2.3. Diagnostic Assessment for PH
Diagnostic steps should include factors that may also contribute to PH pathogenesis, including iron overload, chronic liver disease, HIV infection, nocturnal hypoxemia and pulmonary thromboembolism. Initial laboratory studies usually demonstrate an elevated level of NT-proBNP [
2]. Plasma NT-proBNP is a peptide released by the myocardium that can be useful in identifying patients with SCD at higher risk of PH, and increased mortality risk [
7,
8].
Doppler echocardiography is used to screen for PH and right heart failure presence. It is used to estimate pulmonary artery and right ventricular systolic pressures and assesses left and right ventricular size, thickness, and function. Tricuspid regurgitant velocity (TRV) measurement has been proposed as a useful tool to estimate the pulmonary artery systolic pressure (PASP) [
9]. Several studies have reported that using a TRV of 2.5m/s as a cutoff point for elevated PASPpractically means that 20–30% of SCD patients are diagnosed with PH and it is suggested that even a mildly elevated TRV is associated with decreased survival [
9,
10]. However, every component of the echocardiogram should be evaluated by the clinician to estimate PH risk [
11].
Asix-minute walking test with oximetry may be used to assess functional capacity and is inversely correlated with PH severity [
12]. Measuring pulse oxygen saturation during ambulation on a flat surface and during stair climbing identifies patients who need a more complete evaluation for PH.
The use of pulmonary functional tests should be considered on a case-by-case basis as many SCD patients develop abnormal pulmonary function, with mild restriction patterns and abnormal diffusing capacity in the context of pulmonary fibrosis. A ventilation-perfusion scan is also necessary to exclude chronic pulmonary thromboembolic disease as it is superior to computed tomography pulmonary angiography [
13].Lastly, cardiac magnetic resonance imaging is increasingly applied and may relate right and left ventricular cardiac output and function with prognostic features in SCD patients with PH [
14,
15].
Right heart catheterization remains the gold standard method for definitive diagnosis and hemodynamic aspects of PH [
11]. Currently, PH diagnosis is established by the measuring of a resting mPAP>20 mmHg [
16]. While 6 to 11 percent of SCD patients have PH based on an mPAP ≥25 mmHg, the hemodynamic features vary across patients with 40 percent of patients demonstrating a predominantly precapillary PH while in the rest,the hemodynamic pattern suggests postcapillary PH [
4]. Some patients have mixed hemodynamic features. Mortality is significantly higher in SCD patients with PH defined by right heart catheterization [
12].
As in many other cases, the clinician must be aware that each test must be evaluated both separately and in conjunction with the other available tests understanding its capabilities and limitations. For example, in a prospective study where echocardiography and catheterization were performed on SCD adult patients, an elevated TRV was reported in 27 percent, but only 6 percent had PH confirmed by right heart catheterization. When a TRV cutoff point of >2.9 m/sec was applied, the positive predictive value increased to 64 percent but also the false negative rate increased to 42 percent. This false negative rate was improved by using a six-minute walking test and an NT-proBNP level assessment [
17].
NT-proBNP can be proposed as a screening tool for PH when Doppler echocardiography is not available as plasma NT-proBNP levels ≥160 pg/mL can detect PH with a sensitivity and specificity of 57 and 91 percent, respectively. Of note, in SCD cases measurements may be confusing in patients with renal insufficiency or left heart failure [
6,
18].
In an observational study with SCD patients, patients with SCD and PH walked a shorter distance during thesix-minute walking test than SCD patients without PH and distance inversely correlated with the mPAP as measured by right heart catheterization [
19]. In another study including children with SCD, during a walking test oxygen saturation declined in 68 percent of children with an elevated TRV compared with 32 percent of those with a normal TRV [
20]. However, the walking test should be cautiously used as a screening tool for PH complicating SCD because chronic anemia and other conditions may affect result interpretation.
2.4. Pathophysiology
Various mechanisms have been proposed to explain the occurrence of PH in SCD patients. Apart from documented findings regarding hemolysis, nitric oxide (NO) depletion and cell-free hemoglobin, the research has now extended to the function of the activated endothelium, inflammatory response as well as tothe genetic polymorphisms of genes that are potentially involved in all the above mechanisms [
21,
22,
23,
24,
25,
26]. Traditionally, left heart disease and diastolic dysfunction may play a key role through vascular remodeling [
27] (
Figure 2).
It is known that hemolysis releases high amounts of cell-free hemoglobin that overcome the binding ability of haptoglobin and hemopexin. This was initially thought to lead to massive depletion of available circulating NO but conflicting reports on the impact of this phenomenon on NO availability exist [
28]. Moreover, these effects on endothelial function through increased cell-free Hb may also provoke endothelial and vascular smooth muscle dysfunction [
26].
In the case of SCD, NO bioavailability may additionally be affected by a number of other contributing factors. Increased oxidant-related metabolism of NO can reduce the vasodilating capacity of NO. NO acts mainly as a vasodilator and platelet aggregation inhibitor. Alteredredoxmechanisms occur in SCD, as increased levels of oxidative molecules including singlet oxygen, hydroxyl radical, hydrogen peroxide, and superoxide are formed within the red blood cells of the patients. These oxidative molecules can interact with NO to produce nitrate, nitrite, and peroxynitrite, which can be toxic [
29].
Increasedplasma levels of arginase, released from red cells, also have been proposed as a potential factor of NO availability regulation. Arginase converts L-arginine to ornithine and therefore limits L-arginine availability, which is an important substrate for NO production [
30]. Moreover, in SCD patients, plasma arginase activity has been positively associatedwith secondary PH and a lower ratio of arginine to ornithine has been associated with inflammation markers, increased soluble adhesion molecules, greater severity of PH, and an increased mortality risk [
31].
The products of intravascular hemolysis, such as free heme, released upon hemoglobin oxidation and microparticles containing heme species, collectively mentioned as erythrocyte-danger associated molecules (e-DAMPS) are considered to mediate oxidative stress, neutrophil extracellular traps (NETS) formation, inflammasome activation, sterile inflammation and increased endothelial adhesion.
Plasma levels of another molecule, asymmetric dimethylarginine (ADMA), may also contribute independently to endothelial dysfunction. ADMA is a NO synthase inhibitor and in a study with SCD patients, ADMA levels correlated with hemolysis, low oxygen saturation, PH, and early death [
32].
Limited NO bioavailability leads to enhanced platelet activation and endothelin-1 release. As a result, this leads to vasculopathy-related conditions that include endothelial dysfunction, vasoconstriction, inflammation, and a hypercoagulable state. These, in turn, may lead to vascular remodeling and increased pulmonary resistance with the imminent occurrence of PH features [
33].
Many patients with SCD have functional asplenia or have undergone splenectomy. Splenectomy has been linked with the development of PH, particularly in patients withhemolysis. This can be partially explained by the loss of normal splenic function that also leads to platelet activation, promoting pulmonary vasculature microthrombosis and endothelium dysfunction. Furthermore, after splenectomy, the rate of intravascular hemolysis increases [
24].
The role of coagulation mechanisms in the pathogenesis of SCD-related PH becomes prominent. Although it is known that vascular occlusions lead to thrombosis, coagulation may be activated in patients with SCD in the absence of vascular occlusions as suggested by increased tissue factor, increased thrombin generation, and platelet and endothelial activation. Increased circulating monocyte and endothelial cell microparticles along with RBC platelet and neutrophil and platelet are reported. On the other hand, anionic phospholipids, mainly phosphatidylserine, are transported to the surface of sickle RBCs enhancing coagulation activity. Soluble vascular cell adhesion molecule-1, a marker of endothelial dysfunction, is reported to correlate with the severity of hemolysis in patients with SCD-related PH [
34].The increased prevalence of thromboembolic complications has led to acknowledging SCD as a prothrombotic, hypercoagulablecondition [
35]. In our center (Laikon general hospital of Athens), the incidence of venous thromboembolism in SCD is as high as 23% and its presence was associated with cerebral ischemia. It is of note that D-Dimers are elevated in the vast majority of SCD patients, even in steady state [
36].
Obstructive sleep apnea is a frequent complication of SCD in children that is regularly underdiagnosed and has been associated with stroke and PH [
37]. Trials in adults include a small number of patients but indicate a high incidence of sleep-disordered breathing [
38]. Several mechanisms have been proposed for nocturnal oxygen desaturation in SCD [
39].
Despite long research on the above factors’ contribution to the pathophysiology of PH in SCD patients, there are still questions that cannot be fully answered. The exact reason for which some patients exhibit severe hemolytic phenotype, associated with vascular dysfunction while in other patients these phenomena are not so severe cannot be fully explained, nor can patients with a high risk for vascular complications be identified easily. Advances in genome-wide investigation methods and bioinformatics appear promising for identifying gene polymorphisms associated with PH pathogenesis and prognosis.
2.5. Role of Gene Polymorphisms in Pathogenesis and Prognosis of SCD-Related PH
The attempts to identify differentially expressed genes (DEGs)orsingle nuclear polymorphisms (SNPs)associated with specific complications of SCD, including PH have been amplified with the use of next-generation sequencing techniques and genome-wide association studies. The development of PH has not been studied as extensively as other SCD complications with genomic studies, but interesting data are gradually accumulating and indicate that some of the DEGs involved are associated with mechanisms such as extracellular exosomes, platelet degranulation, blood microparticles, immune response, and protein binding. Moreover, there are indications of involvement in crucial biological pathways such as hemopoiesis, cytokine-to-cytokine receptor interaction, TGF-β signaling pathway and extracellular interaction mechanisms.
TGF-β pathway was one of the first fields where interesting results were reported (
Ashley-Koch et al., 2008). Analyses demonstrated a potential role of genetic variation in genes related tothe TGF-β pathway in PH risk. Several genes were initially implicated, including
ACVRL1, ADRB1, ADCY6, BMP6, BMPR2, CR1,FY, LCAT, LTA4H, SELP SERPINC1,
SLC12A6 and
TGFBR3. After regression analysis, SNPs in
ACVRL1,
BMP6, and
ADRB1 became significant while
TGFBR3nearly demonstrated significance [
40]. The associations with these genes were interesting because
ACVRL1 mutations have previously been reported in primary PH cases with hereditary hemorrhagic telangiectasia [
41].ACVRL1and BMP6 belong to the TGF-β pathway. Although
BMPR2did not remain significant in the final analysis, it has also been elsewhere associated with primary PH in approximately 50% of familial PH cases [
42]. In a complementary analysis in the same study, 2 SNPs in the ARG2 gene (rs12587111 and rs1885042) were reported to be nominally associated with PH.
ARG2 encodes arginase which is implicated in NO dysfunction in SCD. As reported earlier,higher arginase levels have been reported in SCD patients with PH [
31,
40].
A different study (
Klings et al., 2009) reported that SNPs located in intron 1 of the NEDD4L gene may be associated with elevated serum NT-proBNP levels in SCD patients after genome-wide association studies [
43]. This gene encodes a member of the Nedd4 family of HECT domain E3 ubiquitin ligases that target specific proteins for lysosomal degradation and thereby is involved in the regulation of various signaling pathways including TGF-β, autophagy, innate immunity or DNA repair [
44]. On this basis, NEDD4L might be implicated directly in SCD-related PH pathogenesis and a target for further prognostic and therapeutic application [
43].
Nouraie et al.,(2009), investigated CYBR5 T116S polymorphism and suggested a protective effect against PH. CYBR5 T116S polymorphism was associated with lower TRVs, possibly attributed to lower hemolysis levels in the carriers of this SNP [
45].CYBR5 T116S is a frequently identified polymorphism in African children and may be associated with protection from severe malaria-related anemia. This polymorphism may be related to increased cytochrome b5 reductase activity which in turn may explain its protective effect on hemolysis through increased anti-oxidant [
46].
Another preliminary study (
Desai et al., 2012) investigated patients with an elevated versus normal TRV and catheterization-confirmed PH and reported a significant association with five SNPs of the GALNT13 gene and a single SNP ofthe PRELP gene. Moreover, a trait locus upstream of the adenosine-A2B receptor (ADORA2B) gene was identified [
47,
48]. The GALNT13 protein is a member of the GalNAcT protein family and is suggested that it can be a potential prognostic factor in lung cancer [
49]. The protein encoded by the PRELP gene is a leucine-rich repeat protein present in connective tissue extracellular matrix. The protein functions as a molecule anchoring basement membranes to the underlying connective tissue. This protein has been investigated in the pathogenesis of Hutchinson-Gilford progeria, psoriatic and rheumatoid arthritis, bladder cancer and respiratory tract infections [
50]. ADORA2B gene encodes an adenosine receptor that is a member of the G protein-coupled receptor superfamily. ADORA2B-related signaling has been reported to be involved in solid tumor migration mechanisms as well as tumor-derived exosome-induced angiogenesis [
51].
MAPK8 encodes a protein member of the mitogen-activated protein (MAP) kinase family. MAP kinases are involved in many crucial cellular processes such as proliferation, differentiation, transcription regulation and development. This kinase is activated by various cell signals, including response to oxidative stress and targets specific transcription factors. The activation of this kinase by tumor necrosis factor alpha (TNF-alpha) is reported to be important for TNF-alpha-induced apoptosis. In a cohort of SCD patients, the A allele of a MAPK8 expression quantitative trait locus, rs10857560, was reported to be associated with precapillary PH. In a combined group, the homozygous state of AA genotype rs10857560 was characterized by lower MAPK8 expression and was present in all the precapillary PH cases [
52].
The glutathione S-transferase (GST) gene family encodes genes involved in certain processes including detoxication and toxification mechanisms. The GST genes are known to be upregulated in response to oxidative stress. An Egyptian study measured the frequency distribution of the GSTM1, GSTT1 and GSTP1 gene polymorphisms in a group of adult SCD patients. It was demonstrated that the GSTM1 null genotype was associated with acute chest syndrome and veno-occlusive crisis while the GSTT1 null genotype was associated with increased blood transfusion requirements. Absence of both GSTM1 and GSTT1 genes was significantly associated with pulmonary hypertension [
53].
Endothelial NOS (eNOS), also known as nitric oxide synthase 3, is an enzyme encoded by the NOS3 gene located in chromosome 7. It is responsible for NO generation in the vascular endothelium therefore it plays a crucial role in regulating vascular tone, cellular proliferation, leukocyte adhesion, and platelet aggregation.
Yousry et al.
(2016) genotyped a group of SCD patientsfor eNOS 4a/b and eNOS 786T>C polymorphisms and analyzed the results with the severity of SCD clinical manifestations. They demonstrated that the homozygous mutant eNOS-786T>T genotype was significantly associated with higher acute chest syndrome risk. On the other hand, the wild-type eNOS-4a/4b genotype seemed to be protective against vaso-occlusive crisis and PH. Lastly, the mutant homozygous haplotype (C-4a) was significantly associated with the risk of acute chest syndrome,veno-occlusive crisis, and PH [
54].
Thrombospondin-1 (TSP1) regulates TGF-β pathway activation and endothelial and smooth muscle cell proliferation, processes known to be affected in PAH.In familial cases of PAH, mutations involving the TSP1 gene highlighted it as a potential modifier gene in these rare cases [
55]. When TSP1 SNPs were studied in SCD-related PH, univariate regression analyses revealed that rs1478604 and rs1478605 SNPs were associated with differences in pulmonary artery systolic pressure as assessed by echocardiography. These SNPs are proximal to the transcription start site therefore they may have a potential transcription-regulation activity on the TSP1 gene with rs1478605 being the most possible to regulate TSP1 gene expression [
56,
57].
Endothelin-1 (ET-1) gene polymorphisms have been investigated extensively in the pathogenesis of various vascular diseases including SCD. The mutant T allele of the ET-1 G5665T polymorphism was reported to be associated with increased plasma ET-1 levels [
58].
Khorshied et al.(2018), reported that in their study, statistical analysis comparing patients having the wild and the polymorphic genotypes demonstrated that pulmonary dysfunction in the form of pulmonary hypertension and acute chest syndrome, and severe vaso-occlusive crises were more frequent in patients with the polymorphic genotypes [
59]. In the contrary,
Thakur et al.(2014) reported that ET-1 G5665T SNP had no significance among his group. Differences were also recorded in the sex-related distribution of the polymorphic genotypes [
60].
Interleukin-1 β (IL-1 β) is a cytokine necessary for host defense responses to infection, sepsis and injury. There are multiple studies on the role of cytokines in the pathophysiology of SCD showing increased levels of plasma IL-1β. It is believed that the release of cytokines in response to infection, endothelial cell activation and other harmful stimuli may play a key role in the pathophysiology of SCD complications
. Afifi et al.,(2019),reported an increased prevalence of the mutant genotype of IL-1β +3954 SNP in a group of Egyptian SCD patients. The mutant genotype was more prevalent in cases with PH.The mean ESPAP was significantly higher among the TT genotype versus the combined genotypes CC + CT. This study confirms the findings of
Vicari et al.,(2015)who reported similar findings among SCD Brazilian patients [
61,
62].
Methyltetrahydrofolate reductase (MTHFR) is responsible for the transformation of 5,10-methylenetetrahydrofolate into 5-methyltetrahydrofolate. The MTHFR gene has 677C>T and 1298A>C functional polymorphisms that produce a thermolabile form of MTHFR. Decreased MTHFR levels have been proposed as a risk factor for deep vein thrombosis in the past. Several studies have investigated the association between MTHFR 677C>T and vascular phenomena of SCD with conflicting results.
Lakkakula et al., (2019), in a meta-analysis, reported that mutant genotypes (CT + TT vs. CC) of the MTHFR 677C>T polymorphism were associated with an increased risk of vascular events in SCD patients [
63].
RASA3 is a GTPase-activating protein that is involved in R-Ras and Rap1 activity and related to vasculogenesis and endothelial mechanisms. When studied in SCD patients, RASA3 expression was lower in patients’ PH and was associated with higher mortality. The SNP rs9525228 correlated with PH risk, higher TRV values and higher pulmonary vascular resistance. Moreover, it was associated with precapillary PH values and decreased survival in a subgroup of the patients [
64]. The above results are summarized in
Table 1.
Table 1.Summary of the findings concerning gene polymorphisms that presented an association with pulmonary hypertension. SCD: sickle cell disease, SNP: single-nucleotide polymorphism, PH: pulmonary hypertension, N/A: not available, TRV: tricuspid regurgitation velocity, ACS: acute chest syndrome, VOC: veno-occlusive crisis, ESPAP: estimated peak systolic pulmonary arterial pressure, ACVRL1: activin receptor-like kinase 1, BMP6: bone morphogenetic protein 6, ADRB1: beta-1 adrenergic receptor, TGFBR3: transforming growth factor beta receptor 3, TSP1: thrombospondin 1, NEDD4L: neural precursor cell expressed developmentally downregulated gene 4-like, MTHFR: methylenetetrahydrofolate reductase, ET-1: endothelin-1, PRELP: proline/arginine-rich end leucine-rich repeat protein, RASA3: RAS P21 protein activator 3, MAPK8: mitogen-activated protein kinase 8, GST: glutathione S-transferase, ADORA2B: adenosine A2B receptor, GALNT13: polypeptide N-acetylgalactosaminyltransferase 13, eNOS: endothelial nitric oxide synthase, CYBR5: cytochrome b5 reductase.