1. Introduction
Self-excited oscillations accompany many technological processes and, in most cases, have detrimental effects on them. The main reasons for their occurrence are mainly the dependence of friction forces on relative sliding, changes of normal loads, viscoelastic interactions or the influence of various geometrical effects [
1,
2,
3].
It has been shown that purely temperature self-excited oscillations cannot exist because the heat conduction equation, unlike other equations of mechanics, is not invariant under time reversal. Periodic thermally forced self-excited oscillations that propagate as waves are possible [
4]. The combination of thermal and mechanical vibrations is known by the term thermo-mechanical oscillations (TMO). The foundations of the theory of TMOs were laid in 1829 by A. Travelian [
5], and was later further developed by M. Faraday, A. Tyndal, and J. Rayleigh. Some of the first theoretical and experimental studies of the conditions for the occurrence of self-excited thermomechanical oscillations were reported by Nesis E. I. [
4]. Awrejcewicz and Pyryev [
6] created a massless elastic element model of frictional self-excited vibrations and investigated the possibilities of their existence.
Thermomechanical self-excited oscillations have a negative influence on many technological processes. To show that the loss of stability in constant speed cutting is due to thermomechanical self-excited oscillations authors Astashev and Korendyasev [
7] investigated the model of heat generation in the cutting region. Fel’dshtein [
8] investigates self-excited thermomechanical oscillations of current-carrying wires by determining the existence conditions and describing them by numerical simulations. Toda et al. [
9], using the Barenblatt model, investigate thermomechanical self-excited oscillations that occur during cold drawing of films. A technique to stabilize and suppress the oscillations in an opto-thermomechanical oscillator is demonstrated in [
10].
In microelectromechanical systems, (MEMS) thermal processes occur at a much higher rate than in conventional macrosystems due to the significantly lower values of temperature time constants. And in these systems, one can note detrimental effects of self-excited thermomechanical oscillations, such as those induced by laser heating of double-clamped MEMS beams [
11], or the induced frequency self-locking that occurs when laser illuminating thin MEMS resonators [
12,
13].
The micrometric dimensions of thermally-exposed components in MEMS create conditions for building fundamentally new devices in which self-excited thermomechanical oscillations are the basis of their operating principle. One such large class of MEMS are self-excited thermomechanical microresonators [
14,
15] which are in competition with their capacitive [
16] and piezoelectric analogues [
17].
Shape memory alloys (SMAs) are smart materials possessing the property of remembering a shape, which if changed within certain limits, can be fully recovered by heating. When the change of the shape is a stretch due to tensile stress, the SMA specimen tends to shorten to its original undeformed dimensions when it is restored. This behavior is used to create relatively low-cost actuators that possess several advantages such as generating large forces and displacements at high energy density and noiselessness. Thermal activation of SMAs creates conditions for cyclic control [
18,
19,
20] and in many cases for self-excitation of thermomechanical oscillations [
21,
22,
23,
24].
Oscillating systems based on shape memory alloys are widely used in energy harvesting technologies. Several researchers use SMA substrates on which they deposit a piezoelectric layer to generate electricity by vibration [
25,
26,
27,
28]. Another interesting application of SMAs in energy harvesting systems is the two-step conversion of heat to mechanical and then mechanical to electrical energy [
29,
30,
31,
32]. A peculiarity of thermomechanical models with SMAs are the nonlinearities arising from the hysteresis in the stress-strain, stress-temperature, and temperature-strain relationships. The existence conditions of oscillatory modes of nonlinear thermomechanical self-excited systems with hysteresis are a challenge for modern research in the field of differential equations and control theory [
33,
34,
35].
The aim of this paper is to create a mathematical model of a new self-excited thermomechanical oscillator with SMA filament, to validate the obtained results experimentally and to draw conclusions about the type and parameters of oscillations. In the development of the mathematical model, the aim is to describe the thermodynamic processes in detail, considering the hysteresis phenomena in the SMA filament.
3. Building a Dynamic Model and Determining the Input Data for Its Solution
The SMA filament in the static position is pre-stretched between the
OC supports. The distance between the supports is assumed to be
OC = 2
l and the length of the filament before tensioning is 2
ls. Thus, for half of the prestrain of the SMA filament
Δls0 is valid:
The x-axis of the coordinate system
Oxy is chosen to lie on the segment
OC and its origin is located in the middle of the same segment. Symmetrically to the
y-axis on the
OC segment, two points
A0 and
B0 are selected at which two spheres of equal mass
m are fixed. The distances along the horizontal
x-axis are denoted by с
,
and
. Since for the relative lengths, the notations
are chosen then for the deformations from the prestressing
and
in the end sections OA0 and B0C will follow:
and in the middle section
A0B0 this deformation will be
It can be seen in
Figure 1 that due to the symmetrical arrangement of the heater and the CMA filament, only the middle section of the
AB will be heated. It is assumed that the temperature of this section is distributed uniformly along its length.
Since the dynamic model will be constructed using the Lagrange equations of the second kind, the kinetic energy of the oscillator is represented in the form
where
are the velocities of points
A and
B on the
x-axis and
are the velocities of points
A and
B on the
y-axis.
The end sections
OA and
BC are assumed not to heat up, unlike the middle
AB section, which changes its temperature and Young’s modulus, so the potential energy takes the expression
where
is the elastic constant of the extreme cold sections,
is the elastic constant of the middle warm section,
are the deformations of the end sections,
,
,
,
,
,
,
are the coordinates of points O, A, B and C.
For the middle section, the deformation depends on the mutual position of points A, B and the pre-deflection of the filament:
The stiffness of the end sections is
where
A is the cross-sectional area, and the Young’s modulus
is
where
is the NiTi module in the martensitic state. This is the case if it is assumed that the temperature in the final sections is lower than the final martensitic temperature, i.e., T<Mf, the Young’s modulus according to [
37] is equal to the modulus of NiTI in the fully martensite state.
For the middle section, the stiffness is
where the Young’s modulus
is defined by the piecewise function
where
,
,
, and
are Young’s modulus of the fully twined, partially twined, detwinned martensite and austenite respectively;
is the yield strain of the twined martensite;
is the minimum strain of the detwinned martensite and
is the current strain of the middle section of the filament.
The relative martensitic fraction
of NiTi is calculated according to [
32,
37], and to investigate the major and minor hysteresis similarly to [
18] it is modified in the form
where the temperature
depends on whether the thermal process is heating or cooling and is obtained by the relation
the coefficient
has unit °C and here it has the form
and As Af Ms Mf are the start and final temperatures for austenite and martensite of SMA, the limiting values of the coefficients,
,
,
, and
have been established experimentally [
37].
The major and minor hystereses of the relative martensitic fraction are determined using the method described in [
18], adapted for the model of [
37]. In summary, this method is based on the points at which the temperature process changes from warming to cooling and vice versa. According to the adopted method, if the temperature gradient change point
is in the transition periods when both martensite and austenite fractions are present in the СМА i.e.,
the scale factor of the martensitic fraction acquires the values of the case of transition from heating to cooling equivalent to
where
and
are the temporal temperature gradients before and after the onset of the fluctuation, respectively the scale factor of the martensitic fraction has the form
If at the change point the temperature changes from cooling to warming
The scale coefficients are respectively:
and
A sub minor hysteresis occurs if a minor hysteresis already exists after the point . The temperature at which sub minor hysteresis occurs is denoted by . The other important condition for sub minor hysteresis existing is when cooling , and when warming
For a sub minor hysteresis, the following scale factors are valid for the warming-to-cooling transition:
and
At the transition from cooling to warming the scale coefficients are
and
To determine the heater temperature distribution in the area where the SMA filament moves, the experimental setup shown in
Figure 2 was designed. The temperature in the vicinity of the heater 3 was measured using a movable thermocouple 1, the position of which was set using an inductive position sensor 5 type APO-075-002-000 of TT Electronics Ltd. UK. The constant temperature of the heater is measured by a thermocouple 2 which is fixed in its body. A mechanical dial gauge 4 was also added to the experimental system to calibrate the data of the inductive sensor 5. The data from the two thermocouples is fed to a Data Acquisition System (DAQ) type cDAQ -9191, and the inductive sensor signal is fed into a DAQ type USB -9191 of National Instruments Ltd. The data is processed and recorded by a LabVIEW program. Different values of the constant temperature of the heater are set using a thermostat and by changing the position of the movable thermocouple, the type of heat field in the vicinity of the heater is determined.
Based on the experiments, the temperature of the filament in the middle part is assumed to be a stationary function of the y coordinate defined by the piecewise function
where
are coordinates dependent on the heater position determined experimentally (
Figure 3),
is the maximum temperature received by the filament from the heater,
is a conditional length defining the slope of the curve
T=T(y) and
is the room temperature.
In
Figure 3 the experimental values of the hater’s thermal field for three maximal temperatures 60, 67. are 78 °C are presented with solid lines. The corresponding approximated thermal fields are presented with dashed lines.
The approximated heat field function along the vertical coordinate gives rise in this model to consider the relative martensitic fraction, as a complex function of the
coordinate and time t, i.e.,
From which it follows that the Young’s modulus and stiffness of the SMA filament in the middle section are considered respectively as
and
The assumption about the temperature dependence of the middle section on the y position leads to the representation of the thermal stiffness as a function of time. The potential character for the temperature distribution near the heater provides a rationale for deriving the filament forces from the SMA to be derived via the second-order Lagrange equations.
It is assumed that the motion of the filament is such that the oscillator is only in its symmetric configuration, where , , , ,=0, , , and .
In this case the Lagrangian of the oscillator takes the form
where the symmetry-transformed deformation of the middle section is rewritten as
Here with
expresses
Which can be rewritten as
The strain of the middle segment is expressed
and the deformation of the end section is converted into:
In the above formula the expression
is denoted as
and the deformation of second section obtains the form
The differentiation of the Lagrangian is performed with respect to the generalized coordinates
,
and the generalized velocities
and
, according to the Lagrange equations of the second kind
where
,
и
are the generalized coordinate, generalized velocity, and generalized force, respectively, and are the damping coefficients along the
x and
y axes.
After differentiation according to (40) the system of differential equations is derived
where the derivative of the filament end segment with respect to x is
the derivative of the middle filament segment with respect to x is
The stiffness
do not depend on x and its derivative with respect to x is equal to zero, or
The derivative of
with respect to y is equal to
In (41), the partial derivative of Young’s modulus with respect to y for the middle section has the form:
The relative martensite fraction taking into account the heater heat field distribution function (29) is modified into
The derivative of the relative martensite fraction in this case is
After the simplifications described above, the dynamic model (41) is recast into the system of differential equations
In order to find a numerical solution of the system (49) its order is lowered by the following substitutions
The numerical solution of the system was carried out using the parameters given in
Table 1.
To solve the system (50), a numerical solution program was created using an implicit 5th order Euler method. The solutions of the system of differential equations (50) were obtained under zero initial conditions for the velocities and , and the initial conditions for the coordinates of the masses were taken and
4. Conducting the Experiments and Comparing the Results
The displacements of the spheres along the x and y coordinates were measured synchronously in real time using the experimental system shown in
Figure 4. A photograph of the system is shown in
Figure 4a and its simplified block diagram is depicted in
Figure 4b. Filament 1 is immovably clamped on two supports 6. Two spheres 4 are arranged symmetrically with respect to the heater 3 and the fixed supports. On the filament adjacent to the spheres are mounted movable sensing elements of non-contact inductive sensors 2 and 5 which are type APO-075-002-000 of TT Electronics Ltd. UK. In order to detect the simultaneous displacement of the spheres in the horizontal x-direction and the vertical y-direction, the movable sensing elements and the sensor bodies are oriented at 90 degrees to each other. In
Figure 4, sensor 2 measures the x-axis sphere displacement and sensor 5 is oriented to measure the vertical y-displacement of the sphere. The signals from the two sensors are input to the Data Acquisition System DAQ USB - 6003 from National Instruments, then processed by a laptop using a LabVIEW program. The data from both sensors and the heater temperature are recorded in an Excel file.
Multiple experiments were conducted by varying the weights masses, the initial tension of the SMA filament and the heater temperature which was kept constant using a thermoregulator.
In the experiments it was found that for oscillations to occur, certain conditions concerning the pre-tension of the SMA filament, the difference in room and heater temperature needed to be met. The most significant influence for the occurrence of oscillations is the initial position of the filament relative to the heater. Once the conditions for the oscillations to occur are satisfied, stable oscillations of the filament with both masses are generally observed with unchanging energy.
Analysis of the experimental results shows that the self-excited oscillations have a stochastic character. The reason for the appearance of the random processes is due to the nonlinear hysteresis variations of the Young’s modulus of the SMA, which are a function of the temperature, the sign of its gradient, the type of deformation and the position of the SMA filament.
Figure 5a shows the plot of the experimental measurements of the x-axis position of the sphere. It can be seen that the oscillatory motion has a period which varies randomly within certain limits while the amplitude also varies according to a random distribution law.
An interesting impression of the x-axis oscillations is an extra modulated oscillation with approximately 20 times the frequency and approximately 5 times the amplitude. This modulation is also confirmed in
Figure 5b, which represents the result of the theoretical model for the x-axis oscillations. The logical explanation for this phenomenon, according to the authors, is the existing a purely mechanical normal vibration of the SMA filament that occurs under the action of the variable axial force. This variable axial force is generated by the thermal contractions of the SMA filament. The difference in the frequencies of the two oscillations is due to the fact that the mechanical oscillations have a frequency which depends on the stiffness of the filament and mass, while the thermal oscillations depend on the vertical position of the filament, and primarily on the temperature time constant of the filament determining the heating cooling time. For the same reasons, the amplitudes of the longitudinal mechanical oscillations have a small value, while the thermal amplitudes can reach up to 8% of the filament length. Thus, the x-axis displacement can be assumed to be the sum of mechanical and thermal random oscillatory motions.
Figure 6 plots the displacements of the sphere along the y-axis. The experimental data is shown in
Figure 6a and the data obtained from the dynamic model is plotted in
Figure 6b. It can be observed that stochasticity is also present in the vertical oscillations both in terms of period and frequency. Modulated oscillations along the y-axis direction are not seen in either the experimental data or the data obtained from the theoretical model. The reason for this is that here the transverse oscillations are purely mechanical, induced by thermal contractions along the x-axis. The appearance of the stochasticity here is also explained by the change of Young’s modulus at different temperatures and strains.