1. Introduction
“Quantization is an art”
1 whose canon has been defined by Dirac about a century ago through mathematical axioms in the attempt to map classical dynamics into the corresponding quantum dynamics [
2]. Canonical quantization has been confirmed with surprising precision by countless experiments during the years. This article doesn’t intend to question its veracity — including Bell’s inequalities. However its physical origin remains a mystery. Here we find a one-to-one correspondence between a particular class of classical dynamics and canonical quantum dynamics. The classical dynamics which will exhibit such equivalence are intrinsically
cyclic dynamics.
The reader will wonder how it is possible to obtain a consistent description of physics in terms of elementary cycles. The answer is very simple, even though it requires special care to be implemented. The recurrences that we will impose as constraints to generic classical systems are none other than those naturally defined by the dual wave description of classical dynamics, as known from Hamilton’s optico-mechanical analogy (Hamilton-Jacobian analytical mechanics) [
3,
4,
5], and which determine the energies and the momenta in Quantum Mechanics (QM) through the Planck constant. Of course these recurrences have a local character. They vary during the system evolution depending on the interactions, in analogy with eikonal waves or modulated signals. Essentially, these are the ordinary recurrences used every day, implicitly in classical mechanics and explicitly in QM, in terms of undulatory mechanics. This is enough to guarantee causality and locality in the resulting description.
Our
ansatz has deep physical motivations widely exposed in previous articles where its overall consistency is demonstrated with rigor and detail for the various branches of physics [
6,
7,
8,
9,
10,
11,
12,
13,
14]. Among the various physical motivations we mention the deep affinity with
time crystals [
15,
16,
17], which evolve with intrinsic time periodicity even when they are in their ground states. Such phenomenology seems to be the manifestation of a fundamental principle at the base of QM according to our analysis.
We have known for almost two centuries, that is, from the Hamilton-Jacobi analysis, that these local recurrences can be implicitly associated to classical systems, and we have known, explicitly and also experimentally for about 90 years, that is, starting from de Broglie’s PhD thesis, that these local recurrences exist and play a fundamental role in QM. The substantial novelty with respect to undulatory mechanics is that here these natural recurrences associated to classical and quantum dynamics are consistently imposed as constraints directly into the topology of the symplectic manifold describing the physical system in question. As for a vibrating string, when periodicity is imposed as constraint we get an infinite set of degenerate solutions (the harmonics) rather then a single periodic solution. This is essentially the mechanism that will give rise to quantization. In the past papers we have proven its equivalence to QM in the Lagrangian formalism (Feynman path integral) for the specific case of relativistic elementary scalar particles [
6,
7,
11,
12,
13,
14]. Here we are able to prove the equivalence in the Hamiltonian formalism (canonical quantization) for classical-relativistic systems in general.
This article has a mathematical character but we will use a formalism familiar to physicists. Our strategy will be the following:
i) we introduce a Dirac constraint of intrinsic periodicity, first in Lagrangian form and then in Hamiltonian form [
18,
19], which projects ordinary Hamiltonian dynamics (non compact manifold) into related intrinsically
cyclic dynamics (compact manifold);
) we prove, by using theorems of Geometric Quantization (GQ) [
1,
20,
21,
22,
23,
24], that the resulting intrinsically
cyclic dynamics naturally satisfies Dirac’s rules of canonical quantization — without postulating them. In short, the canonical quantization is equivalent to a local transformation from ordinary non-compact manifolds into corresponding intrinsically compact manifolds, see also [
25,
26].
2. Boundary Conditions
We start our investigation about the physical origin of canonical quantization by considering a generic system described by the action
We assume
symmetry. The variational principle yields the Euler-Lagrange equations/Equations of Motion (EoMs) whereas the variation of the boundary term
is typically vanished by requiring zero synchronous (
synch) variations at the boundary [
3],
This leads to the ordinary classical integrals of the system, denoted by
and named here
synch solutions.
It is known for instance from string theory, however, that other types of boundary conditions (BCs) are equally allowed by the variational principle. The essential requirement is that the BCs must vanish the boundary term of the action variation, eq.(
2). With this requirement the BCs preserve all the symmetries of the action (including, for instance, causality as we will see) while the solutions satisfy the same Euler-Lagrange equations of above. So we will be in the framework of classical mechanics.
Let us introduce a related local action
where the meaning of the dependence on
x of the integration interval
will be clarified below. We choose to vanish its boundary variation by imposing periodic BCs (PBCs), as allowed by the variational principle,
The PBCs select a particular class of solutions
named here
cyclic solutions — this doesn’t mean that the domain of the solutions
is limited in
, it can in principle be extended to the same temporal domain of the
synch solutions. Having the same Lagrangian they satisfy the same classical EoMs as
.
For the sake of simplicity here we limit our study to PBCs but, besides all the possible combinations of Dirichlet
and Neumann BCs
, other possibilities are anti-PBCs
or, more in general twisted BCs
with
, or those related to the Orbifold (
) — as long as we do not add boundary terms to the action and the
degrees of freedom (
d.o.f.) transform as scalars, [
27].
3. Elementary space-time cycles
We want to investigate the dynamics of the
cyclic solutions
which are characterized by intrinsic recurrence
at time
, eq.(
5). The
ansatz of intrinsic periodicity, as any other
ansatz, is valid as long as we can obtain meaningful results from it. Now we will see how to define the locally temporal recurrence
according to the integral lines of
in order to preserve causality. We will follow the dual wave description of classical mechanics (or QM).
First of all, it should be noticed that the intrinsic recurrence of the temporal dimension, eq.(
5), induces through the EoMs an effective intrinsic recurrence on the spatial dimensions,
i.e. a corresponding local recurrence on the position space
For this reason will speak about space-time cycles. The action
expressed in terms of the Lagrangian density would have space-time boundary whose temporal and spatial intervals,
and
respectively, form a contravariant space-time vector [
13]. See for instance Elementary Cycles Theory (ECT) which is an application to elementary particles of the general result presented in this paper [
6,
7,
11,
12,
13,
14].
According to the so called Hamilton’s optico-mechanical analogy [
3,
4,
5], at each point
x of a generic
synch solution
it is possible to associate the evolution of a wave of related local wave-number
and angular velocity
, proportional to the momentum and to the energy of the
synch solution — see also action-angle coordinates. We want to equal the space-time recurrences
and
of the
cyclic solutions
—
i.e. the boundary of
— with the space-time recurrences of the wave associated to the
synch solution
, at each time
.
It is a general property of Hamiltonian dynamics that if this identification holds in a given point
x, then it holds in every other point of the system evolution. In fact the spatial cycle of length
forms a vortex tube along the integral curves of the system (Stoke’s Lemma), [
3,
4]. The same conclusions hold for the time cycle
. That is, the local space-time cycles
and
of
define vortex tubes such that, point by point,
respectively. We have made use of the Planck constant to introduce the “quantities”
and
. This is a general property of symplectic 2-forms (integrable systems).
In doing so we are explicitly describing the
cyclic solutions
as waves, or better as
Elementary Cycle Strings vibrating in space-time — see [
6] for the case of elementary particles. All in all, this identification of the local space-time recurrences is also at the base of the wave-particle duality, where the local space-time recurrence of undulatory mechanics evolves consistently with the local energy and momentum of the corresponding system.
By construction the
cyclic solution
of the local action
is, similarly to eikonal waves, a locally modulated solution defined
which in each point
x is characterized by modulated temporal and spatial recurrences. These local recurrences of Hamilton-Jacobian mechanics act however as constraints for the
cyclic solution
. The (space-time) boundary of
forms vortex tubes along the integral curves of the system which evolve consistently with the energy and momentum of the system itself. Such local modulation of space-time recurrences therefore is perfectly consistent with the causality of the system. Saying that local intrinsically cyclic dynamics cannot describe the complexity of nature is like stating that musical instruments cannot play elaborated symphonies, being based on the intrinsically cyclic phenomena of standing waves/vibrating strings, [
6,
7,
8,
9,
10,
11,
12,
13,
14].
4. Hamiltonian Analysis
This point is inspired by the Dirac analysis of Hamiltonian constrains. However our purpose is different from Dirac’s [
18,
19]. Dirac brackets are used to establish the correct commutation relations that must be postulated for a classical constrained system in order to quantize it. On the contrary, in analogy with GQ, here we want to show that the Dirac rules of canonical quantization, in particular the relation between Poisson brackets and commutation relations of QM, are mathematical consequences of the constraint of intrinsically
cyclic dynamics.
The canonical momenta for the two classical dynamics are defined by:
We compare the Legendre transformations resulting from the variations of the
synch and
cyclic actions, with reference to the same local integration intervals [
30],
where the integrals over the local time cycle and the local space cycle are denoted by:
respectively. The
synch and
cyclic solutions have the same EoMs and therefore the same Hamiltonian
H. However in the latter case we have added the Hamiltonian constraint
— relate to
— in order to obtain
cyclic dynamics for the solutions:
and
The multiplier
will be justified when we study the consistency conditions for the constraint, at the end of Sec.(
Section 5).
The reduced phase-space
of the
cyclic dynamics is contained in the phase-space of the
synch dynamics
. The former is a symplectic manifold of even dimensions equipped with a non-degenerate, closed 2-form which can be written in terms of local canonical coordinates as (Darboux’s theorem)
Closed means
with 1-form
, see
e.g. [
1,
3].
We say that two quantities, in general not equivalent on
, are
weakly equivalent (≈) if they are equivalent on
when averaged over a local cycle,
e.g.
and
From the requirement of the average over a local cycle we notice that this notation is not completely equivalent to Dirac’s weak equivalence [
18].
The domain of definition of the constrained system can be now extended from
to
. We introduce the total Hamiltonian
, such that
It will be used to associate an Hamiltonian flux of related intrinsic periodicity to every point
x of the
synch trajectories (clearly, in the limit
we get
and
).
Notice that we are working under general hypothesis for the symplectic manifold associated to the phase-space of our system, therefore our analysis is not limited to non-relativistic mechanics. It is in fact possible to adopt the so called
extended configuration space which includes the time coordinate as configuration coordinate, or the
doubly extended phase-space which includes the time coordinate and the energy (the conjugate variable of the time coordinate) as phase-space coordinates. In this way it is easy to see that our analysis includes relativistic classical mechanics,
i.e. the covariant relativistic space-time physics of Minkowskian manifolds, the curved space-time of pseudo-Riemannian manifolds and the infinite-dimensional manifold of fields, see
e.g. [
28] for a review.
5. Hilbert Space
The constraint of local space-time recurrence implies an infinite set of locally modulated
cyclic eigenmodes. For instance the time cycle
, eq.(
5), implies general
cyclic solutions of the form of eikonal waves or modulated signals:
The local eigenvalues
are fixed, up to a phase factor, see the twisted BCs mentioned above, by the local condition of intrinsic periodicity eq.(
5):
and thus
Similarly, for the intrinsic spatial periodicity, eq.(
6) we get a generalized
Bohr-Sommerfeld quantization condition (see Einstein-Brillouin-Keller method) [
29]:
and thus
Here we will assume PBCs (
), which will result in normal ordered QM
2. Hence, the 2-form
satisfies the so-called
Weil integrability condition, fundamental requirement for GQ: the integral of
over the cyclic paths of
must be an integer number, [
1,
3].
Periodic phenomena such as , similarly to , can be naturally described on a corresponding Hilbert space. In fact Hilbert spaces are not a prerogative of QM. They can also be adopted in classical mechanics to describe, for example, harmonic systems. We promote all the classical quantities to Hilbert operators. The determination of and will be the main subject of our investigation.
We associate
to a Hilbert “ket” state
named
cyclic physical state, such that
in order to constrain the
cyclic solutions
to have intrinsic periodicity, eq.(
5). In addition we will use the
cyclic physical state
to project functions into
,
e.g. :
so that the constraint is
In this way we avoid the use of the weak identities and we mimic the Dirac notation of QM.
Finally eq.(
18) can be written in the Hilbert space as
where the
the Hamiltonian vector field of is defined as
in terms of the Poisson bracket
.
In analogy with the
described above, the physical state
is an intrinsically periodic phenomenon whose evolution is evidently described by the
Schrödinger equation on the reduced phase-space, as confirmed by the consistency condition of the constraint with multiplier
, [
18,
19,
30]:
6. Gauge Invariance
It is very unconvenient to work with an action whose boundary varies locally, point by point. As proven in [
13] and shortly reviewed below, it is possible to write an equivalent formulation of
,
i.e. with the same solutions
, in which however the boundary is fixed to a global reference value
(up to a gauge transformation).
We rewrite the general
cyclic solution of the locally modulated case in terms of Hilbert operators:
Then we compare it with the analogous solution of the corresponding free case, which is quite trivial. If the Lagrangian
describes the system free of interactions then the recurrence of the space-time boundary will be globally constant:
with
. The spatial recurrence is global as well. Due to the global PBCs the general solutions will be of the form
The free and the interacting solutions are related by
parallel transport (Wilson line)
such that
where
denotes an interaction term:
If we want to cast a locally modulated recurrence into an action with globally fixed boundary we must modify the derivative terms, which are the only relevant terms to the BCs, according to the variational principle. The strategy is to use the parallel transport
to “tune” the local recurrences of
to the global boundary of
. Let us consider the free Lagrangian and write the free solution in terms of the interacting solution by means of the “tuning” eq.(
34):
The
covariant derivative is
Finally, by considering the
symmetry, the locally modulated
cyclic solution
is equivalently solution of the gauged free action equipped with global recurrence of the boundary
We have shown that a theory based on intrinsic periodicity naturally exhibits
gauge invariance. In fact we are free to add a local phase in the
parallel transport,
corresponding to a total derivative term in the Hamiltonian
It defines the gauge transformation
This was expected: the intrinsic time periodicity of the
cyclic solutions — similarly to a dimensional compactification — implies
holonomy (“the boundary of the boundary is zero”), which in turn identifies classes of isometries (gauge orbits) associated to the same physical system,
e.g. [
31]. We have used similar arguments in [
13] to prove the geometrodynamical origin of gauge interactions in particle physics, in perfect analogy with the geometrodynamical origin of gravitational interaction of general relativity.
7. Pre-quantum Operators
The gauged free Lagrangian and the Lagrangian lead to the same Hamiltonian after Legendre transformation, having the same EoM (same solutions).
Let us consider the particular gauge
so that we have
By using the formalism of symplectic geometry we can use the contraction
of the 1-form
with the
Hamiltonian vector field, eq.(
28), and write
Hence, in this particular gauge,
we find that
where
denotes the covariant derivative along
in the gauge
. Notice that, in general, the gauge transformations on
and
act as required by GQ (
).
We can now apply the “tuning” method to the Hamiltonian formulation. Again, the only problematic term which must be “tuned” is the time total derivative, see eq.(
38),
and therefore eq. (
27) can be written as (we assume
invariance when acting with a “bra” state)
We have proven that the constraint of intrinsic periodicity associates to each classical (
synch) Hamiltonian
H the same pre-quantum operator prescribed by GQ:
Having obtained the Hamiltonian pre-quantum operator, it is straightforward to infer the other possible operators by comparing the Hamiltonian fluxes of the
synch and
cyclic dynamics. For the canonical phase-space variables we have
which lead, by integrating over a generic time interval, to
where now
up to a gauge transformation. The integrals above can be expressed in terms of the covariant derivatives of the phase-space variables and easily integrated:
We have obtained the correct pre-quantum operators prescribed by GQ. Thus, by using the properties of GQ, we have inferred the
canonical Dirac rule directly from the first principle of intrinsic periodicity:
8. Implicit Quantization
We may check that the number of the
d.o.f. of the
cyclic dynamics phase-space is actually reduced to an half of the original one. In fact the momentum
is not a free parameter, it cannot be arbitrarily varied in the
cyclic dynamics. It is fixed geometrodynamically by the boundary of the configuration space through the Planck constant (de Broglie-Planck relation). The momentum is determined point by point by the local boundary of the theory (
is formally a generating function of first kind). Furthermore:
since
for the free system. No further prescriptions such as the “polarization” of GQ are required, see
e.g. [
1], to reduce the
d.o.f. of the phase-space.
We have finally shown that the above pre-quantum operators, eq.(
49) and eqs.(
53), can be expressed in the familiar form of canonical QM, see eqs.(
51), eq.(
43) and eq.(
55):
We can now repeat the same demonstration of above for any generic function
obtaining the related pre-quantum operator,
For two generic functions
F and
G Dirac’s rules of canonical quantization are automatically satisfied:
The canonical commutation relations are here
inferred from the constraint of intrinsically
cyclic dynamics, rather than postulated as for canonical QM.
GQ guarantees that eq.(
56) satisfies all the requirements of canonical quantization, see
e.g. [
1]. In particular we have the linearity rule
where
are constants, the power rule
, and the identity rule
, besides the Dirac rule above
3.
9. Conclusions
We have proven, with all the generality allowed by Hamiltonian mechanics, that to every classical system (synch motions) representable by a symplectic manifold (including the Minkowskian manifold of special relativity, the pseudo-Riemannian manifold of general relativity and infinite-dimensional manifold of field theory) it is possible to associate classical cyclic dynamics, which in turn are fully equivalent to the canonical quantum dynamics of the system itself.
The Poisson brackets of ECT automatically implies the canonical commutation relations of QM, as direct consequence of its formulation in compact time, in confirmation of the results in [
6,
7,
8,
9,
10,
11,
12,
13,
14].
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1 |
Expression used by W. L. Faddeev in 2009 after E. Witten’s talk, as reported in [ 1]. |
2 |
Once that the phase-space variables will be written, as we will see, as non-commutating operators, the symmetric ordering reproduces the zero-point energy of ordinary canonical quantum mechanics. Thus, its origin is not on the factor of the twisted BCs, but it comes from the ordering of the operators, exactly as in ordinary QM. |
3 |
GQ suggests that, actually, QM should be based on some kind of compact support such as circles, cylinders, spheres or tori, and that the momenta should be fixed by some geometrical condition as for “polarization”, [ 1, 20, 21, 22, 23, 24]. |
|
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