1. Introduction
Healthcare professionals constantly face situations that reflect ecosystems’ degradation. These can negatively affect their mental health. “Crises and emergencies at the local and national levels challenge the mental health and psychological resilience of individuals, and health care workers are no exception” (Akinnusotu et al., 2023, p. 100), quite the contrary, considering the roles they are expected to have in these situations. The COVID-19 pandemic is a recent example.
There is evidence of the effect of human over-exploitation of natural resources/ecosystem degradation regarding the distribution of COVID-19 infections during the first pandemic wave. The pandemic (lockdowns) brought some ecological benefits, but also new challenges, along with signs that human activity levels prior to lockdown might be permanently reduced (Castelli et al., 2023; Guo & Lee, 2022; Srivastava et al., 2021).
The COVID-19-related research provided additional evidence on the human-environment relationships. While COVID-9 lockdowns were associated with a decrease in mental health and well-being, exposure to nature benefited mental health, with differences between countries (Ribeiro et al., 2021). In Portugal, exposure to public natural spaces was related with lower levels of stress and viewing nature from home was connected with decreased psychological discomfort, somatization, and stress levels. In Spain, interaction with indoor plants was linked to lower levels of stress, whereas exposure to public and private green spaces was significantly and negatively associated with somatization.
A narrative review of evidence regarding nature’s contributions to health and well-being during COVID-19 pandemic showed that, in general, Nature exposure was related with lower levels of anxiety, depression, loneliness, and stress, as well as increased happiness and life satisfaction (Labib et al., 2022). Nature exposure was also linked to decreased physical sedentariness and less sleep disruptions, with inconsistent results for COVID-related health consequences.
While a healthy ecosystem furnishes numerous products and (provisioning, regulating, supporting, and cultural) services that benefit humans in terms of social and economic value, and are vital for well-being, health and survival, the vast effect of human activity in the increasingly demanding economic world spill over many environmental issues (Aronson et al., 2016; Lu et al., 2015; United Nations Environment Programme, 2000).
In general, there are intermediaries connecting ecosystem change and human health, there are some environmental changes that directly affect the quality of human health (United Nations Environment Programme, 2000). There is significant evidence that environmental degradation can have acute and chronic implications on human health and well-being, with data showing an urgent need for action to avert severe and persistent declines in human health and well-being caused by environmental degradation (Armenteras et al., 2021; Aronson et al., 2016; Mumtaz et al., 2022; Pappaioanou & Kane, 2023).
“Since 2001, the Millennium Ecosystem Assessment has worked to assess the consequences of ecosystem change for human well-being, and establish the scientific basis for actions needed to enhance the conservation and sustainable use of those systems, so that they can continue to supply the services that underpin all aspects of human life”, with 2005 report representing “a call to the health sector, not only to cure the diseases that result from environmental degradation, but also to ensure that the benefits that the natural environment provides to human health and well-being are preserved for future generations” (Wold Health Organization, 2005, n.p.).
Responding effectively to ecosystem degradation requires: changes in behavior as citizens, parents, and customers; a shift to more environmentally sound technology, taxes, and legislation; and long-term investments in small, medium, and large-scale ecological restoration initiatives will also expand. (Aronson et al., 2016). In this context, an interdisciplinary team, a coalition of specialists on ecological restoration and healthy landscapes with physicians and public health professionals could be particularly successful in raising awareness for global restoration and transforming it into effective action, namely because the language of clinical medicine supplies useful metaphors for communication, education, research, lobbying, and outreach (Aronson et al., 2016).
Complementarily, since climate change and ecosystem restoration are not commonly taught in formal education across the world (Dhiman, 2022), it is time to include it in universities’ teaching and research programs, integrating environmental health, climate change, and diagnosing and treating climate-related ill health consequences in contexts such as veterinary medical education and research (Leal Filho et al., 2021; Pappaioanou & Kane, 2023). More generally, Leal Filho et al. (2021), giving an overview of the extent to which climate change-related elements are handled in the teaching and research methods at universities, and made ideas to assist universities better educate and train their students on how to deal with the problems associated with climate change.
Focusing on external regulations and internal dimensions has a more lasting effect on sustainable transformations, with sustainability specialists underscoring the potential of psychological aspects and relational skills (e.g., mindfulness, (self-)compassion, spirituality) for the necessary internal sustainability transformation (Müller et al., 2023). Furthermore, holistic human–nature relationships, where all of the nature possesses dignity and rights, even though not dominant, exist in several indigenous cultures (Müller et al., 2023). To contribute to the individual sustainability transformations, considering that to help individuals conceive nature as equal some psychological prerequisites need to guide transformative individual resonance processes and individual human–nature partnerships, Müller et al. (2023) presented the notion of personal resonance between humans and environment, as well as an operationalization for transformative rituals (enhanced by psychology and psychotherapy),
The 17 Sustainable Development Goals (SDGs), central to the 2030 Agenda for Sustainable Development, adopted by all United Nations Member States in 2015, stress that ending poverty and other deprivations cannot be separated from efforts to optimize health and education, decrease inequality, support economic growth, and address climate change and Earth’s preservation (United Nations, n.d.). It is worth stressing that SDG number 3 is “Good health and well-being”, number 8 is “Decent work and economic growth”, and number 16 is “Peace, justice and strong institutions”. Knowing and improving the health and well-being of professionals working is healthcare institutions is certainly an important aspect of (at least) these three SDG.
In this context, a narrative literature review on healthcare professionals’ mental health, and its relationships with hope and resilience is presented, as the conceptual basis of the present study.
1.1. Healthcare Professionals’ Mental Health
Exposure to psychosocial risk factors not only impacts health and well-being, but is also associated with healthcare workers’ physical, vicarious and psychological violence, which is frequently experienced (Barros et al., 2022).
Due to its likelihood and range of consequences, healthcare professionals’ mental health has been considered a significant area of health concern, before, during and after the COVID-19 pandemic. Consequently, it has been a popular research subject in different scientific areas. So much so that systematic reviews are currently necessary.
Hill et al. (2022), for instance, searched, from inception to 31 March 2020, in MEDLINE, Embase, Cochrane Library and PsychINFO, for cohort, cross-sectional and case–control studies for their systematic review and meta-analysis on the incidence and prevalence rates of mental health disorders among healthcare professionals before, during, and after pandemic outbreaks. There was no incidence study in the 43 eligible studies, reported in 45 papers. Based on prevalence estimates, post-traumatic stress disorder was the most prevalent mental health problem, PTSD (21.7%), followed by anxiety (16.1%), major depression (13.4%), and acute stress disorder (7.4%). The prevalence of psychological distress (using GHQ-28 – General Health Questionnaire-28) was estimated at 25.5%.
Although researchers and clinicians have a wide variety of techniques to assess adults’ mental health, the GHQ-28 is frequently used worldwide. In fact, in recent years, before and during the COVID-19 pandemic, the GHQ-28 was administered to several samples of health professionals around the globe
1 (Almeida et al., 2022; Babicki et al., 2021; Díaz-Ramiro et al., 2020; Hyseni et al., 2023; Kolivand et al., 2023; Kooteh et al., 2023; Kowalczuk et al., 2023; Maciaszek et al., 2020; Magaña Salazar et al., 2023; Salehi et al., 2023; Seabra et al., 2021; Zonp et al., 2022).
Research has shown there is a multitude of factors that may influence healthcare professionals’ mental health. Consequently, the systematic review and meta-analysis undertaken by Hill et al. (2022) also focused on the factors that influence the incidence and prevalence rates of mental health disorders among medical personnel both during and following pandemic epidemics. The following characteristics were taken into consideration that might affect prevalence rates, identified from prior systematic reviews, were: pandemic period (pre-and post-); age; nation income; therapeutic setting for major depressive disorder, anxiety disorders and PTSD. I.e., no modifiable/psychological factor was considered.
Even though identifying the sociodemographic, clinical and professional profile associated with poor mental health is relevant (e.g., Babicki et al., 2021; Díaz-Ramiro et al., 2020; Hill et al., 2022; Hyseni et al., 2023; Kolivand, et al., 2023; Kowalczuk et al., 2023; Maciaszek et al., 2020; Salehi et al., 2023; Zonp et al., 2022), identifying modifiable variables that are associated with/predict healthcare professionals’ mental health (e.g., physical activity levels – Almeida et al., 2022; sleep habits - Díaz-Ramiro, et al., 2020; perceived social support - Kooteh et al., 2023; (subjective) occupational stress - Kowalczuk et al., 2023; Magaña et al., 2023; well-being - Zonp, Aktas, & Adıgüzel, 2022; burnout and coping skills - Hyseni et al., 2023) seems more promising in terms of intervention on/prevention of poor mental health. In this context, it is worth remembering that, in their systematic review and meta-analysis, Hill et al. (2022, p. 1569) concluded that “although it is evident that certain healthcare workers may be at higher risk, further research would help to clarify who they are, and which interventions should be used to prevent and manage the different mental health conditions”.
In their quasi-experimental study, lasting seven months, Oliveira et al. (2021) gave a contribute to this endeavor. They had 53 Portuguese Red Cross ambulance personnel participating in a peer support providers group (n=9; i.e., they underwent specialized training to assist their peers of the experimental group), an experimental group (n=19) or a control group (n=25). After the Peer Support Programme, The group of peer support givers had superior outcomes in terms of overall health and psychological well-being, anxiety/insomnia and somatic symptoms (GHQ-28).
Among a long list of modifiable variables, positive psychological qualities, as hope and resilience (protective factors), may be particularly worth considering. In fact, research suggests that hope and resilience can play an important role in healthcare professionals’ mental health, since they are related to/predict mental health in highly heterogeneous samples (considering geography, age, profession, health, etc.).
1.2. Hope and Mental Health
It has been proposed that hope “reflects individuals’ perceptions of their capacities to: (1) clearly conceptualize goals; (2) develop the specific strategies to reach those goals (pathways thinking); and (3) initiate and sustain the motivation for using those strategies (agency thinking)”, with hope theory giving the same importance to all these aspects (Lopez et al., 2004, p. 388), that reciprocally influence each other (Cheavens et al., 2006; Snyder, 2002).
On the other hand, research has shown that even though hope can be defined/conceptualized and, consequently, measured in different ways, it effectively buffers against psychopathology/negative (mental health) outcomes, has a key role in recovery from mental illness, and is a robust correlate/predictor of several positive outcomes across various populations, cultures and countries, making it a protective resilience factor (e.g., Acharya & Agius, 2017; Ahmadi & Ramazani, 2020; Antunes et al., 2023; Ding et al., 2021; Feldman et al., 2023; Hayes et al., 2017; Laranjeira & Querido, 2022; Olsman, 2020; Park & Chen, 2016; Rustøen, 2021; Senger, 2023; Sarker et al., 2022; Snyder, 2002; Su et al., 2023; Tee et al., 2022).
In other words, hope “is a way of feeling, thinking, and influencing one’s behavior”; it “is forward-looking, realistic, and multidimensional. It is a resource for health and health-promoting processes and can be considered a salutogenic resource” (Rustøen, 2021, p. 61).
Between April and May 2020, Feng and Yin (2021) collected data to analyse the mediating roles of (perceived) social support (from family, friends and others) and hope (agency thinking and pathways thinking) in the relationship between gratitude and depression among 344 front-line medical doctors (40.1%) and nurses (59.9%), in Wuhan, China, who had been on the frontline of treating COVID-19 for more than two months before participating (age: M=34.05 years, SD=7.25, 20-57). The prevalence of mild depressive illness was present in 9.59% of cases, whereas moderate depression was present in 40.12% of cases. Hope was significantly and negatively related with depression. Gratitude had a direct and negative effect on depression; it was a negative predictor of depression via the mediation variables hope and social support as well as through an indirect pathway from hope to social support.
In June 2020, Kotera et al. (2021) examined the associations between 142 Japanese medical professionals and the (adult) general public (n=138) in terms of mental health issues, loneliness, hope, and self-compassion. Medical workers (28 doctors, 29 pharmacists, 27 rehabilitation workers, 34 nurses, and 24 included social workers and radiographers) compared to the general population, exhibited lower levels of optimism and self-compassion, as well as greater levels of mental health issues and loneliness. Among medical professionals, loneliness, hope, and self-compassion were all very significant predictors of mental health issues (and general population). Among medical professionals, loneliness was the best indicator of mental health issues, however among the general public, hope was the most reliable.
In this context, based on theoretical and empirical data, several authors have focused on the enhancement of hope (e.g., Cheavens et al., 2006; Feldman & Dreher, 2012; Honey et al., 2023; Lopez et al., 2004; Pouyanfard et al., 2020; Safaralizadeh et al., 2022).
Still, more data is necessary on the hope of healthcare professionals (e.g., Feldman et al., 2023) and “future (synthesis) studies should examine the hope that is held by health care providers because their hope affects their care provision” (Olsman, 2020, p. 204).
In fact, among the gaps in the evidence currently available on hope’s effects on resilience and mental health during pandemic listed by Senger (2023) is a limited number of studies in healthcare professionals.
1.3. Resilience and Mental Health
Simply put, “resilience is the ability to persist in the face of challenges and to bounce back from adversity” (Reivich et al., 2011, p. 25). In other words, “resilience reflects basic developmental processes operating normally under extraordinary circumstances, not individual strength or deficiency”; it is not an individual’s characteristic, it is a developmental multidetermined process (Yates & Masten, 2004, p. 535).
As with hope, a considerable volume of research, from different countries, focusing on varied populations, using diverse assessment techniques, has evidenced an association between (diversely operationalized) resilience and mental health (e.g., Afek et al., 2021; Al Omari et al., 2023; Hildebrand et al., 2019; Konaszewski et al., 2021; Rudwan & Alhashimia, 2018; Wu et al., 2020).
Recently, Sheikhrabori et al. (2022) presented a scoping review, based on Embase, Scopus, PubMed, Web of Science, and Google Scholar, from January 2014 to December 2020. The 63 articles reviewed, using diverse theoretical frameworks, showed that: (1) the main aspects of healthcare providers’ resilience were personal resilience (sub-sub-categories: personality; self-care), resilience in the emergency department (sub-sub-categories: organizational support; geographical capacity; suitable healthcare infrastructure), and resilience in healthcare providers (sub-sub-categories: escalation exercises, medical professionals’ resilience, nurses’ resilience, and psychologists’ resilience); (2) the primary method of becoming resilient is handling adversity and hardship.. The authors concluded that it is necessary to consider distinctive strategies to increase the resilience of different healthcare providers.
Almeida et al. (2023) reported that the resilience level of 271 healthcare professionals in Portugal (74.20% allied health professionals, 15.90% nurses, 10% doctors or psychologists; age: M=33.90 years, SD=9.59; 90.80% females), using the Resilience Scale for Adults, was moderate. In-depth interviews with 10 healthcare workers (27-70 years) revealed 4 major themes on organizational factors that enhance individual resilience: “Professional’s Training”, “Support and Wellbeing Measures”, “Reorganization of Services”, and “Professional Acknowledgment”.
From August to September 2020, Rayani et al. (2022) focused on the relationship between resilience and anxiety in 184 healthcare workers from public health centers in Bushehr and Borazjan cities, Iran, during the COVID-19 pandemic (age: M=35.54 years, SD=7.11; 81.5% females). Forty percent encountered COVID-19 anxiety at both moderate and high levels. The COVID-19 anxiety and resilience were shown to be significantly inversely correlated: the higher the resilience, the lower the total anxiety score.
Mendoza Bernal et al. (2023) evaluated the level of resilience of 590 nurses (63.7% women; age: M=38.12 years, SD=7.23), to ascertain if two times differed from one another of the COVID-19 pandemic: first (March 2020, n=288) and second waves (October 2020, n=302), in Spain. All risk and protective psychological factors showed significant variations between the two waves, with the exception of anxiety, which remained constant at all assessments. All protective variables decreased and risk variables rose in the second wave. Additionally, there were notable negative associations with anxiety and depression and substantial positive connections with resilience and all protective factors, namely emotional intelligence, self-efficacy, and optimism, during both waves.
Between July 2021 and February 2022, during the height of the COVID-19 outbreak in Serbia, Safiye et al. (2023) explored if the resilience and mentalizing ability of 406 healthcare professionals may account for their levels of stress, anxiety, and depression. (141 doctors and 265 nurses; half frontline healthcare workers; age: M=40.11 years, SD =9.41, 19-62). Resilience was negatively correlated with stress, anxiety, and depression—the three components of mental health status. Depression, anxiety, and stress were found to be adversely connected with hypermentalizing (a higher degree of certainty in one’s capacity to judge purposeful mental states), but hypomentalizing was favorably correlated. Resilience and hypermentalizing were significant negative predictors of depression, anxiety, and stress, but hypomentalizing was a positive predictor of these results, rendering to hierarchical linear regression analysis.
Studying anxiety and depression symptoms among people from 11 nations during the COVID-19 lockout, Ding et al. (2021) assessed resilient coping with the 4-item Brief Resilient Coping Scale. There were considerable variations regarding resilient coping, with an overall mean score of 15.1 (SD=3.1). Reduced anxiety was linked to higher levels of resilient coping, but not depression.
Congruently, in the healthcare professionals studied by Hyseni et al. (2023), mental health scores correlated with burnout and coping skills, i.e., lower levels of coping skills were associated with higher levels of mental health problems.
The recognized relevance of studying health workers’ mental health and its relationship with variables like resilience lead to a Research Topic - Resilience of mental health professionals following the COVID-19 pandemic - aiming to explore the long-term consequences of the pandemic on mental health professionals (van den Broek et al. 2023). This is particularly important, since “mental health needs of health workers have traditionally been neglected, ... and there is a need to integrate interventions to address increased mental distress and enhance resilience in medical work settings for those providing care” (Akinnusotu et al., 2023, p. S100). In reality, reviewing the literature, Akinnusotu et al. (2023, p. S101) concluded that: “strong evidence to guide health administrators on best practices is still lacking. Common weaknesses include an absence of preintervention data on the mental well-being of health care workers”; “there has been little development of best practices on psychological health in workplaces and interventions to improve psychological resilience”.
Nevertheless, for quite some time now, several solid steps have been taken in the right direction (e.g., American Psychological Association, 2020; DeTore et al., 2022; Freitas et al., 2023; Johnson et al., 2015; Nila et al., 2016; Reivich et al., 2011; Sood et al., 2014; Sylvia et al., 2021). These and other studies prove that resilience can be enhanced in children and adults even with brief group interventions. Being so, if “a resilience framework recognizes that all communities, families, and individuals are composed of multiple assets, risks, protective factors, and vulnerabilities that interact and transact to shape the course of development” (Yates & Masten, 2004, p. 534), low risk groups should also be offered resilience promotion programs.
In 2004, Sinclair and Wallston defended that “after decades of correlational research dedicated to identifying individual and environmental protective factors promoting resilient behavior, the current research focus has shifted to the protective process of resilient coping” (p. 94). Emphasizing that much less was known about the resilient coping process when compared to resilience, they clarified that “the distinguishing feature of resilient coping is its ability to promote positive adaptation despite high stress” (p. 95).
Moreover, research, encompassing different groups, has concentrated on their hope and resilience and its association with mental health.
1.4. Hope, Resilience and Mental Health
The relationship between hope and resilience beyond mental health and between the three variables has also been explored (e.g., Laranjeira et al., 2020; Sińska et al., 2021; Sun et al., 2023).
Based on a sample of 168 healthcare professionals (60.1% nurses, 35.7% allied health personnel, 3.6% doctors; age: 20-49 years, M=29.19, SD=6.13) working at a state hospital in Turkey, Yıldırım and Güler (2021) used a model to examine the associations between coronavirus anxiety, hope, fear of COVID-19, and resilience. The findings suggested that resilience acted as a mediating factor in the association between COVID-19 fear and coronavirus anxiety. The mediating channel from coronavirus fear to resilience was modulated by hope. In contrast to low level of hope condition, COVID-19 anxiety exerted a more significant influence on resilience among individuals in the moderate and high hope conditions.
More recently, between January and May 2023, in the late stage of COVID-19 pandemic emergency, Torales et al. (2023) studied 591 adults from the general population of Paraguay (18-80 years, M=37.7, SD=11.3). Participants with flourishing mental health showed higher hope, resilience, and subjective happiness. Inversely, participants with languishing mental health showed lower hope, resilience, and subjective happiness.
Olsman (2020), aiming to describe hope in health care, reviewed 73 review studies and identified three conceptualizations of hope: as an expectation, resilience (“meant that hope was the strength or a (coping) strategy to endure adversity”; p. 200), and desire. Olsman stated that event though “the effects of hope bore a relationship to hope as resilience”, “the effects of hope cannot be reduced to hope as resilience” (p. 201).
The relationship between resilience/hope and (mental) health should not be considered in only one direction after all. In reality, “the way we view our health and health-related challenges are assumed to impact on hope” (Rustøen, 2021, p. 61), with loss of health (among others) having a negative impact on hope (Olsman, 2020).
In this context, the aims of the present study are: to characterize and explore the relationship between hope, resilient coping and mental health of Portuguese healthcare professionals.