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Triple Negative Breast Cancer Subclassified by Immunohistochemistry: Correlation with Clinical and Pathological Outcomes in Patients Receiving Neoadjuvant Chemotherapy

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Abstract
Intrinsic subtype of triple-negative breast cancer (TNBC) is based on genomic evaluation. In this study, we report the survival and pathological complete response (pCR) rates of TNBC patients subtyped by IHC and treated with neoadjuvant chemotherapy (NACT). A retrospective cohort of 187 TNBC patients who received NACT between 2008 and 2017 was used, and IHC subtyping was performed on biopsy specimens before chemotherapy. The subtyping revealed predominant basal-like tumors (IHC-BL, 61%), followed by basal-like immune-suppressed (IHC-BLIS, 31%), mesenchymal tumors (12.5%), luminal androgen receptor tumors (IHC-LAR, 12%) and basal-like immune-activated (IHC-BLIA, 10.9%). The pathological complete response (pCR) rate varied among subtypes, with IHC-BLIA showing the highest (30.0%) and IHC-LAR showing the lowest (4.5%). IHC-BLIS led in recurrence sites. Overall and disease-free survival analyses did not show significant differences among subtypes. Although, IHC-BLIA demonstrated a trend toward better survival and IHC-mesenchymal worse. Patients who achieved pCR exhibited significantly better disease-free survival and overall survival than non-responders. This study underscores the potential of IHC-based subtyping in TNBC management, highlighting distinct response patterns to neoadjuvant chemotherapy and potential implications for treatment strategies. Further research is warranted to validate these findings and explore tailored therapeutic approaches for specific TNBC subtypes.
Keywords: 
Subject: Medicine and Pharmacology  -   Oncology and Oncogenics

1. Introduction

According to Cancer Research UK, triple-negative breast cancer (TNBC) accounts for approximately 15% of malignancies affecting the breast. Characterized by the absence of estrogen, progesterone and Her2 receptor positivity, it is usually associated with a poor prognosis, and chemotherapy remains the main basis of systemic treatment.[1] In the last decade, the relevant benefits of chemotherapy combined with immunotherapy and targeted therapy for patients with pathogenic germline BRCA mutations have positively impacted outcomes in both curative and palliative settings.[2]
However, TNBC represents a heterogeneous group of several subtypes with distinct drivers, survival outcomes and responses to systemic therapy.[3] Several classifications have been proposed and validated, largely based on genomic evaluation of the tumors.[4] In 2011, Lehmann et al characterized 7 subtypes by gene expression, including one unstable. Basal-like 1 (BL1) is associated with genomic repair pathway deficiencies; basal-like 2 (BL2) is enriched in growth factor signaling-related genes; immunomodulatory (IM) is enriched in immunological signaling; and mesenchymal (M) and mesenchymal stem–like (MSL) are enriched in components and pathways related to cell motility and the luminal androgen receptor (LAR), and androgen and metabolism genes are enriched.[5] Later, in 2015, Burstein described four subtypes, namely, luminal androgen receptor (LAR), mesenchymal (MES), basal-like immune-suppressed (BLIS) and immune-activated (BLIA) subtypes.[6] One year later, the FUSCC classification introduced the immune-modulatory (IM) subtype, along with the known MES, BLIS and LAR subtypes.[7]
All the above classifications are based on molecular profiling, which could be valuable at the patient level for precision medicine approaches once some mutations predict the benefit of targeted therapy. However, for most patients, the treatment options will remain limited. Moreover, technical challenges, such as the need for fresh tissue, the length of time needed to perform the analysis, and the significantly high costs, impact its wide use in standard practice.[8,9]
Immunohistochemistry (IHC) is an established laboratory method for evaluating the presence of antigens that is widely used in breast cancer and is pivotal for tailoring systemic treatments (e.g., the human epidermal growth factor receptor 2 - HER2).[10] Moreover, IHC is significantly less expensive and laborious than gene expression and has been evaluated in several studies as a surrogate marker of established intrinsic genomic-based subtyping assays, as summarized in Table 1. [11,12,13,14,15,16,17,18]Although some studies have provided survival data amongst the subtypes, the effect of chemotherapy on the pathological complete response, if it also serves as surrogate biomarker of survival has not been reported.
In this study, we report the survival and pCR rates of patients who underwent IHC subtyping using our panel and who received neoadjuvant chemotherapy.

2. Results

One hundred eighty-seven patients were included in this analysis; the mean age was 52.43 (SD = 12.79) years, the mean tumor size was 47.64 (SD = 53.61) millimeters, and other demographic characteristics are summarized in Table 4.
For immunohistochemistry, staining for all 4 markers was possible in 98.4% (184) of the patients and partially in 3 patients due to tissue exhaustion. We successfully identified the characteristics of 4 subtypes in 96.3% (183) of patients. Overall, the frequency of the IHC-basal subtype was 61% (114). The percentages of basal subtypes identified by IHC-BLIS and IHC-BLIA were 31% (57) and 10.9% (20), respectively. The second most common subtype was IHC-MES 12.5% (23), followed by IHC-LAR 12.0% (22) and IHC-mixed 11.4% (21). (Table 2)
Among the 28 (15%) patients who achieved pCR, 75% exhibited an IHC-basal feature, 14.28% exhibited an IHC-mesenchymal feature, and 7.4% exhibited an IHC-LAR feature. The pCR rate in the IHC-BLIA group was the highest (30%), and that in the IHC-LAR group was the lowest (4.5%). (Table 3)
Patients who achieved pCR had a significantly better median disease-free (mDFS) survival NR (not reached) (CI: >50%) vs. no-PCR 30 m (months) (CI: 18-NR) (p=0.00022). Overall, it was also significantly greater in patients who achieved pCR according to the NR (CI: >50%) than in those who did not achieve pCR according to the 58-m (CI: 40-NR) no-PCR (p=0.00018). (Supplementary Figures S1 and S2).
Most of the recurrences occurred in the first 20 months following surgery. mDFS did not significantly differ among subtypes (p=0.52). (Figure 1A) IHC-BLIA demonstrated a greater mDFS for patients with NR (CI: 34-NR) than for patients with all other subtypes (CI: 23-NR) (p=0.14). The meDFS was also NR for the IHC-LAR, IHC-mixed and IHC-basal-like groups. ICH-BLIS patients had the second worst mDFS, 50 m (CI: 11-NR), and IHC-MES patients had a markedly short mDFS, 16 m (CI: 6-NR). Interestingly, the mDFS curves for patients who did not achieve pCR were less distinct among subtypes, suggesting that pCR has a crucial role regardless of intrinsic subtype. IHC-MES followed by IHC-Basal-like showed worse survival, respectively 17 m (CI: 6-NR) and 15m (CI: 6-NR). (Figure 1B).
The pattern of recurrence was graphically distinct among subtypes. IHC-BLIS led recurrence in each category, and interestingly, no local or cerebral relapse occurred in patients with the IHC-LAR subtype. (Figure 2)
Overall survival analysis also revealed no significant differences among subtypes (p=0.61).(Figure 1C) IHC-BLIA had a greater mOS, NR (95% CI: NR>50%), than did the other subtypes at 60 m (95% CI: 48-NR) (p=0.081). IHC-BLIA exhibit the graphically highest mOS, with an NR (95% CI: 39-NR) mOS for patients who did not achieve pCR and IHC-MES was associated with a worse survival with 37m (95% CI: 27-NR). (Figure 1D)

3. Discussion

This study is pioneering in demonstrating pCR rates among TBNC subtypes using IHC. We found numerically higher pCR rates in the IHC-BLIA (30%) subgroup and a trend toward longer DFS and OS, while in the IHC-MES subgroup, survival was worse despite the pCR rate (17.4%) being closer to that of the whole population analyzed (15.0%).
The basal-like subtype was predominant in our sample, with 61.5% of the tumors harboring a basal component. In 2010, Oakman C et al reported higher rates of the BL phenotype in TNBC patients (71-91%).[19] Interestingly, Lehmann et all in 2011 reported that 49% of BL cases were characterized by intrinsic subtyping, but IHC seems to indicate a higher percentage (88%), and very likely, only half of these cases would correlate with the intrinsic BL subtype.[5] We observed rates somewhat closer to those reported by Zhao et al. and Jing Liang et al.[14,16] Identifying basal-like TNBC is clinically relevant, as data showed a benefit from adjuvant chemotherapy for patients with non-basal-like tumors and residual disease following surgery, despite the use of neoadjuvant chemotherapy. [20,21]
We identified a predominance of IHC-BLIS (31.0%) over IHC-BLIA (10.9%) in our population, which likely contributed to the overall modest pathological response rate of (15.0%). Although our IHC-BLIS rates are somewhat comparable to the values found by the authors performing IHC subtyping, the overall percentage of patients with the IHC-BLIA subtype is markedly lower.(Table 1) On the other hand, we found a markedly higher pCR rate in IHC-BLIA (30.0%) than the pCR rate in IHC-BLIS (14.0%). Based on recent publications, the new standard of care for early and high-risk TNBC patients includes immunotherapy alongside a taxane-platinum-based dose-dense chemotherapy, regardless of the presence of immune receptors/markers.[22] However, data are still needed to understand the efficacy of these regimens in TNBC patient subpopulations.
Immuno-inflamed occurred solely at the IHC-IM subtype according to Jing Lian et al. (2022), but a significant proportion of the other subtypes are immune-excluded, which raises the question of whether those subjects would benefit from immunotherapy in clinic.[16]
IHC-MES was the second most common subtype, and numerically, it was associated with worse mDFS and mOS, which is consistent with the findings in the literature. [13,14,15] Unfortunately, the benefit of conventional adjuvant systemic treatment for this subtype is often poor, if any, given its specific molecular characteristics, which has motivated researchers to consider regimens mimicking sarcomatous disease. [23] Moreover, given the preclinical and clinical activity of mTOR, PI3K, SRC/ABL and angiogenesis inhibitors, we believe that tailored treatment for this subtype could be warranted.[2]
The IHC-LAR subtype had the lowest pCR rate (4.5%) and was the third most common subtype in our sample. A long-standing effort has been made to offer anti-androgen targeting for this subtype, with no translation in registrational approvals. The main challenges might include the unreliable behavior of AR as a driver in TNBC, compared to that of ER in HR+ disease, as well as the cutoff of AR-receptor intensity to trigger intervention and the high-bar endpoints chosen in clinical trials to evaluate the AR-targeting effect.[24] As mentioned above, the current best adjuvant treatment for patients with residual disease is capecitabine; however, for specific subtypes, such as LAR, the benefit is unclear. Therefore, to answer this question and by leveraging our knowledge of prostate cancer, where androgen deprivation therapy plus androgen receptor pathway inhibitors can be combined with docetaxel, we believe that a cohort of patients with IHC-LAR in a potential umbrella trial for intrinsic subtypes of TNBC should considered to receive adjuvant capecitabine plus ARPI.[25]
The pattern of recurrence we observed in our IHC-based subtyping cohort aligned with that expected in the literature.(Table 1) Notably, brain relapse, a known independent factor of poor prognosis, occurred in 8% of the patients with IHC-MES, 14% in IHC-BLIS, and approximately 10% of those with the other IHC subtypes, but interestingly no patients with IHC-LAR experienced brain relapse. There is a longstanding discussion on how to optimize relapse monitoring in high-risk breast tumors, but no clear consensus has been reached. Our data could assist in identifying patients with a greater risk of recurrence, which could deserve more individualized monitoring given specific patterns of disease relapse and therefore might benefit from brain and visceral imaging, as well as promising emerging techniques, such as circulating tumor DNA, in addition to the current recommended approaches.[26]
Our study demonstrated a low percentage of unclassifiable 2.2%, and IHC-mixed 11.4% compared to the other studies mentioned in Table 1. In a study conducted by Yoo in 2022, the majority of patients with IHC-unclassifiable had presented with mesenchymal subtype on genomic classification.[15] Interestingly, both Zhao et al., Leeha et al. and Hu et al, did not reported mixed subtypes by using their IHC panels.[14,17,18] We believe IHC-unclassifiable and IHC-mixed should be expected given the IHC assay limitations and support the heterogeneous features of a significant proportion of TNBCs. [27]
Although the results of this study are promising, they should be interpreted in light of these limitations. Our retrospective design imposes challenges in survival analysis. There is no consensus about the use of an IHC subtyping panel, and IHC staining was performed utilizing archival tumor tissue from 2008 onward, which could have impacted the performance of the assay and requires validation using an established method for intrinsic genomic subtyping.

4. Materials and Methods

4.1. Sample Selection and Outcome Definitions

Patients with localized or locally advanced TNBC who were treated with neoadjuvant chemotherapy followed by curative surgery at the same institution between January 2008 and December 2017 and who had available biopsy and surgical specimens met the inclusion criteria for this retrospective cohort.
From medical files, clinical and pathological data were collected to construct a database using an electronic case report form (supplementary file S1).
For this study, TNBC was defined as estrogen and progesterone receptor < 1% and HER2-negative +1 or +2 without fish amplification. Pathological complete response (pCR) was defined as the absence of invasive cancer on surgical specimens from the breast and axilla (ypT0/Tis pN0). Disease-free survival (DFS) was defined as the time between the day of the cycle of one day of chemotherapy regimen administration until cancer recurrence or cancer-related death. Overall survival (OS) was defined as the time between the day of the cycle one day after chemotherapy regimen administration until death related to any cause. In the case of loss to follow-up, the appointment date at the NCI, which contains information about disease and survival, will be used to censor the patient for the analysis.

2.2. IHC Analysis and Interpretation

Tissue samples were converted into histological sections on previously salinized slides. Evaluation of the cellular atypia pattern was performed by hematoxylin-eosin (HE) staining. The evaluated tumor area was selected by a pathologist, and the in situ regions within the invasive tumors were also delineated to allow a better evaluation of the stains. Tissue sections were immunoassayed with a Polymer Detection System (RE7150-K, Leica Biosystems Newcastle Ltd., Balliol Business Park West, Benton Lane, Newcastle Upon Tyne NE12 8EW, United Kingdom) according to the protocol established by the manufacturer. Primary antibodies were incubated with the tissues for 18 h at 4˚C at different dilutions determined by titration, as shown in Table 4.
The antibody panel was adapted from studies reported in the Table 1 and interpretation of the IHC results was performed by the author F.R., as shown in Table 3. The scoring was reviewed by the senior authors E.A., and the final scores agreed between F.R. and E.A..
Table 5. Immunohistochemistry analysis and interpretation.
Table 5. Immunohistochemistry analysis and interpretation.
IHC-subtype Antibody results
IDO-1 FOX-C1 AR Claudin-3
Basal-like unspecific (BL) IDO-1 ≤ 10% and FOX-C1 < 4or IDO > 10% and FOX-C1 ≥ 4 < 10% Weak (W), M or I
Basal like immune-suppressed (BLIS) ≤ 10% ≥ 4 < 10%
Basal like immune-activated (BLIA) > 10% < 4 < 10%
Luminal androgen receptor (LAR) ≤ 10% < 4 ≥ 10%
Mesenchymal (MES) any any any 0
Mixed (criteria for ≥ 2 subtypes) BLIS LAR ≤ 10% ≥ 4 ≥ 10% W, M or I
BLIA LAR > 10% < 4 ≥ 10%
BL LAR IDO-1 ≤ 10% and FOX-C1 < 4or IDO > 10% and FOX-C1 ≥ 4 ≥ 10%
MES LAR any any ≥ 10% 0
Unclassifiable ≤ 10% ≤ 2 < 5% W, M or I
For positive controls, tissues suggested by the antibody manufacturer’s datasheets were used. The reaction was visualized using diaminobenzidine (DAB), followed by hematoxylin counterstaining. Negative controls were prepared without the primary antibody. The positivity of the staining was analyzed in ten random fields and determined by manual counting using ImageJ® software according to the preestablished equation below.
m = 1 10 S c t = 1 10 T c × 100 = p
Sc represents the number of stained cells in each field, where s = [1, 2, ∙∙∙, 10]; Tc represents the total number of cells in each field, where t = [1, 2, ∙∙∙, 10]; and p represents the mean percentage of positivity.

2.3. Statistical Analysis

Continuous variables are shown as the mean and standard deviation, and categorical variables are shown as the total value and percentage of the total value.
The time to overall survival was computed as the time of diagnosis until death or the last patient contact, and the disease-free survival time was computed as the time of surgery until recurrence or last patient contact.
The Kaplan‒Meier method was used to estimate survival curves, and the log rank test was performed to evaluate whether there were differences in covariate levels via univariate analysis. The significance level adopted to reject the null hypothesis was alfa equal to 0.05. A bar plot was used to demonstrate the frequency of subtypes at each site.

5. Conclusions

We successfully demonstrated that an affordable and widely reproducible panel of IHC assays can be used to subtype TNBC. Moreover, we were the first to demonstrate the pCR rate among IHC subtypes.

Supplementary Materials

The following supporting information can be downloaded at the website of this paper posted on Preprints.org, Supplementary S1.

Author Contributions

For research articles with several authors, a short paragraph specifying their individual contributions must be provided. The following statements should be used “Conceptualization, B.P., S.C. and E.A; methodology, B.P., S.C., P.V., F.R., C.S., and E.A; software, B.P., C.S., and E.A; validation, P.V. and E.A; formal analysis, B.P., S.C., C.S., and E.A; investigation, B.P., S.C., P.V., F.R., C.S., and E.A resources, B.P., S.C., P.V., F.R., C.S., and E.A; data curation, B.P., S.C., C.S., and E.A; writing—original draft preparation, B.P., S.C., C.S., and E.A; writing—review and editing, B.P., S.C., P.V., F.R., C.S., and E.A; visualization, B.P., S.C., C.S., and E.A; supervision, S.C. and E.A; project administration, B.P.,S.C., C.S., and E.A; funding acquisition, E.A.. All authors have read and agreed to the published version of the manuscript.”

Institutional Review Board Statement

The study was conducted in accordance with the Declaration of Helsinki, and approved by the Institutional Review Board (or Ethics Committee) of the National Cancer Institute (NCI) in Rio de Janeiro Brazil Ethics Committee, under the number CAAE: 22893219.1.0000.5274.

Informed Consent Statement

Patient consent was waived due to the retrospective nature of this research and no impact in the clinical decision which was already taken before the study.

Data Availability Statement

Authors are open to discuss data sharing in the terms of the National Cancer Institute.

Conflicts of Interest

The authors declare no conflicts of interest

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Figure 1. (A) Disease-free survival according to IHC subtypes. (B) Disease-free survival in patients with no PCR according to IHC subtype. (C) OS according to IHC subtypes. (D) OS in patients with no PCR according to IHC subtype.
Figure 1. (A) Disease-free survival according to IHC subtypes. (B) Disease-free survival in patients with no PCR according to IHC subtype. (C) OS according to IHC subtypes. (D) OS in patients with no PCR according to IHC subtype.
Preprints 104671 g001aPreprints 104671 g001b
Figure 2. Pattern of recurrence among IHC subtypes.Legend: A – Visceral recurrence; B – Non-Visceral/non-local/non-cerebral recurrence; C – Local recurrence; D – Cerebral recurrence.
Figure 2. Pattern of recurrence among IHC subtypes.Legend: A – Visceral recurrence; B – Non-Visceral/non-local/non-cerebral recurrence; C – Local recurrence; D – Cerebral recurrence.
Preprints 104671 g002
Table 1. Retrospective studies evaluating IHC as a surrogate for TNBC subtyping.
Table 1. Retrospective studies evaluating IHC as a surrogate for TNBC subtyping.
Choi J et al, 201211 Kim S et al, 201812 Kumar S et al, 202013 Zhao S et al, 202014 Yoo T-K et al, 202115 Lian J et al, 202216 Leeha M et al, 202317 Hu H. et al18
Total subjects 122 200 245 210 183 214 145 93 195 123
Methods used for subtyping IHC IHC IHC RNA and Gene expression and IHC staining RNA and Gene expression and IHC staining IHC RNA and Gene expression and IHC staining IHC
Adjuvant treatment Chemo or radiation based on staging Not reported Not reported ~93% (taxane 75.7% and non-taxane 17.6%) ~90% (62.8% and 26.8%) ~91% (84.1% and 7.0%) Not reported Not reported ~ 90% (regimen not disclosed) Not reported
IHC-Apocrine/LAR definition AR and/or GGT1> 10% AR > 1% AR ≥1% AR ≥ 10% AR Allred score 8 (5 + 3) AR ≥ 10% AR Allred score 8 (5 + 3) AR≥10%, regardless of the expressionof other markers)
IHC-BLIS definition - FOXC1 ≥ 4 and IDO-1 ≤ 10% - AR –, CD8 -, FOXC1> 10% TIL low; AR <10% ; CD8 <20% ; FOXC1 >= 10% AR < 10%, CD8 TIL < 20%, FOX-C1 <10%, and regardless of DCLK1 values
IHC-BLIA or IM definition - IDO-1 > 10% and FOX-C1 < 4 - AR – and CD8 activated ³20% LAR-negative and TIL score > 70% AR <10% ; TIL high ; CD8 ³ 20% LAR-negative and TIL score > 70% AR < 10%, CD8 TIL ≥ 20%, and regardless of FOX-C1 and DCLK1 values
IHC-Basal definition CK 5/6 > 10% and/or EGFR moderate or intense CK 5/6 and/or EGFR > 1% BL1: EGFR <4, CK5/6 ≥ 4 and/or CK4/14 ≥4 - LAR -, IM -, M -, and with diffuse and strong p16 staining - - CK 5/6 and or EGFR +
BL2: EGFR ≥ 4, irrespective of CK5/6 and/or CK 4/14 result
IHC-Claudin-low / Mesenchymal definition Claudin 3, 4, 7 negative and/or e-cadherin negative Claudin-3 negative and or e-Cadherin negative E-cadherin, Claudin 3 and 7 ≥4, Vimentin ≥ 4 AR – CD8- FOXC1- DCLK1≥10% LAR negative and TIL score < 20% Metaplastic features; AR <10% ; CD8 <20% ; FOXC1 <10% LAR negative and TIL score < 20% AR < 10%, CD8 TIL < 20%, FOX-C1 <10% and DCLK1 ≥10%,
IHC-Mixed definition 2 characteristics of 2 different subtypes 2 or 3 different tumours ≥ 2 of other categories Not reported Not reported
IHC-Unclassifiable definition Not belonging to any subtype None of the above features Did not fit in any category AR – CD8- FOXC1- DCLK1- All other manifestations Not reported All other manifestations AR < 10%, CD8 TIL < 20%, FOX-C1 <10% and DCLK1 <10%
IHC-LAR rate 12 (9.8%) 22 (11%) 41 (16.7%) 60 (28.6%) 42 (23%) 53 (24.8%) 26 (17.9%) 23 (24.7%) 37 (18.9%) 28 (28.6%)
IHC-BLIS rate 11 (5.5%) - 80 (38.1%) 71 (38.8%) 90 (42.1%) 39 (41.9%) 103 (52.8%) 20 (20.4%)
IHC-BLIA or IM rate 27 (13.5%) - 40 (19.4%) 34 (18.6%) 39 (18.2%) 21 (14.5%) 24 (25.8%) 34 (17.4%) 39 (39.8%)
IHC-Basal rate 27 (22.1%) 85 (42.5%) BL 36 (14.6%) ; BL1 32 (13.1%) ; BL2 4 (1.6%) 120 (57.1%) 105 (57.4%) 129 (60.3%) BL1 27 (18.6%) 63 (67.7%) 137 (70.2%)
IHC-Mesenchymal rate 28 (23%) 23 (11.5%) 70 (28.6%) 16 (7.6%) 18 (9.8%) 17 (7.9%) 44 (30.3%) 7 (7.5%) 1 (0.5%) 11 (11.2%)
IHC-Mixed rate 23 (18.9%) 60 (30%)LAR+MES 8 (4%) ; LAR+BL 27 (13.5%) ; MES+BL 19 (9.5%) ; LAR+MES+BL 6 (3%) 37 (15.1%) 0 0 0 NR 0 NR NR
IHC-Unclassifiable rate 32 (26.2%) 10 (5%) 61 (24.9%) 14(6.7%) 18 (9.8%) 15 (7%) 18 (12.4%) 0 20 (10.2%) 25 (20.3%)
Confirmation method no no mRNA mRNA no mRNA No
follow-up median 59.5 months 41 m (0-64) 40 m (12-58) 40.95 m (IQR 23.48-89.22) 62 m (IQR 43-105)
Disease free survival (DFS) Basal like and unclassifiable show less favourable prognosis, mesenchymal and mixed intermediate and AR showed a better prognosisCk 5/6 and Claudin positivity worse DFS BLIS worse prognosis.LAR, BLIA, BL and NOS favourableThis was also true for Burstein (4 subtypes)FOXC1 – worse prognosis - IM (HR=0.07), LAR (HR=0.18), BLIS (HR=0.26) better RFS than MES MES worse RFS Significantly worse DFS for M subtype according to surrogate subtypes and although not clinically significant IM tends to be better survival No significant differenceLow recurrence 11 cases (11.83%) 5 y 64.7% and no subtypes difference IM-inflamed better DFS compared to others and BLIS the worse survival
Overall Survival (OS) Discohesiviness worse survival Mesenchymal and unclassified shorted OS (68.2 and 69.2m) T+N+IHC was superior to T+N categories in time dependent AUC - - 5 y OS = 65.0%IM significantly better OS but other did not differentiate between each other IM-inflamed better breast specific survival and BLIS the worse compared to others
Legend: IHC – immunohistochemistry; LAR – luminal androgen receptor; AR – androgen receptor; RNA – ribonucleic acid; GGT1 – gamma-glutamyl transferase 1; FOXC1 – Forkhead Box C1; IDO-1 - indoleamine 2,3 dioxygenase-1; CD8 – cluster of diferential 8; TIL – tumour infiltrating lymphocites; CK – cytokeratine; EGFR – endothelial growth factor receptor; IM – immunomodulatory; M – mesenchymal; DCLK1 – doublecortin like kinase 1; MES – mesenchymal stem-cell like; T – tumour; N – lymph node; AUC – area under the curve; IQR – Interquartile range .
Table 2. Clinical and pathological summary.
Table 2. Clinical and pathological summary.
Variables
Age (Mean (SD) 52.42 (12.79)
Tumor size (Mean (SD) 47.64 (53.61)
Number of positive lymph nodes (Mean (SD) 2.14 (4.01)
T1-T2 58 (31.0%)
Clinical Tumor(T) stage (N (%) T3 57 (30.5%)
T4 72 (38.5%)
Clinical Lymph node(N) stage (N (%) N0 79 (42.2%)
N1 78 (41.7%)
N2 28 (15.0%)
N3 2 (1.1%)
Histologic subtype (N (%) Invasive ductal carcinoma 176 (94.2%)
other 10 (5.3%)
NA 1 (0.5%)
Tumor Grade (N (%) 1 2 (1.1%)
2 59 (31.6%)
3 118 (63.1%)
NA 8 4.8%
ki67 (Mean (SD) 65.47 (24.49)
Angiolymphatic invasion (N (%) Yes 98 (52.4%)
no 39 (20.9%)
Not-assessed 50 26.7%
Lymphatic infiltrate (N (%) Yes 32 (17.1%)
No 100 (53.5%)
Not-assessed 55 29.4%
IHC-subtype (N (%) Basal-like (BL) unspecified 36 19.6%
Immunosuppressed (IS) 57 31.0%
Imunoactivated (IA) 20 10.9%
Luminal Androgen Receptor 22 12.0%
Mesenchymal 23 12.5%
Mixed 21 11.4%
Unclassifiable 4 2.2%
Not amendable of subtyping 3 (1.6%)
Neoadjuvant chemotherapy (N (%) ACx4 + TXTx4 144 77%
ACx4 + wPacx12 19 10.2%
TCx4 5 2.7%
Other regimens 19 10.2%
Surgery modality (N (%) Modified radical mastectomy 120 (64.2%)
Conventional mastectomy 17 (9.1%)
Conservative surgery 50 (26.7%)
Pathologic response (N (%) Complete 28 (15.0%)
Noncomplete 159 (85.0%)
Pathologic complete response according to IHC-subtype (N (%) Basal-like (BL) unspecified 7 19.4%
Immunosuppressed (IS) 8 14.0%
Imunoactivated (IA) 6 30.0%
Luminal Androgen Receptor 1 4.5%
Mesenchymal 4 17.4%
Mixed 1 4.8%
Unclassifiable 1 25.0%
Legend: SD – standard deviation; N – number of patients; AC – anthracycline + cyclophosphamide; TXT – docetaxel; wPac – weekly paclitaxel; TC – docetaxel + platinum.
Table 3. Summary of the characteristics of patients who achieved a pathological complete response.
Table 3. Summary of the characteristics of patients who achieved a pathological complete response.
Subject number Age Clinical stage (TNM) histological subtype Grade Ki67(%) Neoadjuvant regimen (x number of cycles) IHC-subtype
Patient 1 66 T4N1M0 IDC 2 90 Other – Acx3 + wPacx3 BLIS
Patient 2 63 T3N0M0 IDC 3 5 ACx4 + TXTx4 unclassifiable
Patient 3 54 T3N1M0 IDC 3 70 ACx4 + TXTx4 MES
Patient 4 67 TxN2M0 IDC NR 70 ACx4 + TXTx4 LAR
Patient 5 47 T3N0M0 IDC 3 95 ACx4 + TXTx4 BLIS
Patient 6 60 T4N2M0 IDC 3 80 ACx4 + TXTx4 BL-unspecific
Patient 7 47 T4N1M0 IDC 3 80 ACx4 + TXTx4 BL-unspecific
Patient 8 52 T4N1M0 IDC 3 90 ACx4 + TXTx4 LAR/BLIS
Patient 9 56 T3N0M0 IDC 2 50 ACx4 + TXTx4 MES
Patient 10 44 T3N1M0 IDC 3 95 ACx4 + TXTx4 BL-unspecific
Patient 11 61 T4N2M0 IDC 2 70 ACx4 + TXTx4 BLIA
Patient 12 39 T3N0M0 Other NR 95 ACx4 + TXTx4 BLIS
Patient 13 47 T2N0M0 IDC 2 95 ACx4 + TXTx4 BLIA
Patient 14 46 T4N3M0 IDC 2 60 ACx4 + TXTx4 BL-unspecific
Patient 15 44 T3N0M0 IDC 3 90 ACx4 + TXTx4 BLIS
Patient 16 68 T4N0M0 IDC 2 75 ACx4 + TXTx4 BLIA
Patient 17 64 T4N2M0 IDC 3 70 Other - TCx4 + ACx6 BL-unspecific
Patient 18 41 T3N0M0 IDC 3 70 ACx4 + TXTx4 BLIA
Patient 19 63 T4N0M0 IDC 2 15 ACx4 + TXTx4 BLIA
Patient 20 34 T4N0M0 IDC 3 100 ACx4 + TXTx4 BLIS
Patient 21 37 T3N0M0 IDC 3 50 ACx4 + TXTx4 BLIS
Patient 22 71 T2N1M0 IDC 2 50 ACx4 + wPacx4 BLIA
Patient 23 43 T3N0M0 IDC 3 70 ACx4 + TXTx4 BLIS
Patient 24 47 T2N0M0 IDC 2 5 ACx4 + TXTx4 MES
Patient 25 62 T1N0M0 IDC 3 80 ACx4 + TXTx4 BL-unspecific
Patient 26 51 T2N1M0 IDC 3 80 ACx4 + TXTx4 MES
Patient 27 27 T2N0M0 IDC 3 95 ACx4 + TXTx4 BLIS
Patient 28 59 T4N0M0 IDC 3 60 ACx4 + wPacx4 BL-unspecific
Legend: T – tumor; N – lymph nodes; M – metastasis; IDC – invasive ductal carcinoma; NR – not reported; AC – anthracycline + cyclophosphamide; TXT – docetaxel; wPac – weekly paclitaxel; TC – docetaxel + platinum; W – weak; I – intense.
Table 4. Antibodies used in the analysis.
Table 4. Antibodies used in the analysis.
Antibody Definition of positivity expression Brand Dilution Control
IDO-1 > 10% of tumor cells Abcam 1:1000 Breast
Claudin-3 Allred score ≥ 4 Abcam 1:200 Breast
Androgen Receptor ≥ 20% of tumor cells Cell Marque 1:400 Gallbladder
FOX-C1 Moderate (M) or intense (I) Abcam 1:300 Breast
Ki-67 ≥1% of tumor cells Ventana-Roche Ready to use Breast
Legend: IDO-1 – Indoleamine 2,3-dioxygenase, FOX-C1 – Forkhead Box C1.
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