuous variable, lacking investigation of the relationship between the varying patterns of ridership and built environment factors. To fill this gap, we adopted multinomial logistic regression analysis in this study to explore the association between the varying patterns of metro station ridership and built environment factors.
3. Materials and Methods
3.1. Study area
The study area for this research is Tianjin, one of the four municipalities directly under the Central Government of China, covering a total area of 1100 km² and having a resident population of more than 13 million. Tianjin's metro system was established in 1970, making it the second Chinese city to build a metro system after Beijing. As of December 2020, Tianjin metro system had six lines and 143 operational stations.
In previous studies, researcher usually utilized an 800 m buffer zone as the pedestrian catchment areas (PCA) of metro stations [
32]. However, the 800 m distance could result in overlapping catchment areas, especially in the central urban area. To resolve this issue, the Thiessen polygon method was adopted [
31], as illustrated in
Figure 1, to define the pedestrian catchment areas (PCA) of metro stations without any overlap. The study area's relevant built environment factors were assessed within this range.
3.2. Research framework
Figure 2 presents the methodological framework of this study, which includes four primary steps: (1) extracting dynamic features of metro ridership, (2) classifying the varying patterns of metro ridership using K-means clustering and hierarchical clustering methods, (3) selecting multidimensional built environment factors, and (4) estimating the relationship between built environment factors and varying patterns of metro station ridership based on multinomial logistic regression analysis.
3.2.1. The measurement of dynamic features of metro ridership
The smart card data used in this study were obtained from the Tianjin Metro Group and spanned from December 12 to 16, 2020. The raw ridership data of the metro stations were segregated into two datasets, namely inflows and outflows, during the operational period of 6 a.m. to 24 p.m. To ensure comparability among various stations, we standardized the average hourly inflows and outflows using the z-score method [
40]. The dynamic feature index of metro ridership was derived from the datasets, encompassing time series feature and ridership intensity feature. This study utilized various indicators, including the number of peaks, skewness, kurtosis, peak hour factor, morning peak hour factor, evening peak hour factor, and equilibrium coefficient of ridership, as proposed in previous studies [
41]. The calculation formulas and explanation of each indicator are presented in
Table 1.
Principal component analysis was used to reduce the dimensionality of the indicators in order to eliminate the strong correlation between them. The datasets contained inflows and outflows, resulting in a total of 14 indicators (
X1 to
X14) after standardization. The principal component analysis result shown that there were 4 latent roots greater than 1 in the model (
λ1=4.667,
λ2=4.271,
λ3=1.712,
λ4=1.039). The cumulative contribution rate of the four principal components was 83.492% (w
1=33.34%, w
2=30.51%, w
3=12.23%, w
4=7.42%). The composite score of the ith principal component can be calculated as follows:
where
Yi refers to the composite score of the ith principal component,
wi denotes the contribution rate of the ith principal component,
ani is the score coefficient of the nth index of the ith principal component. The principal component score coefficient matrix is shown in
Supplementary Table S1.
3.2.2. Hierarchical clustering method and K-means clustering method
The composite score of the extracted principal components was used to classify the varying patterns of metro station ridership using a combination of hierarchical clustering and K-means clustering. Firstly, hierarchical clustering was employed to assess the differences in the varying patterns of station ridership, and the appropriate number of clusters was determined. Next, the initially determined number of clusters was set as the K value of K-means clustering. Finally, the final classification results of the stations were determined using K-means clustering.
Hierarchical clustering is a method that involves sorting and grading nodes by measuring their correlation and creating a tree hierarchy of network nodes using single or complete link clustering [
42]. In this study, the inter-group association method was used for hierarchical clustering, and the square Euclidean distance was used as the metric. The square Euclidean distance can be calculated using the following formula:
where
d(x, y) refers to the distance between the two cluster of
x(x1, x2, ···, xn) and
y (y1, y2, ···,yn).
xk and
yk are the kth index of
x and
y respectively.
K-means clustering is an iterative clustering analysis algorithm that involves randomly selecting k objects as the initial clustering center, calculating the distance between each object and each initial clustering center, and assigning each object to the nearest clustering center [
43]. In this study, the square of the error was used as the standard measure function, and the Euclidean distance was used as the metric standard. The calculation formulas for the error and Euclidean distance are shown as follows:
where SSE represents the error squared sum of all objects in the set and the center of its subset,
x is a point in the object,
xi is the mean of cluster
Di.
d(x, y) donates the distance between the two cluster of
x(x1, x2, ···, xn) and
y(y1, y2, ···,yn),
xk and
yk are the kth index of
x and
y respectively.
3.2.3. The measurement of built environment factors
In this study, the diversity dimension was evaluated using the entropy score of the land-use mix [
44] and the proportion of land-use type [
45]. The land use data were obtained from the third land use survey in Tianjin, where eight land-use categories were identified, including residential, commercial services facilities, public services facilities, industrial and logistics warehouse, green space, transport facilities, other construction land, and unsuitable construction land.
We adopted population density, employment density, building coverage ratio, and floor area ratio as proxies for density in this study [
46,
47,
48]. Population distribution data of Tianjin were sourced from WorldPop Project, while job-related POI data and building footprint data were obtained through Baidu Map API (
http://map.baidu.com).
Two indicators of road density and intersection density, which were retrieved from OpenStreetMap, were adopted as design dimensionality [
49]. The destination accessibility dimension was evaluated using the density of bus stops and the number of entrances and exits of metro stations. Distance to transit was assessed using the average distance from bus stops [
23,
50]. The data of bus stops were obtained through Baidu Map (
http://map.baidu.com), and metro station data were sourced from the Tianjin rail transit website(
http://www.tjgdjt.com).
Additionally, this study introduced three external influencing factors, namely network betweenness centrality, network closeness centrality, and location value. According to the previous literature, location is considered as a main determinant to estimate housing price [
51]. In this study, we adopted the average house price to measure the location value. The house pricing data were crawled through
https://tj.lianjia.com/. These data were first aggregated to the station catchment areas and then calculated as indicators.
Table 2 summarizes the built environment indicators used in this study.
The study conducted a multicollinearity test on all the independent variables before the regression analysis to ensure that the variance inflation factor (VIF) of the independent variables was less than 5. As a result, indicators such as employment density, floor area ratio, and road density were eliminated from the analysis.
3.2.4. Multinomial logistic regression model
To measure the correlation between the built environment and different ridership patterns at metro stations, we utilized a multinomial logistic regression (MLR) model. The model had built environment factors as independent variables and metro station cluster results as the dependent variable. Prior research has established that the MLR model is a reliable approach for analyzing multi-category issues concerning public transportation [
52,
53]. The MLR model requires one basic category to be identified among all categories to enable comparisons with the other categories. The parameters of each independent variable are relative to the basic category. The probability (P) of a metro station being classified into a particular ridership pattern is expressed as follows:
where
yi =
j indicates the metro station
i being classified into category
j in comparison with the basic category b,
X is the independent variables, and
β is the maximum likelihood coefficient.
4. Results
4.1. The clustering result of varying patterns of metro station ridership
The hierarchical clustering analysis produced a clustering diagram as shown in
Figure 3(a). It is evident that the frequency variation in the number of clusters slowed down when the number of clusters reached 7, with an increase in Euclidean square distance. The curve flattened out when the number of clusters reached 5 or 3. However, when the clustering coefficient was 3, the classification of groups was not detailed enough. Therefore, the number of clusters was preliminarily selected as 5, 6, and 7 in sequence. The K value of K-means clustering analysis was set to the preliminarily selected cluster number. The clustering result was better when the cluster number was 6, and the feature difference between different patterns was obvious. The details of the metro station classification are presented in
Supplementary Table S2, and the clustering results of varying patterns of metro station ridership are shown in
Figure 3(b). Group 1 has the largest number of stations, accounting for 33%, while group 6 only contains 4 stations.
The study presented the characteristics of six varying patterns of metro station ridership corresponding to six station function types, as shown in
Figure 4. Cluster 1 exhibited single-wave type distribution, with inbound and outbound ridership demonstrating obvious tidal characteristics in time distribution. The morning peak was dominated by inbound ridership, while the evening peak was dominated by outbound ridership. Based on this tidal characteristic, we named Cluster 1 as residence-oriented type (ROT). Cluster 2 also demonstrated single-wave type distribution, but with a different peak distribution from Cluster 1. The morning peak was mainly outbound ridership, while the evening peak was mainly inbound ridership. We category Cluster 2 as employment-oriented type (EOT). Cluster 3 demonstrated a double-peak distribution, with inbound ridership slightly higher in the morning peak than in the evening peak, while outbound ridership in the morning peak was slightly lower than that in the evening peak. It belonged to the residence-oriented hybrid type (ROHT). Following the above naming pattern, we named Cluster 4 as the employment-oriented hybrid type (EOHT).
Cluster 5 exhibited relatively average peak ridership in the morning and evening, with inbound and outbound ridership being bimodal, and with no obvious tidal characteristics. It belonged to the residence-employment mixed type (REMT). Finally, Cluster 6 exhibited an irregular, continuous multiband feature, with no obvious peak ridership. The stations belonged to Cluster 6 generally served as urban transport hubs and convention center service stations, and we named Cluster 6 as special functional type.
As illustrated in
Figure 5, the stations classified under Cluster 1 and 3 were predominantly located in the urban periphery, indicating a spatial relationship between ROT station and the suburbanization process. In contrast, the stations in Cluster 2 were primarily situated in the urban core, which reflected the concentration of EOT station in the central business district. Furthermore, the stations in Cluster 4 and 5 were dispersed throughout the main urban area, which was consistent with EOHT station, and REMT station, respectively.
4.2. The result of multinomial logistic regression
The MLR analysis set cluster 1 (i.e., ROT) as the reference cluster. The MLR results showed that the Pseudo R² is 0.78, indicating the model had excellent goodness-of-fit (
Table 3) and strong explanatory ability.
Table 3 presented the MLR results of various metro stations, revealing significant associations between built environment factors and varying types of station clusters, except for special functional station clusters. Regrading diversity, land-use mix was negatively associated with REMT station. The proportion of residential area was negatively associated with EOT station and REMT station. However, the proportion of commercial services facilities area exhibited a positive association with various types of stations, with the largest regression coefficients for EOT station and EOHT station. The proportion of public services facilities area was positively associated with ROHT station and EOHT station. Finally, the proportion of industrial and logistics-warehouse area was positively associated with EOT station and REMT station.
In terms of density, population density exhibited a positive association with various types of stations, with EOHT station showing the highest regression coefficients, followed by REMT station, EOT station, and ROHT station. Building coverage ratio was negatively associated with various types of stations, with the lowest regression coefficients observed for EOT station and EOHT station. Notably, there is no significant association between intersections density and station types. Bus stops density and the number of entrances and exits exhibited a positive association with EOT station.
Regarding centrality, network betweenness centrality was negatively associated with EOHT station, while network closeness centrality exhibited a positive association. Moreover, location value showed a positive association with all station types except for special function, with the regression coefficients in descending order of EOT station, EOHT station, REMT station, and ROHT station.
5. Discussion Conclusions
5.1. Classification of urban rail transit stations
Previous research has predominantly examined the correlation between the built environment and the overall ridership of metro stations [
32,
52], limited studies have been conducted on the association between the built environment and the diverse patterns of ridership. In this study, we established a data-driven analysis framework that integrated smart card data and built environment data to investigate the relationship between the built environment and varying patterns of metro station ridership.
The present study employed a combination method of hierarchical clustering and K-means clustering to identify different clusters according to the ridership of metro stations. All stations were divided into six clusters, i.e., residence-oriented type (ROT), employment-oriented type (EOT), residence-oriented hybrid type (ROHT), employment-oriented hybrid type (EOHT), residence-employment mixed type (REMT), and special functional type (SFT). The findings were in line with earlier research conducted by Zhang [
17] and Li [
41], which indicated that the thematic functional categories of metro stations can be evaluated not only by analyzing the environmental factors around them, such as land use types [
54], POI types [
53], and pedestrian accessibility [
43], but also by considering the different ridership patterns.
5.2. Differences in impact of built environment factors
Furthermore, the study revealed that stations of the same cluster exhibited similar features in geospatial distribution, while stations in different clusters display heterogeneous features, which is consistent with the findings of previous studies [
19,
53]. These findings have implications for shaping the thematic patterns of urban functions, such as creating commercial and financial centers in the core of the city through the distribution of EOT stations [
24,
55], and evacuating the population to the peripheral areas through the distribution of ROT and ROHT stations [
56].
To further investigate the relationship between built environment factors and the varying patterns of station ridership, this study employed multinomial logistic regression analysis. The findings suggested that built environments can partially explain the heterogeneous features of varying patterns of ridership, with a more significant relationship observed between most station clusters and built environment factors [
19]. Specifically, (1) the proportion of land-use types was closely related to the thematic function of the station. Research by Woo [
43] and Liu [
54] supported this finding. For instance, commercial service facility, industrial and logistics storage land were found to be positively associated with EOT stations, EOHT stations, and REMT stations when compared to ROT stations [
53]. (2) Population density was positively associated with most station types, mainly because most ROT stations are distributed in the suburbs. Residents usually prioritized factors such as residence location, surrounding services and facilities, and house price when choosing dwellings, as these factors were directly related to commuting time, medical facilities services, and income level [
57]. (3) The factors of the destination accessibility were only positively associated with EOT stations, primarily because such stations were located in areas that provide numerous commercial, financial, and office jobs. These areas required more transportation services to improve accessibility and walkability [
24,
55]. (4) The location value was positively associated with most station types, and the regression coefficient magnitude was related to the geographic distribution of stations, which was a common phenomenon in large cities [
58], i.e., house prices showed a significant decreasing trend with distance from the CBD. (5) Network betweenness centrality was only negatively associated with EOHT stations, and network closeness centrality was only positively associated with such stations, primarily because these stations were mostly distributed at the periphery of the core and were closer to other stations. Moreover, these stations were rarely located on network shortcuts where metro stations were interconnected [
53]. Overall, compared to other dimensions of built environment factors, the factors of diversity, density, and location had more significant association with the varying patterns of metro station ridership.
5.3. Policy implications
Urban rail transit stations serve as the pivotal nodes of urban public transportation systems, and the pedestrian catchment areas around metro stations are high-density zones of urban socioeconomic activities where residents and workplaces congregate [
31,
32]. Our study in Tianjin, China, reveals that distinct patterns of ridership can be linked to different station thematic functions, and there are variations in land use structure, population density, and accessibility among various station types. Investigating the connection between ridership patterns and built environment factors can provide valuable insights for urban renewal and transit planning. For instance, in the peripheral regions of major cities, ROT and ROHT stations typically have a relatively single land-use function, which impedes the formation of comprehensive regional centers or town centers. In this regard, these stations should focus on developing integrated communities and compound commerce at the station core, which can enhance the livability of the areas by creating a regional center. This strategy could attract more residents from the city center to migrate to the suburbs [
56], and further optimize the urban land-use layout.
5.4. Limitations
Future studies should address the limitations of this study. Firstly, the lack of smart card data for weekends prevented the analysis of varying patterns of ridership of metro stations during weekends. Therefore, future studies should incorporate weekend smart card data to provide a more comprehensive description of station type features and assess the impact of weekends on the correlation between station type and the built environment. Secondly, the absence of longitudinal data acquisition limited existing studies to cross-sectional data analysis, which can only show the correlation between the built environment and varying patterns of metro station ridership. Future research should collect longitudinal data to better understand the cause-and-effect relationship.
6. Conclusions
This study identifies six types of metro stations based on their ridership patterns, each with unique functional characteristics. Various built environment factors have different associations with these ridership patterns. Residential-oriented (ROT) stations were used as the reference point for comparison. The proportion of commercial service facilities, industrial and logistics-warehouse areas, population density, and location value have significant positive effects on employment-oriented type (EOT) stations, residence-oriented hybrid type (ROHT) stations, employment-oriented hybrid type (EOHT) stations, and residence-employment mixed type (REMT) stations. However, building coverage ratio has a significant negative effect on these stations. Notably, different built environment indicators have varying degrees of effect on different types of stations. Density of bus stations and number of station entrances and exits have a significant positive effect only on employment-oriented type stations. Network betweenness centrality and network closeness centrality have a significant effect only on employment-oriented hybrid type (EOHT) stations.
Supplementary Materials
The following supporting information can be downloaded at the website of this paper posted on Preprints.org, Table S1: Principal component score coefficient matrix; Table S2: Results of metro station classification.
Author Contributions
Conceptualization, L.P. and L.R.; methodology, L.P.; formal analysis, L.P. and Y.J.; investigation, L.P. and Y.J.; data curation, J.W., X.X. and X.H.; writing—original draft preparation, L.P. and Y.J.; writing—review and editing, L.R., J.W. and X.H.; supervision, L.R.; All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by the National Natural Science Foundation of China (Grant No.52278070).
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Data Availability Statement
The data cannot be made available due to confidentiality reasons.
Acknowledgments
The authors sincerely thank the editors and anonymous reviewers for their kindly views and constructive suggestions.
Conflicts of Interest
The authors declare no conflict of interest.
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