1. Introduction
A characteristic feature of biological systems is their symmetrical organization, particularly on the left-right (L-R) axis. This property is usually held in high regard, as it is associated with the concepts of harmony and perfection. Throughout history, the quest for balance between symmetry and asymmetry has widely inspired mankind in art and architecture, finding its greatest expression in ancient Greece. Here, in fact, symmetry is extended from a pure geometric property to a broader concept of order and beauty applicable to fields other than mathematics, including first and foremost architecture, music, astronomy, and science in general.
However, in nature, symmetry typically arises in biological structures with low complexity. When it comes to very complex organisms, instead, it is easier to find asymmetrical functional patterns [
1]. Our brain is probably one of the most interesting example, since it is strongly asymmetrical between the two hemispheres [
2,
3], both in function and structure, with a lateralized organization of sensory, motor and cognitive domains. Language [
4,
5], face perception [
6], and emotion processing [
7,
8] are among the most studied domains in the field of hemispheric differences.
Brain lateralization provides many advantages in terms of efficiency, since it allows parallel tasks and improves multitasking capabilities [
1,
9,
10]; it also reduces redundancy of processing units, and finalizes action control [
10].
Breathing is a lateralized function as well. Nasal airflow is not always identical between the two nostrils. In fact, at any given time, there is one nostril that is dominant over the other, with a greater airflow from one side. This occurs because the erectile tissue causes a transient obstruction of the nasal passage, alternating between the two nostrils, with a periodicity called the nasal cycle. The nasal cycle, which repeats approximately every 60-240 minutes, can thus be defined as a rhythm of nasal congestion and decongestion [
11,
12].
Controlled, deep breathing has many beneficial effects on our psychophysical well-being. There is a growing body of studies demonstrating the positive influence of breathing in the treatment and prevention of asthma, cardiovascular and gastrointestinal problems, hypertension, chronic pain, and inflammatory states [
13,
14].
In addition to physical health, mental health has received considerable interest, with regard to anxiety, obsessive compulsive disorder, depression, post-traumatic stress disorder, panic attacks, and addictions [
15]. In fact, it can be applied to assist stress management and mood regulation, with subsequent favorable effects on social skills [
13]. Thus, it is used in many clinical and non-clinical contexts to promote psychophysical well-being [
14,
16,
17,
18].
Scientific evidence proved that asymmetry of nasal airflow and brain asymmetry are linked. However, much older knowledge had already postulated such a relationship. In fact, the millennia-old teachings of the yogic tradition already described the possibility of influencing the activity of the cerebral hemispheres by different breathing techniques (
pranayama), seeking diversified effects based on lateralization [
19].
Anuloma-viloma pranayama consists of voluntarily breathing through only one nostril, closing the other with the fingers of the dominant hand [
20]. In western societies this practice is known under the name of unilateral nostril breathing (UNB). There are two variants:
surya anuloma-viloma (SAV), in which both inhalation and exhalation occur only from the right nostril (URNB) without any retention; and
chandra anuloma-viloma (CAV), in which inhalation and exhalation occur only from the left nostril (ULNB). These two variations are thought to influence psychophysical wellbeing in different ways. While
SAV means “heat-generating breathing practice”, its counterpart
CAV is a “cooling breathing practice” [
21]. Yoga states that
anuloma-viloma is able to modify the nasal cycle, brain rhythms and corresponding psychophysical states [
15]. In particular,
CAV would directly control the
ida channel - which flows into the right hemisphere and is connected to the parasympathetic system - while
SAV stimulates the
pingala channel - which culminates in the left hemisphere and activates the sympathetic branch. Hence,
CAV is supposed to have calming effects, in contrast with the energizing effects of
SAV [
22]. According to yogic tradition,
anuloma-viloma is able to selectively stimulate the contralateral hemisphere, supporting its activity and improving its performance [
15].
This ancient knowledge has been challenged by science in recent decades. In fact, several scientific studies have been conducted to understand whether and how airflow lateralization affects the cerebral hemispheres. Experiments conducted in the 1980s showed that the nasal cycle is regulated by the autonomic nervous system [
23]. Since most autonomic nerve fibers are lateralized, the dominant nostril during the nasal cycle corresponds to sympathetic activation in the corresponding side of the body and central nervous system. In the brain, the increase in sympathetic tone produces ipsilateral cortical vasoconstriction, with a consequent reduction in cognitive activity in that hemisphere. To compensate for the decrease in blood flow on one side, the other side undergoes vasodilation caused by an increase in parasympathetic tone [
15]. Thus, experiments on the nasal cycle seem to confirm the contralateral effect proposed by yogic tradition.
The same mechanism applies to UNB. Shannahoff-Khalsa reports numerous studies relating indices of sympathetic system activation to URNB, including increased plasma glucose levels and increased heart rate [
15]. In contrast, ULNB appears to be related to the stimulation of the parasympathetic system. For example, Telles and colleagues recorded a significant increase in the galvanic skin response (GSR) following breathing from the left nostril [
21,
24,
25].
Because of its calming effects, ULNB has been effectively proposed to hypertensive patients with very interesting results [
26]. In fact, after only 27 rounds of ULNB, all the measured cardiovascular parameters (among which heart rate, systolic pressure, and pulse pressure) were immediately improved.
Electrophysiological and neuroimaging techniques have been applied to study the effects of UNB not only on peripheral (autonomic), but also central (cognitive) functions. For example, an EEG study by Werntz and colleagues [
23] demonstrated that the oscillations of cerebral hemispheric activity are coupled to the nasal cycle.
Nonetheless, data about the lateralization of this relationship are inconclusive. In fact, although the majority of studies showed a contralateral effect [
11,
12,
27], evidence of an ipsilateral [
28] or an absent relationship [
29,
30] do exist. For example, Jella and Shannahoff-khalsa [
31] found a double dissociation, with ULNB improving spatial performance. Verbal scores were higher during URNB, but the effect did not reach statistical significance. Also, imaging data by functional magnetic resonance imaging (fNIRS, [
32]) reported higher levels of oxygenated hemoglobin (oxyHb) concentrations in the contralateral frontal lobes.
There is still a lot of inconclusive or conflicting data regarding the psychological and cognitive effects of UNB. Furthermore, previous studies are mainly based on the analysis of asymmetries related to different cognitive tasks, whereas there is still much to be investigated about psychological and cognitive well-being.
The aim of our study was to evaluate the effect of unilateral breathing on two parameters that are still poorly analyzed in the literature: emotional state and mind-wandering. Both these parameters can be associated with a person's state of well-being and are, therefore, of particular relevance on the application level. In particular, people who mind-wander more frequently also seem to have worse psychological well-being and more negative affect [
33,
34], and this is especially true when mind-wandering is unintentional [
35]. Moreover, individuals with depressive symptomatology are more likely to have high rates of mind wandering [
33] and tend to report lower levels of happiness [
36].
Furthermore, even on the theoretical level, emotions and mind-wandering are associated with physiological circuits that have been extensively studied by research about the relationship between breathing and the central nervous system. Emotional state has been studied not only in relation to the amygdala and the limbic system, but also from a hemispheric asymmetry point of view, particularly with respect to prefrontal areas. Mind-wandering, on the other hand, is traditionally associated with the activation of the Default Mode Network (DMN; [
37,
38]) and, therefore, opposed to the functioning of the prefrontal cognitive control system. Consequently, exploring the relationship between unilateral breathing and the above variables also allows inferences to be drawn with respect to the neurophysiological circuits involved.
Regarding the hypotheses of the study, we considered the two study traditions mentioned earlier. On the one hand, the yogic tradition leads to the postulation that breathing from the right nostril activates the left hemisphere, which is considered calming and therefore associated with more positive emotions and less arousal activation. Conversely, breathing from the left nostril would activate the right hemisphere more, with the effect of producing greater arousal and less egosyntonic states.
However, drawing on the relevant literature, we can therefore conclude for the following hypotheses:
- Right nostril breathing activates the sympathetic nervous system, causing an increase in arousal and thus energizing emotional states (happiness) and increased cognitive focus, with a decrease in mind-wandering [
7].
- Breathing from the left nostril, on the other hand, activates the parasympathetic nervous system more, producing a state of decreased arousal and activation of the DMN, in turn favoring mind-wandering [
33,
34].
To test the research hypothesis, we run a study involving a small pilot sample of 20 participants who took part in a UNB training program of 8 days. Then, we assessed their mood states and mind-wandering occurrences.
Discussion
Generally, our data support the idea that practicing breathing techniques (UNB in our case) may improve mood e reduce stress [
18,
52]. In fact, we found a significant decrease of self-perceived stress, restlessness, and mind-wandering, together with an increase in positive emotions, regardless of the nostril involved. These results are confirmed by previous literature both on general population [
17,
53] and in clinical conditions [
18,
54]. For example, Konrad and colleagues [
17] engaged university students in a brief mindful breathing training and found lower stress scores, higher presence scores, higher motivation for the courses, and better mood. Similarly, patients with concussion enrolled in a pilot study by Cook and colleagues [
18] reported a significant decreases in stress, tension, fatigue, and confusion.
Furthermore, mind-wandering significantly decreased as a function of time, so that practice progression produced better results. Moreover, from a qualitative point of view, the most effective sessions were conducted during in-presence training. This consideration could be helpful in designing future intervention, especially with clinical populations.
However, the most interesting data relates to nostril laterality. Our data showed that it is possible to obtain different psychological effects through URNB or ULNB. URNB had a higher impact on psychophysical wellbeing, with decreased stress and restlessness scores, together with increased calm scores. Instead, ULNB was more effective in reducing mind-wandering occurrences, thus preventing distraction, and potentially increasing cognitive focus.
Thus, we just partially obtained the expected results. While we expected a reduced mind-wandering activity thanks to ULNB, we did not expect to find a higher decrease of stress with URNB compared to ULNB. Since the right nostril breathing is associated with the activation of the sympathetic system, we expected to find an increase of energizing emotions and clarity of mind, instead of calm and relax. However, it is possible that the right-lateralized breathing has not a direct, unique interaction with a single hemisphere, but that its effects is due to the modulation of a larger and not-completely lateralized neuro-functional system, calling then for a more complex explanation of the breathing-related effects.
For example, traditional research associated unilateral breathing with the activation/deactivation of a specific hemisphere. However, to understand the psychological impact of breathing techniques it is probably better to associate breathing to the increase or decrease in the activity of specific systems (in particular, the sympathetic vs the parasympathetic one). Even if some research has showed a specific link between breathing and EEG modulation with animal models [
55], in particular on the gamma rhythm, we still miss data to understand how this evidence may apply to humans and how physiological changes correlates with emotional and cognitive ones. For example, a previous EEG study by Werntz and colleagues [
23] revealed that the oscillations of cerebral hemispheric activity are coupled to the nasal cycle, and different studies showed a contralateral effect [
11,
12,
27]. However, other researchers failed to replicate the effects, finding an ipsilateral [
28] or an absent relationship [
29,
30] instead.
It is possible to hypothesize that the URNB effect was not a direct a consequence of the activation of the left hemisphere, but instead it is probably a bilateral down-modulation of emotion through the synergic work of pre-frontal areas onto the limbic system. Mason and colleagues [
13] showed the existence of a set of areas that can be directly modulated by voluntarily controlled breathing, including prefrontal areas (the medial frontal and orbitofrontal cortex, motor, and premotor areas) but also the insula and the amygdala. Our results seem to suggest that this modulation is particularly effective through URNB. At the opposite, the ULNB, being associated with parasympathetic activity, probably produced an unbalanced functioning of the prefrontal Executive Control Network (ECN), a system that includes the anterior cingulate cortex and the lateral prefrontal cortex [
56] and DMN, that generally work in synergy [
57]. ECN is indeed modulated by attention, being inhibited by alerting, and activated by orientation. Since alerting is associated with sympathetic activity (prepare the organism to react to stimuli) and orientation to the parasympathetic one (allow the organism to shape a coordinated and adequate response), it seems plausible that ECN is called-in by ULNB. However, this activation may produce a partial de-activation of the DMN, thus reducing the mind-wandering activity.