1. Introduction
Rectifiers are a primary tool for delivering electrical energy from the electric grid to the local consumer by converting AC voltage to DC voltage. Most switch mode power converter topologies can be utilized as a single-phase PFC rectifier [
1]. The basic idea is to impose a pure resistance input impedance at the rectifier input terminal. Thus, the rectifier is required to operate continuously to keep a near unity power factor and eliminate all harmonics. This principle of operation is valid for single-phase or three-phase rectifiers [
2]. The boost converter is the most widespread rectifier; still, it imposes a minimum DC bus voltage of ~375 V (to preserve continuous operation at the maximum amplitude of the sine wave). Most residential and commercial loads are electronic circuitry that consumes DC power. However, the grid supplies average and pulsating power components; therefore, an additional element is required to balance the power equation. The electrolyte capacitor is commonly used as a PFC output terminal balancer. This element is responsible for about thirty percent of PFC failure [
3] due to heat and high average operating voltage with ripple. Nevertheless, this issue could be addressed by implementing an electronic capacitor [
4]. The boost rectifier [
1] is highly efficient, low-cost, and relatively simple. Nonetheless, a typical single-phase load consumes energy under a certain (much lower) voltage supply and consequently requires an additional conversion stage. As a result, the cost, volume, weight, and efficiency are negatively affected.
The buck is a step-down converter that may solve the necessity for lower voltage applications. In this topology, the output voltage must be lower than the input source voltage. Thus, the buck rectifier cannot sustain continuous operation throughout the line cycle [
1], and the input current is discontinued. Therefore, it cannot maintain the required power factor and total harmonic distortion. The buck-boost rectifier, by contrast, is much more versatile since it supports a voltage step-up and step-down; consequently, a wide output voltage range is available. Nevertheless, a buck-boost rectifier is relatively less efficient; the reversing output voltage can cause a conflict with the neutral point, and the inductor peak current is higher than in a similar power boost rectifier [
1]. The Vienna rectifier introduced a new approach for three-phase rectifiers. Compared with a conventional two-level converter system, the three-level Vienna rectifier reduces the voltage stress on power semi-conductors and the rated power of inductance connected on the side of the mains. The three-level DC bus is more applicable for inverters since the three-level inverter enables higher efficiencies and better harmonics immunity referring to two-level inverters [
5]. However, the Vienna rectifier’s output voltage is twice as high as a standard boost PFC rectifier with bus voltages of ~-400 V,0 V (neutral), and ~+400 V. This rectifier type may fit applications such as low harmonics three-level inverters and high-voltage, high-power electric motors. Applications with low-power motors, such as air-conditioners, refrigerators, etc., may require lower amplitude sine waves, where the high-voltage three-level DC bus reduces the resolution; therefore, the accuracy of the inverter may also harm the inverter’s efficiency. In such a case, an additional conversion step is the preferred option for decreasing the DC bus voltage. The emergence of electric vehicles (EVs) brought new challenges for power electronics engineers and pushed the battery energy density limits to new levels; although optimization of battery size was made [
6], the battery capacity remains over tens of kilo watts hours and requires powerful chargers [
7,
8,
9]. Nonetheless, applications with low-power motors, such as air-conditioners, refrigerators, etc., may require lower amplitude sine wave, where the high-voltage three-level DC bus reduces the resolution and, therefore, the accuracy of the inverter and may also harm the inverter’s efficiency. The nominal charging voltage in EV applications varies between 1000 V and 100 V [
1,
10]. Thus, the available rectifiers can’t support universal charging in a single conversion step. A wide output voltage range could be achieved by utilizing an additional conversion step; however, overall efficiency is negatively affected. Moreover, the system cost, volume, weight, and component failure rate increase when employing two-stage conversion.
The contribution of this paper compared to [
11,
12] is as follows.
Unlike [
11,
12], where the rectifier runs in open-loop mode, a dual-loop controller (for the inductor current and output voltage) was implemented here;
Experimental results are given in this paper ([
11,
12] was accompanied by simulation only); it was shown that some of the results reported in [
11,
12] could be more unachievable as a result of practical driving limitations;
Elaboration on the optional utilization of the bi-directional switch and the analysis of the required control command for each case.
The average current mode control method for DCM operation is implemented here;
This paper presents a new topology for a single-step universal three-level PFC rectifier (UTPR) operating in dual-loop mode. The output voltage range can deviate from 50 V up to 900 V while keeping the UTPR elements at half the size of a standard buck-boost rectifier. Unlike standard buck-boost [
1,
13], the UTPR creates three output voltage levels that directly fit three-level inverters for improved voltage total harmonic distortion (THD
V). The UTPR employs fewer components than a standard dual-step converter. Therefore, the UTPR overall efficiency is higher, and the component count is lower than in a similar traditional system. The UTPR is relevant to applications such as EVs [
14], battery storage systems [
15], inverters [
16,
17], and front-end rectifiers [
18]. First, the principles of operation and circuit analytics are introduced. Then, the UTPR circuit simulation and experimental results are provided, presenting the proposed circuit performance in a multiplier-less dual loop and validating the proposed theory of the innovative topology.
2. Circuit Topology and Analysis
In the meaning of the broad input and output voltage range of a three-level PFC rectifier, the UTPR can fulfill all required properties. The proposed rectifier can operate in a single phase for low to medium loads or a three-phase topology for high-power loads. The single-phase UTPR is based on one power inductor (L), two storage capacitors (C), and three bi-directional switches (SW), as presented in
Figure 1. The UTPR can operate in continuous conduction mode (CCM) [
11,
19] and discontinuous conduction mode (DCM) [
12,
20].
Several methods could be employed for a bi-directional SW. The most straightforward technique for AC-connected SWs is by four diodes and a single Transistor (MOSFET, GaN FET, or IGBT). The diodes are connected in a rectifying fashion where the transistor drain is attached to the common cathode and the source to the common anode, as exhibited in
Figure 2a. Another option is a series connection of two transistors with a common source or drain connection, as presented in
Figure 2b and
Figure 2c, respectively. In many applications, the switching timing sequence is crucial; consequently, particular logic circuitry or high computational switching effort is required. A possible solution is a semi-open bidirectional SW, where the opposing flow transistor is turned on before the inductor current is “looking” for a possible path; the second transistor anti-parallel diode blocks the unwanted flow. Next, when the inductor voltage reverses, the diode polarity turns ON and conducts (the SW is ON now). To reduce the losses, the active diode transistor can be turned ON. The same results could be achieved by a semi-open SW, where a drain of the transistor is series connected with the diode anode, as given in
Figure 2d. The drawback of this switch is the unidirectional current flow; thus, its utilization is limited to specific cases.
The principle of operation for the positive half-sine wave includes a charging period and a discharging interval of the power inductor. The charge path (marked as (a)) begins at the AC source throughout the main SW (Q
1 at the middle), goes to the power inductor, and goes back to the neutral, as presented in
Figure 3a. The discharge path (marked as (b)) at the positive half-sine wave continues with the same current direction, discharging the inductor throughout the upper capacitor and the top SW (Q
2). In the discharge period, the upper capacitor is charged within the current flow direction, as marked in
Figure 3b. The logic signals for driving the SWs are as follows: the main SW (Q
1) is governed by the PWM signal, and the upper SW (Q
2) is ruled by the complementary PWM signal with the condition of operating in the sine positive half wave
.
In the negative half sinewave, the charge path (marked as (a)) begins at the neutral and goes through the power inductor, to the main SW (Q
1), and back to the AC source, as exhibited in
Figure 4a. The discharge path (marked as (b)) continues in the same direction as the current flow, discharging the inductor’s stored energy through the bottom capacitor and the lower SW (Q
3). The bottom capacitor is charged within the current flow direction, as marked in
Figure 4b. The logic signals for driving the SWs are as follows: the PWM signal governs the main SW (Q
1), the bottom SW (Q
3) is controlled by the complementary PWM signal with the condition of operating in the sine negative half wave
.
As stated earlier, the bidirectional SW has multiple implementation methods. The components count, conduction losses, and static losses differ on each topology. The main SW (Q
1 - connected to the source
) could be implemented by the SWs from
Figure 2a,
Figure 2b, or
Figure 2c (but not by
Figure 2d). The static and dynamic losses and the control instructions for each case are presented in
Table 1. The upper and lower SWs (Q
2 and Q
3, respectively) are suitable to be utilized by all SWs from
Figure 2. The static and dynamic losses, alongside the control instructions for each case, are presented in
Table 1.
The analysis of UTPR is made for two operation modes, the CCM and the DCM. In CCM, the UTPR output voltage is in three-level mode, and the converter transfer function is:
where
is the input terminal connected to the electrical grid r.m.s voltage (
), the
is the load voltage (where
), and the
is the rectifier’s duty-cycle for r.m.s values. The inductor’s current ripple is derived from the inductor voltage balance equation and from (1), where the current ripple is:
where L is the inductance of the power inductor, and
is the switching frequency. Thus, the average inductor current is:
where
is the load average current (
). Therefore, the inductor peak current is:
and the minimum inductor for CCM is
where
is the inductor value of critical mode, and
is the average output load power. As for DCM, since the UTPR shares similar characteristics as the buck-boost converter, the input average current exhibits a perfect linear relationship with its input voltage given by
where
is the inductor’s duty cycle for the conduction interval when operating at DCM for the r.m.s values. From power equality and (6), the converter transfer function is revealed in (7), where the DCM duty-cycle (
) can be revealed.
In standard rectifiers, under the assumption of unity power factor, the output capacitor value is set by the following rules of power equality, where
is the instantaneous input power, and
is the instantaneous capacitor power:
The capacitor energy balance is derived from (8)
From (9), the capacitor value is revealed as
where
is the rectifier output filter capacitor and
is the capacitor voltage ripple. Nevertheless, the UTPR operating principle resembles a single-phase Vienna rectifier [
19]. Each capacitor on UTPR is charged only in a one-half cycle and supplies energy for a whole period, as presented in
Figure 3 and
Figure 4. Both capacitors must contain a holdup energy for a half-cycle time to fulfill the energy requirements as shown in (11).
where
is the capacitor holdup time. Thus, an increased output capacitance is mandatory to support the required output voltage ripple when employing a three-level rectifier. Applying a proportional integral and Notch voltage controller decreases output capacitance, as presented in [
21]. The output capacitor is set by the maximum value of (10) and (11)
It is easy to obtain that the holdup capacitor is more significant than the ripple capacitor ; thus, the output capacitors are set by value. Since a half-cycle energy hold-up time is a standardization requirement for every grid-connected system at a specific power rating, the capacity of UTPR or any other rectifier is equal. In the case of a three-phase rectifier, the low-frequency power signals are shifted at 120°, and the summation of all three voltage components is near zero ripple; thus, the required output capacitance is much lower than in a single phase.
3. UTPR Average Model and Control Approach
A cascade dual control loop [
22] is a standard methodology to tackle converter stabilization tasks [
23]. An internal loop to shape the inductor current for PFC properties creates a sinusoidal envelope shape and an external outer voltage loop for the rectifier output voltage adjustment, as presented in
Figure 5. The rectifier output voltage contains a slight sinusoidal fluctuation at double line frequency; therefore, the controller output command (i
ref) is a dc signal. However, the required current shape in the line frequency is sinusoidal; thus, an analog multiplier is necessary, as presented in
Figure 5.
The converter state equations present a non-linear system that is uncontrollable. The standard method to confront this issue is by transferring the converter’s continuous form by utilizing an average model. It is important to note that this model describes each half-sine wave separately; however, since the overall circuit activity is the same, both circuits are presented as a single model in
Figure 6. On the input side, the input voltage is marked as v
S, the r
S reflects the output active load multiplied by the operating point duty ratio divided by the square of the output-to-input voltage transfer function, and the last element is the average input current (
) multiply by the operating point duty ratio. The output side is affected by the input voltage multiplied by output to input voltage transfer function divided by the output active load, and the next element is the average input current multiplied by the operating point duty ratio; the other elements are the state operating capacitor (C
X) according to the positive or negative sequence, and the output active load. A small signal state equation is accomplished by applying Kirchhoff’s voltages and currents laws on the UPTR average model and splitting the parameters into intermediate components and perturbations. The state equations can be constructed by applying Kirchhoff’s voltages and currents laws on the UPTR average model and separating the parameters into average components and perturbations.
When operating in DCM in UTPR, the input current is a function of the input voltage and other parameters; thus, a self-PFC is an automatic outcome. Since the switching frequency is higher than the line frequency in several magnitudes, the line voltage is assumed to be almost constant in a single switching cycle. Under the steady-state operation assumption, the output voltage and the duty ratio variation are slight. By performing an analysis on the UTPR, the line average current and voltage present a perfect linear relationship, which proves that the UTPR has excellent self-PFC properties as given in (13). Consequently, the UTPR control schematics do not necessitate a multiplier, simplifying the control effort (analog or digital) and reducing the control circuitry cost.
The state equations can be constructed by applying Kirchhoff’s voltages and currents laws on the UTPR. However, these state equations produce an uncontrollable non-linear system (with common compensators). The standard method to confront this issue is by transferring the converter’s continuous form using an average model. It is important to note that this model describes each half-sine wave separately; however, since the overall circuit activity is the same, both circuits are presented as a single model. Then, by employing a mathematical workout, the average model and separating the parameters into DC component, intermediate (1
st order) components, and perturbations (2
nd order). The inductor state equation is revealed in (14) by applying mathematical workouts. The plant is dismantled into coefficients utilized for system input parameters. The functional block diagram includes the transfer function of the inductor current to the duty-cycle input signal (
Gid), where the input voltage vector is set to zero.
where the I
s and the I
o are the rms input and output current, respectively, V
s is the rms input voltage, L is the inductor value, T
s is the switching cycle period, d
1 is the duty-cycle (ON time), C is the capacitor value, and R is the load resistance (ohmic). The UTPR output voltage state equation is unveiled in (15). It is important to note that the output of the voltage controller is not multiplied by the absolute value of the sinusoidal waveform as in standard rectifiers.
The state equation includes the UTPR output voltage transfer function to the inductor current reference input signal (
Gvc), where the input voltage vector is set to zero, and the input state vector coefficient (
Gvs), where the input reference voltage vector is set to zero. Unlike a standard rectifier, the control scheme does not require a multiplier, as presented in
Figure 7, where the G
cv(s) is the voltage loop compensator and the G
ci(s) is the current loop compensator.
4. Simulation and Experimental Results
Based on the above analysis, the proposed UTPR circuit parameters were designed for multiplier-less dual loop conditions at DCM. The simulation was made with the PSIM tool operating at a switching frequency of
. The input voltage was set to
. In the design of the UTPR power inductor, the circuit output load was put into two conversion modes: step up and step down. At buck operation, the output load was set to 430 ohms (
) and the output load voltage to 75 volts (
). At the boost mode, the output load was set to 4000 ohms (
Ω) and the output load voltage to 400 volts (
). By employing (5), the minimal critical inductance is found to be
; thus, the actual inductance was determined to
. The output ripple voltage was set to
; hence, according to (12), the output capacitors are set to
(each) to satisfy the required output ripple voltage and the holdup demand. Applying (7), the duty ratio is revealed where
for the buck mode, and
for the boost mode. The current control loop bandwidth was set to one decade below the switching frequency (10 kHz) and the voltage to one decade below the line frequency (5 Hz). The controllers’ coefficients were determined by assuming a nominal input voltage of 230 V, an output capacitor voltage of 275 V, and a load of 2.2 kilo ohm. The integration coefficient was found to be ki=314.5. Under the assumption of a damping coefficient in a near-critical point with a value of 0.8, the proportional coefficient value is kp=0.83. The voltage loop PI controller integration coefficient is ki=112.6, and with a dumping constant of 0.8, the proportional coefficient is kp=0.066. The family of all the possible current loop plants is shown in
Figure 8a. The current loop gains family results are depicted in
Figure 8b, verifying stability at all operating points according to the resulting phase margin (PM) range. Corresponding closed-loop tracking and disturbance rejection capabilities are given in
Figure 8c and
Figure 8d, respectively, further enforcing the analysis outcomes above.
Following the UTPR inner current loop, the outer loop was set to the output voltage. The family of all the possible UTPR output voltage loop plants is shown in Figure 11. The voltage loop gains family results are illustrated in
Figure 9a, verifying stability at all operating points according to the resulting corrected PM range in
Figure 9b. Corresponding closed-loop tracking and disturbance rejection capabilities are given in
Figure 9c and
Figure 9d, respectively, validating the analysis conclusions.
The DCM operation in a multiplier-less dual loop for buck mode and boost mode presents a self-PFC since the inductor current envelope follows the input voltage sine wave. The output ripple voltage of each output capacitor is marked as
,
and the sum of both capacitors’ voltage is equal to load voltage and marked as
. The output load voltage ripple frequency is
, while the
,
ripple voltage is
, as presented in
Figure 10a and
Figure 10b.
Following the simulation results, a prototype was designed. Based on the above analysis, the proposed UTPR prototype parameters were designed for operation at DCM with the same values as in the simulation. The switching frequency was set to
, a resistive load of
. The revealed inductor from (5) is
, and by (14), the output capacitor was set to
. The circuit was fed by the California Instruments 751i AC Power Supply. The Texas-Instrument C2000 Delfino MCU F28379D LaunchPad™ governed the UTPR. The MCU measured the line voltage and synchronized all required logic signals to drive the UTPR switches. The UTPR main SW Q
1 was utilized by the combination of Transphorm 950 V/15 A TP90H180PS GaN FET and the supporting four blocking Schottky diodes of ONSEMI 1.2 kV/10 A, the FFSP10120A in fashion as in
Figure 2a. The upper switch Q
2 and lower switch Q
3 were utilized with the same devices in the style shown in
Figure 2d. The UTPR experimental board is presented in
Figure 11.
Figure 11.
Experimental UTPR board.
Figure 11.
Experimental UTPR board.
The UTPR was designed for DCM operation when its control system operates in a multiplier-less dual loop; the reference signal was set according to (8). Measurements were carried out with a 200MHz Rohde & Schwarz RTM3000 oscilloscope equipped with a power analysis tool. The command signals for the switches was set as mentioned above, the main switch (Q
1) receives the
signal, the upper switch (Q
2) is active during the positive line cycle and, therefore, gets the
, and the lower switch (Q
3) is active at the negative line sequence and acquire
. The command signals for all switches are presented in
Figure 12.
The UTPR principle of operation is similar to all switch mode power supplies where the inductor is charged during the ON time. It delivers the accumulated energy to the output capacitor and the load during the discharge time, as explicit in
Figure 13. The specific frame was taken during the positive line sequence where the inductor current is positive, and the output capacitor voltage is negative concerning the line neutral.
In the boost mode, experimental results display an input voltage of
, the output capacitor voltage was
, and the load voltage was
as shown in
Figure 14a. In buck mode, under the same grid supply voltage, the output voltage was
, and the load voltage was
. TIn both cases, the inductor current envelope allows the input voltage shape, as shown in
Figure 14b. The power factor is near unity (
), as indicated in
Figure 14c. Although the UTPR runs at a multiplier-less dual loop, the inductor current shape is sinusoidal as an inherent feature of the buck-boost converter.
Author Contributions
Conceptualization, I.A., and D.B.; methodology, I.A., and M.S; software, Y.K.; validation, Y.O., E.D., and I.A.; formal analysis, I.A., and Y.K; investigation, I.A., and A.S; resources, Y.O., E.D.; data curation, A.S.; writing—original draft preparation, I.A.; writing—review and editing, I.A., D.B, M.S; visualization, Y.O.; supervision, I.A.; project administration, A.S.; funding acquisition, I.A.