2.1. Synthesis of Aliphatic Polyesters by ADMET Polymerization and Hydrogenation.
There have been many reports concerning synthesis of bio-based polyesters by ADMET polymerization especially using commercially available (called Grubbs type) ruthenium-carbene catalysts, RuCl
2(PCy
3)
2(CHPh) (
G1; Cy = cyclohexyl), RuCl
2(PCy
3)(IMesH
2)-(CHPh) [
G2; IMesH
2 = 1,3-bis(2,4,6-trimethylphenyl)imidazolin-2-ylidene] and RuCl
2(IMesH
2)(CH-2-O
iPr-C
6H
4) (
HG2), shown in
Scheme 2. The ruthenium catalysts have been employed for the purpose [
8], because these complexes can be readily available and do not show strict Schlenk technique due to rather insensitivities toward water and oxygen (better functional group tolerance) [
24,
25,
26,
27]. More recently, the example by using molybdenum-alkylidene catalyst (
Mo cat.) [
28,
29,
30], shown below, was also demonstrated for synthesis of high molar mass polymers that exhibit good tensile properties [
31].
Synthesis of bio-based polyester, expressed as
PE1, by the ADMET polymerization of undec-10-en-1-yl undec-10-enoate (
M1), prepared by 10-undecenoic acid and 10-undecenol (derived from castor oil) was reported by the group of Meier in 2008 [
32]. The resultant
PE1 prepared by
G2 (0.5 or 1.0 mol%, 80 ºC, 24 h,
Scheme 3) possessed rather high molecular weight (
Mn = 22000, 26500), and the
Mn values were controlled by addition of terminal olefins, such as methyl 10-undecenoate, stearyl acrylate [
32]. In contrast, the group reported that the polymerization of bis(undec-10-enoate) with isosorbide (
M2,
Scheme 3) conducted at 70-100 ºC under bulk conditions yielded rather low molecular weight polymers (
PE2,
Table 1) [
33], whereas the
Mn values seemed improving when the polymerizations were conducted at high temperature and/or under nitrogen purge (for removal of ethylene by-produced). This is probably due to catalyst decomposition by conducting the reaction at 70-100 ºC [
34,
35,
36,
37,
38,
39], because these ruthenium catalysts have been known to decompose under these conditions to afford ruthenium-hydride species [
36] and/or nano particles [
38], which induce olefin isomerization and/or certain side reactions by formed radicals [
34,
35,
36,
37,
38,
39].
G2 showed more significant degree of olefin isomerization compared to
G1, and the percentage of isomerization (estimated by GC-MS, after treating the mixture with MeOH-H
2SO
4 under reflux conditions) [
33]. Later, degree of the isomerization could be extensively suppressed when the polymerizations were conducted in presence of benzoquinone [
40].
ADMET polymerization of
M1 by
G1 under high vacuum for two days gave
PE1 (
Mn = 28000,
Mw/
Mn = 1.9) and subsequent hydrogenation (Pd/C, 50 bar H
2, 60 ºC) gave the saturated polyester (
HPE1, PE-20.20,
Scheme 4) [
41]. The
Tm value (103 ºC) observed was somewhat low compared to the
HPE1 prepared by condensation polymerization of 1,20-eicosanedioic acid with eicosane-1,20-diol (
Tm = 108 ºC), to form ‘regio-regular’ ester groups, C(O)-O, alignment in the polymer chain (
Scheme 4). It was thus suggested that the microstructural control directly affects the thermal property, as described above [
6,
14]. ADMET polymerizations of α,ω -dienes with different methylene chain length, di(icos-19-en-1-yl)tricosanedioate (
M3), di(tricos-22-en-1-yl)tricosanedioate (
M4), by using
G1 and the subsequent olefin hydrogenation by Ru(CHOEt)Cl
2(PCy)
2 (40 bar H
2, 70 ºC, 2 d), prepared from
G1, yielded the corresponding PE-38.23 (
HPE3), PE-44.23 (
HPE4), respectively (
Scheme 4) [
42]. Polycondensation of 1,26-hexacosanedioate, prepared by cross metathesis of erucic acid, with the corresponding diol (prepared by the reduction with LiAlH
4) with Ti(OBu)
4 also gave the corresponding polyester (
HPE5, PE-26.26,
Tm = 114 ºC) [
43]. The thermal property (
Tm values) in the resultant LCAPEs with different methylene lengths, prepared by ADMET [
42] and polycondensation [
43,
44] approaches, revealed that the
Tm value reached to a constant value (
Figure 1a) [
42]. A linear relationship between the
Tm values and the number of ester group in 1000 carbon was observed (
Figure 1b) [
42]. Polyesters, PE-26.26, PE-12.26 and PE-4.26 [
43], PE-18,18 [
45] were also prepared by the polycondensation.
Scheme 4.
Synthesis of linear polyesters(LCAPEs) [
41,
42,
43].
Scheme 4.
Synthesis of linear polyesters(LCAPEs) [
41,
42,
43].
Figure 1.
Plots of melting temperature (
Tm) vs number of (a) methylene unit (x) in diol, (b) ester groups per 1000C (methylene) in PE-23.x [
42].
Figure 1.
Plots of melting temperature (
Tm) vs number of (a) methylene unit (x) in diol, (b) ester groups per 1000C (methylene) in PE-23.x [
42].
Recently, one-pot synthetic method for the bio-based aliphatic polyesters by the ADMET polymerization and the subsequent hydrogenation was demonstrated (
Scheme 5) [
46]. The polymerization of bis(undec-10-enoate)s with isosorbide (
M2), isomannide (
M6), 1,3-propanediol (
M7), 1,4-cyclohexanedimethanol (
M8), derived from castor oil and glucose, in chloroform by
G2 or
HG2 under reduced pressure at 50 ºC gave unsaturated polymers (expressed as
PE2,
PE6‒
PE8, respectively) [
46]. The
Mn values in the resultant polymers (
Mn = 11900-15900) were somewhat higher than those reported previously (
Mn = 4400-8400) conducted at 70-100 ºC [
33], and the
Mn values did not change even under rather scale up conditions [
46]. One reason for obtainment of high molecular weight could be due to that degree of the catalyst decomposition was significantly suppressed by conducting the polymerization at 50 ºC (and the polymerization was conducted under continuous reduced pressure) [
46].
As described above (
Scheme 4) and below [
47], the conventional olefin hydrogenation requires high hydrogen pressure and high temperature after isolation of unsaturated polyesters after the ADMET polymerization [
41,
42,
47]. In contrast, one-pot hydrogenation under rather mild conditions (1.0 MPa, 50 ºC, 3 h) was demonstrated upon addition of small amount of Al
2O
3 (ca. 1 wt%) into the reaction mixture (
Scheme 5). The completion of the olefin hydrogenation was confirmed by DSC thermograms (uniform composition) due to difficulty (accuracy of integration of olefinic protons) in the
1H NMR spectra. No significant differences in the
Mn values and
Mw/
Mn values were observed before/after hydrogenation [
46].
As shown in
Figure 1b, melting temperature (
Tm values) in the polyesters are influenced by number of the methylene unit (n). As shown in
Scheme 6, the copolymerization of
M1 with undeca-1,10-diene (UDD) followed by olefin hydrogenation (H
2 40 bar, 110 °C, 2 d) gave various LCAPEs with different chain lengths (from 0.9 through 52.6 ester groups per 1000 carbon), expressed as H
2-poly(
M1-
co-UDD) [
47]. A linear correlation of the melting temperature (
Tm values) with average number of ester groups per methylene units was thus demonstrated, whereas the ester group was incorporated in a random manner. The similar trend was observed in the copolymerization of
M2 with 1,9-decadiene (DD) and the subsequent one-pot hydrogenation [
48]. The saturated polymers possess a
Tm value in range of 71.7–107.6 °C, depending on the molar ratio of
M2 and DD.
Scheme 6.
ADMET Copolymerization undec-10-en-1-yl undec-10-enoate (
M1) or bis(undec-10-enoate) with isosorbide (
M2) with nonconjugated dienes, and subsequent hydrogenation [
47,
48].
Scheme 6.
ADMET Copolymerization undec-10-en-1-yl undec-10-enoate (
M1) or bis(undec-10-enoate) with isosorbide (
M2) with nonconjugated dienes, and subsequent hydrogenation [
47,
48].
Figure 2.
Plots of melting temperature (
Tm) vs number of ester groups per 1000C (methylene units) in the hydrogenated copolymers, H
2-poly(
M1-
co-UDD)s [
47].
Figure 2.
Plots of melting temperature (
Tm) vs number of ester groups per 1000C (methylene units) in the hydrogenated copolymers, H
2-poly(
M1-
co-UDD)s [
47].
The polymerizations of bis(undec-10-enoate)s with
D-xylose (1,2-
O-isopropylidene-α-
D-xylofuranose ,
M9c),
D-mannose (
M10) by
G2 were studied under dynamic vacuum (0.1 mbar) without solvent (bulk) conditions (60-90 ºC, 20 h,
Scheme 7) [
49]. The molecular weights in the resultant polymers (
PE9c,
PE10) were affected by the polymerization temperature employed as well as monomer/Ru molar ratios. Conducting the polymerization at 90 ºC under low Ru concentration (0.1 mol%) seemed to be the optimized conditions (
PE9c: Ru,
Mn = 7.14-7.16×10
4,
Mw/
Mn = 2.2-2.3,
PE10:
Mn = 3.24×10
4,
Mw/
Mn = 2.4) [
49]. Due to the polymerization was conducted without solvent, the PDI (
Mw/
Mn) values became rather high due to difficulty to control stirring [
49]. Later, the polymerizations of
D-xylose diester analogues with different methylene length (
M9, x = 0, 2, 8,
Scheme 7) and the corresponding diether analogues (
M11) were explored [
50]. The
Mn values in the resultant polymer decreased upon decreasing the methylene length, and the monomers that do not possess methylene spacer [
50]. Some polymerization runs failed due to precipitation or difficulty for isolation [
50]. The resultant unsaturated polymers were amorphous except
PE11a, and both glass transition temperatures (
Tg) increased after reducing the olefinic double bonds by treating with
p-toluenesulfonyl hydrazide as a reducing agent; most of the resultant saturated polymers (
HPE9 and
HPE11) are amorphous except
HPE9a and
HPE11a derived from castor oil (10-undecenoate), suggesting that placing the methylene spacer is important (as shown in
Figures 1a, and 2) [
50]. The resultant hydrogenated polymer films, especially
HPE11a oriented film exhibited good tensile strength (43 MPa) with elongation at break of 155%, but the hot press film showed much less tensile strength (7.8 MPa) with improved elongation at break (667 %) [
50].
Syntheses of polyesters containing vanillin (
PE12) [
51] afforded high molecular weight
PE12 (
Mn = 10000,
Mw/
Mn = 1.6) possessing
Tg value of 4 ºC (
Scheme 7), whereas the polymerization of 4-allyl-2-methoxyphenyl 10-undecenoate (
M13) by
G2 gave amorphous high molar mass polymers with low PDIs (
Mw/
Mn) with
Tg at -9.6 ºC [
52]. The ADMET polymerization of
M13 in the presence of 5-formylbenzene-1,2,3-triyl tris(undec-10-enoate) gave rather high molar mass network polymers [
52].
Scheme 7.
ADMET polymerization of α,ω-dienes containing D-xylose, D-mannose, vanillin, and eugenol as the monomer unit [49‒52].
Scheme 7.
ADMET polymerization of α,ω-dienes containing D-xylose, D-mannose, vanillin, and eugenol as the monomer unit [49‒52].
Polymerization of trehalose bis(10-undecenoate) (
M14) by
HG2 (4.0 mol%) in THF at 45 ºC for 24 h (
Scheme 8) gave the semicrystalline polymers (
PE14) possessing high molecular weight with unimodal molecular weight distribution (
Mn = 13200,
Mw/
Mn = 2.1) with higher
Tm value (156 ºC) [
53]. Both molecular weight and the melting temperature (
Tm values) in the resulting copolyesters with undec-10-en-1-yl undec-10-enoate (
M1) decreased with increase of the percentage of
M1 [
53].
Polymerization of bis(10-undecenoate)s with isosorbide (
M2) and glucarodilactone (
M15) and the copolymerization with different molar ratios were conducted in the presence of methyl-10-undecenoate (MU, 1.0 mol%) by using
G2 (1.0 mol%) at 80 ºC for 16 h under reduced pressure (
Scheme 8) [
54]. MU was employed as the monofunctional chain stoppers (chain transfer reagent by placement of MU unit as the end group) [
54]. The resultant polymers possessed high molecular weights with unimodal molecular weight distributions. The copolymerizations with bis(hydroxymethylfuran) undecenoate (
M16) were conducted [
55]. The resultant
PE2 possessed the low
Tg value (-10 ºC) compared to
PE15 (
Tg = 32 ºC), and the homopolymers,
PE2 and
PE15, were brittle materials, whereas these copolyesters were rubbery materials possessing better tensile properties, elastic behavior as well as shape memory properties.
Copolymerizations of α,ω-dienes (linear
M17 and
n-hexyl branched
M18), derived from castor oil and vernonia oil, by
G1 at 85 ºC, gave the LCAPEs containing branching in certain percentage (after subsequent hydrogenation by Pd/C,
Scheme 8) [
56]. These polymers were considered as LLDPE (linear low-density polyethylene) and VLDPE very low-density polyethylene) mimics. However, their DSC thermograms possessed multiple melting temperatures, suggesting the composition in the resultant copolymers are not uniform [
56].
Scheme 8.
Synthesis of bio-based copolyesters with different molar ratios [
53,
54,
55].
Scheme 8.
Synthesis of bio-based copolyesters with different molar ratios [
53,
54,
55].
2.2. Synthesis of High Molecular Weight Polymers Exhibiting Tensile Properties Beyond Polyethylene, Polypropylene.
In spite of many reports for synthesis of the bio-based aliphatic polyesters by ADMET polymerization of
α,
ω-diene monomers containing carbohydrate unit (such as
M2,
M6,
M9,
M10,
M14,
M15) using ruthenium catalysts [
33,
46,
49,
50,
53,
54,
55], however, reports for synthesis of high molecular weight polymers (ca.
Mn = >30,000 considered for better mechanical property as film, shown below) has been limited so far (
Scheme 9) [
50,
54,
55]. The catalyst decomposition can be highly considered, when the metathesis polymerizations (reactions) were conducted at high temperature (70–100 ºC) and the subsequent isomerization and/or undesired side reaction caused by the formed radicals were known [
34,
35,
36,
37,
38,
39]. The catalyst decomposition also causes a difficulty in separation of metal (present as the ruthenium metal, particles) from the resultant polymers, and this is often observed in metathesis polymerization chemistry especially using ruthenium catalysts. Moreover, the reported synthetic methods were conducted under direct vacuum and bulk conditions without solvent [
50,
54,
55], the method would thus face a difficulty for stirring with high viscosity [
50] and was applicable to process for synthesis of amorphous materials or semicrystalline materials with
Tm values below 90 ºC. Therefore, development of the methods in the solution polymerization in the presence of appropriate solvent seems to be better in terms of better process control (by lowering viscosity of the reaction mixture under rather mild conditions to avoid the catalyst decomposition) and of wide monomer scope.
The ADMET polymerization is the condensation polymerization by-producing small molecules (ethylene) and the removal is quite effective for obtainment of high molar mass polymers under certain equilibrated conditions. Conducting the polymerization under continuous dynamic vacuum and bulk conditions [
50,
54,
55] is thus effective for the purpose. Consideration of these points, ionic liquids (ILs) can be thus considered as the ideal solvents not only due to their no (or extremely low) vapor pressure, ability for providing the homogeneous conditions with their good miscibility with polymers, organic compounds, and with metal catalysts, but also due to their high stability ranging from -30 to >300 ºC [
57,
58,
59,
60,
61,
62,
63,
64]. Although olefin metathesis reactions in ILs have been known, however, the reported examples in the ADMET polymerization still have been limited [
65,
66,
67,
68,
69,
70].
More recently, synthesis of high molecular weight polymers (
PE2,
Mn = 32,200‒39,200) was demonstrated in the polymerization of α,ω-diene monomer [
M2, dianhydro-
D-glucityl bis(undec-10-enoate)] using
HG2 catalyst in ionic liquids (ILs) under continuous vacuum conditions at 50 ºC (
Scheme 10) [
71]. The
Mn values were apparently higher than those reported previously (
Mn = 5600‒14700) [
33,
46]. 1-
n-Butyl-3-methyl imidazolium hexafluorophosphate, [Bmim]PF
6, and 1-
n-hexyl-3-methyl imidazolium bis(trifluoromethanesulfonyl)imide, [Hmim]TFSI, were found to be effective as solvent among a series of the imidazolium salts and the pyridinium salts. As summarized in
Table 2, the method is also effective for syntheses of high molar mass polymers containing isomannide (
PE6), 1,4-cyclohexanedimethanol (
PE8), and 1,4-butanediol (
PE7) units as the diol segment in place of isosorbide (
PE2); the
Mn values did not decrease even under the scale-up conditions (300 mg → 1.0 g scale) [
71]. Tandem hydrogenation of the resultant unsaturated polymers (
PE2) in [Bmim]PF
6‒toluene biphasic system upon addition of Al
2O
3 (H
2 1.0 MPa at 50 ºC) gave the corresponding saturated polymers (
HPE2).
As described above, the polymerization of
M2 conducted in ILs with continuous removal of ethylene by-produced afforded high molar mass polymers (
Scheme 10) [
71], whereas the polymerization conducted in toluene or CHCl
3 (even under optimized conditions with careful removal of ethylene) afforded polymers of
Mn values up to 15000 [
46]. Development of the method without using (expensive) ILs could be favored from the practical point of view.
We demonstrated more recently that synthesis of higher molar mass polymers (
Mn = 44000‒49400 g/mol) has been achieved by the polymerization in toluene by using the molybdenum-alkylidene catalyst, Mo(CHCMe
2Ph)(2,6-Me
2C
6H
3)[OC(CH
3)(CF
3)
2] (
Mo cat.,
Scheme 11) [
31]. As summarized in the selected results in
Table 3, the
Mn values were affected by the
M2/Mo molar ratios and amount of toluene employed. As observed in the conventional ADMET polymerization, the polymerization with low catalyst loading under high initial monomer conditions should be suited to this condensation polymerization; it seemed that the
Mn value in
PE2 increased with increasing the reaction scale [90.5 (43.5 mg) → 261 μmol (543 mg)] with increasing the initial monomer concentration (by varying the amount of toluene) [
31]. The method is applicable to the other monomers (
M6,
M19). Olefinic double bonds in the resultant polymers were hydrogenated by using rhodium catalyst under mild conditions (1.0 MPa, 50 ºC), and no significant changes in the
Mn values as well as the PDI values in the polymers after hydrogenation were observed.
It should be noted that both tensile strength (stress) and elongation at break (strain) in the prepared polymer films of
HPE2 increased remarkably upon increasing the
Mn value (
Figure 3) [
31]; a fairly good linear correlation was observed between the stress and the strain; the
HPE2 sample with the highest
Mn value (
Mn = 48200) exhibited the tensile strength of 39.7 MPa along with the elongation at break of 436 %. The value is higher than not only PE-18,18, prepared from C
18 dimethyl dicarboxylate and the corresponding diol by a condensation polymerization [
9], but also poly(lactic acid) (PLA), poly(ethylene terephthalate) (PET), high density polyethylene (HDPE), low density polyethylene (LDPE), polypropylene (PP) [
31,
72]. The
PE2 sample before hydrogenation showed higher strain (elongation at break) with less stress (tensile strength) compared to
HPE2, and the isomannide-based
HPE6 showed similar tensile property to the isosorbide-based
HPE2 [
31]. Importance of development of synthetic method for synthesis of high molar mass polymer by the ADMET polymerization has thus been demonstrated [
31].
2.3. Chemical Recycling of Polyesters.
PE18,18, prepared by condensation polymerization of 1,18-octadeca dicarboxylic acid with 1,18-octadecanediol, was treated with MeOH (150 ºC, 12 h) to give a solid mixture consisting of dicarboxylic acid and diol after MeOH removal. The resultant solid was used for the subsequent condensation polymerization with Ti(O
nBu)
4 to yield recycled PE18,18 with high molecular weight (
Mn = 79000,
Mw/
Mn = 1.9,
Scheme 12) [
9]. Moreover, treatment of polycarbonate (PC18,
Mn = 90000,
Mw/
Mn = 2.7), prepared by condensation polymerization of 1,18-octadecane diol with diethyl carbonate (DEC) in the presence of LiH, with 10 wt% KOH ethanol solution (at 120 ºC, 24 h) gave 1,18-octadecanediol exclusively (yield 98 %, purity 99 % after recrystallization from MeOH). The subsequent polycondensation with DEC gave recycled PC18 without loss of the
Mn value (
Mn = 70000,
Mw/
Mn = 3.4), which exhibited similar properties as the fresh one [
9]. These results indicate a possibility of closed loop chemical recycling.
More recently, exclusive acid-, base-free chemical conversions of polyesters [poly(ethylene adipate) (PEA), poly(butylene adipate) (PBA), poly(ethylene terephthalate) (PET), poly(butylene terephthalate) (PBT)] to the corresponding monomers (diethyl adipate, diethyl terephthalate, ethylene glycol, 1,4-butane diol) by transesterification with ethanol using Cp’TiCl
3 (Cp’ = Cp, Cp*) catalyst were demonstrated [
73,
74]. The depolymerizations proceeded completed conversions (>99 %) of PET, PBT to afford diethyl terephthalate and ethylene glycol or 1,4-butanediol exclusively (selectivity >99 %, 150-170 ºC, Ti 1.0 or 2.0 mol%) [
74]. The resultant reaction mixture after the depolymerization of PBA with ethanol by CpTiCl
3 catalyst (1.0 mol%, 150 ºC, 3 h), consisting of diethyl adipate and 1,4-butanediol, was heated at 150 ºC
in vacuo for 24 h to afford high molecular weight recycled PBA with unimodal molecular weight distribution (
Mn = 11800,
Mw/
Mn = 1.6,
Scheme 12), strongly demonstrating a possibility of one pot (acid-, base-free) closed loop chemical recycling [
74]. The method can also be applicable to the bio-based aliphatic polyesters, reaction of
HPE2 with ethanol by CpTiCl
3 afforded the corresponding dicarboxylic acid and isosorbide exclusively [
71].
Scheme 12.
Closed loop chemical recycling of polyesters [
9,
74].
Scheme 12.
Closed loop chemical recycling of polyesters [
9,
74].