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Functional Donoho-Stark Approximate Support Uncertainty Principle

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01 July 2023

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04 July 2023

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Abstract
Let $(\{f_j\}_{j=1}^n, \{\tau_j\}_{j=1}^n)$ and $(\{g_k\}_{k=1}^n, \{\omega_k\}_{k=1}^n)$ be two p-orthonormal bases for a finite dimensional Banach space $\mathcal{X}$. If $ x \in \mathcal{X}\setminus\{0\}$ is such that $\theta_fx$ is $\varepsilon$-supported on $M\subseteq \{1,\dots, n\}$ w.r.t. p-norm and $\theta_gx$ is $\delta$-supported on $N\subseteq \{1,\dots, n\}$ w.r.t. p-norm, then we show that \begin{align}\label{ME} &o(M)^\frac{1}{p}o(N)^\frac{1}{q}\geq \frac{1}{\displaystyle \max_{1\leq j,k\leq n}|f_j(\omega_k) |}\max \{1-\varepsilon-\delta, 0\},\\ &o(M)^\frac{1}{q}o(N)^\frac{1}{p}\geq \frac{1}{\displaystyle \max_{1\leq j,k\leq n}|g_k(\tau_j) |}\max \{1-\varepsilon-\delta, 0\},\label{ME2} \end{align} where \begin{align*} \theta_f: \mathcal{X} \ni x \mapsto (f_j(x) )_{j=1}^n \in \ell^p([n]); \quad \theta_g: \mathcal{X} \ni x \mapsto (g_k(x) )_{k=1}^n \in \ell^p([n]) \end{align*} and $q$ is the conjugate index of $p$. We call Inequalities (\ref{ME}) and (\ref{ME2}) as \textbf{Functional Donoho-Stark Approximate Support Uncertainty Principle}. Inequalities (\ref{ME}) and (\ref{ME2}) improve the finite approximate support uncertainty principle obtained by Donoho and Stark \textit{[SIAM J. Appl. Math., 1989]}.
Keywords: 
Subject: Computer Science and Mathematics  -   Analysis

1. Introduction

Let 0 ε < 1 . Recall that a function f L 2 ( R d ) is said to be ε -supported on a measurable subset E R d (also known as ε -approximately supported as well as ε -essentially supported) [1,9] if
E c | f ( x ) | 2 d x 1 2 ε R d | f ( x ) | 2 d x 1 2 .
Let d N and ^ : L 2 ( R d ) L 2 ( R d ) be the unitary Fourier transform obtained by extending uniquely the bounded linear operator
^ : L 1 ( R d ) L 2 ( R d ) f f ^ C 0 ( R d ) ; f ^ : R d ξ f ^ ( ξ ) R d f ( x ) e 2 π i x , ξ d x C .
In 1989, Donoho and Stark derived the following uncertainty principle on approximate supports of function and its Fourier transform [1].
Theorem 1.1.
[1] (Donoho-Stark Approximate Support Uncertainty Principle) If f L 2 ( R d ) { 0 } is ε-supported on a measurable subset E R d and f ^ is δ-supported on a measurable subset F R d , then
m ( E ) m ( F ) ( 1 ε δ ) 2 .
Ultimate result in [1] is the finite dimensional Heisenberg uncertainty principle known today as Donoho-Stark uncertainty principle. It is then natural to seek a finite dimensional version of Theorem 1.1. For this, first one needs the notion of approximate support in finite dimensions. Donoho and Stark defined this notion as follows. For h C d , let h 0 be the number of nonzero entries in h. Let ^ : C d C d be the Fourier transform. Given a subset M { 1 , , n } , the number of elements in M is denoted by o ( M ) .
Definition 1.2.
[1] Let 0 ε < 1 . A vector ( a j ) j = 1 d C d is said to be ε -supported on a subset M { 1 , , d } if
j M c | a j | 2 1 2 ε j = 1 d | a j | 2 1 2 .
Finite dimensional version of Theorem 1.1 then reads as follows.
Theorem 1.3.
[1] (Finite Donoho-Stark Approximate Support Uncertainty Principle) If h C d { 0 } is ε-supported on M { 1 , , d } and h ^ is δ-supported on N { 1 , , d } , then
o ( M ) o ( N ) d ( 1 ε δ ) 2 .
In 1990, Smith [8] generalized Theorem 1.3 to Fourier transforms defined on locally compact abelian groups. Recently, Banach space version of finite Donoho-Stark uncertainty principle has been derived in [2]. Therefore we seek a Banach space version of Theorem 1.3. This we obtain in this paper.

2. Functional Donoho-Stark Approximate Support Uncertainty Principle

In the paper, K denotes C or R and X denotes a finite dimensional Banach space over K . Identity operator on X is denoted by I X . Dual of X is denoted by X * . Whenever 1 < p < , q denotes the conjugate index of p. For d N , the standard finite dimensional Banach space K d over K equipped with standard · p norm is denoted by p ( [ d ] ) . Canonical basis for K d is denoted by { e j } j = 1 d and { ζ j } j = 1 d be the coordinate functionals associated with { e j } j = 1 d .
Definition 2.1.
[3] Let X be a finite dimensional Banach space over K . Let { τ j } j = 1 n be a basis for X and let { f j } j = 1 n be the coordinate functionals associated with { τ j } j = 1 n . The pair ( { f j } j = 1 n , { τ j } j = 1 n ) is said to be a p-orthonormal basis ( 1 < p < ) for X if the following conditions hold.
(i) 
f j = τ j = 1 for all 1 j n .
(ii) 
For every ( a j ) j = 1 n K n ,
j = 1 n a j τ j = j = 1 n | a j | p 1 p .
Given a p-orthonormal basis ( { f j } j = 1 n , { τ j } j = 1 n ) for X , we get the following two invertible isometries:
θ f : X x ( f j ( x ) ) j = 1 n p ( [ n ] ) , θ τ : p ( [ n ] ) ( a j ) j = 1 n j = 1 n a j τ j X .
Then we have the following proposition.
Proposition 2.2.
Let ( { f j } j = 1 n , { τ j } j = 1 n ) be a p-orthonormal basis for X . Then
(i) 
θ f is an invertible isometry.
(ii) 
θ τ is an invertible isometry.
(iii) 
θ τ θ f = I X .
It is natural to guess the following version of Definition 1.2 for p ( [ n ] ) .
Definition 2.3.
Let 0 ε < 1 . A vector ( a j ) j = 1 n p ( [ n ] ) is said to be ε-supported on a subset M { 1 . , n } w.r.t. p-norm if
j M c | a j | p 1 p ε j = 1 n | a j | p 1 p .
With the above definition we have following theorem.
Theorem 2.4.
(Functional Donoho-Stark Approximate Support Uncertainty Principle) Let ( { f j } j = 1 n , { τ j } j = 1 n ) and ( { g k } k = 1 n , { ω k } k = 1 n ) be two p-orthonormal bases for a finite dimensional Banach space X . If x X { 0 } is such that θ f x is ε-supported on M { 1 , , n } w.r.t. p-norm and θ g x is δ-supported on N { 1 , , n } w.r.t. p-norm, then
o ( M ) 1 p o ( N ) 1 q 1 max 1 j , k n | f j ( ω k ) | max { 1 ε δ , 0 } ,
o ( M ) 1 q o ( N ) 1 p 1 max 1 j , k n | g k ( τ j ) | max { 1 ε δ , 0 } .
Proof. 
For S { 1 , , n } , define P S : p ( [ n ] ) ( a j ) j = 1 n j S a j e j p ( [ n ] ) be the canonical projection onto the coordinates indexed by S. Now define V : = P M θ f θ ω P N : p ( [ n ] ) p ( [ n ] ) . Then for z p ( [ n ] ) ,
V z p = P M θ f θ ω P N z p = P M θ f θ ω P N k = 1 n ζ k ( z ) e k p = P M θ f θ ω k = 1 n ζ k ( z ) P N e k p = P M θ f θ ω k N ζ k ( z ) e k p = P M θ f k N ζ k ( z ) θ ω e k p = P M θ f k N ζ k ( z ) ω k p = k N ζ k ( z ) P M θ f ω k p = k N ζ k ( z ) P M j = 1 n f j ( ω k ) e j p = k N ζ k ( z ) j = 1 n f j ( ω k ) P M e j p = k N ζ k ( z ) j M f j ( ω k ) e j p = j M k N ζ k ( z ) f j ( ω k ) e j p = j M k N ζ k ( z ) f j ( ω k ) p j M k N | ζ k ( z ) f j ( ω k ) | p max 1 j , k n | f j ( ω k ) | p j M k N | ζ k ( z ) | p = max 1 j , k n | f j ( ω k ) | p o ( M ) k N | ζ k ( z ) | p max 1 j , k n | f j ( ω k ) | p o ( M ) k N | ζ k ( z ) | p p p k N 1 q p q = max 1 j , k n | f j ( ω k ) | p o ( M ) k N | ζ k ( z ) | p p p o ( N ) p q max 1 j , k n | f j ( ω k ) | p o ( M ) k = 1 n | ζ k ( z ) | p p p o ( N ) p q = max 1 j , k n | f j ( ω k ) | p o ( M ) z p o ( N ) p q .
Therefore
V max 1 j , k n | f j ( ω k ) | o ( M ) 1 p o ( N ) 1 q .
We now wish to find a lower bound on the operator norm of V. For x X , we find
θ f x V θ g x θ f x P M θ f x + P M θ f x V θ g x ε θ f x + P M θ f x V θ g x = ε θ f x + P M θ f x P M θ f θ ω P N θ g x = ε θ f x + P M θ f ( x θ ω P N θ g x ) ε θ f x + x θ ω P N θ g x = ε θ f x + θ ω θ g x θ ω P N θ g x = ε θ f x + θ ω ( θ g x P N θ g x ) = ε θ f x + θ g x P N θ g x ε θ f x + δ θ g x = ε x + δ x = ( ε + δ ) x .
Using triangle inequality, we then get
x V θ g x = θ f x V θ g x θ f x V θ g x ( ε + δ ) x , x X .
Since θ g is an invertible isometry,
( 1 ε δ ) x V θ g x , x X ( 1 ε δ ) y = ( 1 ε δ ) θ g 1 y V y , y p ( [ n ] ) ,
i.e.,
max { 1 ε δ , 0 } V .
Using Inequalities (5) and (6) we get
max { 1 ε δ , 0 } max 1 j , k n | f j ( ω k ) | o ( M ) 1 p o ( N ) 1 q .
To prove second inequality, define W : = P N θ g θ τ P M : p ( [ n ] ) p ( [ n ] ) . Then for z p ( [ n ] ) ,
W z p = P N θ g θ τ P M z p = P N θ g θ τ P M j = 1 n ζ j ( z ) e j p = P N θ g θ τ j = 1 n ζ j ( z ) P M e j p = P N θ g θ τ j M ζ j ( z ) e j p = P N θ g j M ζ j ( z ) θ τ e j p = P N θ g j M ζ j ( z ) τ j p = j M ζ j ( z ) P N θ g τ j p = j M ζ j ( z ) P N k = 1 n g k ( τ j ) e k p = j M ζ j ( z ) k = 1 n g k ( τ j ) P N e k p = j M ζ j ( z ) k N g k ( τ j ) e k p = k N j M ζ j ( z ) g k ( τ j ) e k p = k N j M ζ j ( z ) g k ( τ j ) p k N j M | ζ j ( z ) g k ( τ j ) | p max 1 j , k n | g k ( τ j ) | p k N j M | ζ j ( z ) | p = max 1 j , k n | g k ( τ j ) | p o ( N ) j M | ζ j ( z ) | p max 1 j , k n | g k ( τ j ) | p o ( N ) j M | ζ j ( z ) | p p p j M 1 q p q = max 1 j , k n | g k ( τ j ) | p o ( N ) j M | ζ j ( z ) | p p p o ( M ) p q max 1 j , k n | g k ( τ j ) | p o ( N ) j = 1 n | ζ j ( z ) | p p p o ( M ) p q = max 1 j , k n | g k ( τ j ) | p o ( N ) z p o ( M ) p q .
Therefore
W max 1 j , k n | g k ( τ j ) | o ( M ) 1 q o ( N ) 1 p .
Now for x X ,
θ g x W θ f x θ g x P N θ g x + P N θ g x W θ f x δ θ g x + P N θ g x W θ f x = δ θ g x + P N θ g x P N θ g θ τ P M θ f x = δ θ g x + P N θ g ( x θ τ P M θ f x ) δ θ g x + x θ τ P M θ f x = δ θ g x + θ τ θ f x θ τ P M θ f x = δ θ g x + θ τ ( θ f x P M θ f x ) = δ θ g x + θ f x P M θ f x δ θ g x + ε θ f x = δ x + ε x = ( δ + ε ) x .
Using triangle inequality and the fact that θ f is an invertible isometry we then get
max { 1 ε δ , 0 } W .
Using Inequalities (7) and (8) we get
max { 1 ε δ , 0 } max 1 j , k n | g k ( τ j ) | o ( M ) 1 q o ( N ) 1 p .
Corollary 2.5.
Let { τ j } j = 1 n and { ω j } j = 1 n be two orthonormal bases for a finite dimensional Hilbert space H . Set
θ τ : H h ( h , τ j ) j = 1 n C n , θ ω : H h ( h , ω j ) j = 1 n C n .
If h H { 0 } is such that θ τ h is ε-supported on M { 1 , , n } and θ ω h is δ-supported on N { 1 , , n } , then
o ( M ) o ( N ) 1 max 1 j , k n | τ j , ω k | 2 ( 1 ε δ ) 2 .
In particular, Theorem 1.3 follows from Theorem 2.4.
Proof. 
Define
f j : H h h , τ j K ; g j : H h h , ω j K , 1 j n .
Then p = q = 2 and | f j ( ω k ) | = | ω k , τ j | for all 1 j , k n . Theorem 1.3 follows by taking { τ j } j = 1 n as the standard basis and { ω j } j = 1 n as the Fourier basis for C n . □
Corollary 2.6.
Let ( { f j } j = 1 n , { τ j } j = 1 n ) and ( { g k } k = 1 n , { ω k } k = 1 n ) be two p-orthonormal bases for a finite dimensional Banach space X . Let x X { 0 } is such that θ f x is ε-supported on M { 1 , , n } w.r.t. p-norm and θ g x is δ-supported on N { 1 , , n } w.r.t. p-norm. If ε + δ 1 , then
o ( M ) 1 p o ( N ) 1 q 1 max 1 j , k n | f j ( ω k ) | ( 1 ε δ ) , o ( M ) 1 q o ( N ) 1 p 1 max 1 j , k n | g k ( τ j ) | ( 1 ε δ ) .
Corollary 2.7.
Let ( { f j } j = 1 n , { τ j } j = 1 n ) and ( { g k } k = 1 n , { ω k } k = 1 n ) be two p-orthonormal bases for a finite dimensional Banach space X . If x X { 0 } is such that θ f x is 0-supported on M { 1 , , n } w.r.t. p-norm and θ g x is 0-supported on N { 1 , , n } w.r.t. p-norm (saying differently, θ f x is supported on M and θ g x is supported on N), then
o ( M ) 1 p o ( N ) 1 q 1 max 1 j , k n | f j ( ω k ) | , o ( M ) 1 q o ( N ) 1 p 1 max 1 j , k n | g k ( τ j ) | .
Corollary 2.7 is not the Theorem 2.3 in [2] (it is a particular case) because Theorem 2.3 in [2] is derived for p-Schauder frames which is general than p-orthonormal bases. Theorem 2.4 promotes the following question.
Question 2.8.
Given p and a Banach space X of dimension n, for which pairs of p-orthonormal bases ( { f j } j = 1 n , { τ j } j = 1 n ) , ( { g k } k = 1 n , { ω k } k = 1 n ) for X , subsets M , N and ε , δ , we have equality in Inequalities (3) and (4)?
Observe that we used 1 < p < in the proof of Theorem 2.4. Therefore we have the following problem.
Question 2.9.
Whether there are Functional Donoho-Stark Approximate Support Uncertainty Principle (versions of Theorem 2.4) for 1-orthonormal bases and ∞-orthonormal bases?
Keeping p -spaces for 0 < p < 1 as a model space equipped with
( a j ) j = 1 n p : = j = 1 n | a j | p , ( a j ) j = 1 n K n ,
we set following definitions.
Definition 2.10.
Let X be a vector space over K . We say that X is a disc-Banach space if there exists a map called as disc-norm · : X [ 0 , ) satisfying the following conditions.
(i) 
If x X is such that x = 0 , then x = 0 .
(ii) 
x + y x + y for all x , y X .
(iii) 
λ x | λ | x for all x X and for all λ K with | λ | 1 .
(iv) 
λ x | λ | x for all x X and for all λ K with | λ | 1 .
(v) 
X is complete w.r.t. the metric d ( x , y ) : = x y for all x , y X .
Definition 2.11.
Let X be a finite dimensional disc-Banach space over K . Let { τ j } j = 1 n be a basis for X and let { f j } j = 1 n be the coordinate functionals associated with { τ j } j = 1 n . The pair ( { f j } j = 1 n , { τ j } j = 1 n ) is said to be a p-orthonormal basis ( 1 < p < ) for X if the following conditions hold.
(i) 
f j = τ j = 1 for all 1 j n .
(ii) 
For every ( a j ) j = 1 n K n ,
j = 1 n a j τ j = j = 1 n | a j | p .
Then we also have the following question.
Question 2.12.
Whether there are versions of Theorem 2.4 for p-orthonormal bases 0 < p < 1 ?
We wish to mention that in [2] the functional uncertainty principle was derived for p-Schauder frames which is general than p-orthonormal bases. Thus it is desirable to derive Theorem 2.4 or a variation of it for p-Schauder frames, which we can’t.
We end by asking the following curious question whose motivation is the recently proved Balian-Low theorem (which is also an uncertainty principle) for Gabor systems in finite dimensional Hilbert spaces [5,6,7].
Question 2.13.
Whether there is a Functional Balian-Low Theorem (which we like to call Functional Balian-Low-Lammers-Stampe-Nitzan-Olsen Theorem) for Gabor-Schauder systems in finite dimensional Banach spaces (Gabor-Schauder system is as defined in [4])?

References

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