2. Overview of Diagnostic Approaches and Understanding the Pathology
In the first recorded instance within medical literature Fairbairn (1846) [
4] documented the case of a newborn who had cleft palate, posterior positioning of the lower jaw and the difficulties with proper breathing and feeding. This ultimately resulted in the infant’s death within two days. During the autopsy, it was discovered that a “thick and short” tongue was obstructing the pharynx and larynx, with no other pathological findings present.
In 1923 Pierre Robin [
1] reported on patients with mandibular hypoplasia who had undergone one or more adenoidectomies but failed to experience any improvement. He proposed that pathophysiology of upper airway obstruction (UAO) may be due to blockage at the base of the tongue and epiglottis. In his article is written “... because the base of the tongue presses on the epiglottis, and the glottis then becomes closed”. He also hypothesized that the “mental disorders” were more profound in cases of congenital “glossoptosis” which is term coined by him.
In 1950 Douglas [
5] delineated the mechanism of airway collapse linked with micrognathia, which he referred to as “linguo-epiglottic obstruction.” Through laryngoscopic observations, he discovered that the tongue would fall backward and downward in the pharynx, exerting pressure on the epiglottis in a manner that generated a ball valve-like mechanism. This, in turn, permitted the outflow of air while impeding its inflow.
In current literature the focus is aimed at improving the quality of life, but in former times, a diagnosis of RS was often fatal for the majority of infants. According to Robin’s report in 1934 [
6], none of the infants with severe retrognathia had survived beyond 18 months. In his conclusion is written “’I have never seen a child live more than 16 to 18 months who presented hypoplasia such as the lower maxilla was pushed more than 1 cm behind the upper”. Later, in 1950, Douglas [
5] reported a mortality rate of 65% in 21 patients treated nonsurgically.
According to Kiskadden and Dietrich’s (1953) [
7] findings, out of 15 patients treated only by positioning, mortality was reported in 33%, and 60% developed aspiration pneumonia. The 10 patients who survived using positioning alone experienced minimal weight gain, with 9 failing to put on any weight during the first two months. Most of the patients exhibited gradual weight gain in the first year of life.
Airway obstruction in RS is commonly described as developing soon after birth [
8], but its onset can also be delayed [
9]. In a study of 10 patients with mandibular catch-up growth-related UAO, seven cases occurred between 24 and 51 days of age [
10].
In severe cases of RS, the child may exhibit inspiratory stridor, increased respiratory effort, and even apnea and cyanosis. Severe respiratory compromise is typically demonstrated by carbon dioxide retention and hypoxemia. However, mild glossoptosis, which is common in individuals with RS, may not present these symptoms but can increase the risk for sleep-disordered breathing [
11].
In the 1980s and 1990s, there was a shift towards requiring polysomnographic, more sensitive method, recordings to document potential obstructive events and the resulting hypoxia. This was documented in several studies, including those by Freed et al. [
12], Bull et al. [
13], and Gilhooly et al. [
14]. Intermittent UAO may occur more frequently during sleep whereupon polysomnography provides valuable information [
11].
Nasopharyngolaryngoscopy, another method used in evaluation of UAO, is often performed on awake children, who may become agitated during the procedure. This can lead to muscular tension, which may affect the endoscopic findings and fail to replicate the conditions under which airway obstruction occurs, as noted by Breugem et al. (2016) [
11].
Another serious condition connected with RS is dysphagia. The safe and efficacious ingestion of food relies on a series of intricately coordinated, sequential movements. Specifically, the act of sucking precedes that of swallowing, which is periodically interrupted by breathing. In individuals with RS, dysphagia can arise due to several factors. Firstly, a palatal defect may lead to regurgitation of the food bolus, as well as an incapacity to generate negative pressure during the sucking process. Secondly, the retrograde positioning of the tongue can obstruct the upper airway and weaken the suction mechanism, thereby further contributing to dysphagia. In the context of syndromic RS, the patient’s mental or neurological impairment may also impact their nutritional status [
15]. According to de Vries et al. (2013) [
16], there exists a range of feeding difficulties in RS that can be classified into several categories, including decreased oral intake, hazardous oral feeding, protracted feeding durations, and the emergence of respiratory complications.
To create an interdisciplinary consensus a meeting of 145 specialists from 24 different countries was held in Utrecht, the Netherlands, in 2014. An expert panel was assembled with the objective of formulating an RS clinical consensus report which was developed through the synthesis of existing literature and expert opinions. During the discussion, six panels were held to address the following topics: micrognathia, glossoptosis, airway obstruction, feeding difficulties, cleft palate, and etiology. As a result, nowadays for RS diagnosis is mandatory triad: UAO, glossoptosis and micrognathia. RS can occur as an isolated condition or as a part of syndrome or multiple anomaly disorder [
11].
In a study conducted by Holder-Espinasse et al. (2001) [
17], which examined 117 individuals diagnosed with RS, the authors found that 48% had isolated RS, 35% had RS associated with an identifiable syndrome, and 17% had RS where an unidentified syndrome was suspected as the cause. In addition, a genetic analysis of 125 RS patients conducted by Izumi et al. (2012) [
18] revealed associated syndromes in 58% of cases, with Stickler and Marshall syndromes being the most prevalent. It is recommended that all children with suspected RS undergo a comprehensive assessment by a clinical geneticist, as some syndromes may not become apparent until later in life.
In addition to micrognathia, there are several methods for evaluation, including low-dose multisection CT, cone-beam CT, lateral cephalogram, plaster casts, 3-D photography, and direct measurements using rulers and calipers.
However, the diagnosis of micrognathia can be subjective for most clinicians, as there is currently no gold standard for objectively evaluating this sign. The JAW index score is a tool that meets the requirements of availability, reproducibility, cost-effectiveness, and safety for evaluating micrognathia. In addition to micrognathia, many individuals with RS also develop maxillary hypoplasia, as noted by Breugem et al. (2016) [
11]. Cephalometric analysis is standard method to identify micrognathia with historically two significant paradigm shifts represented by transition from manual to digital cephalometric analysis [
19] and recently by paradigm shift caused by AI-driven cephalometric analysis [
20,
21].
The Embryological Basis of Robin Sequence
The embryological basis of Robin Sequence is not fully understood, but it is thought to be caused by a combination of genetic and environmental factors. During early embryonic development, the regions of face and anterior neck are derived from transient embryonic pharyngeal (branchial) arches. For point of view of evolution, these arches represent a region where the development of gills during ontogenesis of all chordates has been recapitulated [
22]. The first and second pharyngeal arches collectively make up the facial skeleton, the viscerocranium. Although all three embryonic germ layers (the ectoderm, mesoderm, and endoderm) come together to assemble the pharyngeal arches, most of the tissue within viscero-cranial skeletal components differentiates from the neural crest derived cells. The neural crest is a vertebrate-specific migratory population of multipotent stem cells that originate in the region between the neural and non-neural ectoderm, during the process of formation of neural tube – the primordium of the future central nervous system. The multipotent cell population of neural crest cells contribute to proper development of the mesenchyme of pharyngeal region; the future muscles, cartilages, bones and connective tissues of face including the tongue [
23,
24]. Failure of neural crest development can cause a variety of pathologies, often syndromic, that are globally called neurocristopathies [
25,
26]. A typical example of neurocristopathy is the Robin sequence. Many genes are known to be involved in neural crest development, but not all of them have been identified. Mutations of genes regulating and / or disrupting the signaling pathway of migration, proliferation and / or differentiation of neural crest cells may by the genetic cause of the human Robin sequence and highlights the interconnection of palate, tongue, and mandible embryonic development [
27].
4. Discussion
Airway obstruction resulting from micrognathia and glossoptosis is the most significant symptom of RS. As a result, treatment focuses on mandibular or tongue advancement to alleviate these symptoms. Additionally, effective feeding management is an important aspect of treatment. Biomimetic principles offer a promising new approach to developing treatments for airway obstruction in RS. For example, biomimetic design of oral appliances could be used to keep the tongue in place and prevent airway obstruction. Self-healing oral appliances could repair themselves over time, reducing the need for maintenance and replacement. Stem cell-based surgery could be used to correct the underlying skeletal abnormalities that cause RS. By applying biomimetic principles, new and improved treatments that can enhance the quality of life for patients with RS can be developed.
Currently, first-line non-surgical interventions for obstructive sleep apnea in RS include prone sleep [
33] and the use of supplemental oxygen. Due to ethical considerations, it is not permissible to conduct surgical procedures for the purpose of comparing their effectiveness with prone positioning in patients who show a favorable response to the latter. Therefore, most of the studies examining the management of respiratory obstruction in patients with RS had a low and very low quality of evidence, primarily due to their methodological design. Nonetheless, several studies have shown that prone positioning can be an effective initial measure for managing respiratory obstruction in RS patients, with success rates ranging from 41% to 69%. This high success rate suggests that prone positioning should be highly recommended as the initial management strategy, and in some cases, the only approach for managing respiratory obstruction in RS patients who exhibit a positive response to this intervention, as reported by Gómez et al. (2018) [
28].
Based on the findings of Wilson et al. (2000) [
10], which report a delayed development of UAO in RS patients as a safer conservative option emerges an application of an oropharyngeal or nasopharyngeal tube [
39], noninvasive ventilation (typically continuous positive airway pressure) and an oral appliances with velar extension [
60]. Although CPAP is a widely used method for UAO, due to the nature of isolated RS, the use of nasopharyngeal airway and pre-epiglottic baton plate, which are smaller and easier to operate, is preferred. These two have been shown to effectively facilitate physiological breathing and feeding with minimal to no impact on morbidity and mortality. However, despite their effectiveness, these techniques are not yet widely used, and surgical strategies remain the first-line management in many institutions around the world. Nowadays surgical options include TLA, MDO, subperiosteal release of the floor of the mouth and tracheostomy.
As it appears from the literature there is no comprehensive comparison of the available therapeutic options. However, it is possible to conduct a study to evaluate the effectiveness of nasopharyngeal tubes and pre-epiglottic baton plates, which have recorded a high success rate with negligible complications. In addition to the pre-epiglottic baton plate, there is evidence supporting the hypothesis of stimulation of mandibular catch-up [
61], which was previously reached exclusively by MDO. These two non-invasive methods fulfill requirements for physiologic breathing and feeding, have simple maintenance by parents and allow secure and relatively early discharge from medical facilities. This contributes to the development of a healthy relationship between the infant and parents and makes management of this serious condition as less traumatic as possible. Another argument supporting non-invasive treatment is that by the age of 6 months, most RS patients regardless of treatment naturally outgrow these difficulties [
9]. It should be noted that while NPA and oral appliances can be effective, they also have several drawbacks. One major drawback is the need for continuous care provided by parents throughout the entire treatment process. Not all caregivers can provide the level of intensive care necessary, due to objective or subjective reasons. Additionally, there is a risk that the appliance may not be inserted properly or become damaged, which could lead to potential risks associated with respiratory distress, particularly if such an incident occurs during the night. However, the risk of a fatal incident is minimal when care is provided by well-educated and cooperating parents, and with the assistance of a wide range of breathing monitors, pulse oximeters, and other technical devices for monitoring the child's condition. The second drawback especially for oral appliances lies in the requirement for skilled personnel and advanced equipment, particularly in the production of intricate devices like the pre-epiglottic baton plate. However, this challenge may be mitigated by leveraging innovative technologies and automation [
63].
While surgical methods may appear to be a straightforward solution, they come with a host of potential disadvantages. Take, for instance, procedures like TLA or MDO, which often require multiple sessions and entail all the risks associated with surgical intervention and general anesthesia. Furthermore, each type of surgery poses unique risks that need to be considered. Equally significant is the psychosocial dimension. Surgery can be a source of anxiety and apprehension for parents, who may worry about their child's well-being and the implications of the intervention. On the other hand, after a successful surgery, the post-operative care for a child with RS is akin to that of a healthy child.
As noted by Gómez et al. (2018) [
28], there is currently no consensus in the literature regarding the treatment of patients with RS. Furthermore, there is a lack of multicenter studies comparing different management modalities for this condition. Resnick et al. in 2019 [
87] conducted a survey to gather expert opinions on the diagnosis and treatment of patients with RS. The survey included a substantial number of craniofacial surgeons and non-surgeon physicians. The results showed that for patients with obstructive hypopnea/apnea, 53% of experts would recommend nasogastric tube insertion, 47% would recommend nasopharyngeal airway insertion, 44% would recommend surgical procedures, and only 11% would recommend CPAP. Experts from the United States were more likely to recommend MDO (82%) compared to non-US experts, who had similar rates of recommending TLA, MDO, tracheostomy, and other procedures. US experts also tended to recommend earlier surgical intervention.
The selection of a specific treatment plan often depends on the severity of airway obstruction, the presence of accompanying anomalies, and the medical team's preferences and expertise in managing the patient. In general, it can be stated that conservative therapy typically requires a more prolonged and sustained effort from both the parents and a broader interdisciplinary team. Conversely, in the case of a surgical procedure, the substantial responsibility for achieving success primarily falls on the surgical team. It is necessary to say that conservative and surgical methods are not mutually exclusive, but on the contrary, they complement each other. Understandably, the best results of RS treatment are achieved by multidisciplinary teams capable of providing all the described modalities according to the needs and possibilities of the patient and his parents.
It is imperative to contemplate the treatment modality from a risk-benefit perspective, considering the well-being of both the patient and the caregiver. The most suitable determinants for attaining the optimal treatment modality are the physiological requirements of the patients. We assess a surgical procedure in a neonate as an extreme intervention characterized by an unfavorable risk-cost ratio. The second significant drawback of surgical treatment lies in the arduous transmission of expertise from one surgeon to another, coupled with limited avenues for refinement since the surgical technique was described decades ago.
The approach of conservative treatment has historically been associated with numerous limitations. However, with the advent of contemporary digital and technological advancements, these constraints can be readily surmounted, as we exemplify in this review. The cumbersome devices have evolved into user-friendly appliances through innovation and design enhancements. Adhering to the anatomical proportions and dynamics of individual muscular, osseous, and mucosal structures offers a relatively precise delineation of an "ideal device." Co called palatal plates, as elucidated by several authors [
58,
60,
62,
63], conform to various requisites stipulated for this "ideal device." These appliances replicate the distinct anatomical characteristics of individual patients, facilitating near-physiological dynamics of both breathing and feeding reflexes. The challenge associated with the extensive adoption of these devices lies in the requisite involvement of a diverse multidisciplinary team and the relatively intricate fabrication process required for each device. We maintain the belief that a broad spectrum of innovations exists, capable of enhancing individual patient comfort and facilitating the dissemination of this treatment modality to various regions worldwide. The capacity to digitize an individual's anatomical structures presents an opportunity for remote collaboration among multiple teams. Access to 3D printing technology and the availability of biocompatible materials result in the simplification and reduction of fabrication time. This modality also broadens the range of potential materials that can be utilized, facilitates the creation of intricate shapes, and enables the seamless reproduction of designed models with desired modifications, thereby unlocking untapped potential for enhancements. Our vision entails the development of a flexible device, a hybrid amalgamation of a palatal plate and an airway stent, obviating the need for external attachments. Ideally, this device would eliminate any intricate post-processing steps, such as the addition and bending of wires, and offer a seamless and effective solution.
New concepts of advanced regenerative dentistry have the potential to revolutionize the treatment of RS by making it possible to develop new surgical interventions that focus on tissue regeneration. These often include biomimetic hydroxyapatite materials and 3D printing or bioprinting, thus opening new perspectives for surgical approach in respect to hard tissue regeneration [
88,
89,
90]. However, the future surgical interventions in RS would depend not only on bone but especially on soft tissue adaptations where perspectives are significantly improving with findings of Danišovič et al. that mesenchymal stromal cells (MSCs) from bone marrow, adipose tissue, and umbilical cord have similar biological properties and chondrogenic potential, making them all promising candidates for cartilage tissue engineering [
91]. The fact that MSCs can be obtained from a variety of sources, including bone marrow, adipose tissue, and umbilical cord, makes them a versatile and accessible cell therapy option. This is particularly important for RS patients, as they often have difficulty with traditional surgical interventions due to the complexity of their disease.
The evolution of management strategies for patients with Robin sequence historically led to the current interdisciplinary biomimetic approaches. Biomimetic principles are inspired by nature and can be applied to a wide range of fields, including medicine and engineering. In the context of Robin sequence, biomimetic principles could be used to develop new and improved non-surgical interventions. In the past the crowd-sourcing mechanism, comparing various designs and materials from a wide pool of different researchers was typical modus operandi in advancements on shape, material, and other appliance properties in RS therapy [
92]. Today implementation of machine learning and wider applications of advanced AI present new accelerated way in evaluation of effective appliance designs and biomimetic material properties that will bring astonishing results soon [
93]. Recently researchers from Massachusetts Institute of Technology developed a generative-AI-driven tool that enables the user to add custom design elements to 3D models without compromising the functionality of the fabricated objects. A designer could utilize this tool, called Style2Fab, to personalize 3D models of objects using only natural language prompts to describe their desired design. The user could then fabricate the objects with a 3D printer [
94]. It is only matter of time when AI tools will support doctors in 3D designing, personalization and improving efficiency of individualized appliances for biocompatible 3D printing.
Another biomimetic principle could also be used to develop new surgical techniques of RS therapy that are less invasive and more effective. For example, a surgical technique that uses a patient's own stem cells to create new bone and tissue. Stem cell-based surgery, according to this review shows potential of development of such surgical technique that uses the patient's own stem cells to create new bone and tissue. This technique could be used to correct the underlying skeletal abnormalities that cause Robin sequence.
Recently various promising methods were introduced, that could improve biomimetic perspectives of 3D printed biocompatible appliances. For example, the zinc-containing coatings can improve appliance surfaces boosting its antibacterial properties against various strains of bacteria [
95]. Various antimicrobial biomaterials, with yet not fully understood antimicrobial mechanisms have been introduced as potential material for removable 3D printed appliances for RS therapy. “Researchers gradually found that welcoming microbial cellular adhesion to a lethal surface was a more effective solution than targeting microbial cellular repulsion when designing antimicrobial surfaces.” Xiang Ge, 2019 [
96]. Finite Element Analysis is now a standard method to research the most favorable biomechanical shape for various implantable as well as removable appliances [
97,
98], which helps to reduce stress levels on surrounding living tissues.
Better understanding of the anatomical complication by parents as well as interdisciplinary doctors can be achieved by 3D printing of accurate 3D replicas of airway and surrounding bones and muscles as well as can be utilized to explain and assess the fit and mechanism of removable appliances for RS therapy. Use of 3D printed replicas is successfully implemented in various fields of dentistry including auto transplantation procedures published by Kizek et al. [
99].
By applying biomimetic principles to the development of new non-surgical interventions for Robin sequence, we could improve the quality of life for patients with this condition.