1. Introduction
Silicon and germanium are the most popular materials for microelectronics [
1], photovoltaics [
2,
3,
4,
5], infrared optics [
6,
7,
8], as well as for development of ionizing radiation detectors [
9,
10]. Modern technology for obtaining these materials is based on the processes of processing their high-purity chlorides and hydrides [
11,
12,
13].
Virtually all silane used in hydride technology is obtained by the catalytic dismutation reaction of trichlorosilane (TCS) [
14,
15]. In this reaction, in addition to silane, a sixteen-fold mass amount of silicon tetrachloride (STC) is obtained, which is subject to disposal.
Another source of STC waste is the Siemens process of producing polysilicon by reducing TCS, where STC is formed as a by-product [
1]. In addition, in the process of TCS synthesis, 50–60 mole% of STC are formed by the silicon hydrochlorination reaction as a by-product [
16]. In this regard, the utilization of STC by reducing it to TCS or semiconductor silicon will make it possible to organize the production of silicon both using hydride technology and using the Siemens process in a closed and environmentally friendly manner .
For germanium, the source of waste germanium tetrachloride (GTC) is the process of its deep purification by chemical, adsorption, absorption, and distillation methods [
17].
The chemical high-temperature method of processing STC into TCS, used in technological schemes for the production of silicon, has a low percentage of TCS output (not more than 20%) and high energy costs (according to Silicon Products Bitterfeld GmbH & Co. KG, more than 10 kW/h per 1 kg of STC). In this regard, it is promising to develop less energy-consuming methods for converting STC into chlorosilanes and silicon.
From this point of view, it is possible to use plasma-chemical methods for converting STC to chlorosilanes (SiHCl3, SiH2Cl2) and silicon.
In order to obtain silicon in the form of bulk samples, in the works [
17], the hydrogen reduction process of the STC was carried out under microwave (2.45 GHz) discharge conditions at a pressure of 100 kPa. Agglomerated µ-Si dendritic structures were obtained. However, the samples obtained were powdered silicon, making it difficult to obtain high-purity ingots. In [
19], a microwave discharge in a mixture of SiCl
4 with H
2 and Ar at a pressure of 26 to 40 kPa was used to obtain SiHCl
3. In [
20,
21], TCS was obtained in an arc, and in [
22], in a high-frequency (13.56 MHz) plasmatron. It should be noted that the content of impurities in TCS was at the level of purity of the initial STC. The issue of maintaining the level of purity in the production of silicon in the works [
19,
20,
21,
22] was not considered.
The production of germanium by the traditional method by hydrolysis of GeCl
4 with further reduction of hydrogen oxide is multistage and energy-intensive. In this regard, the reduction of GeCl
4 by hydrogen in one stage is attractive. By analogy with STC, with plasma-chemical hydrogen reduction of GeCl
4, one can expect the formation of not only germanium, but also chlorogermans of the GeHnCl
4-n composition. These compounds are used in pharmacology to develop a variety of biologically active germanium-containing drugs [
24,
25].
A small number of papers on plasma-chemical hydrogen reduction of GeCl
4 are presented in the literature. Nanoparticles of germanium were obtained in the works [
26,
27] in the annular discharge with capacitive coupling in the GeCl
4/H
2/Ar mixture. In [
28], a 300 W HF discharge with a frequency of 13.56 MHz at a pressure of 2.5 Torr was used to obtain chalcogenide films of the GeS
2 composition from a mixture of GeCl
4 + H
2S in a GeCl
4/H
2S ratio of 1.5 to 50. In [
30]. it is reported that when processing liquid GeCl
4 under the conditions of HF pulsed discharge, in the frequency range of 0.001–100 MHz, with a pulse repetition frequency and amplitude of 0.05–50 MHz and 1–8 kV, respectively, Ge
2Cl
6 is formed at atmospheric pressure.
In this regard, the purpose of this study was: 1) an experimental study of the hydrogen reduction processes of STC and GeCl4 under the conditions of high-frequency arc (HFA) discharge, stabilized by two electrodes in a wide range of pressures and reagent ratios and determination of reaction products; 2) thermodynamic analysis of Si/H/Cl and Ge/H/Cl systems, as well as gas-dynamic analysis of processes in the RF-arc discharge plasmatron and comparison, where possible, of the results of calculations with the results of experiments; 3) characterization of the obtained substances.
2. Materials and Methods
2.1. Materials
The following substances were used as starting materials: STC and GTC (99.999%, HORST Ltd., Russia) and hydrogen (99.99998%, Monitoring, Russia). The plasma chemical reactor used W and Si electrodes with a material purity of 99.999% (Sarnia Inc., Russia).
2.2. Experimental conditions
Experiments on the study of the processes of reduction of silicon tetrachloride and germanium in hydrogen plasma were carried out on the installation, the schematic diagram of which is shown in
Figure 1. The power of the high-frequency oscillator was 340 W, frequency 40.68 MHz. The flow rate of the plasma-forming gas H
2+SiCl
4(GeCl
4) was varied in the range of 100–700 cm
3/min. The pressure during the experiment was changed in the range of 70–1330 Torr. The molar ratio of H
2/SiCl
4(GeCl
4) was changed in the range of 2–5. The study of the process of plasma-chemical reduction of SiCl
4 (GeCl
4) in hydrogen plasma of the RF-arc discharge was carried out at a constant energy level of 300 kJ/mol. The value of the energy deposit was determined as the ratio of the power supplied to the gas discharge zone to the flow rate of the plasma-forming gas.
The plasma-chemical reactor was a tube of quartz glass with a diameter of 60 mm with coaxial electrodes. High-frequency voltage was applied to the electrodes from the generator through the matching device and a discharge was ignited between the electrodes. A vapor-gas mixture of STC (GTC) and hydrogen was fed into the discharge volume. The power supplied to the gas discharge zone was determined by the calorimetric method according to the method [
30]. When reducing STC, silicon electrodes (Ø 6 mm) were used, and when reducing GTC, tungsten electrodes (Ø 4 mm) were used.
The dependence of the degree of conversion of SiCl4 (GeCl4), the yield of chlorosilanes and chlorogermans, as well as silicon and germanium, on the pressure and molar ratio of reagents was experimentally investigated. The yield of silicon and germanium was determined by the gravimetric method with an accuracy of 1·10-4 g.
The content of chlorosilanes, chlorogermans, and impurities of organic substances in them was determined by gas chromatography using a 3 m long packed column with N-AW-HMDS chromaton (0.16–0.20 mm) with a 15% liquid phase E-301 at a temperature of 373 K, a thermal conductivity detector with a detection limit of 0.008%, or an ionization detector in a flame with a detection limit of 0.00001%, as well as IR spectroscopy of the absorption spectra of reactor gases in the range of 450–7000 cm-1 obtained using an IR spectrometer (Bruker Vertex 80v) equipped with a DTGS detector. Resolution and aperture were 1 cm−1 and 5 mm, respectively. The gas mixture at the outlet of the reactor was taken into a cuvette with an optical path length of 10 cm. The pressure in the IR cuvette was 50 Torr.
In the study of plasma-chemical reduction of SiCl4 (GeCl4), the content of impurities of metals, electroactive impurities and impurities of organic substances in the initial silicon and germanium chlorides, as well as in the obtained TCS, silicon and germanium by gas chromatography on the Tsvet-800 device, ICP-MS on the ELEMENT-2 device (Thermo Scientific) and atomic emission spectroscopy (AES) on the STE-1 spectrograph was monitored. In the case of nuclear power plants, impurities from volatile chlorides were pre-concentrated by distillation at 0.1 g of the coal sample, and in the case of ICP-MS, impurities were concentrated by distillation on the walls of an optical quartz ampoule, followed by washing them with high-purity nitric acid. The detection limit of the methods was 10-7–10-9 wt%.
Morphological studies and analysis of the elemental composition of the samples were carried out using the methods of raster electron microscopy and x-ray microanalysis.
The SEM image of the silicon electrode was obtained using a Tescan Vega II electron microscope at a voltage of 20 kV with a backscattered electron detector (BSE) and a reflected electron detector (RE detector) with a magnification of 500 to 8000 and 20,000. The use of BSE and RE detectors allows for more contrast images compared to the SE detector.
A transmission electron microscope (TEM) JEM 2100, JEOL, Japan, was used for structural studies of the powdered Ge.
2.3. Theoretical part
Calculations of the thermodynamically equilibrium composition were performed using open-source software [
31,
32] using the algorithm [
33,
34] corrected in [
35] to calculate the equilibrium composition of hydrogen and argon-hydrogen plasma in the presence of silicon and germanium halides.
For the theoretical calculation of the temperature and concentration distribution profile in the plasma-chemical reactor, the method of numerical CFD modeling was used. The calculation was carried out according to the method presented in [
36]. Thermophysical and transport characteristics of media are taken from [
37].
3. Results
3.1. Hydrogen reduction of SiCl4
The dependence of the degree of conversion of SiCl
4 to chlorosilanes and silicon on the ratio of reagents in the initial mixture is shown in
Figure 2a. The maximum yield of SiHCl
3 (44%) is observed at the ratio H
2/SiCl
4=6.9. With a further increase in the concentration of hydrogen, the yield of TCS decreases. The yield of Si with increasing hydrogen concentration monotonically increases from 8 to 47%, and the yield of SiH
2Cl
2 from 3 to 8%. It should be noted that the results for the yield of TCS (
Figure 2 a) are in good agreement with the data [
40].
Depending on the pressure (
Figure 2 b), an extreme TCS yield relationship is observed with a maximum pressure of 550 Torr. With an increase in pressure above 1 atm, an increase in discharge contracting is observed, and at a constant discharge power, the burning stops at a pressure of 1330 Torr (1.75 atm).
The calculated equilibrium composition of the mixture of reaction products SiCl
4 with H
2 = 6.9, depending on the temperature at a pressure of 550 Torr, is shown in
Figure 3. The ratio of the initial components of the SiCl
4/H
2 mixture = 6.9 and the pressure were selected based on the experimentally obtained maximum yield of SiHCl
3.
Figure 3 shows that condensed silicon is created only in the temperature range of 1210–1625 K. The formation of SiHCl
3 is observed in the temperature range of 300–2700 K, SiH
2Cl
2 in the range of 750–2500 K, and SiH
3Cl in the range of 1150–1850 K. The formation of SiCl
2 and SiHCl radicals is observed in the range of 1000–4500 K and 1230–4300 K, respectively.
In [
39,
40], it is noted that in the thermodynamic analysis of the Si-H-Cl system, five independent, equilibrium reactions should be taken into account, but in the case of low concentrations of H
2(H
2/SiCl
4 10) and temperatures below 1123–1173K, the number of independent reactions is reduced to two:
as the equilibrium concentrations of SiH
2Cl
2, SiH
3Cl, and SiCl
2 become negligible. However, under the discussed conditions, where the influence of active particles formed under plasma conditions, as well as surface phenomena on the electrodes, the formation of dichlorosilane can occur both by the reaction of direct reduction of SiCl
4 to SiH
2Cl
2 (3), and by the reaction of dismutation of the formed TCS (4):
To clarify the temperature range of the hydrogen reduction of SiCl
4, the distribution of thermal and concentration fields in the reaction chamber was determined using CFD modeling. In the full-scale experiment, the zone of plasma formation was a sphere with a radius of ~7 mm, slightly shifted to the upper surface of the reaction chamber, since the outlet of the reacted gas mixture is located at the top (see
Figure 1 b). This zone, according to the modeling (
Figure 4 a), is in the temperature range of 900–1700 K. The temperature value of 1700 K corresponds to the contact area of the electrode with the plasma. It is in this area, as well as in the area surrounding it, that silicon deposition was observed during the experiment (
Figure 5 a). Simultaneously with deposition, the material melted, resulting in a compact sample (
Figure 8 a-2).
Figure 4 b,c shows an isothermal surface with T = 900 K corresponding to the plasma region and the flow line of the gas mixture through this surface, respectively. According to the conducted numerical experiments, 95% of the gas mixture passes through this surface. Therefore, it can be argued that in the reaction chamber of this configuration, there is almost complete interaction of the gas mixture with the plasma, in which the reactions of reducing silicon tetrachloride to trichloro-, dichlorosilane, as well as silicon take place. The obtained data on the coefficient of ingress of the gas mixture into the plasma region suggest that the output of TCS equal to 45% is close to the thermodynamic equilibrium at T = 900 K.
3.2. Hydrogen reduction of GeCl4
For the process of hydrogen reduction of GeCl
4, with an increase in the ratio of reagents H
2/GeCl
4 (
Figure 6 a) in the initial mixture, the degree of conversion also increases. The main products are GeHCl
3 and Ge, formed by the reactions:
The dependence of the degree of GeCl
4 conversion on the pressure (
Figure 6 b) has no maximum. There is a decrease in GeCl
4 conversion and Ge yield, and GeHCl
3 yield increases. The deposition of Ge on the electrodes is shown in
Figure 5. It can be seen that, as in the case of hydrogen reduction of SiCl
4, the formation of compact germanium at the ends of the electrodes is observed. It should be noted that Ge is formed not only in the form of an ingot formed at the end of tungsten electrodes but also in the form of fine powder deposited on the inner surface of the reactor.
The calculated equilibrium composition of the products of the interaction of H
2 with GeCl
4 depending on temperature at atmospheric pressure is shown in
Figure 7. The initial ratio of the content of the components of the mixture H
2/GeCl
4 =15 was selected based on the maximum yield of Ge and GeHCl
3. Condensed germanium is formed from GTC, in the range of 1250–1500 K. Formation of GeHCl
3 compound, according to
Figure 7, occurs in the range of 300–1580 K, GeH
2Cl
2 in the range of 500–1580 K, and GeH
3Cl in the range of 760–1500 K.
Based on mathematical modeling, as well as for the process of hydrogen reduction of STC, it was found that in the case of plasma-chemical reduction of GTC in the reaction chamber, almost complete interaction of the gas mixture with plasma also occurred. This makes it possible to assume the equilibrium of the process and estimate the temperature range of the reaction.
According to the experiment, polycrystalline germanium is deposited at the ends of the electrodes, an amorphous germanium powder is formed in the reactor volume, and the analysis of the gas phase confirms the formation of GeHCl
3. Equilibrium concentrations shown in
Figure 7 also show the possibility of the formation of these substances, which indicates the proximity of the realized experimental conditions to equilibrium. The GeH2Cl
2 and GeH
3Cl compounds are not observed experimentally, due to their low equilibrium concentrations.
4. Discussion
4.1. Characterization of samples obtained during the reduction of SiCl4
In the case of hydrogen reduction of SiCl
4, the main conversion products are chlorosilanes consisting of a mixture of trichloro- and dichlorosilane, as well as silicon.
Table 1 shows the content of metal impurities in the initial SiCl
4, as well as a mixture of chlorosilanes and silicon. In addition, the content of electroactive impurities is given for precipitated silicon.
Particular attention was paid to the difficult-to-remove impurities of benzene and hexane, since the concentration of these impurities in STC wastes can reach 1000 ppm.
It can be seen that the content of metal impurities in the mixture of chlorosilanes is at the level of the initial SiCl4, and the concentration of organic substances impurities is reduced by more than two orders of magnitude.
Therefore, in this type of discharge, it is possible to obtain TCS not only with high yield, but also with a significant increase in the purity of both TCS and STC, which is the main requirement for the technology of obtaining high-purity silicon. This possibility appears due to the use of a high-purity silicon electrode as a material. The modes in this case are selected in such a way as to avoid melting the electrode.
Figure 8 shows an image of a silicon electrode before and after silicon deposition.
Figure 8.
View of the silicon electrode before (a-1) and after (a-2) carrying out the process of plasma-chemical hydrogen reduction of SiCl4 (a); SEM photo of the silicon electrode before (b) and after (c) carrying out the process of plasma-chemical hydrogen reduction of SiCl4, respectively.
Figure 8.
View of the silicon electrode before (a-1) and after (a-2) carrying out the process of plasma-chemical hydrogen reduction of SiCl4 (a); SEM photo of the silicon electrode before (b) and after (c) carrying out the process of plasma-chemical hydrogen reduction of SiCl4, respectively.
In a silicon sample deposited on the end of the electrode, on the contrary, there is a concentration of metal impurities. Apparently, impurities of metals are in the original SiCl4 in the form of volatile compounds, possibly chlorides, with a binding energy less than that of STC and therefore more easily react with chemically active plasma, which leads to their concentration in the deposited silicon. However, the process of hydrogen reduction of SiCl4 under RF-arc discharge conditions can be used to obtain high-purity monocrystalline samples, subject to mandatory post-treatment of polysilicon by zone recrystallization or Czochralski monocrystal growth, since the concentration of electroactive impurities Al, B, P, As, and Sn in silicon is below the detection limit.
4.2. Samples of germanium obtained in RF-arc discharge from GeCl4
Experimentally, it was shown that under the conditions of RF-arc discharge at a pressure below atmospheric pressure, from a mixture of GeCl
4 + H
2, at the ends of the electrodes, compact Ge is formed. In addition, Ge is also formed as a powder deposited on the inner surface of the reactor. The compact Ge, according to X-ray phase analysis, is polycrystalline.
Table 2 shows the impurity composition of the initial GeCl
4 and the resulting compact Ge.
It can be seen that the content of impurities in Ge is at the level of purity of the original GeCl
4. Exceptions are impurities W and Fe coming from structural materials (tungsten electrode and stainless-steel nozzles). However, these impurities can easily be removed by zone recrystallization or the Czochralski method [
41].
Of particular interest is also the powdered Ge. Nanocrystals of germanium can be of interest for various electronic and optoelectronic applications, primarily due to the possibility of adjusting the bandwidth from the infrared to the visible range of the spectrum depending on the size [
26,
27].
Figure 9 a-d shows the TEM image of this sample.
The powdered Ge is a nanoparticle. The diffraction pattern of the sample (
Figure 9 e) indicates that these particles are monocrystalline, and according to X-ray microanalysis (
Figure 9 f), the Ge sample obtained does not contain Cl and O impurities.
In the study of nanostructured germanium samples by laser diffraction using dispersion, it was impossible to carry out a complete separation of agglomerates, which did not make it possible to correctly estimate the particle size distribution. Therefore, the evaluation of this parameter was carried out on the basis of photographs obtained by TEM. Particle sizes have been shown to range from 22 to 75 nm with an average size of 40–50 nm. Thus, in the RF-arc discharge, in the pressure range of 30–760 Torr, conditions are created for obtaining not only compact Ge but also Ge in the form of nanoparticles.
5. Conclusions
Based on the studies conducted, it was established that the RF-arc discharge could be used to obtain high-purity chlorosilanes and silicon from STC wastes. The content of the target products in the experimental conditions is close to equilibrium, which is confirmed by thermodynamic analysis. By numerical gas-dynamic modeling of thermal and concentration fields, zones in the plasma-chemical reactor were established, in which the values of product concentrations correspond to equilibrium ones. It has been established that the proposed reactor design makes it possible to carry out the reaction of reduction of STC and GTC with hydrogen under conditions close to equilibrium.
It has been established that the RF-arc discharge can be used for the synthesis of trichlorogermane or TCS from GTC or STC, as well as for the production of semiconductor germanium or silicon in the form of polycrystalline ingots, and germanium also in the form of nanopowder with an average particle size of 40–50 nm.
Author Contributions
Conceptualization, R.K. and G.M.; methodology, R.K., I.G., A.K.; validation, N.R., S.R.; resources, I.G., L.S., A.K., N.R., S.R., V.A., ,D.B. and N.M.; writing—review and editing, R.K.; visualization, G.M., N.M. and N.K.; supervision, G.M.; project administration, R.K. and G.M. All authors have read and agreed to the published version of the manuscript.
Funding
The study was carried out within the framework of the state task in the field of scientific activity (topic No. FSWE-2022-0008).
Data Availability Statement
Data used in this study are available from the corresponding author.
Conflicts of Interest
The authors declare no conflict of interest.
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