1. Introduction
The SARS-CoV-2 pandemic has caused considerable human morbidity and mortality, necessitating studies to develop clinical protocols, repurpose existing drugs and develop vaccines to counter these adverse effects [
1]. The pandemic has seen a progression of new variants emerging in different parts of the world which appear to have different age profiles for death [
1,
2] – although the precise nature of the age profile for death is obscured by the fact that different studies use a wide range of age bands ending at age 75+ through to 90+ [
3,
4,
5,
6,
7].
Influenza and SARS-CoV-2 are both examples of the class of RNA viruses showing high mutation rates [
8,
9,
10,
11,
12]. In the UK, the COVID–19 pandemic commenced somewhere in early 2020 with the first laboratory-confirmed death occurring on 2 March 2020 [
13]. However, COVID–19 testing capacity in the UK was very low at that time and earlier deaths due to COVID-19 were possible [
14].
Research in the USA suggests that COVID–19 deaths may have started in early January 2020 [
15]. A general paucity of testing capacity in the UK during the first year of the pandemic [
14] implies that all-cause mortality becomes a good proxy for the incremental changes in real COVID-19 mortality [
16].
In both the UK and USA, the original strain predominates during 2020. The Alpha strain appears around October/November 2020 and predominates from January to June 2021
, the Delta strain commences around May 2021 and predominates from July to December 2021. While Omicron first emerges in November 2021 but begins to spread in December 2021 and dominates in 2022 from around March onwards [
17,
18]. The Beta strain did not appear to gain a major foothold in these two countries [
16,
17]. Hence, we have the pre-COVID-19 era which ends in December 2019 through to the ongoing surges as new variants come to the fore from the end of 2020 onward [
17,
18].
It is important to recall that deaths are a lagging indicator since infection, illness and hospitalization precedes recovery or death. The gap between infection and death is highly likely to be a probability distribution which depends on age and risk factors [
19]. The Alpha variant caused slightly higher mortality than the original strain and primarily affected mortality in the winter of 2020/21. The Delta variant mainly affected the winter of 2021/22 with higher transmission and a slightly lower or equal mortality risk [
20,
21,
22].
In the UK, COVID-19 vaccines were approved and deployed in the following order: Pfizer/BioNTech (2 December 2020 - deployed 8 December 2020), AstraZeneca (30 December 2020 - deployed 4 January 2021), Moderna (8 January 2021 - deployed 7 April 2021) [
23,
24,
25,
26]. Data regarding the proportions of persons vaccinated by age and time with the different manufacturers (Pfizer/AstraZeneca/Moderna) are not publicly available.
COVID–19 vaccination began on 8 Dec 2020 for care home residents, persons aged 80+, and some health care workers, by 18 January 2021 this included age 70+ and persons with very high clinical risk, by 15 February age 65+ and persons with high risk, and by 22 May age 32+ and age 18+ by 18 June 2021 [
23,
24,
25,
26]. Following reports of a rare type of blood clot in late March 2021 for the AstraZeneca vaccine
, persons under 30 years were all given the mRNA vaccine from 7 April 2021 onward, and those aged under 40 from 7 May 2021 onward [
26]. Vaccination of persons aged 16 ̶ 17 years was from July 2021 onward, 12 ̶ 15 years from September 2021 onward and 5 ̶ 11 years from February 2022 onwards. The majority aged 12+ were vaccinated during late 2021. All with mRNA as per the age under-40 rule from above. From around spring 2022 onward all persons were vaccinated (including booster) mainly with the mRNA vaccine [
23,
24,
25,
26].
As mentioned above, studies on the effects of age generally use wide age bands which can conceal the underlying year of age behavior. A world bank analysis of the COVID-19-related mortality rate during the first wave of COVID-19 in 2020 used 10-year age bands commencing at 30-39 through to age 80+ to demonstrate typical logarithmic decay in the mortality rate as age reduces. The World Bank study notes that the mortality rate in the low-income countries is flatter than for high-income countries with up to 10-times higher mortality rate at age 30-39 [
3].
Another study using 2020 data shows a similar log-decay and estimates that the COVID-19 mortality rate, relative to the average for influenza and pneumonia (1999-2018), is 5-times higher at age 25-34, 8-times higher at 55-64, but only 3-times higher at 85+ [
4]. Adjei et al [
5] compare in-hospital mortality rates during Delta and Omicron variants using 15-year age bands, 0-17, through to 80+. Mortality rates at age band 0-17 is Delta/Omicron 0.7/0.9 through to 21.6/6.5 at age 80+. Stepanova et al [
6] used 10-year age bands commencing at age <55 years, through to age 75+ when studying the effects of vaccination upon hospitalization and death during Alpha, Delta, and Omicron variants [
6]. Leiner et al [
7] use age bands <59 years, 60-69, 70-79, 80+ to adjust hospital outcomes during Delta and Omicron [
7]. Without detailing all studies there is gross variation between age bands and hidden assumptions regarding behavior within age bands. Arbitrary age bands can cut across, and so conceal, underlying trends.
An excellent example of the potential for age bands to conceal relevant behavior was a large maximum in deaths during the 1918-19 Spanish flu pandemic at the precise age of 28, due to exposure of this birth cohort to the previous 1889-90 Russian flu pandemic. Seemingly this birth cohort were ‘vaccinated’ due to natural exposure against Russian flu which had adverse outcomes when later exposed to the antigenically dissimilar Spanish flu [
27].
As far as we are aware there are no detailed year of age studies for SARS-CoV-2 variants, and this study therefore seeks to establish the year of age profiles for the deaths arising from different variants which predominated in England and Wales between 2020 to 2022. These will be compared to age-banded results for the USA and US states. A method based on the proportion of total all-cause deaths either ‘with’ or ‘due to’ COVID-19 is used to separate out the specific effects against age per se.
We first use year of age calendar year data for 2019 to 2022 for England and Wales covering all-cause mortality which has the advantage of containing more than 530,000 deaths per annum. We then turn to monthly analysis to refine the age profiles for deaths arising from different COVID-19 variants.
3. Results
It is very common for government statistical agencies to present detailed analysis of deaths from one calendar year to the next. We first present analysis using annual year of age data in England and Wales for 2019 (corrected as above) versus 2020 and 2021. We then move to detailed monthly analysis of the highly specific age profiles for the various SARS-CoV-2 variants and how these may impact the results seen in various calendar years. This study has a focus on all-cause mortality simply because assessing a genuine COVID-19 induced death appears to be subject to international ambiguity [
16] – see Supplementary materials S5 [
46,
47,
48,
49,
50,
51].
3.1. Validation of deaths ‘due to’ COVID-19 and methods for adjusting deaths to a common year
This study used two primary data sources:
Monthly deaths for all-cause and ‘due to’ COVID-19 mortality by year of age [
30] – however, not split by male and female, but also covers 2022.
Annual all-cause deaths by year of age [
28,
29] – has the benefit of large numbers and is split by male and female. Only covers COVID-19 years 2020 and 2021.
These two sources were used to cross-check each other, and the full detail is given in the
Supplementary Materials S2–S5 [
38,
39,
40,
41,
42,
43,
44,
45,
46,
47,
48,
49,
50,
51].
The main conclusions are as follows:
Adjusting deaths to the 2019-equivalent using mid-year population estimates contains hidden assumptions regarding the monthly profile for the influx of births during the World War I and II baby booms and an alternative adjustment using annual births can be utilized.
The matching between population/births and deaths also contains assumptions around the pattern of seasonal deaths. This is not an issue in the Southern hemisphere where winter occurs in the middle of a calendar year but creates inconsistencies in the Northern hemisphere since winter spans two calendar years.
The age profiles for excess mortality (with various adjustments) versus COVID-19 ‘due to’ deaths are roughly similar, however, deaths ‘due to’ COVID-19 appear to have been over-estimated, especially in 2021 among elderly females (with vaccination) – reflecting the well-known difficulty of attributing cause of death in elderly persons with multi-morbidities along with other factors [
16]. See Supplementary Material S5.
No discernable impact of COVID-19 upon all-cause deaths can be observed for ages 100+, or ages 1-30 either with or without adjustment – partly due to small number variation as in S2.
Regardless of the sources of variation in monthly deaths, it is concluded that the method based on the proportion (%) of monthly all-cause deaths which are assessed as either ‘with’ or ‘due to’ COVID-19 is reliable for the estimation of year of age profiles for COVID-19 deaths. This is because both total all-cause deaths and assessed COVID-19 deaths in a month or collection of months are always matched. Since it is a proportion, this method is independent of differences in population numbers between ages.
3.2. Population-Adjusted Deaths in 2020 and 2021 versus 2019
The first waves of the COVID–19 pandemic during 2020 were especially hard and made worse by the absence of any vaccine, repurposed drugs, or clinical protocols [
1,
2].
Figure 1 therefore illustrates this effect for males and females during both 2020 and 2021 versus the baseline deaths in 2019 - as in the Supplementary Material S2 – with 2018 included for additional comparison.
From
Figure 1 the pre-COVID-19 age profile is more peaked for females and the absolute number of deaths reaches a higher maximum in females, peaking at 89 in females compared to 84 in males. Certain ages are exaggerated during COVID-19 while the two pre-COVID-19 years (2018 and the 2019 ‘adjusted’) are very close together. It should be noted that the use of 5-year or 10-year age bands would completely obscure the unique behavior at specific ages. Two sub-peaks around ages 72 and 75 are the outcome of various baby booms around World War II [
36]. The age 72 sub-peak is after the war finishes while the age 75 sub-peak arose from final visits home for soldiers departing to the D-day landings. However, by far the greatest absolute number of deaths occur above age 78 which is the outcome of a mid-WW II mini-baby boom (see
Figure S2.2 in the Supplementary materials), which in theory should represent the priority target population for vaccination – see further discussion later. Such nuances will be specific to England and Wales and will vary depending on the population age distribution.
As can be seen all-cause deaths in 2020 (without vaccination) were especially higher for males aged over 50 years while in females this is not the case until above age 78. In 2021 (with vaccination) the shape of the age profile changes especially above age 75 and at younger ages male deaths in 2021 are in fact higher than for 2020. The situation is far more nuanced than could simply arise from the introduction of vaccination in 2021.
Also note than in the first two years of COVID-19 there is no appreciable change in male deaths up to age 37 and up to 42 in females. For males there is a slight increase between ages 37 and 42, peaking at age 40, dropping back to no change at age 42. From age 42 through to 64, deaths in 2021 (with vaccination) are higher than in 2020 (without vaccination), while above age 75 deaths in 2021 (with vaccination) are lower than in 2020 (without vaccination). Above age 100 there does not appear to be an appreciable excess of deaths arising from COVID-19, possibly an expression of a particular immune phenotype in the oldest old [
52,
53]. This behavior above age 100 was confirmed in the analysis of the trends in deaths between 2011 and 2021 shown in Supplement S4.
Other year-of-age cohort effect may lie hidden in the data and for females aged 11-13 deaths are 2.2 standard deviations higher than the expected average in 2021 or 2.3 standard deviations higher for 2020 and 2021 combined. In this same age cohort male deaths are 2.1 standard deviation lower during 2020 and 2021 combined. A potential effect due to puberty will be discussed later.
3.3. Male versus Female Deaths in England and Wales
It is widely recognized that COVID–19 causes higher male mortality [
5,
6,
7,
54,
55], and the effect against all-cause mortality should be strongly influenced by the higher COVID–19 mortality. This generalization is tested in
Figure 2 where the difference between male and female deaths in 2020 and 2021 compared to the 2019 baseline are shown.
From
Figure 2, male deaths are generally higher in 2020 (without vaccination) than for 2021 (with vaccination), which tends to suggest that males may have benefitted slightly more from vaccination, although the difference in SARS-CoV-2 variants between the two years may also play a role. Below the age of 50 (data not shown) several ages appear to have significantly greater differences, namely, in 2020 ages 7-9 males, 12 females, 33 females, 36-38 females, while in 2021 ages 7-9 females, 12 female, 11-12 female, 33 female, 36-38 female.
Once again, this behavior would be completely obscured using 5 or 10-year age bands. The differences look to be mostly systematic rather than random and hence immune/infectious history since birth may be playing a role.
The possibility that the peaks and troughs in
Figure 2 are systematic rather than random is explored in
Figure A2 where the difference in the mortality rate among the unvaccinated (deaths per 100 000 person years) for various age bands is explored for the three variants Alpha, Delta, and Omicron. This data comes from an ONS study relating to vaccination status [
34]. In
Figure A2 it is apparent that the difference between males and females is highest for the youngest age band of 18-39 years and lowest in the age 90+ group. Up to age 59 the gap between males and females is greatest for the Delta variant, however above this age it is highest for the Alpha variant. Omicron has the lowest gender gap except for age band 60-69, while for age 90+ the gender gap during Omicron reverses to females higher than males. We are clearly dealing with a complex system where age, gender, and variant interact. Judicious use of both single year of age and age banded data is required to reveal the full complexity. It is possible that year-of-birth cohorts may lie behind some of the systematic differences.
Given the time-based cumulative effects of various global and individual influences on immunity (specific patterns and timing of pathogen exposure, vaccination with various types of vaccines, sex- and age-related hormonal patterns, distribution of numerous pollutants in form of pesticides, veterinary antibiotics, radiation, food additives, among others, there is no reason that males and females of all ages should be equally affected [
56]. For example, persons born after WW I (now aged up to 100 years) had to survive without antibiotics or most modern vaccines until the widespread introduction of penicillin during WW II, which those born after WW II largely benefited from. The situation is more nuanced than first appears and year of age specificity may occur as has been noted for influenza [
56].
3.4. Net ‘Real-World’ Change in All-Cause Deaths by Age and Gender
Figure 3 investigates the ‘real world’ change in all-cause mortality during 2021 (with vaccination + Alpha/Delta variants) compared with 2020 (without vaccination + mainly original Wuhan strain and some Alpha at the very end of 2020). The term ‘real world’ is used as opposed to the estimated excess mortality either ‘with’ or supposedly ‘due to’ COVID-19. Persons below the age of 19 are generally not vaccinated during 2021 – hence the age cutoff in
Figure 3.
Above age 65 males look to have benefited slightly more so than females (as in
Figure 2). Above age 70 all changes show high significance (due to high numbers), while below age 70 changes can be obscured by Poisson randomness. However, the overall trend which is illustrated by the dotted orange line for females is clearly toward higher deaths in the younger ages. This is also clearly seen in
Figure 1. While the lower deaths in 2021 above age 65 may be due to vaccination, it is difficult to attribute vaccination as the sole cause of generally higher overall deaths below age 65. More complex issues are involved.
3.5. The Delta Variant, Second Half of 2021, Targeted Younger Ages
A complicating factor in any COVID–19 analysis is the change in variants over time. We are not aware of any studies looking at the detailed age profile of deaths for COVID-19 variants, however,
Figure 4 summarizes the average/median age at death for males and females assessed as ‘due to’ COVID–19.
In
Figure 4 the median is always higher than the average indicating a skewed distribution. Males die at a lower median and average age. The gap between both average and median age at death for males versus females is around 4 years during the original and the Alpha variant, around 3 years during Delta, and around 2 years during Omicron. Females have a slightly higher gap of 0.4 years (average) between the median and average. The average age at death may slightly increases at the peak of an outbreak, possibly due to additional transmission into care and nursing homes.
Given that the Delta variant originated in India with a majority younger population it is unsurprising that this variant was associated with a shift to COVID–19 deaths at younger ages. Seemingly average age at death follows profiles which are seasonal (summer minimum), strain and outbreak magnitude (peak outbreak maxima) dependent. Seasonal factors are involved in gene expression [
57,
58].
Figure 4 also allows the transitions between SARS-CoV-2 variants to be visualized. The transitions last several months as the deaths arising from the former variant are replaced by the newer one.
The abrupt changes in the average and median age in
Figure 4 strongly suggest that it is the variant rather than vaccination or changes in clinical protocols or drugs which is the primary regulator of the age profile. Vaccination likely modifies the magnitude of the effect of each variant rather than the age profile per se.
The above suggests that variant-specific analysis is required. While changes in the average in
Figure 4 highly suggest changes in the underlying age profile the detail can be explored using the proportion of total deaths at each age which are assessed as due to COVID-19. To this end
Figure 5 presents a detailed analysis in which the trends have been normalized such that all have the same nominal maximum value.
The results presented in
Figure 5 come from a process of evaluating the age profile of COVID-19 deaths in each month from March 2020 to October 2022. This analysis required is because there is a lag between arrival of the variant, subsequent spread and then an infectious outbreak followed by deaths. In general, the age profile shows mixed features during a 2-month transition period – see
Table 1. The lines in
Figure 5 are therefore restricted to data in the non-transition months, which is summed and turned into an overall proportion. Hence, March 2022 to October 2022 for Omicron, etc. The term ‘Variant arrives’ indicates the point at which infections commence to the point of being an outbreak.
In
Figure 5 the trends have been scaled to the age at the maximum proportion observed for ages above 40 years. Due to variability in the Delta data this was scaled to the average of age 33 to 45 which represented the range for maximum deaths. Scaling factors to give 100% for the maximum are: 5.3 for the original strain w/o vaccine; 4.6 for Alpha; 11.1 for Delta; 17.8 for Omicron variants. The higher the scaling factor the lower the overall mortality. Due to limited data in some of the younger ages, above age 0 and below age 25, data are grouped by 5-year age band. While there was a succession of variants during Omicron there was no evidence for a fundamental change in the age profile.
Further details regarding the relative impact of each variant upon the all-age proportion of total deaths is given in
Figure A4 (appendix) along with an indication of the time-dependent spread of SARS-CoV-2 variants across the UK where London is usually worst affected, and that the Omicron variant affected London before the rest of the UK. Hence the need for a two-month window between each variant in
Table 1 which also allows for the spread between the regions of England and Wales.
Figure A4 likewise shows that the Delta variant marked a transition to endemic behavior for deaths, which also continued in the Omicron variant.
The most important point is the divergent age profile for the Delta variant. The population of India contains a far higher proportion of younger people than that of an ageing UK population. Unsurprisingly Delta is optimized for younger ages with highest values of death between ages 30 ̶ 65. It also has the highest proportion of deaths for infants under the age of 1 year. The Delta profile (Aug-21 to Dec-21) is modified by month of year factors and shows a higher proportion of age 65+ deaths compared to the Omicron variant months (Mar-22 to Oct-22).
At the other extreme the age profile for the lower mortality Omicron variants (which seemingly originated in South Africa) has a broad slightly elevated lower proportion below age 55 and then peaks around age 100 – the highest for any variant. The diversity of year of age profiles between variants supports or claim that the use of wide age-bands is not helpful when attempting to compare results between variants. These findings also concur with our previous age-specific analysis showing high age variability for various influenza outbreaks [
56]. Issues regarding the age profile of vaccine effectiveness will be covered in the Discussion. The result is that the period of any study (in different countries/regions) has a material effect upon its apparent outcomes.
3.6. Modification of the Age Profile in Different Countries/States/Areas
Each country/state/area has its own unique mix of risk factors for COVID-19 death in each age. Hence proportion of the population in high exposure occupations, with obesity and other clinical risk factors including genetic factors, risk of transmission due to city/rural or risk-taking behavior, etc. [
19,
20,
21,
47,
48,
49,
50,
59,
60,
61,
62,
63,
64,
65,
66,
67,
68,
69,
70,
71]. This is illustrated in
Figure 6 using data from the USA rather than England and Wales and includes both males and females. Note that the data from the USA is for death ‘with’ rather than ‘due to’ COVID-19, and that only 10-year wide age banded data is available above age 1-4 [
37]. The red and purple lines give the proportion of total all-cause deaths which occur in each age band.
As can be seen from
Figure 6 the age profile for the USA is slightly different to that in England and Wales in
Figure 5, although the differences are magnified using 10-year age bands in the US data and that 85+ is the final age band. This upper age truncation pushes the profile to the left. The US data has not been scaled as in
Figure 5. By way of comparison
Figure 6 shows the proportion of total deaths ‘with’ COVID-19 for both males and females. Recall that the profile of all-cause deaths in males and females is very different, as illustrated in
Figure 1 and that cause of death has different profiles between the two genders. However,
Figure 6 powerfully illustrates that each COVID-19 variant has an age specific profile unique to each gender as was also observed in
Figure 2 and
Figure 3 for England and Wales. Note that impact on total deaths (right hand axis) is not greatly shifted by the Delta or other variants since age 45-54 only accounts for 6% of total deaths, etc. It appears that the general observation of higher male deaths during COVID-19 is both age, sex and variant specific. A single year of age investigation would likely yield greater detail as was shown in
Figure 1.
Hence, despite skewing due to the use of age bands in the USA, the shape of the profile is broadly similar to that seen in England and Wales for all four variants suggesting that the primary year of age profiles are determined by the variant and then modified by location-specific factors.
It must be highlighted that the evident transition to childhood COVID-19 mortality for Delta and Omicron seen in
Figure 5 and
Figure 6 is a strong argument for single year of age studies. The age bands in
Figure 6 are likely concealing such behavior. The precise year of age detail is required to inform which public health interventions should be favored, such as acquired immunity versus vaccination. Given the very limited number of childhood deaths beyond the first year of life aggregated data from multiple countries is required.
Figure 5 reverted to age bands in childhood because England and Wales had too few deaths to investigate in more detail.
Given that the USA is so large each of the states could effectively be different countries. Hence analysis at state level is warranted [
71]. This is illustrated in
Figure 7 using data from American states and the age profile for the original Wuhan strain which predominated for most of 2020.
Figure 7 shows the magnitude of the Wuhan strain outbreak(s) in each state with New York city having the highest magnitude of impact, followed by New Jersey, down to a far smaller impact in Puerto Rico (which in more recent times has become a US state). States such as Alaska and Hawaii have even lower magnitude Wuhan strain outbreaks, but the data is not shown. Due to the sheer size of the USA an initial outbreak at county level took at least 12-months to spread throughout the USA and even after 12-months some counties had not yet registered a COVID-19 death [
71].
Figure 7 also indicates the slightly modified age profiles depending on state population risk characteristics. As can be seen Alaska is barely affected in the original outbreak and the age profile reflects small number randomness. Charts showing the shape of the age profile for the Alpha, Delta and Omicron variants are given in the Appendix Figures A3.1–A3.3.
In Figure A3.1 Puerto Rico has a divergent profile to other states for the Alpha variant, while in Figure A3.2 the Delta variant peaks in the younger ages, 35-44 in Hawaii and 45-54 in the other states. In Figure A3.3 for Omicron all states show increasing proportions of total deaths up to age 85+. This upper age band acts to hide the single year of age behavior revealed in
Figure 5.
The shape has been subtly modified in each state due to the age band population risk characteristics of that state and possibly via differential spread through various communities within the state, i.e., popular retirement locations, cities, farming areas, etc [
71].
Hence the overall conclusion remains that each strain has a unique age profile which is then modified by the mix of population risk factors present in each location at each age.
3.7. The All-Cause Mortality Peak for Each Variant
While Figures 5 to 7 represent a proportion of total all-cause deaths averaged over the period of each variant, the issue of the maximum value of the all-cause mortality during the period of each variant modifies the overall number of deaths at each age. To this end
Figure 8 shows the maximum all-cause mortality rate for various age bands in the unvaccinated at the point of maximum monthly mortality rate during the Alpha, Delta, and Omicron variants. The Omicron outbreak mostly occurred during summer of 2022. The minimum all-cause mortality is the lowest value in the time series. Data in
Figure 8 comes from an Office for National Statistics study regarding vaccination status [
35].
Note that the Y-axis is a logarithmic scale. Starting from around 100 000 all-cause deaths per 100 000 person years at ages 90+ the mortality rate rapidly drops below 1000 deaths per 100 000 person years – a 99% reduction – for ages below 60 years.
The shape of the profile within each age band varies considerably. For example, a moderately even reduction across variants for age band 60-69, through to a rapid decline across the original and Alpha variants at age 18-39, etc. Likewise, the gap between male and female varies by variant and age band as noted in
Section 3.3.
Also note that by 2022 during an outbreak of one of the high transmission-low mortality Omicron variants, the all-cause mortality rate is substantially reduced, especially in the age band 18 ̶ 39. The difference in the mortality gap between males and females reduces with each successive variant. The minimum value represents the point of baseline all-cause mortality rate. The Omicron outbreak is barely above the minimum.
These results confirm the profiles for age, gender and variant seen in the USA in
Figure 6.
4. Discussion
4.1. Impact of SARS-CoV-2 Variants on Disease Severity and Mortality
The year of age profiles in this study confirm a trend to reducing mortality with the progression of variants. This is especially so for the Omicron variant [
5,
6,
7]. For example, a study by the ONS in England regarding the mortality from Omicron versus Delta showed an 87% reduction at ages 15-59, an 86% reduction at ages 60-69, and a 55% reduction at ages 70+. The reduction in mortality was gender specific with a 75% reduction in males but only a 56% reduction in females [
64]. Such differential effects on males/females are confirmed in this study.
These results are broadly consistent with the pattern of all-cause mortality in
Figures 5 and A2 where a shift to younger ages is highlighted for the Delta variant. However, the year of age profiles in
Figure 5 provide far greater detail especially below age 55. The elevated mortality for Omicron in the elderly, especially beyond age 70 years and peaking at age 100/101, shown in
Figure 5 is obscured in most other studies due to the use of age 85+ or 90+ end points.
4.2. Local Risk Factors
At local level the unique age profile for each SARS-CoV-2 variant is likely to be the combined effect of a variety of mechanisms, namely:
Age profiles for infection by the virus due to social networks or low risk aversion, i.e., nightclub and other large event attendance [
65]
Proportion of persons in each group in high exposure work categories, i.e., healthcare staff, taxi drivers, teachers, police, Bar- and restaurant staff, etc. [
66].
Family transmission risk factors such as household crowding [
67].
Proportion of persons in each age group with high risk of mortality due to clinical risk factors, i.e., obesity, multiple morbidities [
68], activated genetic risk factors (as opposed to epigenetically silenced genetic risk factors) [
69,
70] – including ACE 2 receptor mutations [
71].
Hence, the observed age profile should vary by country and region as the interactions between the above factors modify the actual year of age mortality. This was illustrated in Figures 7 and A3.1 to 3.3. using data for American states where the height of the line represents the magnitude, and the shape of the line illustrates the location-specific modification due to the #4 points above.
The fact that the mix of risk factors can vary by year of age has been largely overlooked and almost rarely measured at that degree of detail.
4.3. The Shift in Mortality to Younger Children Subsequent to the Wuhan Strain
As a result of the first year of circulation in the human population, and because of the virus adaptation to new host (the human), the virus receptor-binding sites have changed and will have increased their affinity (tropism) to various human receptors (cell surface proteins), including increased affinity to children's cell receptors. Virus replication machinery may also have adapted to some peculiarities of the young (children) cell metabolism and gene expression pattern. This could explain why in 2020 there was no mortality in children 0 - 10 years old (because their cells were not permissive for virus adhesion and replication) [
30].
But high natural changeability of the virus plus the vaccination-accelerated virus changeability resulted in adaptation of some virus subpopulation(s) to replication in children's cells. In England and Wales, the first ‘due to’ COVID–19 deaths in infants age under 1 does not occur until August 2021, October for age 1, November for age 2, and December for age 3 which is in the wave front of the Delta variant outbreak [
30]. Age 5 is not until May 2022 [
30], i.e., month of death increases in order of increasing age.
4.4. Year-of-Birth Cohort Effects
Throughout the study we have hinted to the existence of year-of-birth cohort effects (Figures 1, 2, 3, etc.) which leads to specific ages (more correctly year of birth) where there is clustering of high/low behavior. We went to some lengths in Supplements S2 to S4 to establish a reliable year of age profile for 2019 (the before COVID-19 baseline) to give some assurance that such birth cohorts were real. Some variation in apparent magnitude will occur due to Poisson variation as per
Figure A1. Birth cohorts will arise from the exposure of infants to a variety of pathogens plus additional environmental effects [
27]. Year-of-birth cohort effects are a well-recognized phenomena in disease expression [
72,
73,
74,
75], and it would be extremely surprising if they were absent during the COVID-19 pandemic.
As far as we are aware there are no other studies investigating birth cohort effects upon infection with, or the severity of, COVID-19 disease. Once again, such studies can only be conducted with year of age data.
Identification of birth cohorts is important for two reasons:
We point out that the WW I birth cohort either survived the 1918-1919 Spanish flu pandemic or were born to parents who had survived the pandemic. Our analysis shows that this cohort seemed to experience little if any increase in deaths during the COVID-19 pandemic. Genetic material retained in biobanks may shed light on the issue. Further studies on the topic of birth cohort effects are highly recommended.
4.5. Puberty and Excess Female Deaths
On the other hand, some infections and conditions are specifically age related [
76,
77]. For example, the Japanese surveillance system for infectious diseases was used in the analysis of seven viral and four bacterial infectious diseases [
76]. The male-to-female morbidity (MFM) ratios in different age groups were estimated. MFM ratios were >1 for five viral infections out of seven in childhood, i.e., male children were more frequently reported as infected than females with pharyngoconjunctival fever, herpangina, hand-foot-and-mouth disease, mumps, and varicella. More males were also reported to be infected with erythema infectiosum (parvovirus B19) and exanthema subitem (roseola), but only in children 1 year of age. By contrast, in adulthood the MFM ratios decreased to <1 for all of the viral infections above except varicella, i.e., adult women were more frequently reported to be infected than men. Sex- and age-related differences in reported morbidity were also documented for bacterial infections. Reported morbidity for enterohemorrhagic
Escherichia coli infection was higher in adult females and females were reportedly more infected with mycoplasma pneumonia than males in all age groups up to 70 years [
76]. Such factors will lie behind the age-gender differences seen in this study.
Another systematic analysis identified 142 datasets with information on severity of disease by age for 32 different infectious diseases, 19 viral and 13 bacterial [
77]. It was commonly seen that for almost all infections, school-age children have the least severe disease, and severity starts to rise long before old age. For many infections even young adults have more severe disease than children, and dengue was the only infection that was most severe in school-age children. Together with data on vaccine response in children and young adults, the findings suggest peak immune function is reached around 5–14 years of age. Relative immune senescence may begin much earlier than assumed, before accelerating in older age groups. They suggest implications for understanding resilience to infection, optimal vaccine scheduling, and appropriate health protection policies across the life course [
77].
A cluster of excess female all-cause deaths aged 10 – 13 was noted in
Section 3.2. This was matched by a deficit of male deaths at this age which suggests a common link to puberty. During puberty females develop heightened immune reactogenicity [
78,
79,
80,
81], which is accompanied by a very high number of epigenetic changes (7-times more than boys) in mainly high affinity estrogen response genes involved in immune and inflammatory functions [
78]. Similar hormonal effects occur during puberty in males [
78,
79,
80,
81]. On this occasion such hormonal effects during puberty appeared to protect adolescent males but disadvantaged females.
This leads to the interesting possibility that age-matched females for pre-, during-, and post-menopause may experience modified age profiles and/or different mortality rates ‘due to’ COVID-19.
We infer that human year of age susceptibility to pathogens outlined above must be interacting with the year of age profiles for death of the COVID-19 variants, and other pathogens. Such interactions are implied in a recent study relating to pathogen interference [
56]. Such issues will now be discussed in greater detail.
4.6. Structure-Function and Other Aspects of Variant Age Dependence
In this section we present a framework to interpret how various factors interact to determine the final age profile and then examine several important aspects within this framework.
SARS-CoV-2 variants arise from the well-recognized virus mutation process [
8,
9,
10,
11,
12,
82,
83,
84]. Millions of random mutations are thrust out into the world population and its various people groups. Most mutations fail to thrive, but those that do can further ‘optimize’ their genetic make-up in a manner specific to the people group and/or environment where they have become entrenched. Such genetic make-up may extend beyond that regulating the surface of the virus – although wider genetic aspects are poorly studied [
84].
Virus infectious process initiation and outcomes depends on multiple conditions:
Biological properties, peculiarities of the virus species.
-
Biological properties, peculiarities of a potential host.
strength of innate and adaptive immunity against specific pathogens
presence and distribution (localization) of appropriate cell receptors for initial adsorption of virus particles
presence and activity of cellular components necessary for virus’ cell entry and virus genome release, i.e., function of pinocytosis, the presence and activity of specific proteolytic enzymes in cytoplasm, etc.
presence and activity of specific cellular RNA- or DNA-replication pathways
Environmental conditions.
Therefore, to find reasons of age specificity of an infection, i.e., conditions when #1 and #3 are compatible, we should try to find age-related differences in #2. Hence to find age-related differences in immunity, protein composition and RNA/DNA replication machinery of host organisms. For this purpose, it is worthy to search for age-related gene expression patterns (peculiarities) in host organism and to consider possible interrelations between such differences and virus replication activity.
There are numerous research data demonstrating age-related differences in gene expression of various cellular components which can be responsible for age-related variations in virus adsorption, entry, virus RNA-release, virus RNA replication, offspring virus particles assembly and shedding [
85,
86]. Certainly, there are gene expression-related reasons of age-related variations in immunity [
87].
For example, significant changes in the immune system during puberty period due to hormonal rearrangement [
78,
79,
80,
81] – as discussed above. This may cause enhanced susceptibility to some infections of children in puberty period and explain age-and sex-related differences in a disease incidence in population [
76,
77].
In modern conditions of active, massive anthropogenic biological interventions (multiple vaccinations, change of food components, etc.) there are potential reasons for age specificity of some infections. For example, extensive vaccinations with various vaccines of specific age groups may provide them increased protection against same or different pathogens – as observed in previous BCG vaccination on susceptibility to COVID-19 infection and mortality [
88,
89].
The situation regarding #1 and how specific mutations can confer age-specificity depends on both #2 and #3. However, this is a vastly neglected area of study, and several possibilities will now be discussed.
4.6.1. Roles for Immune Priming in Age Specificity
Both influenza(s) and α and β coronavirus(s), of which the α types are HCoV-NL63 and HCoV-229E, while β are HCoV-OC43 and HCoV- HKU1, have been infecting humans for many thousands of years [
90]. However, SARS-CoV-2 is sufficiently different from previous coronaviruses to create a unique set of immune issues. Such immune issues can be illustrated from influenza.
In the case of influenza, the age specificity of different clades (variants) is greatly influenced by the phenomenon of ‘antigenic original sin’ [
91,
92,
93], or more recently called ‘antigenic priming’ [
94]. Hence previous (usually in childhood – called a birth cohort) exposure to one clade will generally invoke a response to the first clade when exposed to an antigenically different one. This response magnifies the disease in that birth cohort because the ‘wrong’ antigen is produced. However, when the new clade is sufficiently similar to the former clade the response is helpful because both B- and T-cells have already been trained and the time taken in the training process can be avoided resulting in a much faster immune response [
92,
93,
94]. On this occasion natural immunity can be more effective than vaccination which can be unhelpful if the antigenic mix in the vaccine is dissimilar to the circulating strains.
This process was amply demonstrated during the 2009 Swine flu (H1N1) pandemic where persons aged over 65, i.e., born before 1944, had been exposed to an antigenically similar clade during the 1918-1919 Spanish flu pandemic which continued to circulate through to 1957 [
95,
96,
97,
98]. In the USA some 65% of those aged over 65 had existing immunity [
95]. On this occasion age 65+ is a commonly used age band in influenza vaccine effectiveness studies and hence based on the 1957 end point for the post 1918 pandemic H1N1 variants, persons aged 52+ would have pre-existing immunity, but probably not above age 91+. Hence mortality was skewed to the younger ages who had no previous exposure [
95,
96,
97,
98]. However, severity was seemingly higher in the Americas than in Australia, New Zealand and Europe [
94,
95] possible due to regional differences in the prevalence of the 1A.1.1.3 and 1B.2.1 genetic clades [
99].
A similar skew to younger ages occurred in the 1918-1919 Spanish flu pandemic where mortality in Canada and the USA peaked at the exact age of 28, because 28-year-olds had been previously exposed to the antigenically dissimilar 1889-1890 Russian flu pandemic [
27]. The Russian flu itself had a unique timeline of international spread [
100] and so an exact age of 28 will slightly vary between countries.
The situation is slightly more complex since repeat influenza infections/vaccinations leave their own antibody landscapes [
101], although childhood exposure remains a dominant force [
102]. Hence, immune priming is part of far wider antigenic landscapes which develop over time from repeated infection with variants of the same virus. Vaccination seemingly activates antibodies to all previous variants encountered by the individual, irrespective of antigenic distance, although the primary strain encountered in early life shows the highest antibody response [
102]. Antigenic priming is a more nuanced and ongoing process.
In the case of coronaviruses none had made the huge antigenic leap as occurred in SARS-CoV-2. Among the coronaviruses HCoV-NL63 and HCoV-OC43 infections are common in infancy and look to confer some protection against subsequent HCoV-229E and HCoV-HKU1 [
90].
Such birth cohorts were first observed in influenza [
91] but apply to any virus which has different strains and variants [
92,
93,
94]. Hence, exposure of infants to antigenically similar strains of other α- and β-coronaviruses – most likely those causing the common cold [
90]. This directly applies to SARS-CoV-2 infection but in a more limited way [
95], and to COVID-19 vaccination [
92].
.It is also highly likely that the process of antigenic priming will begin to affect emerging variants following initial exposure to the Wuhan or subsequent strains. Acquired natural immunity (from any variant) has been shown to confer protection against the subsequent effects of further COVID-19 infection [
103,
104,
105,
106,
107,
108]. The extent of exposure to each variant is highly dependent on location as shown in Figures 7, A3.1 to A3.3.
Hence regarding the potential role of antigenic priming upon the year of age profiles of SARS-CoV-2 variants we conclude that this virus has not had the very long-term interaction with the human population as seen in influenza, and that such mechanisms are as only beginning to play a central role in the expression of the age profile – although in the sense that antigenic priming only acts as yet another factor to modify the intrinsic age profile of the particular (future) variants which would otherwise be expressed in a ‘blank sheet’ population.
4.6.2. Roles for Pathogen Interference
COVID-19 infection does not operate in supreme isolation from other pathogens [
56,
109,
110,
111] and the interaction between pathogens via the effects against small noncoding RNAs (miRNAs) may contribute to year-of-age effects – under the likelihood that each SARS-CoV-2 variant can instigate differential patterns of miRNA production [
112,
113,
114,
115,
116,
117,
118,
119]. In cancer patients both COVID-19 and other pathogens intersect at NAMPT/NAD metabolism which can direct both innate immune cell effector functions and the homeostatic robustness, in both cancer and infection [
120].
In a previous study we emphasized the role of small non-coding RNAs (miRNAs) in gene expression and the processes of ‘pathogen interference’ [
56]. Among a multitude of functions miRNAs are central to metabolic regulation [
112,
121]. Cells produce a multitude of miRNAs when infected with COVID-19 [
112,
113,
114], and COVID-19 also has several miRNAs which are coded into its genome [
115,
116,
117,
118,
119].
It is important to note that all major COVID-19 risk factors are associated with dysregulated miRNA profiles, hence in obesity [
122], diabetes [
122,
123], heart disease [
124], and cancer [
120,
121,
125]. A recent study has suggested that miRNAs are involved in unusual all-cause mortality outcomes following COVID-19 vaccination [
126]
Relatively stable extracellular miRNAs are present in most biological fluids. These circulating miRNAs are transported by membrane-derived vesicles (exosomes and microparticles), lipoproteins, and other ribonucleoprotein complexes [
127]. Such miRNAs are selectively exported from cells with distinct signatures that have been found to be altered in many pathophysiology’s, as observed above. Functional miRNAs are delivered to recipient cells by various routes. Transferred miRNAs use cellular machinery to reduce target gene expression and alter cellular phenotype. miRNAs mediate cell-to-cell communication linking disparate cell types, diverse biological mechanisms, and homeostatic pathways [
127]. Although significant advances have been made, miRNA intercellular communication is full of complexities and many questions remain [
127]. However, such selective export of miRNAs seems to explain why different studies have detected a different range in miRNAs following COVID-19 infection.
The processes of aging are evident in human miRNA production. For example, miRNA 92a declines with age in CD3+CD8+CD62L+ cells and CD8+ T-lymphocytes. This suggests that the age-related attrition of human naïve T cells could be connected to a reduced miRNA-92a in T-lymphocytes and downregulation of the miRNA-92a level might indicate exhaustion of naïve T-cells due to alteration of the immunologic condition with aging, and hence in vaccine response [
128]. How the year of age profiles for each variant will modify the range of miRNAs arising from COVID-19 infection remains an unexplored area. Sites specific to miRNA production appear to reside on the X-chromosome [
129] which may explain the higher male mortality from COVID-19 and is related to wider genetic polymorphs associated with higher COVID-19 risk [
130,
131,
132].
These factors may interact with the age specificity of SARS-CoV-2 variants, but in yet unknown ways.
4.6.3. Viral Entry as A Molecular Signal Event
The very fact that the SARS-CoV-2 variants have recognizable changes in the spike antigen [
133,
134], responsible for binding to the cell membrane, provides a clue to where the molecular processes behind age specificity reside. Several potential mechanisms are available, namely, hydrogen bond and hydrophobic interactions between the variants and the ACE-2 receptor sites [
133,
134,
135,
136], and previously unexplained variations in the small noncoding RNAs (miRNAs) produced in response to COVID-19 infection which then alter gene expression.
It has been recognized for many years that the production of miRNAs occurs in response to ‘environmental cues’ leading to systemic signaling [
137]. Exactly how this happens has never been elucidated, i.e., we can observe miRNAs appearing in a cell, but we have no knowledge of how that pattern of miRNAs was selected.
Following infection many viruses produce fusogen proteins which then lead to further fusion of infected cells with nearby uninfected cells [
138,
139]. This includes members of the coronavirus family including COVID-19. This leads to the formation of giant cells called syncytia mostly from cell-cell fusion of alveolar epithelial cells and from cell-cell fusion of infected alveolar macrophages [
139].
The action of fusogens leads to lipid rearrangement in the membrane [
139]. We can assume that viral fusion and entry triggers a host of signaling events which lead to miRNA production. The molecular process called ’pathogen interference’ is one among many observable outcomes of the action of miRNAs [
56]. In this instance the miRNAs then regulate the production of various interferons which in turn act to limit or enhance infection by a second pathogen [
140,
141].
We propose that it is the spectrum of miRNAs released following entry into a cell which is the primary basis for the observed age profiles of different SARS-Cov_2 variants.
4.7. Personal Risk versus Population Risk
We have previously emphasized the role of genetic risk and the substantial variation in human immunity regarding ‘personal’ risk as opposed to population risk [
56]. Several loci for genetic risk due to COVID-19 have likewise been identified [
142,
143,
144,
145] and the expression of genetic risk is age-dependent [
142,
143,
144,
145]. Likewise, there is no single antibody against COVID-19, but rather humans produce a wide variety of antibodies, some of which are more effective than others [
146]. Individuals experiencing sequelae after acute COVID-19 infection experience an aberrant immune response which is revealed by subsequent vaccination [
147]. Once again it is unknown how such factors interact with the year of age profiles for SARS-CoV-2 variants.
4.8. Limitations of the Study
The study only covers two high income countries for variants which were common in England and the USA. It is unknown how vaccination based on the original strain affected the age profiles in 2021 and beyond. This could be resolved by comparing the proportion of total deaths due to COVID-19 in the vaccinated and unvaccinated groups. The inability to accurately assess ‘due to’ COVID-19 death remains an international problem, however, it should not unduly affect the age profile.
4.9. Wider Application
Given the fact that the age profile for COVID-19 deaths has central implications as to which ages should be vaccinated it is recommended that all countries report the year of age proportion of weekly deaths which are either ‘with’ or ‘due to’ COVID-19. This data can be interim and then updated later. The WHO may be a logical organization to conduct this analysis. In this manner emerging shifts in the age profile can be identified early rather than later. Speed rather than accuracy is of the essence. The public can then be warned to take appropriate voluntary age-specific measures and Public Health agencies can modify vaccination campaigns accordingly.
5. Conclusions
This study has established that each SARS-CoV-2 variant has an intrinsic year of age profile relating to death, which is then modified by population characteristics such as the gender, proportion of persons at each age with high occupational, clinical, or genetic risk as demonstrated by differences between US states.
Similar unique age profiles for death have been reported for influenza clades [
56]. We are unaware that any studies have been directed at the question as to whether the difference in the age profile for the variants upon which vaccines are based and the prevailing variants have a major effect upon vaccine effectiveness (VE). We note that VE for influenza vaccines can occasionally go negative [
56]. This has been assumed to be due to ‘antigenic distance’ between the circulating clade and the administered vaccine [
56], which may also include aspects of the differences in age profiles [
56]. It is highly likely that birth cohort effects are present during COVID-19 induced mortality.
The high ambiguity in establishing if a death was directly caused by COVID-19 implies that establishing a year of age baseline for 2019 is vitally important. We recommend wider studies on the topic of age specificity for COVID-19 variants with data originating from different countries having markedly different population age structures and levels of poverty, along with greater exposure to some of the other variants which were not common in the UK and USA. We have proposed that small noncoding RNAs may regulate the age profiles for COVID-19 variants, and this requires further investigation. Indeed, the sudden transition of COVID-19 outbreaks from seasonal to endemic (as per
Figure A4) for both the Delta and Omicron variants requires detailed examination of potential changes in miRNA profiles using blood stored for research.
Author Contributions
Conceptualization, R.P.J.; methodology, R.P.J.; validation, R.P.J.; formal analysis, R.P.J.; investigation, R.P.J.; resources, R.P.J.; data curation, R.P.J.; writing—original draft preparation, R.P.J.; writing—review and editing, R.P.J. and A.P.; visualization, R.P.J.; supervision, R.P.J.; project administration, R.P.J. All authors have read and agreed to the published version of the manuscript.