1. Introduction
Low-frequency moisture modes or intraseasonal oscillations (ISO) in the tropical atmosphere refer to persistent and coherent patterns of atmospheric variability that occur on a typical time scale of around 60-120 days [
1]. These modes are characterized by fluctuations in atmospheric circulation and precipitation patterns that can substantially impact regional and global climate. The Madden-Julian Oscillation (MJO), for example, is a large-scale ISO characterized by a pattern of enhanced and suppressed convection and rainfall that moves across the tropical Indian Ocean and Western Pacific on a time scale of about 30 to 60 days [
2,
3]. The MJO affects the distribution and transport of moisture in the atmosphere and can significantly impact monsoon systems and other precipitation patterns.
Modern satellite technology could provide spectral analysis results, which reveal the strong connection between large-scale tropical motions and moist convection [
4]. The linear dispersion relation of these tropical modes was successfully derived more than half a century ago by Matsuno [
5], using a "classical dry" linear equatorial beta-plane shallow-water model. However, Matsuno’s "dry" theory cannot deduce the observed moist tropical modes with lower phase speeds. With the help of normalized power spectra of satellite data, such as Outgoing Long-wave Radiation (OLR), Kiladis et al. [
4] showed that the family of linear wave solutions predicted by Matsuno was characterized by deep convection in the tropics. Hence, these observed modes are later referred to as Convectively Coupled Equatorial Waves (CCEWs).
For the past several decades, there has been significant research on the dynamics, structure, and propagation characteristics of CCEWs in observation and theoretical studies. Aside from CCEWs, Hendon and Salby [
6] and Kiladis et al. [
7] observed a dominant mode of tropical variability in the wavenumber-frequency spectra of OLR, concentrated on the intraseasonal time scale and the planetary zonal scale and this dominant signal is referred to as MJO. However, unlike other tropical modes, the MJO does not fall along Matsuno’s classical dispersion curve and has a peculiar dispersion, i.e., frequency is nearly constant with increasing positive zonal wavenumber in a low-frequency regime. The MJO is an organized, eastward propagating (≃ 5 m/sec), large-scale convective envelope, and it is embedded with both east and westward-moving convective fine-structures, making it a complex phenomenon to understand [
8,
9]. Due to its multi-scale moisture-driven structure, it impacts the local and global climatic variabilities and provides a significant source of predictability at intraseasonal scales [
10]. During the last few decades, through observational research, scientists have evaluated the impact of MJO on phenomena ranging from diurnal convective events to large-scale motions such as monsoon variability, tropical cyclones, and extra-tropical circulations [
11,
12,
13].
Since its first observation, MJO inspired many researchers to develop a theory for representing its fundamental dynamics [
14]. Some scientists have attempted to explain the MJO as an additional eastward propagating moisture mode of the tropical wave spectrum and addressed its underlying physical mechanisms. These theories have relied on either Matsuno’s original representation of classical dry trapped waves or the same linear approach with an additional set of equations by including moisture as a new variable. This school of theories includes moisture-mode theories [
15,
16,
17,
18,
19], trio-interaction theories [
20], skeleton theory [
13], and WISHE-moisture mode theories [
21,
22,
23,
24]. However, another school of theories also exists in which the authors explained the MJO dynamics through various physical mechanisms without using moisture as an additional variable, such as gravity wave theory by Yang and Ingersoll [
25] and non-linear solitary wave theory of Yano and Tribbia [
26], Rostami and Zeitlin [
27].
The two-way interaction between the convection and moisture dynamics is the non-trivial and most debated problem in the field of tropical atmospheric research since the development of conditional instability of second kind (CISK)-mechanism by Charney and Eliassen [
28] and Ooyama [
29]. In one-way, moisture dynamics in the tropical atmosphere play a key role in shaping convective interactions. Conversely, convective dynamics can help sustain and amplify low-frequency ISOs by influencing the distribution and transport of moisture, heat, and energy in the atmosphere. In CISK theory, they established that convection due to latent heat release leads to the development of large-scale motion when there is ambient conditional instability. However, Emanuel et al. [
30] contradicted the representation of convection in the earlier CISK mechanism, stating that convection acts as a damping source to sustain the large-scale instability and coined the term moist convective damping in his wind-induced surface heat exchange (WISHE) theory.
In tune with the aforementioned linear CISK theory, Lindzen [
31] developed a Wave-CISK by emphasizing the role of latent heat release, but the obtained linear solution suffered by the ultraviolet catastrophe of largest growth at the smallest scales. Later on, Moskowitz and Bretherton [
32] rectified this unrealistic solution by including frictional convergence to the wave-CISK mechanism. However, in their earlier works, this theory was continuously criticized by Emanuel [
21] for the requirement of background conditional instability and treatment of the convective dynamics [
33,
34]. Meanwhile, [
21] developed a new paradigm, in which large-scale motions in the tropics were driven by an energy source known as WISHE or evaporation-wind feedback (EWF). Further, Sobel and Maloney [
17], Khairoutdinov and Emanuel [
24], Fuchs-Stone and Emanuel [
35] successfully explored the role of evaporation fluxes as a primary mechanism in MJO dynamics. In the earlier linear analysis of Fuchs and Raymond [
22], they initially thought MJO is an outcome of the combined effect of cloud radiation feedback (CRF) and WISHE. Later, they established that CRF shows a destabilizing mechanism at the same time, WISHE develops a primary instability [
23]. However, the interaction between radiation and water vapor goes back to the earlier hypothesis of Hu and Randall [
36]. Further, Adams and Kim 2016 extended this mechanism by modifying the CRF as a function of wavenumber in their moisture mode theory and established the importance of CRF on MJO dynamics. The role of CRF has been explored in other theoretical frameworks as well, such as trio-interaction models by [
20] with the inclusion of planetary boundary layer (PBL) dynamics. In this formulation, the authors concluded that the combination of the CRF and PBL leads to the development of planetary scale instability, and the phase speed and growth rates are influenced by CRF mechanism[
37].
Despite the fact that there is a large and diversified pool of theoretical works to draw from, numerous questions remain unsolved (for a complete overview, readers can refer to Zhang et al. [
14]). As a result, understanding the MJO’s dynamics remains a challenge and is considered the "Holy Grail" of tropical atmospheric research [
15]. However, the primary goal of this work is not to answer all of the unanswered questions about MJO dynamics. Instead, we intend to evaluate the bare-bone physical mechanisms responsible for recreating the MJO’s dispersive signature. According to Nakazawa [
38] and Lindzen [
31], low-level moisture convergence is an essential physical process within the tropics, which plays a crucial role in shaping convective dynamics and further influences the large-scale dynamics of low-frequency tropical modes. Here, we aim to explore the possibility of visualizing the MJO as an intrinsic mode introduced by moisture feedback processes while encompassing the significance of evaporation-wind feedback and low-level moisture convergence in the tropical atmosphere. The individual roles of the above mechanisms have been demonstrated extensively in earlier theories. However, the possible role of each mechanism and combination of one another in determining the dispersive signature of MJO-like mode is still elusive. Here we established the simple mathematical description, which estimates each mechanism’s possible role and strength, and also in combination with one another in exhibiting the MJO-like mode.
The paper is organized as follows. Assuming a simple first baroclinic structure, in the next
Section 2, we have introduced the system of equations, which describes the dynamics of the tropical waveguide, and we proceed to linear analysis. We have explored the dispersion relation and associated moisture mode characteristics. Results are discussed in Section.
Section 3. Finally, the concluding remarks are given in Section.
Section 4.
2. Theoretical Description
The theoretical framework presented here represents the low-frequency intraseasonal oscillations in the tropical atmosphere. It describes the horizontal structure of the first baroclinic mode in the tropics. It consists of simplified parameterizations of evaporation-wind feedback and precipitation heating in a nearly saturated convective tropical atmosphere [
39]. These approximations are applied to rotating shallow water equations on an equatorial
- plane, along with an equation for the depth-integrated moisture variable. The complete, dimensional form of the described model is as follows:
Equation (
1) represents the zonal and meridional momentum equations with linear mechanical damping, where
represent the free-tropospheric low-level zonal and meridional velocity perturbations. Equation (
2) is derived from continuity, hydrostatic and thermodynamic equations with
as a mid-level mean potential temperature, where
is the Rayleigh friction and
Q as the heating rate due to condensation. Equation (
3) is the vertically integrated moisture equation, which describes the evolution of the moisture variable
q, and here
E represents the evaporation, and
P represents the precipitational heating. We adopted the simplified treatment of parameterization schemes for these source terms similar to previous moist models [
40], and are given by
where,
Here
is the latent heat of condensation,
is the density of air, and
is the specific heat at constant pressure. The precipitational anomaly is completely governed by the moisture relaxation time
, and according to the Bretherton et al. [
41], the expression is given by
where,
s describes the evolution of the perturbation moisture variable, and is obtained from the relation
q =
(1+
s), where
is the equilibrium value of moisture variable
q.
The surface evaporation is parameterised by the simplified bulk-aerodynamic formula [
42,
43], and given by
Where
is the drag coefficient and
( = 3
g) is the saturation relative humidity difference between the sea surface and the anemometer level. The evaporation term’s sign depends on the direction of the background mean wind
, and it is positive (negative) sign for mean easterlies (westerlies). For analytical simplicity, we assume that strong easterly wind anomalies (
> 0) are the dominant mean background winds in the lower troposphere tropical circulation [
44].
Since the major objective of our study is to investigate the linear modes in a low-frequency regime, we linearized the equations (
1) - (
3) and used the long-wave approximation. We further neglected the zonal moisture advection term, in order to focus on the role of EWF and MCF in linear wave dispersion. Therefore, The reduced governing equations for studying the moist tropical modes are as follows
where,
The parameter
represents the non-dimensional values of the evaporation-wind feedback component, estimated from the empirical relation given in
Table 1.
is the non-dimensional value of the moisture relaxation timescale,
represents the linear mechanical damping parameter,
is the Rayleigh friction or Newtonian cooling and
is the moisture convergence feedback. The list of model parameters, including non-dimensional parameters, and their values are given in
Table 1.
2.1. Dispersion Relation
Equations (
7) - (
10) represent a closed system of linear partial differential equations with constant coefficients. We assume that solutions have a zonally propagating plane-wave structure of the form
, where
represents any of the perturbed variables
, or
s. “
k” is the zonal wavenumber
and
is the complex frequency. The phase speed and growth rate can be deduced by real part
and imaginary parts
of the frequency
. For simplicity, we considered the time scale for mechanical damping and Newtonian cooling to be the same (
). Therefore, we can write the linear system of equations in terms of frequency and wavenumber as.
with
By eliminating the variable
s from Equations (
13) - (
14), we can achieve new system of equations, further conducting the mathematical manipulation and eliminating the variable
results a second order ordinary differential equation in
.
while the parameters
Further, by applying the variable transformation we can achieve a reduced second order differential equation in
. Which is similar to the Matsuno’s equation,
The coefficients
and
are
where,
However, we assume a wave motions near to the equatorial region and we apply the boundary conditions such as
, when
. With these boundary conditions, the solution to the above Hermite differential equation can be either of the form,
where
is the nth-order Hermite polynomial. The solution given by Equation (
17) is possible only when it satisfies the following relation
where
n is an integer, which represents the meridional mode.
Solving Equation (
18) results the dispersion relationship, and it can be written as a characteristic polynomial in
as follows
where the coefficients
,
are as follows,
with
3. Results and Discussion
Before examining the complete dispersion relation in detail, we consider the limiting case with no feedback processes, i.e., neglecting the precipitational heating, moisture convergence (
= 1), evaporation-wind feedback (
= 0), and mechanical damping (
= 0). This approximation results in reduced classic Matsuno’s dispersion equation (
) for a special case of zero meriodonal wind (
). This dispersion relation, illustrates that in the absence of feedback processes, the solution exhibits a nondispersive eastward propagation, and this mode’s behavior closely resembles the pattern followed by the dry Kelvin mode of Matsuno [
5]. Hence, we argue that the additional physical mechanisms, such as moisture feedback processes (EWF and MCF), which could provide an energy source, are required to develop an eastward instability at the planetary scale.
We further studied the specific solutions of Equation (
19) using the standard parameter set detailed in
Table 1. The solutions are shown in
Figure 1, where the real part of frequency (Re(
)) is plotted against zonal wavenumber (
k), and the corresponding growth rate is shown in
Figure 1. We obtained two modes of solution in the low-frequency domain; one is propagating in the westward direction (
k< 0), and the other in the eastward direction (
k> 0). The observed wave mode closest to the modeled westward branch (blue dots) in the low-frequency regime is the
n = 1 traditional moist Equatorial Rossby wave. The additional low-frequency eastward moisture mode is unstable at planetary-scale zonal wavenumbers (
k≤ 2) with a frequency that is weakly dependent on the zonal wavenumber. Both the low-frequency modes show the highest growth rate at longer wavelengths (
2) and slowly fall at shorter wavelengths (
4). However, the eastward mode (blue open circles) shows the maximum growth rate compared to the westward mode. Hence, from this illustration, it is clear that the manifestation of the eastward low-frequency mode is due to the existence of moisture feedback processes.
The dynamic features of the eastward mode are shown in Figure
2. The new eastward propagating mode has a period within the intraseasonal range (
Figure 2). It is an unstable mode with the maximum growth rate at longer wavelengths, indicating a preferred planetary-scale unstable mode (
Figure 2), and the dimensional phase speed at planetary-scale wavenumber is nearly 5 m/sec (
Figure 2). This distinct dispersive signature is consistent with the fundamental characteristics of the MJO predicted and simulated by various theoretical studies such as Raymond and Fuchs [
15], Sobel and Maloney [
17] and also Wang et al. [
20]. Based on the minimum criteria and desirability formulated by Zhang et al. [
14], we identify our eastward moisture mode as MJO-like. Our model’s eastward moisture mode solution is similar in nature to the linear solutions of WISHE-moisture mode theory and BLQE theory with a zero meridional wind (
0) approximation of Fuchs and Raymond [
23], Fuchs-Stone [
45], and also similar to the
1 mode of Fuchs-Stone and Emanuel [
35], Emanuel [
44] with a meridional flow. Most importantly, both models are in the common paradigm that cloud-radiation interaction (CRI) and WISHE mechanisms are responsible for developing and maintaining planetary scale instability. However, our theoretical formulation did not involve complex cloud-radiation and boundary layer dynamics. Nevertheless, we obtained a similar solution.
From Figure
2, It is clear that the existence of eastward moisture mode and its planetary-scale instability is due to the competing mechanism between the moisture feedback processes. Therefore, we intend to identify the individual roles of the MCF and EWF. We first exclude the EWF (by setting
to zero) and by invoking the MCF alone. This approximation results in an unrealistic solution
Figure 3 (blue open circles), which explains that there is no energy source for an eastward moisture mode to grow when the EWF is absent (
= 0) even though MCF is active. This result agrees with earlier theoretical works based on the WISHE theory. Further, we varied EWF values by holding the other parameters as constant, which resulted in a modified eastward mode with respect to EWF, illustrated in
Figure 3. It shows that for higher values of EWF, such as
= 1.5 and 3, the obtained mode has a typical instability and exhibits nonlinearity at planetary-scale wavelengths. Similarly, the growth rate curves show maximum growth at planetary-scale wavelengths (
3) for increasing the
values. However, the modified mode gets damped for intermediate and shorter wavelengths (
Figure 3). Increasing the EWF values up to 1 (
1) does not influence the fundamental behavior of the eastward moisture mode. i.e., the phase speed decreases with increasing wavenumber for
1, with a maximum phase speed at longer wavelengths, retained the same. However, the
values above 1.5 exhibit very slow-phase speed in longer wavelength ranges
1.5, further attaining maximum phase speed at
1.5 and then decreasing slowly with the wavenumber. This typical behavior explains the nonlinear nature of the mode at longer wavelengths. We then tested the negative value of EWF (by setting
0), which results in similar nature of
= 0, with an unrealistic dispersion relation (blue dots). Therefore, the EWF mechanism is solely responsible for the development of planetary-scale instability in our model.
Further, we explored the role of MCF in the development of planetary-scale instability and propagation of eastward moisture mode. For identifying the physical mechanism of MCF alone, we considered two possible cases, first the moist-neutral case (
= 0) and second case when moisture convergence feedback is off (
= 1), while keeping the constant values of EWF (
= 0.05) and MRT (
= 0.33).
Figure 4 depicts the modified eastward moisture mode due to different
values. From this illustration, it is clear that the instability remains the same at planetary-scale wavelengths when the system is in either a moist-neutral case or without MCF. However, the frequency is modified in such a way that for a moist-neutral case, it is in the intraseasonal frequency range (blue circles). Without a moist convergence feedback case, the eastward moisture mode’s frequency (blue dots) is reduced, and it is not in the range of observational time period. Corresponding growth rate curves are shown in
Figure 4. These curves demonstrate that for the moist-neutral case (blue dots), the growth rate of the eastward moisture mode slowly decreases with the wavenumber and gets damped at shorter wavelengths. Furthermore, the growth rate for the case without MCF is higher than the prior case but shows similar qualitative nature. The phase speed curves are shown in
Figure 4, and these results show that maximum phase speed is observed at the planetary-scale wavelength when the moist-neutral case is invoked. However, for the other case, it shows a very slow phase speed at similar wavelengths. Further, we analyzed the sensitivity of MCF by varying its value to
= -0.5 and -1. In comparison with the EWF, the MCF has negligible effects on the development of planetary-scale instability (
Figure 4). However, it is shown that there is a significant effect on dispersion relation at smaller wavelengths. It is clear that at the shorter wavelengths, the obtained mode becomes more damped, depending on the MCF value. Hence, MCF mainly acts to regulate the frequency of the eastward moisture mode. We can observe the growth rate pattern of modified eastward moisture mode (
values -0.5 and -1) from Figure
Figure 4. The growth rate shows a peculiar behavior; it falls sharply with the wavenumber up to the planetary scale range and then increases for intermediate wavenumbers. Further, it becomes neutral for higher wavenumbers. Therefore, from this observation, it is clear that the MCF does not favor the planetary scale instability because the MCF-induced growth rate does not favor the longer wavelength but is rather significant at shorter wavelengths. Similarly, variations in the phase speed at longer wavelengths are not observed, but at shorter wavelengths, it decreases rapidly and becomes unrealistic. The results demonstrate that either of the feedback processes alone cannot establish the MJO-like signature. Although EWF introduces the eastward perturbation, it cannot reduce the frequency of eastward moisture mode at higher zonal wavenumbers, but the MCF regulates the frequency of the eastward moisture modes at large zonal wavenumbers.
Finally, we explored the role of another significant model parameter, i.e., moisture relaxation time scale
(
), which determines the dynamics of convective interactions through precipitational heating in the tropical atmosphere. We initially chose this to be one day based on physical arguments, and recent numerical model simulations by [
46]. At this timescale, along with the active EWF and MCF, we simulated an unstable eastward moisture mode
Figure 5. Further, we were interested in identifying the behavior of eastward moisture mode at different MRTs
Figure 5. For a short MRT (
= 2 hours), the frequency of the solution increases with wavenumber and behaves like a moist-Kelvin wave. The growth rate decreases sharply with the wavenumber and further gets damped at smaller wavelengths
Figure 5. The phase speed reaches the maximum value (≈15 m/sec) at the planetary-scale wavenumber. Almost similar dispersion behavior is observed when MRT increases to 12 hours. The increase in MRT to 1.5 days results in a decrease in frequency in the intraseasonal range, with a peculiar dispersion relationship similar to the observed MJO-mode. In this case, the solution attains a maximum growth rate at longer wavelengths, decreases slowly with the wavenumber at the intermediate scale, and finally becomes stable for shorter wavelengths. Moreover, the phase speed is also in the range of 5-6 m/sec at planetary scale zonal wavenumbers. Further, increasing MRT values to 2.5 days decreases the frequency with an unrealistic phase speed and growth rate. These results agree with the existing models based on trio-interaction theory by [
20]. However, with a convective adjustment scale of 12 hours, their simulated moisture mode results from a complex interaction among boundary layer convergence, CRF, and moisture processes.
4. Conclusions
In the present work, we investigated the influence of the EWF and MCF on the dispersive signature of low-frequency tropical intra-seasonal oscillation using a moisture-coupled, linear shallow-water model on the equatorial beta plane. We considered the linear evolution of precipitational heating and the unidirectional surface winds (easterly dominant) for analytical simplicity. With these minimum mechanisms, we search for the solutions intrinsic to the low-frequency regime of the tropical waveguide. The analytical dispersion relation gives two different unstable moisture modes (
Figure 1). The first one is the westward moisture mode, and it closely resembles the traditional
n=1 planetary-scale equatorial Rossby wave. The other solution is an eastward perturbation having the largest instability at longer wavelengths. This new moisture mode exhibits a characteristic dispersion behavior on an intra-seasonal time scale. i.e., its frequency is almost constant as a function of wavenumber, a slow eastward propagation with a phase speed of around 5-6 m/sec, and shows a critical instability at planetary-scale wavelengths. All these characteristic features agree with the minimum criteria prescribed by Zhang et al. [
14] for identifying theoretically simulated eastward mode as the MJO mode, and also consistent with the observational studies of Kiladis et al. [
4]. Hence, we referred to this eastward moisture mode as a low-frequency intra-seasonal oscillation or MJO.
Further, we systematically scrutinized the influence of the moist-convective feedback processes on this eastward moisture mode, and we verified the necessity of each process in sustaining the planetary-scale instability, regulation in intra-seasonal frequency, and continuous eastward propagation. In this context, we conclude that the fundamental source for the existence of eastward moisture mode and its planetary-scale instability is evaporation wind feedback. Our model’s eastward moisture mode is similar to the linear solutions obtained from established theoretical frameworks, such as WISHE and trio-interaction theory, despite the fact that we did not involve other complex interactions, such as cloud radiation feedback and boundary-layer dynamics. In conclusion, our model results confirmed that the moisture convergence feedback alone could not produce instability at longer wavelengths; however, it regulates the frequency and growth rates at shorter wavelengths. Similar to WISHE theory and the trio-interaction model, our model’s simulation is also sensible to the moisture relaxation time scale, which decides whether the obtained mode is moist Kelvin mode or a new eastward moisture mode, considered to be MJO. The present model does not include the nonlinear evolution of the precipitation and related latent heat release, yet it can still deduce the fundamental characteristics of intra-seasonal oscillation. However, inclusion of nonlinear effects associated with precipitational heating, boundary layer dynamics, and other scale interactions are necessary for understanding the complex, multi-scale structure of the MJO.