1. Introduction
In December 2019, scientists identified a new coronavirus that was associated with an outbreak of pneumonia in Wuhan, China 1. Within weeks, more than 100,000 cases and thousands of deaths were confirmed globally, with numbers increasing rapidly daily 2. In view of this scenario, the World Health Organization (WHO) declared the outbreak a public health emergency of international concern on 30 January 2020. From that moment on, public health authorities mobilized to communicate critical information to the public, aiming to provide decision-making power for communities, organizations and individuals, so that they could take the necessary and appropriate precautions and governments could develop plans that could respond to the situation 3.
Several countries adopted strategies to face and control the COVID-19 pandemic, such as mass testing, contact tracing, social isolation and other public health and social measures. These were crucial to slow down disease transmission and reduce mortality. Minimizing the transmission of the virus, through the implementation of lockdowns, social distancing and isolation of those infected, was a major focus in most developed countries 4.
In fact, the main objective was to promote the so-called flattening of the curve 5. These measures were expected to reduce the burden on health systems, allowing the successful treatment of severe cases and thus reducing mortality in general 6.
In a historical context, the first confirmed case of COVID-19 in Brazil was on recorded on 26 February 2020 7. From then on, the number of cases increased and the disease spread rapidly 8. Although the scientific community declared a global public health emergency situation, this was minimized by the administration of the President of the Republic in Brazil, thus causing the delay of health measures aimed at preventing the disease in the country 9.
In this scenario of weak management and insecurity with the dissemination of fake news, society was plagued by incoherent discussions of information about the pandemic that were disconnected from the guidelines of Brazilian health surveillance 10.
A robust health surveillance is crucial to control the spread of diseases and guide the continuous implementation of prevention measures. It is essential in a public health system, since surveillance collects, analyzes and performs a continuous systematic interpretation of data, in addition to providing decision makers with directions, planning and timely intervention on the problem 11.
This scoping review addresses topics on control measures and the strategies and actions announced by the Brazilian government, along a timeline, from the first case of the disease detected in the country to January 2021. It is expected that this review can contribute to reflection on the subject, regarding the course of the new coronavirus pandemic in the country amid contradictions between the federal government and scientific evidence. Therefore, the article aims to describe the main health surveillance strategies in the control of the COVID-19 pandemic in Brazil, with emphasis on decisions and actions taken at the federal level to prevent the infection caused by SARS-CoV-2.
3. Results
The search strategy resulted in the identification of 9951 articles in the four searched databases and after excluding the duplicates, a total of 9935 articles remained, to which the two researchers applied the exclusion criteria. After this step, 234 articles were selected to be read in full. Of these, only ten were included in this review, as they met the inclusion criteria. Regarding the gray literature, it was searched manually, totaling in 535 documents. Of these, 85 entered the scope review. These data are illustrated in the flowchart (
Figure 1).
The documents related to legislations published by the Federal Government by categories of surveillance measures aimed to fight COVID-19 are shown in
Figure 2.
Based on the analysis of the documents, according to the inclusion criteria, 55% describe non-pharmacological measures, 9% pharmacological measures and 25% are related to decisions on the closing and opening of international borders, 12% were measures related to the acquisition of supplies, 5% fit into the “other” category and only 9% are related to essential services. The main measures are organized along a timeline by cat (
Figure 3). The official documents and scientific articles included in the study are organized in
Table 2.
On February 3, 2020, the government declared a Public Health Emergency of National Concern (PHENC), establishing the Public Health Emergency Operations Center (COE-NCoV, Centro de Operações de Emergências em Saúde Pública) as a national mechanism for the coordinated management in response to the emergency at national level 14.
On February 6, 2020, Law N. 13,979 was enacted, which provides for measures to fight the COVID-19 epidemic and lists the community Non-Pharmacological Interventions (NPI) that could be adopted 15. In this legal instrument, the federal government points out that it could adopt a series of measures to face the public health emergency, including: social isolation, quarantine, compulsory examinations, tests, vaccination, treatments, studies or epidemiological investigations, restrictions on entering and leaving the country, among others. Additionally, this law provided for the importation of materials, medications, equipment and supplies considered essential to help fight the coronavirus pandemic. This legislation also lists all professionals considered essential for disease control and maintenance of public order 15.
Also in February 2020, the MoH published the National Contingency Plan for Human Infection by the new Coronavirus (COVID-19); this plan subsequently had two more versions 16. On March 11, 2020, the Government issued Ordinance N. 356, regulating and implementing measures to face the public health emergency caused by the new coronavirus (COVID-19). This document established how social isolation and quarantine measures would be adopted. For the application of isolation and quarantine measures, the clinical protocols for the coronavirus (COVID-19) and the guidelines established in the National Contingency Plan for Human Infection by the new Coronavirus (COVID-19) should be observed, aiming to guarantee the performance of prophylactic measures and the necessary treatment 16.
Moreover, it established that the conditions for carrying out the measures to face the public health emergency are provided for in the aforementioned Epidemiological Bulletin and National Contingency Plan 17.
On March 14, the MoH issued a publication that contained recommendations on non-pharmacological intervention measures to be adopted 13. Overall, it included recommendations to promote personal and public hygiene; the isolation of people with symptoms for 14 days and the use of personal protective equipment (PPE) for patients and health professionals.
On March 16, 2020, Ordinance 59 was published, establishing the Integrated Office for the Monitoring of the Coronavirus-19 Epidemic (GIAC-COVID19, Gabinete Integrado de Acompanhamento à Epidemia do Coronavírus-19). The mission of the GIAC-COVID19 was to support the Attorney General's Office to ensure, from an administrative perspective, the operation of the Federal Public Ministry Office bodies and, from the ultimate perspective of defending the general interests of society, to promote the integration of the Brazilian Federal Public Ministry during the exercise of its functions in the fight against the COVID-19 epidemic 18.
At the same time, the Crisis Committee for Supervising and Monitoring the Impacts of COVID-19 was established, through Decree N. 10,277. This governmental body aimed at articulating government actions, advising the President of the Republic on the situational awareness of issues arising from the COVID-19 pandemic and the discussion of priorities, guidelines and strategic aspects related to the impacts of COVID-19 19.
On March 17, 2020, The Ministry of Education and Culture (MEC) published Ordinance N. 343, which provided for the replacement of in-person classes by remote ones using digital media classes (DE, distance education), while the pandemic situation lasted 20.
However, on March 19, the MoH legislated on those protective measures to deal with the public health emergency of international importance caused by the coronavirus (COVID-19) within the scope of the MoH units in the Federal District and in the federation states. This Ordinance characterized which public servants and employees should work remotely, aiming to safeguard the health of the so-called risk groups: the elderly, individuals with immunodeficiency, people with comorbidities, pregnant and lactating women 21.
On March 23, Ordinance N. 492 was published, establishing the Strategic Action “Brazil is Counting on Me”, aimed at students of courses in the health area, to face the coronavirus pandemic (COVID-19). This Ordinance aimed to optimize the availability of health services within the scope of the Brazilian Unified Health System (SUS, Sistema Único de Saúde) to contain the COVID-19 pandemic, in an integrated manner with undergraduate activities in the health area 22.
On April 7, Decree N. 10,316 was published, which establishes exceptional social protection measures to be adopted during the period of coping with the public health emergency of international importance resulting from the coronavirus (COVID-19). It established an emergency cash transfer program that paid R$ 600.00 (six hundred reais), which at that time would be granted for a period of three months 23.
On April 8, Provisional Measure N. 948 was enacted, which addressed events in the tourism and culture sectors during the pandemic; this measure was revoked and converted into Law N. 14046 in August of the same year 24.
Law N. 13,989 of April 15 provided for the authorization of the use of telemedicine during the pandemic. Telemedicine is understood, among others, as the practice of Medicine mediated by technologies for the purposes of assistance, research, prevention of diseases and injuries and health promotion 15.
On July 2, Law N. 14,019 established the mandatory use of individual face masks to circulate in public and private spaces, on public streets and in public transport. The obligation provided for in the caput of this article was waived in the case of people in the autism spectrum disorder, those with intellectual disabilities, sensory impairments or any other disabilities that prevented them from adequately using a face mask for protection against COVID-19, provided through a medical declaration of exemption, which could be obtained digitally, as well as in the case of children under 3 years of age 25.
Up to the 6th of July, there were no technical recommendations provided by the MoH regarding people under precarious living conditions, such as in slums and with no access to water, and Brazilian indigenous communities.
It was only on July 7, through Law N. 14,021, that the social protection of indigenous territories was described for the first time, also specifying measures to support quilombola communities, artisanal fishermen and other peoples and traditional communities to face COVID-19. Although it mentions traditional communities, the document does not specifically describe slums or specific actions for the reality in these places 26.
Seven long months after the establishment of the emergency cash transfer through Resolution N. 11 of November 25, 2020, a working group was implemented to coordinate the protection measures and provide the accountability of the benefits. This group was also responsible for proposing a coordination strategy among the social protection measures, proposing accountability mechanisms for recipients of social programs and evaluating and proposing, where applicable, the development of a simplified mechanism for the monthly registration updating by recipients of federal social programs 27.
3.1. Measures related to international borders
On March 19, Ordinance N. 125 was published, which addressed the exceptional and temporary restrictions on the entry of foreigners in Brazil, originating from the following countries: Argentina, Bolivia, Colombia, French Guiana, Guyana, Paraguay, Peru and Suriname. These restrictions were renewed through Ordinance N. 08, of April 2, as recommended by the National Health Surveillance Agency – Anvisa 28.
Ordinance n. 126, published on the same day, restricted the entry into the country, by air, of foreigners from the following countries for 30 days: China, European Union, Iceland, Norway, Switzerland, United Kingdom of Great Britain and Northern Ireland, Australia, Japan, Malaysia and Korea 30.
The disembarkation of foreigners at a port or point in the Brazilian territory, by waterway, was restricted for a period of thirty days, regardless of their nationality, through Ordinance N. 47, of March 26, 2020 31.
Five day later, Ordinance n. 152 restricted, for a period of thirty days, the entry into the country, by air, of foreigners, regardless of their nationality. On March 31, 2020, Ordinance N. 158 restricted, for a period of thirty days, the entry into the country, by road or land, of foreigners from the Bolivarian Republic of Venezuela 32.
By the end of 2020, these restrictions had been updated 25 times by Anvisa, temporarily restricting the entry of foreigners into the country. These ordinances often dealt with countries in Latin America, which share borders with Brazil, but also with foreigners from anywhere in the world. In April 2020, the Executive Office of the President of Brazil started to publish ordinances that restricted the entry of foreigners of any nationality, by road, by other land or waterway transport, and in some periods, by air. In January 2021, this Ordinance was updated, highlighting this restriction due to the new variants of SARS-CoV-2 that were circulating.
On March 26, 2020, the Office of the Vice President of Brazil signed an Ordinance restricting the entry of foreigners into the country by waterway transport. This Ordinance was revoked and updated several times during the year. These also established rules for foreigners who were on Brazilian soil and wanted to return to their countries of origin 31.
3.2. Pharmacological Measures
On March 20, Anvisa published Resolution N. 351, which provides for the update of Annex I (Lists of Narcotic, Psychotropic, Precursor and Other Substances under Special Control), and this Differentiated Contract Regime (RDC, Regime Diferenciado de Contratação) includes Chloroquine and Hydroxychloroquine in the list of special control drugs in category C. Chloroquine and hydroxychloroquine-based drugs are subject to the Special Control Prescription requiring two copies, the 1st copy being retained at the pharmaceutical establishment and the 2nd copy returned to the patient 33.
On the same day, Resolution N. 352 was also published, which provides for prior authorization for the purpose of exporting chloroquine and hydroxychloroquine, and products subject to health surveillance intended to fight COVID-19. The export of chloroquine, hydroxychloroquine, azithromycin, fentanyl, midazolam, ethosuximide, propofol, pancuronium, vecuronium, rocuronium, succinylcholine and ivermectin in the form of raw material, semi-finished product, bulk product or finished product would temporarily require prior authorization from Anvisa. For the purposes of this Resolution, exports were considered as the exportation of the product in any form or for any export purpose 34.
Also in April, ANVISA published another RDC providing for the importation of products for the in vitro diagnosis of the Coronavirus, and on the ban on exports of medical, hospital and hygiene products essential to fight the pandemic 31.
In September 2020, a provisional measure was signed, authorizing the Federal Executive Branch to adhere to the Instrument for Global Access to COVID-19 Vaccines - COVAX Facility, with the purpose of acquiring vaccines against COVID-19. This Ordinance was converted into Law N. 14121 in March 2021, which established guidelines for the immunization of the population 35.
In January 2021, a provisional measure was published, which dealt with exceptional measures regarding the acquisition of vaccines, supplies, goods and logistics services and the national plan for implementing the vaccination against COVID-19 36.
3.3. Measures related to supply acquisition
On March 18, Ordinance N. 414 was published authorizing the opening of beds in the Adult and Pediatric Intensive Care Units, for the exclusive care of COVID-19 patients 37.
On the following day, the MoH established a federal financial incentive package for Primary Health Care, on an exceptional basis, to support the extended operation of the Family Health Strategy (USF, Unidade de Saúde da Família) or Basic Health Unit (UBS, Unidade Básica de Saúde) in the country to face the pandemic 38.
On April 7, the Ministry of Economy established an additional measure regarding the sale of respiratory protection PPE. This Ordinance established that PPE classified as Air-Purifying Respirators (APRs) of the one-quarter face or half-face type, with a P2 or P3 particulate matter filter, whose Certificates of Approval (CA) that had expired in the period from January 1, 2018 to the date of publication of this Ordinance and which, perhaps, did not yet have new updated evaluation tests, could be sold upon presentation of the test report contained in the Certificate of Approval. This use of expired materials reflects the scarcity of materials for the protection of health professionals that occurred at the beginning of the pandemic 39.
Through Resolution N. 3, of April 15, 2020, a working group was set up for the construction of federal field hospitals and international logistics of medical equipment and health supplies. This group consisted of the following representatives: one from the Executive Office of the President of the Republic, who coordinates it; two from the MoH; and two from the Ministry of Infrastructure 40.
In June, Decree N. 10,407 regulated the law that provided for the prohibition of exports of essential medical, hospital and hygiene products in the fight against COVID-19 in the country.41 On August 4, 2020, the competence for the acquisition of medications, equipment, immunobiologicals, and other health supplies was delegated to the Secretary of Specialized Health Care. This Ordinance was revoked by Ordinance N. 197 of February 2021, delegating this competence to the director of the Department of Logistics in Health 42.
This Ordinance was repealed by Ordinance N. 199 of February 10, 2021, which provided for the deadlines regarding the processes and procedures related to Government bodies and entities of the National Transit system and public and private entities providing services related to transit, to face the COVID-19 pandemic in the state of Amazonas. It had no relation with the purchase of medications and health supplies, not being at the federal level, which demonstrates the disorganization of the MoH management related to the acquisition of these medications and supplies, as well as the publication of laws and ordinances in the fight against COVID-19 43.
On August 11, 2020, Law N. 14,035 was published to provide for procedures related to the acquisition of goods and supplies or the hiring of services to fight the pandemic. This law brought some flexibility regarding purchasing processes 44.
In cases of electronic or in-person bidding, whose object is the acquisition of goods and supplies or hiring of services necessary to face the public health emergency of international importance addressed in this Law, the terms of the bidding procedures were reduced by half. The contracts rules by this Law will have a duration of up to six months and may be extended for successive periods.
4. Discussion
On February 6, 2020, Law N. 13,979 was published, which provided some basic definitions and emphasized the actions the authorities could take to control the pandemic. Among these actions, the following were described: social isolation, quarantine, compulsory examinations, tests, collections, vaccination, epidemiological studies and travel restrictions on roads, ports and airports 46. With the publication of this law, it seemed that Brazil would take a meticulous and firm posture regarding the pandemic, which did not occur. The President of the Republic, from the beginning, showed contempt for the pandemic, refuting control measures and urging the population to “face the virus”. The fact is that three types of non-pharmacological interventions, namely, greater surveillance and hygiene measures; identification and isolation of infected individuals and their contacts; and lockdowns 48 could have been adopted from the beginning to mitigate the impacts of the pandemic. Greater surveillance and hygiene measures aimed at increasing the state of alert, aimed at the entire population, urging everyone to avoid crowds, restrict physical contact and adopt frequent hand washing, cleaning of objects and the use of face masks were expected. However, for these measures to take place, some factors would be required, such as: a population with a good level of schooling, cooperation, discipline and trust in its leaders and authorities 48.
In an attempt to contain the pandemic and enforce rules, on March 17, an Ordinance was published that provided for the compulsory nature of measures to deal with the public health emergency provided for in Law N. 13,979 46.
That said, on June 2, through Resolution N. 6, a working group was created to consolidate the governance and risk management strategies of the federal government in response to the impacts related to the coronavirus. A somewhat late event, given that in June 2020 the pandemic reached its record high in Brazil, even though these figures would later reach new records 50. On June 5, 2020, the WHO released their guidelines for the use and manufacturing of fabric masks as a means of protection against COVID-19 48.
Law N. 14,019 was published only on July 2, 2020, providing for the mandatory use of individual face masks as a requirement for people to circulate in society. It should also be noted that the president himself always appeared without a mask at events, interviews and press conferences 51.
These conflicting messages between the president and health authorities caused a decline in the population’s trust in social institutions, leaving the Brazilian people unsure about the merits of protective measures to prevent the spread of the virus 54.
Another non-pharmacological measure would be the identification and isolation of infected individuals and their contacts, through the so-called mass testing. This intervention consists of identifying infected individuals and their contacts through diagnostic tests and isolation. This intervention is considered to be a high-cost one and requires a great deal of effort to recruit and train workers to perform the tests. In addition, support from the population would also be required, to adhere to the constant testing. The experiences of Asian countries show us that testing should be carried out frequently and on a large scale 48.
In Brazil, the decentralization of testing would be a crucial strategy for increasing the detection of new cases. However, since the beginning of the pandemic, the country has faced some challenges, such as socioeconomic inequalities in the distribution of equipment and in the infrastructure available for this diagnosis 55.
The main issues comprised the limited access and the capacity to screen SARS-CoV-2 cases using Real-Time Polymerase Chain Reaction (RT-PCR). As an example of a successful experience, South Korea offered tests to all suspected cases, being considered an example of how to deal with the COVID-19 pandemic. New Zealand is also an example of successful control of the disease, having managed to control the pandemic in its territory and eliminate community transmission by combining social isolation measures with large-scale testing for contact tracing and rapid detection of cases, in addition to the implementation of quarantine. In Brazil, as described in the literature, factors associated with the low number of SARS-CoV-2 RT-PCR tests performed in the country included: a) difficulty in acquiring supplies to perform the RT-PCR of SARS-CoV-2 due to the high market demand; b) increase in the price of materials and equipment for carrying out the SARS-CoV-2 RT-PCR; c) low availability of equipment; d) number of qualified people available to perform the RT-PCR technique; e) number of centers or laboratories able to carry out the exam; and f) transportation of the material to the locations where the test could be performed 55.
The other non-pharmacological intervention would be the so-called lockdown, which includes interventions such as the closure of commerce and services, restrictions in transport and closure of schools, up to the recommended or forced confinement of the entire population, with the exception of essential workers (for instance, health professionals, food-related activities and the police) 48.
The publication of an Ordinance in March 2020 authorizing the replacement of in-person classes by remote ones during the pandemic situation was undoubtedly an essential measure for expanding social distancing.
Moreover, there were only two decrees at the federal level regarding the definition of essential services. The first was Decree N. 10,282 of March 20, 2020, which regulated Law N. 13,979 and defined public services and essential activities. This decree initially listed 57 essential services, of which 22 were later revoked by other decrees. The other legal instrument dealing with this issue brought changes to the description of essential services. In fact, it reinforces that the federal government did not position itself on a lockdown intervention 52.
Contrary to the president's denialist attitude, some state governors adopted lockdown policies to prevent the spread of the SARS-CoV-2 pandemic, with specific measures to restrict social contact being introduced for the first time in the North and Northeast regions. On May 5, 2020, the State of Maranhão, in the Northeast Region, implemented strict rules enforcing social distancing. After this experience, other state governors and city mayors also adopted stricter social distancing measures. A heated debate accompanied the implementation of stringent lockdown measures on how stringent they could be, how much they would cost and how long they should last 58.
As for pharmacological interventions, the federal government first included Chloroquine and Hydroxychloroquine in the list of special control drugs in category C1, in an attempt to control the sale of these drugs.
In March 2020, the WHO actually approved studies with these drugs for the treatment of patients with COVID-19. Some world leaders were enthusiastic about these drugs and argued that they would be the cure for COVID-19 infection; this caused a frantic search for these drugs in pharmacies. In vitro studies with preliminary results of clinical trials with inadequate methods led to a distorted view of reality, making many doctors, the media and the population believe in this “miracle drug” 48.
Another pharmacological measure worth mentioning was Brazil's adherence to the Covax Facility, aiming to acquire vaccines against COVID-195. This adherence took place as a provisional measure in September 2020. However, it was only in January 2021 that it culminated in the national plan for implementing vaccination against COVID-19, albeit with a delay, when compared to other countries. On December 8, 2020, the United Kingdom became the first country in the West to vaccinate the population against the new coronavirus. The vaccine approved for emergency use was developed by the partnership between the American pharmaceutical company Pfizer and the German biotechnology company BioNTech. Meanwhile, in Brazil, on October 21, 2020, the President of the Republic deauthorized the MoH to purchase a batch of 46 million doses of the vaccine, with the President’s emphasis “any and all vaccines are ruled out” 60,64.
The situation was aggravated in August 2020 by successive denials and lack of responses from the MoH to Pfizer pharmaceutical contacts aimed to establish the supply of vaccines. Only after great popular pressure, in January 2021, the federal government signed the first purchase contract for 46 million doses of CoronaVac 62.
Regarding measures related to the acquisition of supplies, we highlight the legislation that brought new rules such as the waiver of tenders in an attempt to speed up the arrival of supplies used to face the pandemic.
As for hospital beds, SUS controls 44% of the total number of beds in Intensive Care Units (ICUs) in the country, while the private sector holds 56%, which highlights a disproportion, since only 24.6% of Brazilian citizens have a private health insurance plan 63. The pandemic put enormous pressure on health systems, especially regarding the availability of beds, equipment and human resources in the ICUs.
In Brazil, where the number of beds in the private sector, especially in the ICUs, is known to be higher than in the public sector, the prioritized strategy was not using the existing resources, 63 even with the construction of field hospitals through Resolution N. 3 62, aimed at increasing the number of beds. It can be said that the implementation of public beds occurred late and was not enough to guarantee full care and the right to health in different municipalities. There was also the contrast represented by the waiting time in the SUS versus unoccupied and closed beds in the private sector, which made clear the inequalities in health care access 65.