Introduction
Mucus is a viscoelastic fluid produced by the epithelial secretory cells in the mucous membrane [
1]. In the tracheobronchial tract, it serves (among other functions) to protect from foreign agents that may enter the human body, as well as hydrates these cells by forming a coating over them [
2,
3,
4,
5]. In various conditions such as COPD, asthma, COVID 19, mucus may accumulate in the lungs and several techniques have been suggested to clear the mucus out of the lungs.
The adhesivity of mucus mimicking gels have been particularly useful for facilitating a localized drug delivery [
6]. The localized drug delivery is achieved either by retaining a large amount of the drug at one specific location in or by providing a specific quantity of drug to one specific location on a regular interval [
6]. To design such devices, there is an interest to understand the rheological and the tribological properties of mucus.
Here, in this review, we take into consideration different gel compositions that mimic human mucus and their tribological and rheological properties.
1. Native Human Mucus
Human airway mucus is primarily composed of 97% of water, 3.0 % of solids [
7]. These solids consist of anionic glycoproteins, and mucin, which give mucus its hydrogel-like nature.
a) Collection of Native Human Mucus
Obtaining native mucus in large quantity for conducting several experiments can be challenging [
8]. The main challenge lies in finding the right method for its collection. One method involves using a bronchoscopy brush to collect mucus from the human airway [
9,
10,
11,
12,
13]. However, introducing a bronchoscopy brush into the airway mucus presents two major bottlenecks: (i) only a small volume of mucus can be collected this way, and (ii) it is difficult to obtain mucus from the airway without causing any physical damage due to the introduction of the bronchoscopy brush [
2]. Despite these challenges, the bronchoscopy technique allows for the collection of mucus from a controlled area without salivary contamination. It is important to note that due to the difficulties mentioned earlier in collecting mucus from the human airway, most of the rheological and tribological studies of mucus are conducted using sputum samples [
2].
b) Rheological Properties of Human Mucus
Rheological properties play a crucial role in characterizing both natural mucus and its synthetic versions. Before delving into the rheological studies, let us focus on two properties: (i) storage (G’) and (ii) loss moduli (G”). Together, these properties determine the bulk rheology of mucus. The storage modulus reflects the ability of macromolecules to store energy through bending and rotation of the bonds within and between the molecules that constitute the mucus. On the other hand, the loss modulus represents the amount of energy lost as the macromolecules move within the solvent.
The unique biophysical properties of mucus are linked to its mucin concentration, which can significantly impact its biophysical and transport properties even with slight changes [
14]. High molecular weight mucin molecules contribute to the characteristic viscoelastic properties of human mucus [
14].
Theoretical analyses and experiments have been developed to study the relationship between G’ and G” and the applied shear, which helps to determine whether the system behaves like a gel or a solution. The relation of G’ and G” with shear frequency (ω) is given by Equation (1):
Equation (1) can be re written as an inequality below:
Here, n’ and n” are the exponents of storage and loss modulus, respectively [
15,
16]. At the sol-gel transition point, n’= n” = n, as described in the references [
15,
17]. The exponent n is determined by the strength of the interaction between the polymer chain segments [
18,
19].
Wolf et al. [
20] characterized the physical properties of human native mucus based on its storage and loss moduli.
Figure 1 illustrates that the storage modulus of native human mucus is greater than its loss modulus, indicating its gel-like nature. Additionally, the moduli plateaus as the angular frequency increases. This occurs because the macromolecules that compose the mucus become entangled and crosslinked, forming structures that resist deformation.
Hill et al. [
14] also characterized the rheological properties of airway mucus, including its storage and loss moduli, and viscosities over a range of shear frequencies. According to their findings shown in
Figure 2, the storage modulus of human respiratory mucus was greater than its loss modulus, indicating its gel-like nature, which aligns with the observations of Wolf et al.
Furthermore, both moduli plateaued as the frequency increased. Hill et al. also measured the viscosity of human respiratory mucus and found that it ranged from 0.01 Pa. s to 60 Pa.s. The lowest viscosity was observed in mucus harvested from cell culture models, while the highest viscosity was found in mucus collected from individuals with cystic fibrosis [
21].
c) Tribological Properties of Human Mucus
Moving on to the tribological properties of human mucus, native mucus is secreted into the airway and spreads over the airway epithelium, which is in contact with the cilia and the periciliary fluid layer [
22]. Normally, mucus is cleared from the airway by the beating action of cilia on its surface. However, the physical properties of the mucus play a crucial role in its clearance. These properties include its viscoelasticity and its interaction with the underlying epithelium [
23].
Studies by Albers et al. [
23] and King et al. [
24] have shown that the interfacial properties of mucus affect its transportability. When discussing transportability, work must be done to separate mucus from the epithelium interface, and this work is called the work of adhesion which is calculated using the Young-dupre equation [
25], as shown in Equation (1).
Where, WSL is the work needed to separate 1cm2 of an interface between the mucus and the epithelium interface, θ is the contact angle that the mucus drop makes with the epithelium interface, and γLV is the surface tension of the mucus drop.
However, obtaining accurate information about the surface tension of mucus poses a challenge when calculating the work of adhesion. The gel-like properties of mucus make it difficult to measure its surface tension accurately. Hence, researchers have used different methods to estimate it. For example, Puchelle et al. [
26] directly measured the surface tension of mucus using the du Nouy ring distraction method, considering the mucus as a liquid. In contrast, Pillai et al. [
27] measured the surface tension of mucus by considering it as a solid material.
Albers et al. [
28] reported the work of adhesion required to separate mucus from the airway duct using two techniques: du Nouy ring method and the contact angle method. Their findings are presented in
Table 1.
As observed by King et al. [
24], Albers et al. discovered that an increase in the work of adhesion led to a decrease in the transportability of the mucus. It’s important to note that while not all the hydrogels discussed below are designed to mimic human airway mucus, they are widely used in biomedical applications due to their mucus-like physical properties.
2. Synthetic Mucus Made by Polyvinyl Alcohol
Polyvinyl alcohol (PVA) hydrogels have recently gained attention due to their [
29,
30] hydrophilic, biodegradable, and biocompatible properties, making them a versatile material for various biomedical applications [
31]. PVA hydrogels have been employed in tissue engineering to repair and regenerate a wide range of tissues and organs, such as heart valves, corneal implants, and cartilage tissue substitutes [
32]. Furthermore, PVA hydrogels hold potential as mucoadhesive and drug delivery systems.
Singh et al. [
33] investigated the mucoadhesive ability of PVA hydrogel crosslinked with sterculia gum and discovered that the hydrogel exhibited strong adhesive strength with the mucous membrane. This suggests that PVA hydrogel films could effectively adhere to wound sites, offering protecting against pathogens and making them a promising candidate for drug delivery applications.
a) Rheological Properties of Polyvinyl Alcohol Hydrogels
Krise et al. [
34] measured the viscosity of PVA hydrogels using Ostwald viscometers. As shown in
Figure 3, increasing the concentrations of PVA resulted in higher viscosity of the hydrogel. This trend has also been observed in other studies [
35,
36,
37].
Park et al. [
38] used a DMA 2980 instrument to examine the variation of the storage modulus with temperature. As shown in
Figure 4, by heating the sample from -20 to 260°C for both wet and dry PVA hydrogels led to a significant decrease in the storage modulus. For dry PVA, the storage modulus exhibited a steep decline until 100°C and then remained constant, after which it remained constant. On the other hand, for wet PVA, the decrease in the storage modulus was gradual until 125°C, beyond which it remained constant.
Narita et al. [
39] compared the macro and micro rheology of chemically cross-linked PVA hydrogels using classic macro rheology and DWS-based micro rheology.
As shown in
Figure 5, they observed that at lower frequencies, storage modulus (G’) > loss modulus (G”) for both the macro and micro rheology, whereas at higher frequencies G” > G’ for micro rheology.
b) Tribological Properties of Poly Vinyl Alcohol Hydrogels
The tribological properties of PVA were investigated using Centrifugal Adhesion Balance [
40] (CAB). CAB enabled us to measure the force required to slide a PVA hydrogel on a hydrophobic surface by manipulating the normal and lateral forces acting on the droplet [
40]. In our experiment, we determined the lateral force,
f||, needed to initiate the motion of a 3.0 μl poly vinyl alcohol drop (1 wt%) on a hydrophobic surface.
Figure 6 illustrates the results of this experiment.
We compared the force required to slide the hydrogel with the force required to slide a 3.0 μl water droplet.
Figure 6 shows the change in drop position as the applied centrifugal force increases. The lateral force needed to initiate motion was determined when the advancing edge of the drop began to change its position even with a slight increase in centrifugal force.
This point is known as the onset of motion, and the centrifugal force acting on the drop at the onset of motion is referred to as the lateral force,
f||. In our previous study [
41], we determined the onset of motion based on a 0.5 mm translation of the drops from their initial position, resulting in a reported lateral force approximately 35 % lower than the value we reported in this paper. The lateral force,
f||, required to slide the hydrogel drop was approximately 111 μN, whereas for water it was around 33.0 μN.
The higher lateral force observed for the hydrogel indicates stronger adhesion to the hydrophobic surface compared to water, highlighting the good mucoadhesivity of PVA. Additionally,
Figure 6 provides valuable insights into the behavior of PVA hydrogel under lateral forces, which is relevant to applications such as drug delivery and wound dressing.
3. Synthetic Mucus Made by Polyvinyl Alcohol Crosslinked Using Borax
The PVA-Borax compound, a hydrogel composed of a three-dimensional network of hydrophilic polymers, has attracted significant attention from the biomedical and pharmaceutical industries due to its enhanced mechanical properties and biocompatibility. It finds applications in drug delivery, wound dressing, artificial cartilage materials, and other medical purpose [
42].
One of the most important features of this hydrogel is its ability to self -heal. Even after being broken apart, it can reform into a single continuous piece without additional external stimuli due to the reformation of hydrogen bonds which were broken down [
43].
a) Rheological Properties of Polyvinyl Alcohol Hydrogels Crosslinked Using Boron
Lu et al. [
44] investigated the rheological properties of PVA Borax hydrogels prepared using a 4.0 wt % PVA solution, in a frequency range of 0.01-10 Hz. As shown in
Figure 7, they observed that all these samples exhibited viscous behavior at low frequencies and elastic behavior at high frequencies, indicating the presence of a reversible crosslinking network. The storage and loss moduli of the hydrogels crossed over at a frequency of 0.25 Hz.
Lin et al. [
16] examined the dependence of the storage and loss moduli of a 6.0 wt% PVA Borax solution on shear rate. As shown in
Figure 8, a crossover occurred between G’ and G” at 2.40 Hz. Up to 2.40 Hz, the hydrogel exhibited a viscous nature (being G” > G’), while beyond 2.40 Hz, it exhibited an elastic nature (being G” < G’).
In our team’s study, [
41], we investigated the rheological properties of a PVA Borax hydrogel with a 1.0 wt % PVA solution.
Figure 9 shows that the storage modulus (G’) was higher than the loss modulus (G”) of the hydrogel up to 8.90 Hz, beyond which a crossover between G’ and G” occurred. These findings offer important insights into the rheological behavior of PVA Borax hydrogels and can certainly aid in the design of drug delivery and tissue engineering.
b) Tribological Properties of Polyvinyl Alcohol Hydrogels Crosslinked Using Boron
Cui et al. [
45] conducted a study on the tribological properties of PVA Borax hydrogel using a UMT-2 tribometer at room temperature. Their results demonstrated that pure PVA hydrogel exhibited the highest coefficient of friction, approximately 0.159. As the concentration of borax was increased in the PVA solution the coefficient of friction decreased, reaching its lowest value of 0.077 observed within the range of 0.3 to 0.4 wt %. However, beyond this range, the coefficient of friction started to increase with higher concentrations of borax.
Furthermore, Cui et al. also investigated the effects of normal load and sliding speed on the frictional properties of PVA Borax hydrogel coated on stainless steel balls. They observed that as the normal load increased from 2.0 to 8.0 N, the coefficient of friction increased from 0 to a range of 0.077 to 0.117. This phenomenon can be attributed to the increase in solid contact area between the hydrogel and the stainless-steel balls, resulting in complete extrusion of water from the hydrogel and subsequently increasing the friction coefficient.
Regarding sliding speed, the friction coefficient increased with higher sliding speeds. This can be attributed to the compression of the hydrogel during sliding, which forces water out of the gel network and leads to an increase in the friction coefficient.
In our study, Vinod et al. [
41], the force required to initiate motion of a 3.0 μl PVA Borax hydrogel drop on a hydrophobic surface was investigated using CAB. The results are presented in
Figure 10A–C.
Figure 10A provides a comparison of the lateral force needed to initiate motion for PVA Borax hydrogel and water. It can be observed that the force required to initiate motion is approximately 4 times higher for the hydrogel (166 μN) compared to water (39.0 μN).
The force versus
tstill plots are shown in
Figure 10B, revealing that the lateral retention force,
f||, necessary to initiate sliding of the hydrogel drops consistently exceeds that of pure water. This observation aligns with the adhesive properties of mucus, which has a tendency to capture hydrophobic particles. In this context, the higher force required to slide the hydrogel on the hydrophobic particle (represented by octadecyl-trimethoxy-silane on silicon surface) further supports its sticky nature. Notably, the hydrogel exhibits such strong adhesion that it does not fully detach from the solid surface on which it slides, specifically the silanized silicon surface.
Given the PVA Borax hydrogel’s inherently adhesive properties, it is anticipated to exhibit a greater work of adhesion compared to water. To verify this assumption,
Figure 10C illustrates the work required to detach drops of PVA Borax hydrogel and water from the underlying solid surface, along with the corresponding calculation of the work of adhesion. Notably, the data indicates that a higher force and work of adhesion are necessary to separate the hydrogel from the silanized silicon surface in comparison to water.
Figure 10.
C. The triple line circumference of 8.0 µl drops on C18 silanized silicon surface versus the effective gravitation force pulling the drops.
(a) Water drop
(b) hydrogel (0
tstill). The blue arrows point on the data taken for the calculation of the work of adhesion, i.e., when the drops’ diameter reduces spontaneously with no increase in normal force. The experiments were conducted using CAB runs at 1 rpm/sec. Image strips of drops with corresponding effective gravitation force pulling on them (c) water and (d) PVA hydrogel (0
tstill). (The plot is printed after getting permission from Vinod et al. [
41]).
Figure 10.
C. The triple line circumference of 8.0 µl drops on C18 silanized silicon surface versus the effective gravitation force pulling the drops.
(a) Water drop
(b) hydrogel (0
tstill). The blue arrows point on the data taken for the calculation of the work of adhesion, i.e., when the drops’ diameter reduces spontaneously with no increase in normal force. The experiments were conducted using CAB runs at 1 rpm/sec. Image strips of drops with corresponding effective gravitation force pulling on them (c) water and (d) PVA hydrogel (0
tstill). (The plot is printed after getting permission from Vinod et al. [
41]).
The work of adhesion, calculated for water is 52 mJ/m
2 (as shown in
Figure 10(Cc)), and the work of adhesion calculated for PVA Borax hydrogel is 70 mJ/m
2 (as shown in
Figure 10(Cd)).
The data presented in
Figure 6 and
Figure 10, can be used to optimize the design of hydrogel-based devices by determining the minimum force required to initiate motion of the hydrogel.
4. Synthetic Mucus Made by Using Guar Gum
Guar gum, derived from the natural seed of Cyamopsis tetragonolobus [
46] stands out from other plant gums due to its unique characteristic of lacking uronic acid [
47,
48]. Despite its relatively low concentration, guar gum exhibits high shear viscosities, and its hydrogel solutions display shear thinning behavior, where viscosity decreases with applied shear stress [
49]. Guar gum finds practical applications in the fields such as food industry, oil recovery and in skin care industries [
50]. It serves as a mucus-like agent for colon delivery and as a matrix for oral solid dosage forms [
51,
52].
Due to its branched structure, guar gum readily hydrates but does not allow extensive hydrogen bonding between the guar macromolecules [
53]. Although it doesn’t readily form a gel, guar gum is widely used as thickener.
(i) Guar Gum with Scleroglucan
Scleroglucan is a water-soluble polysaccharide that finds various commercial applications in fields such as secondary oil recovery, ceramic glazes, food, paints, cosmetics etc. [
51].
a) Rheological Properties of Guar Gum and Scleroglucan Mucus Simulant
Zahm et al. studied the viscoelastic properties of a hydrogel composed of guar gum and scleroglucan using a steady shear viscoelastometer [
54] at a shear rate of 0.4 s
-1 and 1.6 s
-1. They observed a significant decrease in viscosity as the shear rate increased. The simulated mucus showed a notable reduction in viscosity during shearing, making it easier for the mucus to be transported from the airway. The decrease in viscosity is attributed to changes in the physical crosslinking of the macromolecules that constitute the simulated mucus. This molecular bond breakage and associated viscosity reduction have also been reported by Quedama and Droz [
55].
Lafforgue et al. [
56] synthesized the same hydrogel as Zahm et al., and conducted rheological and tribological studies on it. They performed rheological experiments using AR 550 (TA instruments), with a 50 mm/ 2° steel cone. The viscoelastic properties of the mucus simulant were determined by studying the storage (G’) and loss (G”) moduli of the mucus as a function of the oscillating stress amplitude. Their results, as shown in
Figure 11, indicate that the G’ values of the mucus simulant are consistently higher than its G” values until the yield point. Beyond the yield point, the behavior of G’ and G” changes as the gel network starts to breakdown. At a certain point, G” surpasses G’, indicating that the material becomes more viscous than elastic. This transition occurs due to the structural breakdown of the hydrogel.
Lafforgue et al. made a same observation to Zahm et al. and Mezger et al. [
57] regarding an overshoot in the viscous modulus after the yield point. This overshoot occurs due to the energy dissipation resulting from the breakage of the network that holds the hydrogel together. This variation in G’ and G” with oscillatory stress, and the overshoot of G” at the yield point is consistent with the findings of Lai et al. [
58].
b) Tribological Properties of Mucus Simulated Using Guar Gum and Scleroglucan Mucus Simulant)
Lafforgue et al. conducted measurements of the surface tension of the mucus simulant, consisting of guar gum and scleroglucan, using a du Nouy ring [
56]. Their findings indicated that the surface tension of the mucus simulated varied from 71.6 to 89.9 mN/m, corresponding to scleroglucan concentrations ranging from 0.5 % to 2.0 % respectively.
(ii) Guar Gum with Borax
The hydrogel synthesized using guar gum and borax has been previously studied by several groups [
59,
60]. They have investigated how the rheological properties of the hydrogel depends on various factors, such as polymer compositions, temperature, and environmental pH conditions. Borax plays a crucial role in promoting rapid gelation of guar gum by forming crosslinks with a lifetime on the order of seconds, which contributes to the self-healing properties of this network. The reversible chemical bridges formed between the chains of guar gum through crosslinking with borax are responsible for its unique characteristics [
50].
a) Rheological Properties of Guar Gum with Borax
Coviello et al. [
50] conducted rheological characterization of the guar gum borax hydrogel using a controlled stress rheometer, the Haake Rheo-stress RS 300 model, at 25°C and 37°C. As shown in
Figure 12, at 25°C, the storage modulus (G’) was consistently higher than the loss modulus (G”), indicating the elastic nature of the hydrogel. However, at 37°C, both moduli increased, and the the loss modulus surpassed the storage modulus at a crossover point of ω = 0.2 rad/sec.
Pan et al. [
61] also characterized the rheological properties of the guar gum borax hydrogel. As shown in
Figure 13, they observed that the storage modulus of the hydrogel was bigger than the loss modulus. Moreover, G’ remained relatively constant with an increase in the frequency, while G” exhibited a slight decrease.
Sun et al. [
62] also investigated the rheological properties of the guar gum-borax hydrogel. They studied the dependence of its apparent viscosity on the shear rate, as well as the dependency of its storage and loss moduli on the shear. As shown in
Figure 14, they found that the viscosity of the guar gum solution was approximately 0.1 Pa.s and remained independent of the shear applied. In contrast, the apparent viscosity of the guar gum with borax increased with increasing shear rate. Additionally, as shown in
Figure 15, the storage modulus (G’) of the hydrogel was higher than the loss modulus (G”). The crossover frequency occurred at 36 rad/sec.
a) Tribological Properties of Mucus Simulated Using Guar Gum and Borax
Pan et al. [
61] conducted a study on the adhesive properties of a borax crosslinked guar gum hydrogel. Adhesion tests were performed using a digital tensile machine, where the hydrogel was applied onto a metal sheet coated with a surface mimicking human skin, and then pulled until detachment occurred. The results indicated that a work of adhesion of 2.5 KPa was required to detach the hydrogel from the ‘human skin mimicking surface’. This observation suggests that the hydroxyl groups in the crosslinked guar gum hydrogel have the ability to form hydrogen bonds with the surface, mimicking the interaction with human skin.
5. Synthetic Mucus Based on Polyglycerol
Linear poly glycerol is used as a base for developing synthetic hydrogels due to the presence of pendant hydroxyl groups in them. Bej et al. [
63] reported effectiveness of sulfated linear polyglycerol as an excellent inhibitor against respiratory diseases such as HSV-1 and COVID 19. Furthermore, hydrogels based on linear polyglycerol (LPG) have been used as bioinert 3D matrices for pluripotent stem cells due to their ability to form a porous network similar to native mucus. In this context, we will discuss the rheological and tribological properties of these synthetic mucus simulants.
a) Rheological Properties of Linear Poly Glycerol Based Synthetic Hydrogel
Sharma et al. [
64] investigated the viscoelastic properties of three different Mucus Inspired Hydrogels (MIHs), named MIH-1, MIH-2, and MIH-3 that contain reversible, redox-responsive bonds similar to those found in native mucus.
MIH-1, MIH-2, and MIH-3 differ in the linear polyglycol backbone and the crosslinker ratio used in their synthesis. MIH-1a, MIH-1b, MIH-1c, and MIH-1d represent variations in the crosslinker (Mucin) to linear component (Polyglycerol (PEG-1)) ratio (1:3, 1:7, 1:10, and 1:14, respectively). MIH-2 (PEG-2: Mucin =3:1) and MIH-3 (PEG-3: Mucin =3:1) exhibit different linear polyglycol backbones.
PEG-1 is obtained after acidic and basic hydrolysis of ethoxy ethyl and thiourea group, PEG-2 is synthesized following an approach modified from the original report from Mahadevagowda and Stuparu [
65], and PEG-3 is prepared using homo bifunctional dihydroxy PEGs, a detailed description of its preparation is given in the reference [
64]. The rheological properties of these MIHs were characterized by storage (G’) and loss (G”) moduli obtained from oscillatory shear experiments conducted at 25°C and 37°C.
As shown in
Figure 16, for MIH-1 (data presented in
Figure 16 is an average of MIH-1a, MIH-1b, MIH-1c, and MIH-1d), both G′ and G″ increased by more than a factor of 10 as the temperature increased, with a more pronounced effect on G′. This indicates an increase in the elastic property of the gel with temperature.
For MIH-2, as shown in
Figure 17, both G′ and G″ exhibited a linear increase with increasing shear, indicating a gel dominated by its viscous characteristics, resembling a soft, gel-like viscoelastic fluid. The moduli also increased by a factor of 10 with increasing temperature.
In
Figure 18, it is evident that the storage and loss moduli of MIH-3 increase almost linearly with the shear rate. For MIH-3 synthesized at 25°C and 37°C, the loss modulus surpasses the storage modulus. Moreover, as the temperature rises from 25°C to 37°C, both moduli show a significant increase.
In a similar rheological study, Lospichl et al. [
66] examined the viscoelastic properties of polyglycerol sulfate hydrogels. As shown in
Figure 19, they observed pronounced gel-like behavior in all tested gel samples, with G′ significantly exceeding G″, aligning with Sharma et al.’s findings regarding MIH-1 hydrogels.
Furthermore, Ekinci et al. [
67] investigated the rheological properties of a polyglycerol-based polymer network using a rheometer equipped with an external UV-light source. As demonstrated in
Figure 20, they observed that G″ surpassed G′, indicating a viscous fluid behavior. This finding of Ekinci et al. is consistent with Sharma et al.’s observations regarding MIH-2 and MIH 3 hydrogels.
The key distinction among the systems studied by Sharma et al., and Lospichl et al., and Ekinci et al. is that Sharma et al. and Lospichl et al. employed linear polyglycerol-based hydrogels, while Ekinci et al. used branched polyglycerol-based hydrogels.
b) Tribological Properties of Linear Glycerol-Based Polymers
Le at al [
68] conducted a study on the tribological properties of glycerol solutions with added aluminum nanoparticles. They prepared an aqueous glycerol solution by mixing deionized water with glycerol to create a 10-50 wt% solution. Tribological experiments were performed using a thrust collar tribotester to measure the coefficient of friction and wear rate. The researchers discovered that an optimal concentration of aluminum nanoparticles in the glycerol solution resulted in the reduction in the coefficient of friction. The reduction can be attributed to the deposition of an aluminum film on the wear surface and the bearing ball effect of nanoparticles.
Orafai et al. [
69] investigated the surface energy of poly (glycerol adipate) polymers by measuring contact angles with different test liquids [
70,
71] and plugging them into the Fowkes equation [
72]. The researchers found that the surface energy of the polymer didn’t have a pattern-based change with increasing adipate concentration in the polymer. Specifically, at an adipate concentration of 0 %, the surface energy was 62.41 mJ/m. At an adipate concentration of 20 %, the surface energy was 60.70 mJ/m. For an adipate concentration of 40 %, the surface energy was 31.38 mJ/m. Finally, at an adipate concentration of 100 %, the surface energy was 57.26 mJ/m. These data indicate that the addition of 40 % adipate to the poly glycerol polymer resulted in the lowest total surface free energy.
6. Synthetic Mucus Made by Polyacrylic Acid Hydrogels/Carbopols
Poly acrylic acid (PAA) hydrogels attracted considerable attention in the recent years due to their unique properties (ability to form gels, pH sensitivity) [
73], and potential applications in various fields such as drug delivery, tissue engineering, and biosensors [
74]. PAA hydrogels are characterized for their ability to absorb large amounts of water while holding their structural integrity. Due to their biocompatibility, PAA hydrogels is a good candidate for many biomedical applications [
75].
Most recently, a polymeric combination called Carbopols has been developed which is made by crosslinking polyacrylic acid polymers with crosslinkers [
76]. Rheological analysis of Carbopol is important, as its mucoadhesive ability is significantly depends on it [
77,
78,
79]. Early studies on Carbopol showed that their distinct rheological properties depend on the entanglements of the high molecular weight polyacrylate molecules.
a) Rheological Properties of Poly Acrylic Acid Hydrogels
Kim et al. [
80] conducted a study on the rheology of Carbopol using a Parr Physica UDS 200 mechanical rheometer at room temperature. They measured the storage (G’) and loss (G”) moduli in the linear viscoelastic regime during the frequency sweep tests.
Figure 21 reveals that for PAA hydrogels, the storage modulus G’ consistently exceeded loss modulus G”. This low storage modulus was attributed to the flexible network structure and high-water content of the Carbopol macromolecule. At low frequencies, PAA hydrogels exhibited predominantly viscous behavior at low frequencies, while at high frequencies, the elastic nature dominated, resulting in a higher storage modulus. The loss modulus indicated a more dominant viscous behavior during deformation.
Bonacucina et al. [
81], investigated the rheological properties of Carbopol as a function of shear and temperature using a stress control rheometer equipped with a cone-plate geometry. They compared the physical properties of two Carbopol samples, one synthesized at room temperature and the other at 70°C.
Figure 22 illustrates that the sample synthesized at 70°C displayed gel-like behavior, with the storage modulus (G’) consistently surpassing the loss modulus (G”) across the entire frequency range tested, and both moduli remained independent of the change in frequency.
This frequency sweep test indicates that heating transforms Carbopol from a low viscosity semi-dilute solution to a gel-like structure, likely due to increased polymer-solvent interactions. Conversely, the frequency sweep test conducted on samples prepared at room temperature revealed that the loss modulus consistently exceeded the storage modulus, which is typical for a semi-dilute polymer solution. Therefore, Carbopol synthesized at room temperature by Bonacucina et al. cannot be used as a drug delivery agent since it does not exhibit gel-like behavior.
Baek et al. [
82] conducted rheological measurements on different concentrations of Carbopol using a stress-controlled rheometer (AR 2000, TA Instruments).
Figure 23 demonstrates that the storage modulus (G’) consistently exceeded the loss modulus (G”), indicating the elastic behavior of Carbopol.
Schenck et al. [
83] investigated the rheological properties of Carbopol hydrogels with concentrations ranging from 0.025% to 0.05%. According to
Figure 24, they observed that both the storage and loss moduli were dependent on the frequency of the applied shear. For all gel concentrations, the moduli increased as the shear frequency increased from 0.5 to 105 rad/sec. A significant increase in G’ and G” was noticed at 10 rad/sec, which continued up to frequencies of 105 rad/sec. This sharp increase in the rheological moduli values at 10 rad/sec was attributed to the breakdown of the gel structure, indicating the gel’s ability to relax at high deformation frequencies. This behavior is commonly observed in semiflexible polymer networks [
84] and mucus simulants [
54]. Furthermore, the viscoelastic moduli of the Carbopol hydrogel increased with higher Carbopol percentages in the hydrogel. The values of G’ and G” for 0.03%, 0.04%, and 0.05% gels fell within the reported ranges for native, healthy and tracheobronchial mucus samples [
85].
Vicente et al. [
86] also conducted rheological studies on Carbopol at 35°C using both controlled-strain (Rheometrics ARES-LS rheometer) and controlled-stress (Haake RS1) rheometer. They used a concentration of 0.1% of Carbopol in the hydrogel. As shown in
Figure 25, G’ was consistently higher than G”. It is worth noting that the storage modulus value remained nearly constant throughout the frequency range, with a slight increase in the loss modulus values around 10 rad/sec. This observation aligns with the findings of Schenck et al., who also reported a sharp increase in the loss modulus above 10 rad/sec.
a) Tribological Properties of Poly Acrylic Acid Hydrogels
The surface tension of Carbopol hydrogel was expected to be close to that of water (~72 mN/m) due to its high-water content. Furthermore, Carbopol is not surface active, which further supports this expectation. Schenck et al. conducted experiments to measure the surface tensions of the hydrogel at different concentrations of Carbopol, obtaining values such as 2.33± 0.12, 71.63± 0.23, and 71.77± 0.37 mN/m for concentrations of 0.025%, 0.04% and 0.05%.
Vicente et al. [
86] investigated the influence of rheology and polymer conformation on the tribological properties of Carbopol hydrogels by comparing the measured friction against the Newtonian master curve. They observed that at low entrainment speed, unneutralized Carbopol hydrogels exhibited similar friction coefficients to those of water, while at high entrainment speeds, the friction coefficients for all Carbopol hydrogels were lower than that of water.
Chau et al. [
87] studied the pH dependence of the friction coefficient of polyacrylic acid hydrogel. They conducted tribological experiments using a linear reciprocating tribometer and found that the friction coefficients of the hydrogels could be altered by varying the hydrogel’s pH and acrylic acid concentration. The friction coefficients ranged from 0.17±0.01 (at pH=0.35 and 0 wt% acrylic acid) to 0.005±0.001 (at pH=7 and 12 wt% acrylic acid) and decreased with increasing pH across all acrylic acid concentrations, except at 12 wt%. These results were consistent with those of Ma et al. [
91], who observed friction coefficient ranging from 0.3-0.4 at a pH of 2 for their polyacrylic acid hydrogel, with low coefficients of friction observed at a pH of 12, as in Chau et al.’s study.
Discussion and Summary
In drug delivery systems, hydrogels are used as carriers to encapsulate and release therapeutic agents [
88,
89]. The rheological moduli of the hydrogel influence the drug release kinetics, and the release behavior of the loaded drug [
90]. A hydrogel with a higher storage modulus (G’) is generally associated with a more rigid structure, which leads to a slower release rate of the drug [
91,
92]. This happens because the drug molecules face higher resistance to diffuse through the hydrogel’s network. Whereas a hydrogel with a higher loss modulus allows a faster drug diffusion and release due to its high viscous behavior [
93].
Along with this, the rheological moduli of hydrogels also affect their interactions with biological tissues [
94]. The mechanical properties of natural tissues are better imitated by soft and flexible hydrogels with lower storage modulus [
95]. Such hydrogels are selected for tissue engineering applications, where the hydrogel’s scaffold provides a suitable environment for cell growth and tissue regeneration.
The storage and loss moduli of a hydrogel significantly affect its mucoadhesive properties [
96]. In the context of mucoadhesion, a hydrogel with higher storage modulus promotes better contact and adherence to the mucosal surface, since it has necessary strength and cohesion to prevent detachment and withstand shear forces [
97]. A hydrogel with higher loss modulus contributes to improved wetting and spreading on the mucosal surface, which allows an intimate contact of the hydrogel with the mucosal surface [
98].
A right balance between the storage and loss moduli is important while selecting a hydrogel for drug delivery and mucoadhesion. Hydrogels with a good balance between the storage and loss modulus exhibit both 1) ability to have an intimate contact with the mucus layer or with biological tissues, 2) sufficient mechanical strength to adhere to the mucus layer or with biological tissues. These two factors are crucial while facilitating drug delivery and absorption.
Table 2 gives a summary of the rheological properties of the hydrogels, which are used for drug delivery and for mucoadhesion, that we reviewed.
Conclusion
Human mucus mimicking hydrogels are synthetic hydrogels designed to replicate the physical properties of mucus found in human body. These hydrogels typically consist of water swollen polymers and other substances that bind the polymer chains together. One of their key characteristics is the ability to accurately mimic the rheological and tribological behavior of natural human mucus. This unique capability has led to a wide range of applications for these hydrogels, including their use as drug delivery systems and their utility in medical research, particularly in the study of respiratory diseases like cystic fibrosis, asthma, and chronic obstructive pulmonary disease.
In this review, most of the hydrogels examined demonstrated a higher storage modulus than loss modulus, indicating their suitability for drug delivery and mucoadhesive purposes. Furthermore, we conducted direct measurements of the work of adhesion, and lateral forces required to detach and slide PVA Borax hydrogel on a hydrophobic surface that has been silanized with silicon.
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