1. Hecke Modular Relation for Generalized Eta-Functions
Rademacher’s “Topics” [
1], along with Siegel’s “Advanced analytic number theory”[
2], has been the masterpiece classic of the theory of algebraic aspect of analytic number theory and widely read by researchers. [
1][Chapter 9] is devoted to the theory of the transformation formula for the Dedekind eta-function
; hereafter abbreviated as ETF. The main concern is about the ETF under a general Möbius transformation, not restricted to the Spiegelung
. The correspondence between the transformation formula under the Spiegelung and the functional equation for the associated zeta-,
L-functions has been known as the Hecke correspondence or more generally as the Riemann-Hecke-Bochner correspondence, RHB correspondence, also referred to as modular relation. This is developed by many authors [
3,
4,
5,
6,
7,
8,
9,
10,
11,
12], culminated by [
13].
Rademacher [
1][Chapter 9], however, incorporates Iseki’s paper [
14] for the proof of ETF under a general substitution. [
14] depends on the partial fraction expansion (PFE) for the cotangent function and [
1] gives an impression that ETF must be proved by PFE. But it is known that PFE is equivalent to the functional equation for the Riemann zeta-function
, [
15], which naturally implies that ETF is also a consequence of RHB correspondence. Indeed, Rademacher himself [
16] developed the integral transform method to prove ETF prior to Hecke’s discovery of RHB correspondence and his method was used by many subsequent authors [
17,
18,
19,
20,
21], et al. all of whom used Rademcaher’s method not RHB correspondence. Iseki [
22] seems to be the first who revived Rademacher’s method [
16] to prove the functional equation, which was extended to the case of Lambert series by Apostol [
23]. Both used the gamma transform (
56) of the Estermann type zeta-function but RHB correspondence does not seem to be perceived.
Thus the real starter of the proper use of RHB correspondence is [
24],which cites [
5] and proves the general ETF from the generating zeta-function satisfying the ramified (Hecke) functional equation. [
25], a sequel to [
24] treats a more general eta-function on a totally real field of degree
n by similar argument based on RHB correspondence. On the other hand, [
26] adopted RHB correspondence, streamlining [
20] and [
21].
Our main aim is to elucidate the (Hecke) modular relation structure involved in earlier works by Rademacher, Dieter, Schoenberg et al. and make further developments. In this paper we confine ourselves to the case of Lambert series but as we will see, there appear the Koshlyakov transforms which are used recently, cf. [
27].
Notation and symbols. Let
be the Lerch zeta-function and
the Hurwitz zeta-function, respectively. For
(and
), they reduce to the Riemann zeta-function
We make use of the vector space structures in the scone variable
x of both these functions for which we refer to [
28,
29,
30]. Let
be the vector space of all periodic arithmetic functions with period
and let
be the corresponding space of Dirichlet series
both of dimension
c. It is shown that one basis of
is the set of characters and the other is their orthogonality relation, which yields the bases of
:
and
, respectively. One of the base change formulas
will play an important role.
is not defined at integer points
x and needs separate consideration. E.g. its odd part
is discontinuous at integer points
x but has the value 0. The same applies to
.
Another important vector space is the space
of Kubert functions which are periodic functions with period 1 satisfying the Kubert relation
:
cf., Milnor [
31].
is of dimension 2 and is spanned by
and
for
negative integers while by
and
for
non-negative integers. The Kubert relations
hold for
except for singularities.
Since every element of
is a linear combination of these two zeta-functions, we write
to mean that
is of Hurwitz zeta-type resp.
of Lerch zeta-type satisfying the same conditions as
resp.
does. This in particular applies to their even and odd parts.
(
4) is Estermann’s type of Dedekind sum whose concrete case will appear in the second proof of Theorem 1. We substitute the functional equation
or
as the case may be to deduce
This will appear in §5.
It is Mikolás [
32] who first introduced the transcendental generalization of the Dedekind sums in which instead of (
4), the
-type zeta functions are considered as with almost all preceding papers. In the second proof of Theorem 1, we will reveal that the Estermann type zeta-functions makes things simpler.
2. The Rademacher-Apostol Case
In this section we illustrate the elucidation of Rademacher’s integral transform method by showing the functional equation for the zeta-function and the general ETF as developed in Rademacher [
16] (for eta function) and also by Apostol [
17] (for Lambert series). The residual function in Theorem 1 is the corrected form of that of [
17] in the form nearest to Apostol’s. This corrected form was first proved by Mikolás [
33][p.106] and shortly thereafter by Iseki [
14], both of whom treated the case
. Then as stated above, [
22] proved the Hecke functional equation in the case
and Apostol [
23] used the same method to treat the case
, without mentioning RHB correspondence.
Toward the end we shall briefly explain the case of Krätzel [
34].
Let
,
be an odd integer and let
h be an integer such that
. Define the Rademacher-Apostol zeta-function
Let
be the Hecke gamma transform of
as in [
16][(1.14)], where
.
Theorem 1.
The zeta-function satisfies the Hecke functional equation
where H is an integer such that
. The Lambert series (7) satisfies the transformation formula
where
and where is the Kronecker symbol.
Proof. We combine the Hurwitz formula (
12) and the base change formula (
13) with
to deduce (
14): The Hurwitz formula (i.e., the functional equation for the Hurwitz zeta-function): for
,
The base change—linear combination expression—formula reads
where
is the DFT (discrete Fourier transform) of
. Choosing
,
being the characteristic function of
, we see that its DFT is the character, which implies (
1).
Combining (
12) and (
1), we deduce
Substituting (
14) in (
6) and using
we conclude that
Changing
s by
and
by
, where
H is as in (
9), then the second factor remains unchanged up to the additional factor
. Hence
which is (
8).
Substituting (
16) in (
7), we derive that
which is ([
16](1.27)).
Shifting the integration path to
and applying (
8), we conclude [
16][(1.29)], which is (
10).
Incorporating the residual function found in [
17] with correction calculated in [
27], we arrive at the general transformation formula, entailing ETF ([
16](1.45)), completing the proof.
Second proof.
We may give a more lucid proof of (
8) using the Estermann type Dedekind sum
Estermann [
35][(19)] established the functional equation
which is a special case of the more general functional equation
We consider the sum slightly more general than (
6):
The inner sum on the right of (
21) is
in view of the base change formula (
1) becomes
which becomes
on specifying
,
. Hence, substituting (
20) in (
22), we deduce that
Specifying
,
, (
24) reads
Taking oddness of
p into accout, this reduces to
whence
Now let
H be as in (
9). Then
by (
23). Substituting this in (
26) proves (
8).
Third proof. We may restore the argument of [
16] (and [
17]) to prove (
10) and the proof entails the proof of (
8)., cf. [
27]. □
5. The Schoenberg Case
This section is concerned with [
20], which is reproduced in [
21][pp. 184-202, Chapter VIII]. On [
21][p. 184] it is stated that the transition is made from Hecke’s Eisenstein series of weight
[
21][p. 164] to a linearly equivalent system containing non-analytic function
.
We stick to [
20][p. 5 ], which is directly related to (
5).
We write
and define the Lambert series [
20][(20)]
Then [
20][(26)] considered the gamma transform of the Estermann type zeta function
where
. If we substitute (
54) into (
56), then the integral is hardly tractable. This is why Schoenberg deduced only an asymptotuc formula for
.
But what is needed eventually is an expression for the even part
([
20, p. 8]) and we prove the following theorm for the zeta-function of the even part.
Proof. On [
20][p. 7], Schoenberg defined
and noted
Hence
It follows that when substituting from (
54) in
, the sums with the third and the fourth terms vanish and we sum only first two terms of (
54) and the sine function cancels. Hence the zeta-function
of
is
which proves (
60). □
Hence what comes out is the Hecke gamma transform of a tractable function and the process onwards is verbatim to that of the preceding sections and we do not go into details.