Prior to the comprehensive computation of IRSEI, it is imperative to explore and calculate the component indices within the IRSEI framework. As critical constituents in the assessment of the ecological environmental quality of the farm research area, these component indices require precise control to provide an accurate data foundation for the subsequent coupling of component indices. The theoretical underpinnings and specific calculation methods for the five component indices—greenness, humidity, dryness, heat, and salinity—are elaborated in detail below.
3.2.1. Calculation of Greenness Index
In the context of the IRSEI framework, the greenness index is an important indicator representing the quality of the ecological environment. This paper utilizes the normalized difference vegetation index (NDVI) for characterizing the greenness index [
16]. Vegetation, as a vital component of ecosystems, plays an indelible role in the Earth's carbon cycle and climate dynamics. NDVI is a commonly used remote sensing index that can also be employed for assessing and monitoring the condition and growth of vegetation. Specifically, it reflects the greenness and growth status of vegetation by calculating the difference between the infrared and visible light bands in remote sensing images. The formula for calculating NDVI is as follows:
Wherein represents the reflectance in the near-infrared band, and represents the reflectance in the visible light red band. The value range of is from -1 to 1, with higher values indicating more vegetation cover and lower values indicating less.
The principle of is based on the reflective characteristics of vegetation across different spectral bands. Vegetation reflects higher in the infrared band and lower in the visible light red band. Therefore, can reflect the greenness and growth condition of vegetation by calculating the difference between the reflectances in the infrared and visible light red bands. A higher value typically indicates more vegetation cover and better growth conditions, while a lower value indicates less vegetation cover and poorer growth conditions. finds extensive applications in fields such as agriculture, forestry, and environmental monitoring. It can be utilized for vegetation monitoring, land use research, drought monitoring, pest and disease early warning, providing a crucial index for evaluating and monitoring vegetation status.
3.2.2. Calculation of Humidity Index
The humidity index primarily characterizes the moisture content of vegetation and soil within image coverage. This index is extensively employed across various domains, such as ecological environment monitoring and evaluation. The humidity index can be represented by the WET component of the Tasseled Cap Transform (TCT), also known as the K-T transform. The WET component is essentially a feature component generated through the K-T transform [
17] The K-T transform can be viewed as a specialized form of principal component analysis (PCA). However, a notable distinction is that, unlike conventional PCA, the K-T transform utilizes a fixed transformation matrix. The K-T transform introduces a constant matrix into the digitized original remote sensing image and translates it into a new feature space, whereby humidity can be aptly transformed to obtain results. The transformed components can enhance image information and effectively represent spatial moisture content. The transformation formula is as follows:
Wherein,
represents the image after the K-T transformation;
denotes the matrix coefficients of the transformation;
signifies the original image. To perform a K-T transformation on remote sensing images, it is necessary to obtain information about the transformation matrix coefficients. The transformation matrix coefficients vary with the different settings of satellite sensors, and thus, the coefficient settings of the WET calculation formula are not identical. Through expert experience summarization, the humidity calculation formula corresponding to different Landsat satellite sensors can be realized through different parameter settings [
18,
19]. The specific settings of the transformation matrix coefficients for the humidity index are shown in
Table 1 below:
Through the configuration of different K-T transformation matrix coefficients, various WET index calculation formulas for different sensors can be derived, as shown below:
The WET index calculation formula for Landsat 5 TM is as follows:
The WET index calculation formula for Landsat 7 ETM+ is as follows:
The WET index calculation formula for Landsat 8 OLI is as follows:
In the aforementioned three equations, represents the reflectance in the blue band; denotes the reflectance in the green band; signifies the reflectance in the red band; corresponds to the reflectance in the near-infrared band; is indicative of the reflectance in the shortwave infrared-1 band; and stands for the reflectance in the shortwave infrared-2 band. A higher WET value suggests increased humidity.
3.2.4. Calculation of Heat Index
This study investigates the use of land surface temperature (LST) as a representation of heat [
23]. The thermal infrared bands of the Landsat satellite series are sensitive to the thermal radiation of surface coverings, making them extensively utilized in monitoring LST variations [
24]. Regarding LST computation, there are two conventional methodologies: the single-channel algorithm and the multi-channel algorithm. The single-channel algorithm encompasses methods such as atmospheric correction (also referred to as the radiative transfer equation), the universal single-channel method, and the single-window algorithm. The multi-channel algorithm primarily includes the split-window algorithm and the temperature emissivity separation algorithm. In this chapter, the atmospheric correction method is adopted for LST inversion. The principle of calculating surface temperature using the atmospheric correction method involves initially aggregating the total thermal radiation detected by the satellite sensor. Subsequently, various techniques are employed to simulate and quantify the atmospheric influence on surface thermal radiation. The total thermal radiation is then reduced by the radiation amount consumed by atmospheric effects, yielding the actual thermal radiation at the surface. This genuine surface thermal radiation undergoes mathematical transformation to derive the inverted surface temperature. The process of calculating surface temperature using the atmospheric correction method can be illustrated as shown in the following figure 4:
From
Figure 4, it is discernible that the computation of surface temperature necessitates several intermediary steps for realization, involving the acquisition of remote sensing imagery and some preprocessing routines, as well as the calculation of certain indices and parameter retrieval. The specific intermediary processes and steps are elaborated in detail in the following text.
- (1)
Radiometric calibration
Utilizing atmospheric correction, an initial step involves conducting radiometric calibration on the thermal infrared band to obtain radiance imagery. It is noteworthy that the thermal infrared bands of Landsat 7 and Landsat 8 sensors are not identical; Landsat 7 operates in the sixth band, while Landsat 8 operates in the tenth and eleventh bands, with the tenth band being employed for operations in this study.
- (2)
NDVI calculation
The calculation of the NDVI is synonymous with the computation of the greenness index, as seen in Equation 1.
- (3)
Vegetation cover calculation
Vegetation cover is primarily calculated by comparing the vertical projection area of vegetation on the surface to the overall area of the study region, including branches, stems, and leaves in the projection. Numerous studies focus on estimating vegetation cover using remote sensing methods, among which the utilization of vegetation indices is a frequently applied approach. A commonly used vegetation index is expressed through
. The vegetation cover in this chapter's experiment is mainly calculated through
. In the imagery, areas with and without vegetation cover, as well as purely vegetated areas, are present. Vegetation cover is characterized by calculating the ratio of the difference between
and the non-vegetated area to the difference between purely vegetated and non-vegetated areas. The formula can be expressed as follows:
Herein,
represents the magnitude of vegetation coverage;
denotes the
value for areas devoid of vegetation coverage; and
signifies the
value for purely vegetated areas. In the experiments of this chapter, based on empirical evidence,
and
are set to 0.05 and 0.7, respectively. This implies that when the value of
within a pixel exceeds 0.7, the value of
is set to 1; when the value of
within a pixel is less than 0.05, the value of
is set to 0 [
25].
By integrating the formula for vegetation coverage with the set parameters for
and
, the formula can be transformed into a band calculation method. The band calculation formula is as follows:
Herein, is the result of .
- (1)
Calculation of Surface Emissivity (SE)
Based on prior research, remote sensing images are categorized into three types: water bodies, urban areas, and natural surfaces [
26]. In this chapter, the following methodology is adopted to compute the surface emissivity for the study area: the emissivity value for water body pixels is set at 0.995, while the emissivity estimates for natural surface pixels and urban pixels are represented by
and
, respectively [
25,
26]. The specific formulae are as follows:
Incorporating the parameters allows for the transformation of the equation into a band calculation method. The formula for band calculation is as follows:
where
denotes the surface reflectance ratio;
represents the value of
; and
signifies the vegetation cover fraction
.
- (2)
Calculation of blackbody radiance values under identical temperature conditions
The computation of radiance values involves three types of radiative signals received by the detector from the Landsat satellite. The first signal pertains to the atmospheric transmittance in the thermal infrared band, which represents the portion of ground-level radiance that, after being filtered by the atmosphere, is captured by the satellite sensor (
). The second signal is the upward atmospheric radiance (
). The third signal is the energy reflected back after being radiated downwards by the atmosphere and received by the detector (
). These three sets of data can be accessed from the website published by NASA (
http://atmcorr.gsfc.nasa.gov/). It's noteworthy that during the query, one needs to provide the imaging time, the central latitude and longitude of the image, and other relevant parameters. For ease of calculation, the radiance value parameters for four remote sensing images from the experimental area are presented in
Table 2:
Upon acquiring the values of
,
, and
, the formula for calculating the brightness value (L) of thermal infrared radiation received by the satellite can be expressed as follows:
where
represents the true surface temperature;
denotes the surface emissivity;
signifies the atmospheric transmittance under thermal infrared conditions; and
stands for the blackbody brightness value of thermal radiation.
From the aforementioned equation, the brightness value
of the blackbody radiation in the thermal infrared band at temperature
can be derived, and the formula is presented as follows:
Through the intervention of the inverse function of Planck's Law, the surface temperature can be obtained. It is noteworthy that the actual surface temperature obtained at this point is expressed in Kelvin (K), not the Celsius (℃) unit commonly used in general contexts. Consequently, a conversion of temperature units is requisite. Converting Kelvin to Celsius merely necessitates subtracting 273.15 from the original temperature. Hence, the expression for LST is as follows:
In this context,
and
represent predefined constants prior to the satellite launch. The settings for
and
for different sensor types of Landsat satellites are presented in
Table 3.
Due to the susceptibility of the 11th band of Landsat 8 TIRS to interference from stray light and other noise, calibration can introduce significant biases. If incorporated into calculations, it may compromise the accuracy of subsequent results [
27]. Hence, this study utilizes the 10th shortwave band of Landsat 8 TIRS for computation, employing the corresponding K1 and K2 values from the table for analysis.
When translated into band calculation format, the formula is as follows:
Within this context, b1 represents the blackbody radiance image under identical temperature conditions.
From this, the Celsius temperature band calculation formula for Landsat 5 TM can be derived as:
The Celsius temperature band calculation formula for Landsat 7 ETM+ is as follows:
The Celsius temperature band calculation formula for Landsat 8 TIRS is as follows:
where b1 are the blackbody radiance brightness images for the same temperature conditions.
3.2.5. Calculation of Salinity Index
Salinization, as a form of soil degradation, primarily refers to the phenomenon where salts from the deep soil layers and groundwater are transported to the surface through tubular pathways, resulting in the accumulation of salts on the soil surface following the evaporation of saline water. The occurrence of soil salinization is the outcome of both natural and anthropogenic factors. Natural factors are influenced by the parent material of soil formation, topography, climate, water quality, and the level of the underground water table; whereas human factors include unscientific irrigation and drainage practices, and the excessive application of pesticides and fertilizers. Currently, over 100 countries worldwide are affected by salinized soils, with the global total area exceeding 950 million hectares, and this area is continuing to expand annually [
28,
29]. In China, salinized soils are widespread, with potential large-scale soil salinization changes occurring in the regions of North China, Northeast China, and Northwest China [
30]. For instance, in some agricultural reclamation areas of the Hulunbuir region in Northeast China, which is characterized by a semi-arid climate with low precipitation and high evaporation, the long-term use of pesticides and fertilizers in planting soils is leading to salinization changes. The issue of soil salinization can lead to reduced soil productivity, thereby decreasing agricultural production efficiency and exacerbating the deterioration of the agricultural ecological environment, which in turn has adverse effects on the socio-economic landscape [
31,
32]. Hence, conducting research on regional soil salinization conditions to comprehensively identify potential risks is instrumental for the scientific and rational planning of land resources, which can enhance the intrinsic productivity of the soil and contribute to ecological improvement [
33]. Therefore, by employing certain technical methods to thoroughly understand the spatial distribution of soil salinization, it is possible to diagnose salinized soils and implement customized measures to prevent the worsening of soil salinization, improve land use efficiency in agricultural areas, and achieve the goals of ecological sustainability.
Soil salinity serves as an effective evaluative metric for the degree of soil salinization. Given that the visible and near-infrared spectral bands of remote sensing exhibit certain responses to soil salinity, it is feasible to consider the estimation of soil salinity information via remote sensing techniques. Recently, the inversion research of soil salinity indices using remote sensing spectral information has garnered increasing attention. This method holds advantages for large-scale monitoring, offering benefits such as a continuous temporal sequence and strong timeliness of data. The results of remote sensing inversion estimation can also serve as a reference, providing assistance for subsequent soil environmental remediation and land reclamation efforts [
34]. This paper employs a pan-salinity index (PSI) that integrates three different remote sensing salinity indices to quantify the soil salinity index of the study area. The first method of integration is the SI-S method [
35], which utilizes the red, green, blue, and near-infrared spectral bands for the estimation of the soil salinity index. The calculation formula is as follows:
In this context, denotes the reflectance of the near-infrared band; represents the reflectance of the red band; signifies the reflectance of the green band; corresponds to reflectance of the blue band.
The second fusion method is the SI-W method [
36], which utilizes the red and green bands for estimating the soil salinity index. The calculation formula is presented below:
where
represents the reflectance of the green band, and
denotes the reflectance of the red band.
The third fusion method is the SI-K method [
37], which employs the red band and the near-infrared band to estimate the soil salinity index. The calculation formula is as follows:
where
represents the reflectance of the red band, and
denotes the reflectance of the near-infrared band.
Fusion is conducted by adding the values and then calculating the mean. Prior to fusion, the three indices are normalized to constrain the values within the range of 0 to 1. Given that the SI-S index is negatively correlated with the soil salinity index, a positive correlation transformation is performed in advance. The resultant PSI exhibits a positive correlation with the soil salinity conditions, whereby higher values indicate a greater degree of salinity, and lower values suggest reduced soil salinity. The calculation formula for PSI is as follows:
where
represents the normalized value of
after a positive correlation transformation,
denotes the normalized value of
, and
indicates the normalized value of
.