2.2. Neutral injection principles and scheme
NBI main idea can be summarized as following. Positively or negatively charged hydrogen (or deuterium) ions are extracted from a beam source (BS) and accelerated to a required voltage in a multi-grid multi-aperture electrostatic accelerator, so-called ion-optical system (IOS), where the last grid (electrode) is kept at ground potential and called grounded grid (GG). The source beam optimal energy (equal to the IOS accelerating voltage) is chosen to ensure the final neutral beam capacity to penetrate deeply to plasma target; for large plasma devices (with R > 2 m) only negative-based neutral beams can be efficiently produced. In fact, the optimal beam energy is also limited by the shine-through issue, as higher energy beams penetrate deeper so they can burn the opposite wall (‘first wall’, or FW) of tokamak camera if plasma is not dense enough. The accelerated ion beam from the BS is onward neutralized by charge exchange (positive ions) or electron stripping (negative ions) processes in a neutralization cell. The source ions neutralization is achieved via the beam passage through hydrogen gas or plasma, although other techniques can become available in future, e.g., photon neutralization of the beam. A neutralizer with a gas target typically features several channels design to minimize gas flow required. Positive ions neutralization efficiency on gas drops with ion energy and becomes unacceptably low at higher beam energies [
26,
27] while the negative beams neutralization efficiency on gas is almost stable about ~60%. Therefore, for large fusion devices (e.g., tokamaks with R > 2 m), where neutral beam energy (E
b) is above 70 keV per nucleon (or 70 keV/amu), only negative-based neutral beams can be efficiently produced, while for smaller devices with lower energy range the usage of positive ion scheme is more beneficial [
28,
29]. Downstream the neutralization, the beam still contains unwanted residual charged beam fractions; the latter should be removed from the beam. For this purpose, a residual ion dump (RID) device is used, which can employ electrostatic or magnetic deflection of the ions.
The beamline basic components used through all NBI designs are very similar, with difference associated with NB production scheme (positive or negative). The example of neutral beamline design without transmission ducts is shown in
Figure 1. ‘Conventional’ NBI beamline comprises the following ‘standard’ components [
7,
8]: an ion beam source (BS), a neutralizer, a residual ion dump (RID), a neutral beam dump, or calorimeter, and beam transmission ducts. The source beam passes through a neutralizer and RID, and then proceeds through an exit scraper located at the exit of the beam line vessel. RID structure is typically chosen consistent with that of the neutralizer and formed by the same number of channels for beam passage. The channel structure of NBI components (neutralizer and RID) is optimal for gas supply and pumping.
The injector is connected to the tokamak vacuum chamber via a dedicated pipeline for beam passage. Downstream the NBI vessel, the neutral beam propagates to plasma through the beam transmission ducts, which are supplied with additional cooled boxes (liners) inside. In fact, there can be a large amount of elements located between the vessel and the transmission ducts (see
Figure 1) like fast shutter, absolute valve, connection modules, bellow joints, and other systems; as they accept the direct neutral beam power they are often addressed as front end components (FEC). The transmission pipeline can be complex enough (see
Figure 2) and include several duct modules. Outer duct pipeline (beyond the tokamak vacuum chamber) is formed by a sequence of channels (duct modules) which can be equipped by the water cooled liners. The inner part (within the tokamak chamber) is formed by the tokamak blanket elements.
The extremely tight arrangement of the tokamak systems, which include the magnetic field coils, shield and support structures lead to a relatively small aperture size available for beam input to plasma; the latter issue together with a long transmission line distance dictate severe limits on the whole NBI design requirements. These requirements implicate high precision for beam steering and focusing, as well as all the beamline channels manufacturing and alignment (fine tuning), which would ensure minimum power losses and maximum NBI efficiency for long term operation.
2.3. Neutral beamline losses and efficiency
While NBI targets and schemes can vary through different fusion designs, the engineering issues and therefore the routines to be performed during beamline development, commissioning and operation are similar. These routines, especially for the design addressing a long pulse high-power operation, typically include accurate simulations of beam generation and propagation in ‘realistic’ (reconstructed) environment, with beam power losses and thermal load deposition along the injector components; these are performed for the entire range of possible working scenarios. The beam power interception by beamline components’ surfaces can lead to unaffordable (over-critical) high power fluxes, and this justifies the need of high-fidelity beam simulations, which can be further used as base for thermo-mechanical study - for the design of cooling systems and for power facing components, even for small elements like bolt joints. Thermal power distributions obtained by NBI simulation are next applied to thermo-mechanical and structural study which finally defines the entire NBI design meeting the heat-removal requirements. And, with any minor change in the beamline design or operation conditions (like gas flow or magnetic field) or in case the experimental data disagree with initial assumptions, the power load calculations and major thermal analysis review can be essential [
30,
31]. Since the injector geometry is usually restricted by the tokamak systems and the injection port dimensions (see paragraph 2.2), the beamline design optimization and numerical testing routines are often complex and time consuming.
While the overall NBI system efficiency is mainly defined and limited by the neutralization output (see paragraph 2.1), the beam angular properties (divergence and focusing) together with beamline geometrical transmission play major role in the neutral beam losses and neutral power reduction before the beam reaches the tokamak plasma.
The beam angular divergence depends on the beam source plasma discharge operation [
7,
32] - with optimal operating point (minimal divergence) corresponding to maximum value of ion beam perveance. Operating away from this point generally leads to the beam angular widening. The beam angular width is also sensitive to the shape of the apertures and their arrangement on electrodes: the circular apertures produce elementary beams (so-called ‘beamlets’) with axially symmetrical angular divergence, while for the slit-type IOS electrodes, the beam width across the slits can be 2-3 times higher than along the slits. The beam divergence optimization and monitoring can be performed by a V-shape calorimeter during NBI commissioning. Beamlet group arrangement at GG and beamlet axes initial focusing should be also tied with the expected value of the beam divergence and beamline channels structure, this typically leads to a combined focusing: GG sections are inclined as a whole to hit the target opening in tokamak chamber, while the beamlets within each channel are focused at a shorter distance, which depends on the expected beamlet divergence; this approach leads to maximum beam transmission through the limited beamline channels cross-section.
Figure 3 shows the beamlets focusing for FNS-ST neutral beamline compact design (which has one vertical channel).
The effect of the source particles distribution in space and angle which is associated with beamlets structure, internal divergence and axis inclinations is clearly observed in Figures 4ab.
Figure 4a.
The beam source particles statistical distribution before neutralization, left to right: (X, Y), (ϴx, ϴy), (X, ϴx), (Y, ϴy), where X, Y – horizontal and vertical position in the plane, ϴx, ϴy – horizontal and vertical angle from the beam main axis. The beam source spatial dimensions (shown in the left plot) correspond to the plasma emitter rectangle W × H = 18 × 115 cm2.
Figure 4a.
The beam source particles statistical distribution before neutralization, left to right: (X, Y), (ϴx, ϴy), (X, ϴx), (Y, ϴy), where X, Y – horizontal and vertical position in the plane, ϴx, ϴy – horizontal and vertical angle from the beam main axis. The beam source spatial dimensions (shown in the left plot) correspond to the plasma emitter rectangle W × H = 18 × 115 cm2.
Figure 4b.
The neutral beam distribution in the NBI port plane: (X, Y), (ϴx, ϴy), (X, ϴx), (Y, ϴy), where X, Y – horizontal and vertical position in the plane, ϴx, ϴy – horizontal and vertical angle from the beam main axis.
Figure 4b.
The neutral beam distribution in the NBI port plane: (X, Y), (ϴx, ϴy), (X, ϴx), (Y, ϴy), where X, Y – horizontal and vertical position in the plane, ϴx, ϴy – horizontal and vertical angle from the beam main axis.
The stray electromagnetic field from tokamak, if not reduced down to acceptable values deflect the source ions from their nominal straight-forward direction. The IOS high precision focusing can be violated due to many reasons. These factors cause the neutral beam higher interception and additional scattering in velocity space. Finally, when the neutral beam propagates along the long transmission line and ducts, secondary ions are born due to the neutral particles ionization on the background (residual) gas, this process leads to additional beam losses and charged power fluxes onto the beamline surfaces.
High-fidelity power flux simulation with account of background fields is essential not only for the NBI design optimization, it is also critical for the injected beam power deposition in plasma. The injected beam particles capture and behavior highly depend on the injected beam angular distribution, while the beam-plasma effects and overall NB performance in tokamak should be governed by the initial fast particle (NBI driven) source distribution in phase space. However, the latter issue is often underestimated, despite the well-known pitch-angle effect, which is the fast ions angular distribution versus the magnetic field, on the entire beam performance in plasma [
33]. Through variation of the fast ion source distribution in space and velocity plasma current, pressure and toroidal rotation in tokamak can be efficiently controlled by several neutral beam injectors.
As the source beam has a finite angular width (can be ≤ 15 mrad, depending on the BS scheme), the simplest way to improve the transmission is to make the beam path as short as possible. However, the duct length is defined by tokamak systems configuration and takes roughly a half of the entire beamline length. For example, the internal duct length in ITER HNB is ~13m, while the entire beamline (from GG) is ~26m.
The next possible solution is to reduce the neutralization length, RID, and the beam dump length. However, the neutralizer length, its channels width, and the gaps between the components are coupled with the gas flow rates and pumping capacity to ensure the optimum neutralization target. In a gas neutralizer, the gas flow is defined by the target thickness needed. For reduced neutralizer length and fixed channel width, the gas throughput within the neutralization region grows up, which leads to higher gas fluxes to BS and RID and additional beam losses (due to beam collisions with gas). To reduce the gas flow from the neutralizer, it can be divided to even more sub-channels, but this will enhance the source beam direct interception, and increase the structural complexity of the injector already complicated design. The dimensions of other NBI components (RID and beam dump) are limited mainly by the high power load and local power density from the intercepted beam fractions, and by the cooling capacity too. This example is only a small illustration of the idea behind the beamlines optimization: the optimum beamline design should be consistent with the efficient beam production, ensure the lowest possible beam losses, and cope with the heat load accepted during the long or steady-state operation.
We assume the total beamline efficiency (i.e., the ratio of injected neutral power to the source beam power) is mainly defined by the beam neutralization efficiency and the beam geometrical transmission. The actual beam divergence in many cases is unknown. For example, the ITER design document [
3] adopts three nominal values of negative ion beam (D
-) core divergence: 3 mrad, 5 mrad, and 7 mrad; besides, according to experiments, the beam core (85% of extracted current) is accompanied by a higher divergent (~30 mrad) current fraction – ‘halo’, which carry ~15% of current. The beamline geometrical transmission for 3-7 mrad beams can vary from 70% to 90%, leading to the total beamline efficiency 35—50%.
With best affordable source beam neutralization efficiency (on gas or plasma target), and with optimized beamline geometrical transmission, the injected power to plasma can hardly exceed ~40—45% the power in accelerated source ions. The final efficiency of the beamline scheme will highly depend on the actual values of source beam divergence, which are to be defined experimentally, and on the ions deflections caused by external electro-magnetic fields.
2.4. Neutral beamline geometry in BTR
The examples of complex NBI layout are not provided in this paper, but they can be easily found in [
7,
8] for ITER neutral beam injectors, and also in [
21,
28,
29] for other tokamak designs. Based on this typical layout, the default beamline input, or BTR ‘standard’ geometry consists of the following major components, see
Figure 1 and
Figure 2:
- -
the beam source grounded grid (GG),
- -
multi-channel (can be single-channel) neutralizer,
- -
residual ion dump, RID (multi- or single channel),
- -
neutral beam dump, or calorimeter,
- -
beam transmission line, or duct, which consists of multiple modules (scrapers, FEC, liners, blanket sections, etc.).
In addition to the ‘standard’ input option, BTR allows the user to specify the list of ‘free surfaces’, which can better reproduce in more detail the beamline geometry. Free surfaces can be created either directly by the interactive input tools (GUI dialogs), or imported as text files, created manually or with dedicated software (CAD).
The beam geometry is defined as a regular array of ‘beamlets’ (elementary pencil-beams) which are emitted at BS GG plane; to be more exact, they extracted and accelerated before GG, but BTR consider the beamlet start at GG plane. A beamlet is a current cone emitted from a single aperture (GG slots can be modeled as a row of close apertures) and characterized by normal angular dispersion (divergence, or half-width of 1/e decay of amplitude) around the beamlet axis. If the NBI scheme is based on positive ion source (PIS), the source beam has different angular width in horizontal and vertical planes, due to horizontally elongated multi-slot structure of acceleration grids. Typical horizontal and vertical widths for PIS are 7-10 and 15-20 mrad respectively. The beamlet angular structure is more complicated and less defined [
7] for the injectors based on negative ion sources (NIS). Experiments show, the accelerated D− beamlets consist of 2 fractions: core part (85%) and ‘halo’ (with ≈15% of current) with a divergence much higher (~30 mrad) than the beamlet core part. The characteristics of the beam from the negative ion source are still to be confirmed, therefore for design purposes the assumptions are made based on existing experimental data. For example, for ITER beamlines design for beam duration 1 h, three values of beamlet divergence are investigated, i.e., 3, 5 or 7 mrad with 15% of the power in each beamlet carried by a halo fraction with a divergence of 30 mrad.
The beamlets start positions are arranged in clusters (or BS segments, or groups) according to GG structure shown in
Figure 3 (FNS-ST NBI), while the source particles distribution in space and angle are illustrated in Figure 4a (FNS-ST NBI). Standard beamlet optics is a combination of beam source groups’ steering at the injected window (NB port) center, and individual beamlet axes focusing within each group in horizontal plane — for optimal beam propagation through vertically elongated NBI channels. Finally, the entire beam envelope is inclined or tilted (as in ITER HNB, [
7]) — to hit the specific tangential point in plasma and to switch between on-axis and off-axis injection with relation to the main plasma axis. For NBI design purposes it is assumed that due to the beam focusing errors the beamlets can be deviated from their optimum axes in horizontal and vertical planes, or ‘misaligned’; e.g., ITER design assumes the misfocusing tolerances ±2 mrad in horizontal and ±4 mrad in vertical plane respectively.
The example of NBI geometry and the source beam, as they appear on BTR screen, are shown in
Figure 5.