3.1. Microscopic picture of electrochemical reaction
We start our discussion by explaining the processes that occur on the anode side of the fuel cell. The reason for this is that the anode reaction is much simpler compared to cathode reaction, comprising only a reaction between hydrogen, protons and electrons:
This reaction is the same as the one used in standard hydrogen electrode, which is defined as a porous platinum electrode, dipped in 1 M acid solution and surrounded by hydrogen bubbling around it at pressure of 1 atm [
1]. These idealized conditions are very similar to the ones in fuel cell anode and will be used for explaining the basic principles of electrochemical processes, with detailed differences between both systems discussed later in
Section 3.6.
The first step in understanding the electrochemical reaction (
2) is to identify how do species, involved in the reaction, relate to the definition of the standard hydrogen electrode. The protons on the left-hand side of the reaction are present in the acid solution. Strong acids completely dissociate in water, resulting in concentration of protons being equal to the molarity of the acid. To form gaseous hydrogen (right-hand side of Eq. (
2)), the protons are combined with the electrons. These are provided from the metal surface, in our case platinum catalyst, in which the electrons are not strongly bound, but form an electron cloud and can, therefore, be easily detached from the metal in certain conditions.
The two-sided arrows in Eq. (
2) indicate that the reaction can proceed in both ways, depending on several conditions, which we will discuss in detail later in the paper. In general, the direction of reaction is determined by which configuration is energetically favourable. Comparing the energy of isolated protons and electrons to the hydrogen molecule shows that state of particles, bound into a molecule, is energetically favourable and the preferred direction of reaction will be from right to the left [
33]. We, therefore, first examine the situation where no hydrogen is present and only protons from the acid interact with electrons from the platinum and where initially the acid and the catalyst are at the same electric potential. When we dip the electrode in acid, the electrons on its surface will come into contact with protons in acid and proton reduction reaction
will take place, consuming protons from the acid and electrons from the electrode. This will slightly lower the proton concentration in the acid, decreasing its acidity (increasing pH value). Even more importantly, if the electrode is electrically insulated, the deficit of negatively charged electrodes will result in the increase in its electric potential. As a result, the negatively charged ions from the acid will be attracted to its surface, forming the so-called electric double layer [
1]. While the detailed picture of its formation and properties are important for the reaction dynamics on the electrode surface, a simple picture of finite increase in electric potential over a small surface layer, as shown in
Figure 2, is sufficient for basic understanding of its effect on reaction dynamics. Since electric potential difference between electrolyte and electrode is now positive, double layer will represent an energy barrier for protons that want to react with electrons, therefore slowing down the reaction. This intuitive explanation neatly introduces two important factors, affecting the rate of the reaction: 1. the concentration of reactants needed for the reaction to occur, and 2. the energy difference between initial and final state, which is closely related to the electric phenomena on the electrode surface since interacting particles are electrically charged.
The hydrogen oxidation reaction,
does not occur spontaneously since it is energetically unfavourable for hydrogen to decompose into protons. However, as presented in the next section, proper management of species concentration and electric potential drop across the double layer can result in reaction also proceeding in this direction.
3.2. Simple kinetic model of electro-chemical reaction rates
To present the process in mathematical terms, we will use a simple kinetic model for describing the rates of electrochemical reactions [
1]. To describe the reaction kinetics, we identify 6 distinct states, schematically presented in
Figure 2 through which the system transits from the initial state (state 1 in
Figure 2) to the final state (state 6). Chemical enthalpy of
i-th state is denoted
, electric energy as
, and total electrochemical enthalpy as
.
When electrode is not electrically charged, the transition of protons from bulk electrolyte to electrode surface (
) does result in any change of system enthalpy (
), as schematically presented in
Figure 3 a). In the next step (
), the protons need to arrange themselves in a configuration where they can bond into hydrogen molecule using two electrons. This so-called transition state is energetically unfavorable due to electrostatic repulsion between two positively charged particles, resulting in chemical enthalpy of transition state
being higher than enthalpy of other configurations (as schematically presented in
Figure 3). When protons and electrons form hydrogen molecule (
), the enthalpy decreases significantly due to formation of chemically stable and electrically neutral molecule with enthalpy
.
When electrode is electrically charged, electric double layer, formed on its surface, acts as a electric potential step of magnitude
which affects the energy of electrically charged species, e.g. protons, when they approach the surface, as shown in
Figure 2. Since the hydrogen molecule is electrically neutral, electrochemical enthalpy of states 5 and 6 will remain unchanged
The enthalpy change of the initial states 1 can be explained in two ways. If we assume that electrode potential was increased compared to fixed potential in the electrolyte, the energy of each electron will decrease by
. If, on the other hand, we assume that electrolyte potential was lowered compared to fixed electrode potential, the energy of each proton will decrease by
. Both descriptions are aligned and indicate that the energy decrease is proportional to the number of charged particles in each state, resulting in enthalpy
To describe the electric energy of transition states, we consider the energy needed for transition of proton from bulk electrolyte to the electrode surface, which requires approximately
. However, if we consider that proton adsorbed to the electrode surface still feels EDL electric field and that it charge is partially neutralized by surface electrons, the resulting in energy difference
is a bit lower (see
Appendix A). The difference in proton electrostatic energy between electrolyte and electrode surface is parameterized by so-called
charge transfer coefficient , (
) [
1], which describes how the energy of transition states relates to the electrode potential
U. Enthalpy of transition states 2 and 3 is therefore
We further assume that the charge configuration of transition state 4 is similar to state 3:
This relation communicates an intuitive explanation of charge transfer coefficient
as a description of energy change of transition state on charged electrode. As we will further explore in
Section 3.5, charge transfer coefficient plays significant role in how the rates of oxidation and reduction are affected by the changes in electric potential
U.
This intuitive description of energy landscape of reaction coordinate will allow us to calculate the rate of the reaction (
2). We start with assumption that the rate of reaction is proportional to the concentration of particles, involved in the reaction: the higher the concentration, the more likely the reaction is to occur. Secondly, only the particles with sufficiently high energy to overcome the enthalpy barrier can react. This energy is provided by thermal fluctuations. We know from thermodynamics that in any system at finite temperature, the energy of individual constituents is not a fixed value, but distributed among them according to the Boltzmann distribution [
34]. As a result (see
Appendix B for derivation), the probability of a proton to have sufficient energy to overcome the potential barrier
is determined as
Using this rule, we can determine the rate of proton adsorption to the electrode surface
and probability of adsorbed protons forming a transition state
Transformation from transition state to the hydrogen molecule (
) and its desorption from the surface (
) decreases the enthalpy, so the process can be characterised by a constant probability
, which can be absorbed into a rate factor
. To calculate the actual rate of reaction, we need to further multiply the probabilities with the surface of electrode
S on which the reaction takes place:
While the value of factor
can nowadays be determined ab-initio by rather complex calculations (e. g. [
35]), the detailed value is not crucial for basic understanding we are trying to communicate. Note that in terms of enthalpy levels the reaction rate depends only on the enthalpy difference between transition and initial state
denotes the difference in chemical enthalpy between initial and transition state, while the exact enthalpies of intermediate states are irrelevant at this level of detail.
For easier tracking of units, the expression (
16) is conventionally rewritten as a molar flux density
where we defined species activity coefficients
by multiplying the probability factor
with some reference concentration of protons
[
1] This results in both reaction rate
and reaction rate constant
being expressed as a molar flux density in units
.
Similar procedure for constructing the reaction rate can be carried for oxidation direction of Eq. (
4), describing the decay of hydrogen into protons. The reaction rate will now be proportional to the concentration of hydrogen
and exponentially dependant on the difference in enthalpy between transition state and state of molecular hydrogen
denotes the difference in chemical enthalpy between transition and final state, and term
describes how the enthalpy difference is affected by electrode charging. Oxidation reaction rate is then written similarly to (
18)
We again defined reference concentration to preserve units of reaction rate constant .
By combining both terms we can calculate the overall rate of reaction (
2) as a difference between reduction and oxidation reaction rate. To simplify the expression, we furthermore define species activities as a ratio between actual and reference concentration
and
. This results in
In this expression we already see some terms, familiar from Butler-Volmer equation [
1], namely terms
and
in exponents. Most importantly, the rate and direction of reaction is affected by the electric potential difference
U between bulk electrolyte and electrode, caused by the EDL. The increase in potential
U will decrease the exponential term in the reduction direction and increase the exponential term in the oxidation direction, thus decreasing the consumption of protons, which is consistent with our previous explanation of protons being repulsed by the electric field in EDL. The decrease in
U will have the opposite effect: increase in reduction exponential term will promote the reaction of protons to hydrogen and suppress the hydrogen decay into protons.
3.3. Equilibrium electric potential
This raises an obvious question: does the reaction ever reach equilibrium and does this happen spontaneously? To answer these questions, we also need to consider the changes in the electrode potential due reaction taking place on its surface. The reduction direction of reaction from protons to hydrogen also consumes electrons and will, therefore, increase the potential of electrically isolated electrode. This will in turn decrease the rate of reduction reaction and increase the rate of oxidation reaction, decreasing also the rate at which the potential on the electrode is changing. In simple mathematical terms, the rate of change of electrode electric potential can be described as
where
S is electrode surface,
its capacitance,
F Faraday constant and factor 2 describes the number of electrons exchanged in the reaction.
Figure 4.
Electrochemical enthalpy landscape of reaction (
2) with electric potential close to equilibrium. Electric charging results in electrochemical enthalpy of the initial and the final state being similar, further resulting in similar transition state barriers in both directions. Small deviations between enthalpy levels can be a result of different activities of reactants and products, which can promote the reaction rate in reduction or oxidation direction.
Figure 4.
Electrochemical enthalpy landscape of reaction (
2) with electric potential close to equilibrium. Electric charging results in electrochemical enthalpy of the initial and the final state being similar, further resulting in similar transition state barriers in both directions. Small deviations between enthalpy levels can be a result of different activities of reactants and products, which can promote the reaction rate in reduction or oxidation direction.
The electric potential of the isolated electrode will, therefore, reach equilibrium once the reduction and oxidation rate of reaction will be equal,
, resulting in net zero reaction rate
. The equilibrium value of electric potential, calculated from Eq. (
21), is
As we see, the equilibrium electric potential
depends on activities of reactants and products in the system. At some specified standard conditions, at which concentrations of protons
and hydrogen
equal their reference concentrations
and
, respectively, the activities equal unity. This conditions are used to define standard equilibrium potential
which is nearly proportional to enthalpy difference between initial state of two protons in electrolyte and final state of hydrogen molecule
, corrected with the logarithm of ratio of species activity coefficients
and
. The potential difference can in fact be calculated by rather complex microscopic models, taking into account the detailed properties of EDL and interaction between proton and surrounding electrolyte, yielding a value
[
36]. The potential difference is indeed rather large and certainly needs to be taken into account if we try to properly understand the microscopic conditions on the electrode surface.
But how does this result compare to the value of standard hydrogen electrode potential, found in every chemistry textbook, where by definition? This question would best be answered by direct measurement: put one measurement probe in electrolyte, the other on electrode, and measure the voltage. Unfortunately, such measurement would not give us the answer we are looking for. When the voltage measurement probe, inevitably made out of electric conducting material, is dipped into electrolyte, the electrochemical processes very similar to the ones we just explained, would take place on its surface, forming EDL and thus increasing its electric potential compared to the bulk electrolyte. We are therefore unable to measure the potential of bulk electrolyte potential by the very nature of the system that we want to study. All we can do is measure the potential differences between different electrodes, which are all shifted from electrolyte potential by certain EDL voltage shift. In this perspective, it is reasonable to define standardized hydrogen electrode as reference point to which other electrode types are compared.
3.4. Nernst equation
Now we will answer the question: how does the equilibrium electrode potential change if the concentration of reactants are shifted from their reference values? Intuitive picture, developed thus far, can easily support answering this question. If the EDL serves as a barrier preventing protons from reacting with electrons in the metal, higher proton concentration will require higher EDL potential difference for the equilibrium state to be achieved. Higher hydrogen concentration, on the other hand, will cause more hydrogen molecules to dissociate into protons, donating the deficit electrons to the electrode, thus lowering equilibrium electrode potential.
This equilibrium can mathematically be described by Eq. (
23), which we simplify by expressing enthalpy difference
in terms of
. This results in a well known Nernst equation [
1]:
where we multiplied numerator and denominator of logarithm prefactor by Avogadro constant
and applied definitions
and
.
From this derivation it is clear that the equilibrium potential will change with species concentration due to their effect on reduction and oxidation reaction rate, which is proportional to their concentration. Note, however, that this potential is only achieved on electrically isolated electrode in equilibrium and in absence of any side reactions, e.g. reduction of potential in reactions with the cross over gasses, and that it does not hold any real physical significance in conditions where either net reduction or oxidation takes place.
3.5. Butler-Volmer equation
As explained phenomenologically in
Section 3.1 and mathematically in Eq. (
22), the electric potential on electrode tend to stabilize at some equilibrium potential. Every imbalance in reduction or oxidation reaction rate will lead to either accumulation or deficit of electrons in the electrode, resulting in the shift in electric potential, which will quickly lead to equilibration of reaction. If we want a steady rate of reaction, we therefore need to provide some external potential that forces the system out of equilibrium. This can be achieved by draining or supplying the electrode with additional electrons via external voltage or current source.
It is convenient to express the reaction rate in terms of overpotential
which denotes the difference between actual electrode potential
U and standard equilibrium potential
. Note that constant value
(Eq. (
24)), chosen as a reference, is unaffected by Nernst potential shift (Eq. (
25)), which will make the final result easier to understand in terms of concentration effects on reaction rates.
Substituting
in Eq. (
21) and using
from Eq. (
24), we arrive after some simplification to the following expression
We make a further simplification by defining exchange current density
as
which is completely defined by properties and energy levels of the reaction and independent of electric potential
U. This leads to a standard form of the Butler-Volmer reaction
known from chemistry textbooks. From this form we can clearly see how the increase or decrease in electric potential
U will affect the reaction rate. If
U is increased above
(
), the exponent in second term will increase, promoting the reaction from hydrogen to protons. On the microscopic level, the hydrogen more willingly donates its electrons to more positively charged electrode and therefore more easily decomposes to protons. The protons are on the other hand repulsed by higher potential and their reaction with electrons in the electrode is therefore suppressed. If the potential is lowered (
), the situation is reversed. Lower EDL potential barrier is less effective at repulsing protons, which will more easily react with electrons and form hydrogen. The hydrogen, on the other hand, is less willing to donate its electrons to negatively charged electrode and will therefore more likely stay in its molecular form.
Charge transfer coefficient determines how strongly the changes in electric potential, described above, affect the reduction and oxidation reaction rate. If is close to 1, the energy of transition state behaves similarly to initial state, resulting in difference between them staying constant, so the rate of reduction reaction will not be much affected. The energy difference between transition and final state will in that case change significantly, so the electric potential will have strong effect on oxidation reaction rate. For close to zero, situation is reversed. The energy of transition state remains constant regardless of electric potential, resulting in unchanged oxidation reaction rate and strongly affected reduction reaction rate.
Butler-Volmer equation can also be expressed in slightly different form by comparing potential
U to the Nernst equilibrium potential
(
25) instead of standard equilibrium potential
(
24). Reaction rate (
28) can in this case be expressed as
where exchange current density
depends on the concentrations of chemical species. While this form is sometimes more convenient to use in calculations, note that in this notation both equilibrium potential
and exchange current density
are functions of the reactant’s and product’s activities, which makes their effect on reaction rate less intuitive.
3.6. Electrochemical processes in the fuel cell anode catalyst layer
We will now apply the insights, obtained thus far, to the anode catalyst layer of the hydrogen fuel cell. The aim is to propose some simple equations which will describe how the anode processes affects the temporal dynamics of hydrogen concentration , proton concentration and anode EDL potential difference .
In hydrogen fuel cell, the hydrogen oxidation reaction takes place on the anode catalyst layer, consuming the hydrogen and transforming it into protons, so the reaction rate,
should be negative
. As explained in previous section, this requires that the electric potential on the anode
is larger than the equilibrium potential,
. The removal of electrons from the anode, required to achieve such potential, is achieved by the external electric current from the cathode to the anode, which will be explained in detail in
Section 7.
If this condition is achieved, electrochemical reaction will consume hydrogen to produce protons and electrons. To describe how the process affects the concentrations of these three species, we model the anode catalyst layer as a porous structure with thickness
, volume ratio of ionomer material
, and volume ratio of void space
. The rest of the volume
is filled with catalyst material, in low-temperature fuel cells typically composed of Pt nanoparticles dispersed on the surface of highly porous carbon structure. The structure of catalyst is schematically presented in
Figure 5. Electrochemically active catalyst surface area of electrode
can be estimated from macroscopic fuel cell surface area
m
, Pt loading
g/m
, describing the total mass of Pt dispersed over specific FC surface, and catalyst electrochemical surface area
m
/g], describing the catalyst surface per mass of the dispersed catalyst. This quantity mostly depends on the size of catalyst particles
and can be estimated as
[
37], where
is the bulk density of platinum.
To describe how the concentration of hydrogen in the catalyst layer changes with time, we multiply the rate of electrochemical reaction (
28) with catalyst surface area to calculate the molar rate of consumption, and divide it by the void volume inside the catalyst layer, accessible to the hydrogen
, where
is the total catalyst layer volume:
Please note that anode reaction rate , so the concentration of hydrogen is decreasing.
Concentration of protons is governed by similar equation
but with different accessible volume
since protons reside in ionomer.
The concentration of electrons is reflected in electric charging of the electrode. Since the thickness of EDL -
over which the potential drop takes place is relatively small compared to the electrochemically active surface area of electrode
, the anode can be effectively described as a plane capacitor with capacitance
where
is vacuum permittivity and
is dielectric constant of ionomer. The rate of change of the electric potential of the anode due to electrochemical reaction is then obtained by dividing the electric current
by capacitance
Electrochemical reaction that consumes hydrogen to produce protons and electrons, therefore, tends to decrease the electric potential on the anode, which would in turn decrease the rate of electrochemical reaction (
31). If no external electric current is provided to the anode, as for example in open circuit fuel cell operation, the potential decreases to the equilibrium potential, defined by Nernst equation (
25), and electrochemical reaction stops.
Equations (
33), (
34) and (
36) describe the effects of electrochemical reactions in the anode on the concentrations of hydrogen and protons, and electric charging of the anode electrode. Note that these quantities are also affected by other physical processes in the fuel cell, such as diffusion and conduction, which will be discussed in more detail in
Section 5,
Section 6 and
Section 7.