1. Introduction
In dental caries research, there is a crucial need to be able to study demineralization, with high-resolution tomographic imaging technique that can be used both in vitro and in vivo especially intraorally. One of the important aspects of enamel demineralization studies is the design of preventive and remineralization materials, which requires an understanding of the temporal and spatial development of distinct ultrastructural early demineralized enamel zones as well as the diffusion-reaction mechanisms of the de- and remineralization processes [1-6]. Early demineralized enamel has two layers, according to previous studies: Intra- and interprismatic demineralization is the first layer to be observed after the enamel surface; interprismatic demineralization is the second layer beyond that; and healthy or sound enamel (sound) sits beyond this demineralization progression [7-10]. Transmission electron microscope (TEM) and scanning electron microscope (SEM) are key imaging tools used to visualize and study these demineralization zones. However, challenging aspects of using these microscopy techniques such as their destructive nature and the intricate sample preparation processes limits the use of these techniques to only a small number of sample size and makes monitoring temporal changes of the demineralization zones in vitro and in vivo impossible.
It has been noted that demineralized enamel or dentin possess altered optical characteristics compared to their
sound status [
11,
12]. It is also noteworthy that at the beginning of the enamel caries process, the scattering coefficient of dental enamel increases considerably with increasing mineral loss. Substantial associations between mineral loss and near-infrared (NIR) scattering has been established [
12,
13] and optical coherence tomography (OCT) with the central wavelength of 1300 nm has been found to be particularly useful in assessing non-cavitated enamel demineralization because of its ability to provide non-invasive, depth-resolved, high-resolution near infra-red backscatter characteristics of demineralization. Moreover, the oral handheld OCT is considered extremely safer clinically than radiographs and gives more information in just one 3D scan. As a result, one area of OCT usage is the early diagnosis of enamel defects using the scattering coefficient. Research on the evaluation of demineralization of dental hard tissue using OCT started more than 20 years ago [12-22]. OCT’s ability to detect minute cross-sectional optical and morphological changes of dental hard tissues without using ionizing radiation makes it advantageous, especially clinically.
Researchers have validated the qualitative distribution and pattern of OCT reflectance for fissure and smooth surface enamel caries against histological techniques such as polarized microscopy and confocal laser scanning microscopy and found good correlations [
20,
23,
24] between them. Recently, a few studies had even reported using deep learning to classify these OCT reflectance distribution and patterns to detect caries [
25,
26].In addition to utilizing OCT reflectance pattern of enamel demineralization qualitatively, many quantitative outcome measures had been derived from OCT depth-resolved reflectance profile, in an attempt to quantify the severity of demineralization in both degree and depth of demineralization. Lesion depth, integrated reflectivity, and attenuation coefficients are among the quantitative outcome measures often utilized [18-21,27,28]. The relative changes of these outcome measures for enamel and dentin before and after an intervention, be it de- or remineralization, can be used to assess the effect of that intervention [
29,
30]. However, variations in these quantitative results between different studies have been found and this has been attributed to the different OCT systems used, sample preparations methods and the arbitrary nature of some of the outcome measures [
31]. Demineralization or lesion depth is a much-favored outcome measure in most tomographic methods, such as Micro Ct and confocal microscopy, as it impacts clinical treatment decision making. Consequentially the same outcome measure has been explored on OCT reflectance. However, as the intensity range of OCT images is relatively wide, choosing an intensity threshold for the end point of a lesion proves to be a challenge. Le et al. [
32] measured lesion depth using edge-finding algorithms whilst Can et al [
33] chose the intensity threshold for lesion depth as 1/e
2 times that of the peak intensity. Other studies [34-36] determine the lesion severity by integrating the reflectance of the OCT line profiles from the tooth surface to a selected depth. Integrated reflectance, however, can be affected by surface specular reflectivity and in some cases, the speckle noise combined with OCT scans. Therefore, it has been suggested that there is a need for more standardized and robust OCT methodologies to diagnose and quantify early enamel caries lesions [
31], which include improvements of the OCT scanning hardware and also optimization of the data extraction and image processing process.
Different image processing methods had been explored on dental-related OCT reflectance, including an averaged intensity difference detection algorithm for gingival sulcus [
37], a depth intensity profile analysis for detection of microdamage after implant insertion [
38], and an intensity-based layer segmentation algorithm for the detection of enamel abrasion and wear [
34], to name a few. These algorithms could potentially be adapted for the analysis of demineralized enamel and dentine. It has also been suggested that deep learning algorithms may more precisely segment demineralized areas [
39], however, the algorithm not yet distinguish between inter- (
Ie) and intra- (
Ia) prismatic demineralization and have the limitation of manual verification even using Micro CT as a reference.
For longitudinal de- and remineralization studies and studies with large sample size, robust and targeted image processing methods such as segmentation of demineralization zones are needed to minimize manual and fatigue error and subjectivity during data extraction. This entails the need for a validated and streamlined data processing algorithm specific for demineralized tooth structure. In order to validate data processing algorithms, modulation and simulation of OCT signals has previously been done using Lab VIEW and MATLAB scripts [
40].
This work reports on a verified automated algorithm to segment and measure the depth of
Intra- and
Inter- prismatic demineralization zones in early demineralized enamel scanned by swept-source optical coherence tomography (SS-OCT) images. This segmentation algorithm is based upon intensity thresholding previously identified using SEM [
41].
2. Materials and Methods
2.1. Sample preparation and Optical Coherence Tomography scanning protocol (OCT)
Eight human extracted upper premolars with visually caries-free buccal surface were collected and cleaned. The crown of each tooth was then painted with an acid-resistant varnish except for approximately a 3 x 3 mm
2 window of the buccal surface. Each specimen were then subjected to different number of daily cycles of de-and remineralization ranging from 14 - 21 days (n = 1).The modified Featherstone pH cycling model was used [
42] whereby the daily pH cycling routine consisted of demineralization for 6h in 40 ml of acid buffer (37°C) containing 2.0mmol/l Ca, 2.0 mmol/1 PO
4, 0.075 mol/1 acetate at pH 4.3, and then rinsed with deionized water and remineralization for 18 h (37°C) in 20 ml solution containing 1.5 mmol/1 Ca, 0.9 mmol/1 PO
4, 0.15 mol/ 1KCl, and 20 mmol/1 cacodylate buffer at pH 7.0.
The swept-source optical coherence tomography, SANTEC IVS-2000 SS-OCT, with a central wavelength of 1300nm and the SANTEC Innervision software was used to acquire the 3D OCT scans in this study. The OCT scanning protocol is described as follows; the 3 x 3 mm2 demineralized region-of-interest was centralized in a scan area of 5 x 5 mm2. The vertical distance of the specimens from the imaging probe was standardized with the highest point of the surface curvature positioned approximately at the 0.5 mm level of the Innervision imaging window. The scanning beam was oriented perpendicular to the buccal surface and configured to scan an area of 5 mm x 5 mm in the x-y direction and a depth of 1.85mm in enamel (refractive index = 1.63). The x-y-z pixel count was 256 × 256 × 1000, resulting in the lateral and axial resolution of 19.5 and 4.4 μm respectively.
2.2. Selection of the segmentation colormap, regions-of-interest and surface determination
The data extraction algorithm and an associated graphic user interface (GUI) were written using the MATLAB (R2015a, MathWorks) programming language [
43].
Figure 1 shows a schematic diagram of the scanning method and main steps of the segmentation algorithm. The image acquisition software "Santec Inner Vision" and the OCT system were used to control the scan and choose the regions of interest (ROI) in the B-scan frames saved in "CSV" format. The frames can be cropped to the selected ROI to study a specific demineralized area and reduce the processing time, especially for large data sets. Our bespoke algorithm depends on a specific, previously determined color map threshold intensity [
41]. This colormap can recognize early dental decay and distinguish three different levels of dental caries tissues, which are inter- (
Ie) and intra- (
Ia)
prismatic demineralization zones and
sound (healthy tissue) zones. The key idea for identification of the selected colormap is based on finding a good correlation between OCT and SEM frames after manual finding of the similar frames between OCT and SEM by superimposing the OCT frame with an automatic image segmentation for the SEM frames. The color map that will be used in the demoralization segmentation process is only chosen based on the best correlation results between OCT and SEM frames. The algorithm superimposes the two frames of OCT and SEM; if the two superimposed pixels are recognized with the same segmented zones, the logical result of the correlation is “true”; otherwise, it is “false”, The percentage of successively correlated area is then calculated for both zones
. The selection of the demineralization color map can differ from other OCT or SEM specifications that are used for the correlation.
For the determination of the enamel surface, the determination of the background (air in this case) was first conducted. The average reflectance value of the background was attained from a known area of air immediately above the surfaces of 35 B-scans obtained from the 8 specimens. It was found that the threshold of 5 dB exceeds the background reflectance range and is below the sudden increase of reflectance at the enamel surface. Thereafter, the script locates and designates the first pixel in each depth-resolved reflectance line profile (A-scan) that is higher than the mean reflectance value of air as the surface.
2.3. Labelling of the inter- (Ie) and intraprismatic (Ia) demineralization zones
Upon determining the surface, the algorithm then labels air, sound enamel and the inter- and intra- prismatic demineralization zones with discrete colors based on the previously selected OCT intensity colormap defined in section (2.2) and used for the segmentation of these different zones. In this case, the segmentation algorithm labeled a color red for the intra- prismatic (
Ia) demineralization zone, yellow for the interprismatic (
Ie) demineralization zone, blue for sound enamel and dark blue for air (
Figure 2a). The demineralization patterns of the 14 – 21 days caries lesions induced by the caries model used in this study [
41] presented with distinct zones of inter- (
Ie) and intra- prismatic demineralization (
Ia) with the
Ia zone located nearer to the surface and the
Ie zone located deeper to the
Ia zone. This means that the
Ia zone is at the demineralization front of the caries lesion as shown in (
Figure 2a).
2.4. Quantification of mean depths of the inter- () and intraprismatic () demineralization zones
Due to the curvature nature of enamel surface, the mean depths of inter- () and intra- prismatic () demineralization zones were computed both with the original surface curvature and with the enamel surface aligned flat.
2.4.1. Original curved surface
As shown in (
Figure 2b), A combined image of the original OCT file is overlayed with the determined enamel surface (in blue) and the limits of the intra- prismatic
Ia (in red) and inter- prismatic
Ie (in yellow) zones. These limits are determined as the last axial pixel of every segmented zone at every A-line (From the surface to the bottom of the frame on the enamel tissue).
To measure
and
of curved enamel surface, firstly, the tangent angles of each pixel of the identified surface were determined using the “
skeletonOrientation” MATLAB function (
Figure 3a) and the median tangent angle,
was calculated. With the median tangent angle, it was then possible to determine the location of the deepest pixel of the
Ie and
Ia zones along the normal of each pixel on the surface.
The computation of the mean depths for the inter- (
) and intraprismatic (
) demineralization zones
are described in Equations 1 and 2 below.
where,
is the pixel order along the enamel surface,
is the total number of pixels along the enamel surface,
is the median of the tangent angle along the enamel surface,
is the axial pixel resolution,
and
are the axial depths at pixel (
) for the
and
zones respectively, measured from the enamel surface to the deepest pixel of each zone.
Figure 3 shows an example of an original B-scan before and after enamel surface alignment to an axial level corresponding to the highest axial point (dashed red line) on the original enamel surface.
2.4.2. With aligned surface
The computation of the mean depths for the inter- (
) and intra- prismatic (
)demineralization zones after surface alignment
are described in Equations 3 and 4 below.
Where, is the pixel order along the enamel surface, is the total lateral pixel number along the enamel surface, is the axial pixel resolution, and are the axial depths after enamel surface alignment at pixel for the and zones respectively and measured from the enamel surface to the deepest pixel of each zone.
2.5. Algorithm verification using simulated OCT B scans
To verify the output from the algorithm described above and to determine its limitations in segmenting the demineralization zones and measuring the demineralization depth, the verification was conducted in two phases. In phase I, twenty-three synthetic OCT B-scans were generated to simulate demineralized enamel of various stages. The key idea of using simulated OCT B-scans of demineralized enamel was to uncover errors in the algorithm using simulated B-scans with predefined line profiles (A-scans) of demineralized enamel and with known mean depths of the inter- () and intraprismatic () demineralization zones a priori.
The simulated B-scan required a predetermined A-scan and enamel surface profile. The simulated B-scan was generated by repeating the simulated A-scan laterally across the simulated enamel surface.
To simulate A-scans of demineralized enamel, three techniques were used:
- 2.
Least-square-fit A-scan (LS_line), obtained by fitting an A-scan of an acquired B-scan with a polynomial of degree 20. The MATLAB function polyval was used for curve fitting.
- 3.
Mathematical A-scan (MA_line), obtained by using a combination of fundamental mathematical functions.
A typical A-scan of demineralized enamel consists of a sharp rise from the background value in signal intensity at the enamel surface due to specular reflection, followed by some high backscatter intensities from the demineralized lesion zone, and then an exponential decay with an attenuation coefficient for
sound enamel. The OCT A-scan has been described by others using the Beer-Lambert law [
44], i.e.
where
is the reflected signal intensity,
is the attenuation coefficient of enamel, z is the axial depth measured from the enamel surface, and the number “2” refers to the round-trip
of light inside on the tissue and reflect to return and optically interfere with the OCT reference beam. The attenuation coefficient includes the absorption and scattering coefficient. Because the optical properties of teeth change after demineralization, the attenuation coefficients of
sound and carious enamel differ [
17,
45]. The acquired A-scans of demineralized enamel are more complex than equation (5) indicates. In theory, there is a step change in signal intensity at the enamel surface. But because of its finite spatial resolution, the OCT scan has a more gradual increase in signal strength at the surface instead. The thin layer of demineralized enamel also produces a narrow plateau underneath the surface. The actual OCT A-scan can be modeled using a combination of two exponential decays with a more gradual initial rise, i.e.
where
and
are constants,
is a scale parameter (in this simulation
,
is a magnification parameter for the caries signal, and
and
are the attenuation coefficients for
sound and demineralized enamel, respectively. The second function
describes the signal profile in the demineralization zone between
and
. The scale parameter
is used to control the exponential damping of the simulated oct signal and then change the whole demineralization depth, while the magnification parameter
is used to controls the reflection maximum intensity for interprismatic (
Ie) demineralization zone.
To simulate the tooth surface, four different curvatures were used:
A flat tooth surface (F_sur).
The tooth surface from a real B-scan (S_sur).
A curved tooth surface generated using a cosine function (M_sur).
An irregular tooth surface drawn freehand by using MATLAB’s freehand function (D_sur).
Figure 4 shows examples of some simulated OCT frames of demineralized enamel used for algorithm verification.
In phase II of the verification process, twelve acquired B-scans from the 8 demineralized specimens were processed manually in a Microsoft Excel spreadsheet based on the same selected OCT intensity colormap and with the algorithm, and the extracted demineralization depth measurements were compared to determine the magnitude of deviations between the two measurements.
3. Results
The Phase I verification process did not reveal errors in the algorithm and the output and of the 23 simulated B-scans were as per the pre-determined measures.
As for the Phase II verification process, comparison of
and
of the 12 acquired B-scans were made between that computed manually and that by the algorithm both with and without surface alignment. The results of
and
from aligned and original curved surface were almost identical (
Figure 5a and
Figure 5c) and the
value for the correlations between manually and algorithm computed
and
were 0.97 (
Figure 5b and 5c) and 0.99 (
Figure 5e and 5f) respectively. The mean difference between
and
computed with the algorithm and manually for the 12 acquired B-scans is 2.6 um with a standard deviation of 3.3 um, i.e., less than one pixel of axial resolution of 4.4 µm.
4. Discussion
Segmentation of biological structures in OCT scans is the most important image processing step to either qualitatively classify the biological structures or quantitatively measure their geometry. An automated segmentation process would be especially invaluable to facilitate clinicians making objective diagnoses and to extract large amounts of quantitative volumetric data in longitudinal clinical trials. There are many segmentation methods, such as thresholding, edge detection, and clustering [
46]. Thresholding is by far the most common segmentation method used. The thresholding method labels pixels that have an intensity lower or higher than a pre-determined level, resulting in a binarized image, and this method can be subdivided into either global or local. The global thresholding method is based on finding a specific percentile of the image intensity histogram [
47] and is widely used for surface determination. The local adaptive thresholding method, on the other hand, uses first-order statistics such as the mean, median, or standard deviation of the pixel intensity within each considered neighborhood to determine the threshold for each pixel and has been used to determine lesion depth. The edge detection method is based on uncovering intensity gradients along specific directions. It locates the edges where either the first derivative of intensity is greater than a particular threshold or the second derivative has zero crossings. After the edges have been detected, they form the object boundaries to segment the required regions and have been used in the determination of lesion depth in many studies [28, 48]. The Sobel and Canny operators are some of the most common edge detection algorithms. Another segmentation method that has not been used much is clustering [
46]. Clustering is the grouping of similar instances, objects, or pixels [
49]. The method of grouping pixels together could either be intensity-related [
50] or structure-related or region-based using pre-annotated data [
51]. It has been suggested that this clustering method is less susceptible to speckle noise and more useful for real problems or applied situations [
52].
Our algorithm is a hybrid of global thresholding and multi-level quantized intensity threshold methods, where global thresholding was used for removing the background (air) and surface determination, and multi-level quantized intensity threshold was used to group the range of intensities to specific demineralization zones in enamel [
41]. Speckle noise reduction with filters such as the median and gaussian filters was also not necessary as a pre-segmentation step. Following the establishment of the auto-segmentation technique, but prior to its use for the extraction of large amounts of data, systematic verification of the model or the full executable operations is critical to ensuring it does not demonstrate unintended behavior or harbor design errors. Verification is also necessary to assess its coverage, i.e., the extensiveness of its applicability. For this, verification was conducted in two phases. Two phases of the verification process were performed, i.e., against simulated and acquired A-scans of demineralized enamel, and we demonstrated that the results matched the expected output. In other words, the verifications demonstrated code-model equivalence.
The artificial caries lesions were created on the buccal surfaces of human-extracted premolars in this study, and the curvature of the buccal surfaces of these teeth is different than that found on incisors, lower premolars, and molars. Therefore, it was important to ascertain whether the use of the median tangent angle to compute and was appropriate and whether it was applicable for other curvatures.
To determine whether the median tangent angle was appropriate, the mean depths of inter-
and intra- prismatic
demineralization zones were computed both with the original surface curvature and with the enamel surface aligned flat. Results showed that the original curvature and the aligned surface were almost identical, indicating that using the median tangent angle was appropriate in the case of upper premolars. During the Phase I verification process, B-scans with different simulated surface curvature (
Figure 4) were created from A-scans of pre-determined
and
were created. The
and
output from the algorithm were like the pre-determined ones. This indicates its applicability to other cases of curvature.
The auto-segmentation method of demineralized enamel described here is applicable to demineralized enamel with distinct zones of inter- and intra-prismatic demineralization, therefore making a quantized intensity threshold segmentation of these zones possible. These distinct zones of demineralization are the result of the cyclic nature of demineralization subjected to the samples, the type and pH of the acid used, and the interval of demineralization. Different cyclic protocols, types, and pH of the acid and intervals of demineralization may produce different distributions of inter- and intra- prismatic demineralization. In conditions that produce demineralized enamel with less distinct inter- and intra- prismatic demineralization junctions, such as those in eroded enamel, modification and revalidation of this segmentation technique may be necessary.
The image processing techniques used for the suggested algorithm of this study can be compared with a similar algorithm of a famous research work done by the old, famous, great school of dental image analysis used in OCT for the estimation of lesion severity by Professor Daniel Fried [16, 18, 27, 28, 30, 32, 33, 36, 48]. Regarding the edge-detection approach used in previously developed algorithms, the enamel edge and the lower lesion boundary were determined by applying an edge locator. The program first locates the maximum of each A-scan and differentiates the A-scan maximum as either demineralized or sound using the signal-to-noise ratio as a threshold. Another previous method used for edge detection is the anisotropic diffusion filter, which is designed to highlight boundaries, and finally the threshold (Otsu) filter, which is used to identify the position of each edge by identifying the first pixels that fall under the threshold of e−2 of the maximum A-scan value. In the suggested algorithm of this study, an intensity threshold of 5 dB was applied to remove the background of the OCT raw frame, and enamel surfaces can be easily detected by scanning the frame for the first non-zero pixel. The location of these pixels is considered the coordinates of the enamel surface. Then the demineralization zone segmentation was applied to the raw OCT frame with the two discrete color zones of demineralization (red: Intra- prismatic, yellow: Inter- prismatic). The last pixel of each zone along each A-scan was considered the axial boundary of each demineralization zone. Therefore, this algorithm can’t only distinguish between sound enamel and demineralized enamel but also between each demineralization zone.
In previously developed algorithms, the depth of the lesion was calculated by locating the upper and lower edges using an edge-detection approach. Lesion severity was determined for each A-scan using two different approaches: fixed-depth and edge-detected. In the fixed-depth approach, the enamel surface boundary was determined by the intersection of the line profile A-scan and a manually established straight line that marks the enamel surface in the A-scan. The lesion boundary was set to an arbitrary depth of 200 μm from the established enamel line. In the suggested algorithm of this study, the demineralization depth was also calculated using two approaches: without and with enamel surface alignment. In the approach without enamel surface alignment, the curvature nature of the enamel surface was considered in the calculation of the demineralization depth of every zone. In enamel surface alignment, the surface of the enamel is aligned to the highest point on the axes of the original enamel surface of the OCT frame and shifts every A-scan up vertically to a new aligned surface level. In both techniques, the average demineralization depth for every demineralization zone has been calculated, and all areas of Intra- prismatic and Inter- prismatic can be calculated.
In conclusion, we have demonstrated that our multi-level quantized intensity threshold segmentation method for demineralized enamel described in this paper can be used to measure inter- and intra-prismatic demineralization zones in artificial enamel caries and verified that there is code-model equivalence. We also demonstrated that the coverage of the model can be extended to various tooth curvatures. We envisage that this algorithm will greatly facilitate the study of the de- and remineralization kinetics of enamel caries lesions and eventually optimize remineralization therapy. Future applications of the algorithm could be used for more enhancements of deep learning segmentation algorithms for OCT scans in demineralization assessment and for the development of real-time oral OCT for clinical diagnostics of early demineralized enamel.
Author Contributions
Conceptualization, T.A. and H.P.C.; methodology, T.A.; software, T.A.; validation, T.A.; formal analysis, T.A. and H.P.C.; investigation, T.A.; resources, H.P.C. and A.F.; data curation, T.A. and M.S.; writing—original draft preparation, T.A.; writing—review and editing, T.A., H.P.C., H.C. and A.F.; visualization, T.A.; supervision, H.P.C and A.F.; project administration, H.P.C.; funding acquisition, H.P.C and A.F.
Funding
This research received no external funding.
Conflicts of Interest
The authors declare no conflict of interest.
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