2. Maximal Mass Principle within Two-Dimensional Static Sphere and Schwarzschild Black Holes
Let us recall the Buchdahl Theorem
BT [
11] stating that
the mass of a spherically symmetric self-gravitating material object with the radius , the interior of which may be taken within the scope of General Relativity as a perfect fluid, satisfies the condition
But we know that for a Schwarzschild black hole, with the same mass and radius, the following relation [
12] is true:
In this way we have contradiction between values of the dimensionless coefficient
in the right side of (
1) and
in the right side of (
2). In [
13,
14] this contradiction has been studied to show that (section 2.2 in [
14]):
2.1 BT was proven for an incompressible fluid, with an infinite speed of sound
, and this is in contradiction with causality as the speed of sound
should always be lower than the speed of light
c, i.e. should satisfy the condition
. Moreover, the
BT-bound (
1) in the case of an incompressible fluid violates the
Dominant Energy Condition in General Relativity [
15]:
where
is the matter density and
are radial and tangential pressures, respectively;
2.2 for strongly anisotropic materials, maximum compactness grows monotonically with the longitudinal wave speed and in this case an elastic matter can exceed Buchdahl’s boundary and reach the black hole compactness
continuously. However, in this case some of the energy conditions
[
15] in General Relativity are violated or the interior of this fluid contains ad-hoc thin shells, or again the speed of sound within the medium exceeds the speed of light
. Besides, as shown in [
16], if the matter satisfies
, with nonnegative radial and tangential pressures
, we have
0.4815;
2.3 as noted in [
14]) for elastic balls, within the scope of the causality condition and given the radial pressure, the condition (
1) is the case but its upper boundary
is unattainable.
Thus, in all the cases mentioned above the value of is limiting for .
Let us formulate an assumption for BT, calling it the
Maximal (or Limiting) Mass Principle within Sphere - PMM:
the
mass of a self-gravitating material object within a two-dimensional static uncharged sphere , with the radius , satisfies the condition
When the condition of (4) is violated, specifically when within the sphere at some moment we have the inequality
a part of the mass isforcedbeyond the boundary and two different outcomes are possible:
PMM.a
The initial radius of the sphere increases by the magnitude offering satisfaction of the condition (4) for the mass also of the self-gravitating object, contained within a new static sphere with a new radius , to satisfy the same condition (4)
PMM.b
The process becomes dynamic for a long period of time with the involvement of the parameters for the positively determined radial sphere and of the corresponding acceleration .
Gravity as an attractive force is the case only when the formula of (4) is valid. If in some instance the condition of (4) in is violated and we have the formula of (5)instead, then
for
PMM.a, gravity in becomes the repulsive force, extending to a new sphere, , for the interior of which the validity of (4) is restored and its attractivity is retained;
for PMM.b, attractivity of gravity is replaced by repulsivity, i.e. gravity becomes a repulsive force.
Remark 2.1.
2.1.1. In PMM we use the word ”principle” rather than ”hypothesis” as usually the latter is associated with a proof of some statement in the canonical paradigm. In case at hand the paradigm is extended because in some instants gravity from the attractive force changes to the repulsive force;
2.1.2.Obviously, in this pattern (i.e. within the scope of thePMM validity), it is assumed that an object with the mass is self-gravitating only if the formula (4)is the case. But at instants of time, when the condition of (4) is violated and we have the formula of (5), the object ceases to be self-gravitating.
For a Schwarzschild black hole considered within the canonical theory of gravitation, i.e. in General Relativity (
GR) [
1,
4,
12], the validity of (
4) at the equality of the left and right sides is doubtless.
Let us consider the formed Schwarzschild black hole with the metric [
1,
12]
where normalization for the speed of light is taken
.
Due to
GR and black holes theory [
1,
12], the radius
of a black hole (
7) and its mass
exactly satisfy (
4) for the case of equal left and right sides by substitution
So, during the formation of a Schwarzschild black hole, due to the validity of
GR, there arises an object, for which the formula of (
4)is evidently fulfilled if in it the left and the right side are equal (i.e. in the limiting case) and hence
PMM is valid. Provided a Schwarzschild black hole is further in the stationary state (without the processes of absorption and emission), this pattern remains unaltered.
But at accretion of the mass
on a black hole, the formula of (
4) with substitution in (
8 becomes invalid, (
5)is the case and a new Schwarzschild black hole is formed, having the following mass and radius:
where
The last two formulae are equivalent to (
5),(
6), with the substitution
to choose the equality sign in (
6), and on the normalization
.
Consequently, the process of accretion satisfies all the requirements of
PMM.a in the case of the equality sign in (
4), because in fact the process of the additional mass absorption
may be represented as
forcing of this mass outward of the initial black hole and the formation of a new black hole, with the mass and the radius
, respectively.
Let us briefly recall the formulae required for the interior solution in the case of a Schwarzschild black hole with the metric (
7). Then within
, i.e. within the black hole, the matter energy-momentum tensor takes the form corresponding to the perfect fluid
where
and
p – corresponding density and pressure;
is the four-velocity [
1].
The mass of a black hole
may be given similarly to the Newtonian gravity (formula (6.2.10) in [
1]):
It is important that for the interior of
BH the formula (
12) is incorrect due to the fact that in
GR in the right-hand side the proper volume element
should be added as a factor (formula (B.2.17) in [
1]). Then the total proper mass within a Schwarzschild black hole takes the following form ((6.2.11) from [
1]):
where ((6.2.8) from [
1])
and the difference
is
the gravitational binding energy.
As seen, all the above formulae (
12)–(
14) remain valid when a black hole absorbs the matter with the mass
and we make the substitutions in these formulae
So, the process of accretion for a black hole (absorption of the matter by a black hole) results in the formation of a new Schwarzschild black hole with the mass and the radius
from formula (
15). But according to the well-known
No hair theorem (pp.875–877 in [
17]):
all stationary black hole solutions of the Einstein–Maxwell equations for gravitation and electromagnetism in general relativity can be completely characterized by only three independent externally-observable classical parameters: mass , electric charge , and angular momentum .
An immediate consequence of the No hair theorem is the fact that all Schwarzschild black holes (i.e. )having the same mass are physically equivalent.
Therefore, the black hole with the mass
that originated due to absorption of the matter with the mass
by a black hole having the mass
is equivalent to (indistinguishable from) a black hole of the same mass
resultant from a stellar collapse [
1]. All the formulae for the black hole formed as a result of the collapse are valid in this case, in particular, the equation of hydro-static equilibrium
Tolman-Oppenheimer-Volkoff equation (formula (6.2.19) in [
1]):
Remark 2.2
In this case we ignore the Hawking evaporation process of black holes [
1,
12] as it is clear that the process leads to a decrease of the black hole mass, whereas a Schwarzschild black hole remains the Schwarzschild one, and hence (
4) is valid.
Conclusion 2.3 In such a way a Schwarzschild black hole with the initial mass and the initial radius and ,respectively, in the process of accretion (matter absorption) completely satisfies PMM.a, with the equality sign in (4). This is due to the fact that, after the process is finished, this hole remains the Schwarzschild black hole, yet with the new mass and new radius . GR is valid for this hole both before the beginning and after finishing of this process, the process per se being considered as forcing out of the additional mass into a sphere of greater radius that is in line with General Relativity.
However, all the calculations in [
1,
12] are valid in a semi-classical approximation, i.e. for black holes with great radius and mass. It is interesting to find how looks the above-mentioned pattern at high energies with significant quantum gravitational corrections (
qgc).
Specifically, for the energies on the order of Plank’s energies (quantum gravity scales)
, the Heisenberg Uncertainty Principle (
HUP) [
18]
may be replaced by the Generalized Uncertainty Principle (
GUP) [
19]
which, on retention of the leading term, gives the first-order GUP [
20]–
28]:
Then there is a possibility for existence of Planck’s Schwarzschild black hole, and accordingly of a Schwarzschild sphere (further referred to as ”minimal”) with the minimal mass
and the minimal radius
(formula (20) in [
19]) that is a theoretical minimal length
:
where
- model-dependent parameters on the order of 1,
e - base of natural logarithms, and
.
In this case, due to GUP (
18), the physics becomes nonlocal and the position of any point is determined accurate to
. It is impossible to ignore this nonlocality at the energies close to the Planck energy
, i.e. at the scales
(equivalently we have
).
Using the terminology from [
29], we will call black holes with the event horizon radii
the quantum black holes (
qbh) rather than micro black holes.
Actually, [
19] presents calculated values of the mass
and the radius
for Schwarzschild BH with regard to the quantum-gravitational corrections within the scope of GUP (
18).
With the use of the normalization
adopted in [
19], temperature of a Schwarzschild black hole having the mass
(the radius
) [
12] in a semi-classical approximation takes the form
Within the scope of GUP (
18),the temperature
with regard to (
qgc) is of the form ((23) in [
19]))
where
– value at the corresponding point of the Lambert W-function
satisfying the equation (formulae (1.5) in [
30] and (9) in [
19])
is the multifunction for complex variable
. However, for real
,
is the single-valued continuous function having two branches denoted by
and
, and for real
there is only one branch
[
30].
It is clear that, for a great black hole having large mass
and great event horizon area
, the deformation parameter
is vanishingly small and close to zero. Then a value of
Is also close to
. As seen,
is an obvious solution for the equation (
23). We have
So, a black hole with great mass necessitates no consideration of qgc.
But in the case of small black holes we have
In formulae above it is assumed that
, i.e. the black hole under study is not minimal (
20).
We can rewrite the formula of (
22) as follows:
where
and
are respectively the initial black-hole mass and event horizon radius considering
qgc caused by GUP (
18).
Taking in account these
qgc, a mass and a radius of the initial Schwarzschild black hole, absorbing the matter with the mass
, will change in the following way:
where
.
Let us make sure that, within the constant factor
, the right-hand side has the equality
As directly follows from (
28),
Conclusion 2.3 is valid at high (Planck’s) energies within the scope of
GUP on the substitution in
PMM
Remark 2.4
It follows from the formulae that, due to (25), substitution of (29) is most actual at high energies, when and Are close to , respectively. Otherwise, when , substitution in formula (29) is insignificant as it is clear that, because of (24), all exponents in the right side of (29) are close to 1, and we have . 3. PMM and Primordial Black Holes with the Schwarzschild-de Sitter Metric in the Early Universe
At the same time, Schwarzschild black holes with the metric (
7) in real physics (cosmology, astrophysics) are idealized objects. As noted in (p.324,[
12]): ”Spherically symmetric accretion onto a Schwarzschild black hole is probably only of academic interest as a testing for theoretical ideas. It is of little relevance for interpretations of the observations data. More realistic is the situation where a black hole moves with respect to the interstellar gas...”
Nevertheless, black holes just of this type may arise and may be realistic in the early Universe. In this case they are primordial black holes (
pbh). Most common mechanism for the formation of
pbh is the high-density gravitation matter collapse generated by cosmological perturbations arising, e.g., in the process of inflation (not necessarily) in the early Universe [
31]. But the idea about the formation of
pbh has been suggested much earlier than the first inflation models, specifically in [
32] and independently in [
33] or [
34].
During studies of the early Universe the Schwarzschild metric (
7) for
pbh is replaced by the Schwarzschild-de Sitter (SdS) metric [
35] that is associated with Schwarzschild black holes with small mass
M in the early Universe, in particular in pre-inflation epoch
where
,
M - black hole mass,
– cosmological constant, and
is the Hubble radius.
In general, such a black hole may have two different horizons corresponding to two different zeros
: event horizon of a black hole and cosmological horizon. This is just so in the case under study when a value of
M is small [
36,
37]. In the general case of
, for the event horizon radius of a black hole having the metric (
30),
takes the following form (formula (9) in [
38]):
Then, due to the assumption concerning the initial smallness of , we have . In this case, to a high accuracy, the condition is fulfilled, i.e. for the considered (SdS) BH we can use the formulae, given in the previous section for a Schwarzschild BH, to a great accuracy.
Thus, in this case for
pbh, with the Schwarzschild-de Sitter (SdS) metric (
30) and with small radii,
Conclusion 2.3 is valid and in
PMM.a, due to
Remark 2.4,
qgc must be taken into consideration. Provided these
pbh were formed in the early Universe at very high energies close to the Planck’s, without loss of generality, such black holes may be considered as
qbh.
Remark 3.1.
Note that, because
is very small, the condition
and hence the formula of (
31) are obviously valid not only for black hole with the mass
but also for a much greater range of masses, i.e. for black holes with the mass
, taking into account the condition
. In fact we obtain ordinary Schwarzschild black holes considered in the first part of
Section 2, which do not require consideration of
qgc due to formula (
24).
But the problem arises, how high is the probability that
pbh with Schwarzschild-de Sitter
SdS metric (
30) arise in the pre-inflation epoch. This problem has been studied in [
35] without due regard for
qgc. Let us demonstrate that consideration of
qgc in this case makes the probability of arising
pbh higher.
To this end in cosmology, in particular inflationary, the metric (
30) is conveniently described in terms of the conformal time
[
35]:
where
,
– de Sitter-Hubble parameter and scale factor,
a – conformal time function
:
Here
r satisfies the condition
and a value of
in the reference frame of (
32) conforms to singularity of the back hole.
Due to (
31),
may be given as
where
is the radius of a black hole with the SdS Schwarzschild-de Sitter metric (
30).
In the conventional consideration it is assumed, similar to [
35], that in (
34) we have
. Then, if in formula (
34)
is ”shifted”,
is adequately ”shifted” too, and we have
Specifically,in the case
, in (
35) substitution of
for
, formula (
27),results in substitution of
to meet the condition
From the last formula it follows that
Similar to [
35], it is assumed that in pre-inflation period non-relativistic particles with the mass
are dominant (Section 3 in [
35]). For convenience, let us denote the Schwarzschild radius
by
.
When denoting, in analogy with [
35], by
the number of particles in a
comoving ball with the physical radius
and the volume
at time
t, in the case under study this number (formula (3.9) in [
35]) will have
qgc
Here the first part of the last formula agrees with formula (3.9) in [
35], whereas
in this case are in agreement with
. And from (
37) it follows that
According to (
26), it is necessary to replace the Schwarzschild radius
by
.
Then from the general formula
, used because of the replacement of
, we obtain an analog of (3.12) from [
35]
In the last formula in square brackets we should have instead of but, as we consider the case , these quantities are coincident.
It should be noted that here the following condition is used:
i.e. Schwarzschild radius
less than Hubble radius,
.
As we have
, then
Considering that for the formation of a Schwarzschild black hole with the radius
it is required that, due to statistical fluctuations, the number of particles
with the mass
m within the black hole volume
be in agreement with the condition [
35]
which, according to
qgs in the formula of (
26), may be replaced by
As follows from these expressions, with regard to qgc for the formation of pbh in the pre-inflation period, the number of the corresponding particles may be lower than for a black hole without such regard, leading to a higher probability of the formation.
Such a conclusion may be made by comparison of this probability in a semi-classical consideration (formula (3.13) in [
35])
and with due regard for
qgc
Considering that in the last two integrals the integrands take positive values and are the same, whereas the integration domain in the second integral is wider due to (
42), we have
As follows from the last three formulae, in the case under study the probability that the above-mentioned pbh will be formed is higher with due regard for qgc.
It is interesting to find which changes should be expected in the pattern studied if the parameter
ceases to be constant and is shifted with regard to
qgc of the black hole mass
(
26):
.
Note that in this case the general formula form Section 3 in [
35] are also valid but for this pattern in formula (
40) there is substitution of
:
To understand variations in the probability of pbh arising as compared to the case when qgc are neglected in the consideration, we compare the last expression with the corresponding quantity .
Dividing the last expression and the right side (
48) by the same positive number
and subtracting the second number from the first, we can obtain
with a positive proportionality factor.
To have a positive quantity in the right side (
49), fulfillment of the following inequality is required:
As from formula (
23) it follows that
for
, we have
, from where it follows that (
50) is equivalent to the inequality
or
We need that in the case under study
the probability of
pbh arising with regard to
qgc be higher than the same probability but without due regard for
qgc. It is sufficient to replace the condition
in formula (
41) by the condition in formula (
52).
Note that, due to smallness of
,
are also small and in the right side (
52) the quantity is close to 1, i.e. the shorter the Schwarzschild radius of
pbh,the greater consideration of
qgc increases the probability of
pbh arising.
4. PMM,Early and Present Universe
Now let us realize that for the metric (
7) (or (
30)) and for the small radius
of the sphere
the condition (
4) in
PMM is from the start violated, i.e. initially for the time
, instead of (
4), we had (
5), or
The following aspects should be particularly emphasized.
1. Provided represent the mass and the radius of a black hole, respectively, and – mass of the matter absorbed by this black hole on accretion, it is connived that , whereas in the vast majority of cases – .
Besides, as on accretion of the matter for a black hole this black hole remains unchanged, the condition (
4) in the case of equality is unaltered for a new black hole and we have
. This means that in (
6) the equality is always the case
2. However, this is not true in the general case when there is no consideration for a black hole and the accretion process on this black hole, in particular when formula (
5) (or equivalently (
53)) is valid from the very beginning. It is clear that in this case, according to point
2.1.2. of the
Remark 2.1., the system is not self-gravitating and we initially consider the pattern of the matter forcing-out beyond the sphere
, i.e. the case with
PMM.b.
If (
4) is violated, specifically if
then the mean density
of the sphere interior
with the mass
should satisfy the condition
Obviously, it is impossible to take such scenario of the early Universe for explanation of its initial expansion.
Assuming this scenario for the very beginning of the Universe origination, in this case we denote as (or equivalently ).
Within the scope of a perfect fluid model, in cosmology [
7] an equation for such liquid takes the form
It is assumed that a value of
is associated with the vacuum. As from the start we use the pattern of
PMM.b,repulsion is the case and hence the initial pressure is negative. Then, without loss of generality, it is believed that
Provided in the early Universe in the process of the initial expansion we have the scenario of PMM.b, for the dynamic quantity at small times in the point the following condition must be fulfilled: .
In this case the expression (
56) may be written as
where
–dimensionless parameter.
With the normalization
used in [
5]–
7], (
59) we can rewrite the expression, where the left side is given in the well-known form (formulae (3.34) in [
5] and (12.1) in [
6])
Indeed, since in the early Universe the typical size of a two-dimensional sphere is Planckian or close to the Planck’s [
39]–
44],i.e.
, from formula
, that at
is equivalent to the condition
, for the quantity
the proportionality factor is
Still, it is known that
is a very small quantity and, according to modern estimates, we have
Assuming that
takes a real value in the early Universe, in particular
, in (
60) the values of
and
(formula (
62)) are enormous, deviating drastically from the experimental data. The same problem is observed with tremendous discrepancy between the vacuum energy density (cosmological constant)
,m calculated by the canonical quantum field theory [
45,
46] and its experimental value [
47].
Now we consider the present Universe with the characteristic radius of the (Metagalactic) luminous horizon:
As the corresponding sphere
with the radius
at the present time period is not static, expanding continuously, we can use
PMM from
Section 2 only in the case of repulsion, i.e. we have formula (
5) in the pattern
PMM.b. Let us verify an extent of violation of the condition (
4) in the present Universe for the radius
.
As known, the mean density
of the total energy in the present Universe is approaching the critical density
Then the total mass
contained within
is equal to
On the other hand, the Schwarzschild mass
contained in the sphere
with the radius
, i.e. the mass satisfying (
4) (for
in the case of the equality), equals
where the Newton constant
. In this way from (
66),(
67) it follows that
In this case the condition (
4) is greatly violated. In fact we obtain the pattern of
PMM.b with the difference that initially the sphere was not static
.
But, if the rate of variations of the radius is sufficiently low, variations of the sphere are rather slow–to a high accuracy the sphere may be considered static for a long period of time.
Nevertheless, the ordinary (baryonic) matter makes
of the whole contents of the Universe and for the corresponding mass
we get
Comparison of this number with
demonstrates that there is no violation of (
4) in the case of ordinary (baryonic) matter.
But, when the dark matter forming
of the Universe contents is added to baryonic matter, the corresponding mass
is equal to
Since , in this case repulsion also arises and we have the pattern PMM.b.
Let us return to formula (
56) for
. As directly follows from (
68), we can write (
56) as
It should be noted that in the general case
the second line of formula (
56) immediately gives
The parameter
is a dynamic quantity, i.e.
. From (
71) it follows that at the present epoch it is rather high
.