2.2. Generation of Photo-Degradation Products of CA
Our first aim was to identify the products formed from CA photodegradation, so to achieve understanding of the process. Acetonitrile solutions of CA at concentrations of 1000 mg/L were placed into quartz cells closed with a screwcap. The quartz cells were exposed to a W-Hg solar lamp emitting in Vis-UVA-UVB region (see
Figure S1 in Appendix), at a distance from the light source to achieve an irradiance of 70 mW/cm
2 in the UVA (strong photooxidation conditions), and were irradiated until obtaining visible color changes. A main change from deep blue color to pale green was achieved after an exposure time of 3 h, then a complete fading to a yellow solution was obtained with exposure time of 6 h. Therefore, the two solutions photoexposed for 3 h and 6 h were subjected to UHPLC-ESI-MS
n analysis. Typical chromatograms are shown in
Figure 2.
The green sample, still containing a CA residue, was richer in chromatographic peaks than the yellow sample in which only three had survived and become dominant (
Figure 2).
Based on the studies by Matsubara
et. al. on the degradation of guaiazulene [
21], to each peak characterized by a specific
m/z ratio was assigned a hypothetical chemical structure that was then confirmed through MS
n experiments on the isolated parent ions, which were also performed by direct infusion of the sample into the ESI source. To aid the identification the MS
n fragmentation tree obtained experimentally was matched with one generated
in silico using Mass Frontier 5.0, a software based on fragmentation libraries, which can predict the fragmentation pathway of a compound, following different ionization methods [
22].
This also provides the possible tandem mass spectrometry (MS/MS) fragment ions of an unknown compound [
22]. The
m/z of the fragment ions generated by the software were compared with the mass spectra of the compound under investigation. This software was utilized to reduce the number of false positives. In addition, a bibliographic review on the possible chemical structures of the degradation products of chamazulene was done, also by referencing to structurally related guaiazulene [
17]. This combined approach enabled the identification of a significant number of photodegradation products present in the sample, despite the major complexity. The parent ions (
m/z) and their products ions obtained by MS
n are reported in
Table 1. Among those products we could identify with good confidence seven structures which are illustrated in
Scheme 2.
With reference to
Scheme 2, the LC-MS analysis of the sample exposed to UV radiation for 3 hours revealed the presence of dimers (1 and 2). Instead, in the sample solution irradiated for 6 hours dimers were not found, based on the mass spectra. These products are formed when hydrogen is abstracted from chamazulene, giving rise to a radical that further combines with itself to form various dimers of chamazulene. Similar outcomes were obtained from studies investigating the photochemical degradation products of guaiazulene and azulene under UV light [
17,
23]. Beside dimers, more complex products, including oxygenated trimers, tetramers, and even oligomers, were formed [
17]. Also, it was found that the formation of 3,3-biguaiazulene (a dimer) in solution resulted in a color change from blue to green color [
23]. Accordingly, after 6 h irradiation of our samples, when the color turned from green to yellow, dimers were no longer present, which indicates that the dimers formed in our sample were responsible for the green color. Therefore, further exposure to UV irradiation leads to the decomposition of the dimers to form other products.
Figure 3 and
Figure 4 represent the mass spectra of CA dimer and the methylene dimer of CA respectively, acquired in tandem mass mode.
Degradation products such as dihydrochamazulene (
m/z 186) and oxidized CA (
m/z 182), as seen in scheme 1, result from a disproportionation reaction of CA (
m/z 184). They differ from each other by 2 mass units, which asserts the reduction of chamazulene (by the addition of 2 hydrogen atoms) for dihydrochamazulene and, on the other hand, the oxidation of chamazulene (by the loss of 2 hydrogen atoms). The ability of CA to undergo hydrogen abstraction by radical species has been reported in the literature, as the suggested mechanism for its antioxidant activity [
11]. One possible explanation is that excited CA serves as H-abstracting species towards ground-state CA triggering the disproportionation. On the other hand, it was demonstrated by EPR spectroscopy that UVA irradiation of azulene and guaiazulene in the presence of oxygen forms superoxide radical (O
2—•) by electron transfer from the photoexcited azulene [
24]. Likely, a subsequent proton transfer (ET-PT sequence) or a concerted PCET (proton-coupled-electron-transfer) to O
2 [
25,
26] would afford the hydroperoxyl radical HOO• (the neutral form of superoxide) and the C-catered radical of CA, which can decay by disproportionation. This last mechanism calls for the key role of oxygen in the photodegradation of CA.
Figure 5 and
Figure 6 represent the mass spectra of oxidized CA and dihydrochamazulene respectively, acquired in tandem mass mode.
Another photodegradation product, CA carbaldehyde, is most probably formed from the reaction of molecular oxygen with a chamazulene (carbon-centered) radical to give rise to a peroxyl radical intermediate (ROO•,
Scheme 1), which subsequently affords a sidechain oxidation, forming the aldehyde derivative of chamazulene. This manner of reaction is similar to the well accepted mechanism of autooxidation of the sidechain in alkylbenzenes and alkylnaphthalenes [
23,
27,
28]. The peroxyl radical is quite stable, yet highly reactive toward unsaturated lipids: when formed in a cosmetic product or other man-directed preparations, it can trigger the oxidation of other ingredients, causing the formation of toxic byproducts [
16], and the formulation to lose its stability and change its properties. Additionally, Matsubara
et al. [
23] and Fiori
et al. [
15,
17] both studied the photooxidation of alkyl azulenes in the presence and absence of oxygen and concluded that oxygen plays a vital role in the degradation of azulenic compounds.
Figure 7 represents the mass spectrum of chamazulene carbaldehyde, acquired in tandem mass mode.
CA quinone and CA benzenoid (
Scheme 2) are possibly formed through the alkoxyl radical intermediate, likely arising from hydroperoxyl (HOO•) or alkylperoxyl (ROO•, e.g. guaiazuleneperoxyl) radical addition to guaiazulene followed by fragmentation. Rearrangement of the conjugated structure can lead to the quinone end products. In the case of the CA benzenoid, there is a complete modification of one azulene ring into a benzenoid. It was reported that the formation of degradation products that possess a modified azulene chromophore induced a color change in the sample solution [
23]. This is because, as the azulene chromophore is modified, its spectrum of absorption in the visible would clearly change. The photochemical degradation pathway of CA resulting in quinone formation holds significant implications for biological systems, depending on the site of exposure. At the skin level, similar byproducts of azulene and guaiazulene have been shown to cause various deleterious effects, including carcinogenicity, skin inflammation, and dermatitis [
29,
30]. Quinones can interfere with DNA synthesis, disrupting the normal transcription of information and consequently leading to the generation of mutated cells [
31].
Figure 8 represents the mass spectra of CA quinone, acquired in tandem mass mode.
The fragmentation pathway of parent ion at
m/z 215 obtained with Mass Frontier software is shown in
Figure S2 (Appendix).
Figure 9 represents the mass spectra of chamazulene benzenoid, acquired in tandem mass mode.
2.3. Photostability Test
In order to evaluate the photostability of CA in solution under conditions that would be representative of the behavior in cosmetic products, we set to operate according to ICH guidelines, option 1 [
32], under weak photoirradiation conditions. Diluted (0.17 mM) solutions of CA were placed in closed quartz tubes at a distance from the light source to achieve an irradiance of 2.4 mW/cm
2 in the UVA region. All experiments were performed by keeping constant temperature (25°C) and irradiance, as summarized in
Table 2. Chamazulene concentration was monitored at regular time intervals (15, 30, 60, 120, 180, 240 min. corresponding at UVA irradiation doses of 2.2, 4.3, 8.6, 17.3, 25.9 and 34.6 Jcm
-2) during 4 hours of irradiation. Analysis was performed by GC-MS and by LC- PDA, upon setting suitable rapid methods allowing to monitor CA decay (
Section 3.6 and
Figures S3–S6 in Appendix). Concurrently, identical analyses were performed on samples stored in the dark (vials wrapped in aluminum foils), which served as controls. Otherways identical sets of experiments were repeated by changing critical parameters so to evaluate their influence on CA decay kinetics. Thus 3 solvents were comparatively tested: apolar hexane, protic methanol, and polar acetonitrile, which was our reference solvent throughout the study. To evaluate the role of oxygen, samples were degassed by purging with nitrogen or left saturated with air with a variable volume of head-space in the sealed tube.
Under identical experimental conditions, we also comparatively tested acetonitrile solutions of CA containing antioxidants (tocopherol, ascorbyl palmitate, TEMPO, hydroxytyrosol, bakuchiol, γ-terpinene) at concentrations up to 10-folds that of chamazulene (1.7 mM) and sunscreens at 5% by weight, which corresponds to 0.2 mM, for octocrylene and octyl methoxycinnamate while it is 0.08 mM for and Tinosorb
® S. These tests were meant at evaluating the protection that might be offered by other components of the cosmetic formulation [
33] or the effectiveness of additives in slowing down photodegradation.
2.3.1. Effect of Solvent and Oxygen
Solutions of 0.17 mM CA in acetonitrile, methanol and
n-hexane placed in a quartz EPR tube and photo-irradiated as reported in
Table 2, showed different rates of degradation, highlighting a mechanism linked to the polarity of the solvent (
Table 3). Indeed, in protic methanol the rate of decay was twice as fast as in
n-hexane, while it grew to about 6-folds faster in polar acetonitrile. Furthermore, it was sensitive to the head space (HS) volume of air in the tube, as can be judged from experiments in
n-hexane by carrying out the irradiation leaving a variable HS. The importance of oxygen is also highlighted by the much-reduced degradation recorded in N
2 purged samples in any solvent. Indeed, while degradation became negligible in
n-hexane, it reduced the rate by about 3-folds in methanol and acetonitrile (
Table 3).
Our results are in good agreement with previous studies on the photodegradation of azulene and guaiazulene by Matsubara
et al. [
23] and Fiori
et al. [
15,
17] and strongly point toward a photo-oxidative path as the largely prevailing mechanism. As a further confirmation of the photooxidative mechanism, a 500 mg/L solution of CA in acetonitrile was placed in a 3.5 mL Teflon sealed quartz cuvette and degassed for 5 minutes with an abundant N
2 stream. In this way it is possible to guarantee better degassing efficiency and complete air tightness. The cuvette was irradiated at 70 mW/cm
2 (strong photooxidation conditions) for 6 h. At regular time intervals a spectrophotometric reading was performed without opening the cuvette. Results shown in
Figure S7 (Appendix) indicate a further 2-fold reduction of the rate of CA degradation compared to results in
Table 3, despite the much hasher irradiation conditions.
2.3.2. Effect of Antioxidants and Sunscreen
Since the photo-oxidative mechanism resulted dominant on the basis of previous experiments, we set to evaluate the protection offered by antioxidants and sunscreens. The experiments were performed in acetonitrile, since it was the solvent affording the most marked and rapid photodegradation of CA, and solutions were saturated with air so to simulate normal environmental conditions. Irradiance was set as in
Table 2., both in the absence and in the presence of antioxidants and UV filters, and photodegradation was comparatively assayed by LC-PDA monitoring of CA concentration at 349 nm upon calibration (see Appendix). As shown in
Table 4, in the absence of other additives CA was completely degraded at the UVA irradiation dose of 35 J/cm
2.
The selection of antioxidants deserves discussion. Our aim was to evaluate structurally different molecules, of potential use in cosmetic formulas, and possibly boosting different mechanisms. Beside α-tocopherol and ascorbyl palmitate, which are well-established highly effective chain-breaking antioxidants of major use in cosmetics [
16,
33], we tested bakuchiol, a potent natural phenolic antioxidant which is receiving major attention as a cosmetic ingredient [
34], and hydroxytyrosol, another natural cosmetic-grade and food-grade antioxidant which represents the catechol structural family [
35]. In addition, we tested γ-terpinene, a terpene component of several essential oils that demonstrated an unconventional mechanism of inhibition, different from typical chain-breaking antioxidants, based on increasing the rate of decay of transient radical species [
36,
37]. TEMPO (2,2,6,6-tetramethylpiperidine-
N-oxyl) radical was also included although it cannot be used as a cosmetic ingredient; however, it was used as a research molecule, as it boosts a unique antioxidant mechanism based on acting as a catalytic antioxidant in the presence of hydroperoxyl radicals [
38] – these are possibly formed during the photodegradation of CA, as previously discussed.
Since antioxidants normally offer the best protection within synergic co-antioxidant mixtures [
39,
40], we also tested mixtures of the above antioxidants including combinations that had previously demonstrated to afford synergic activity [
16,
37,
38]. All experiments are summarized in
Table 4.
Disappointingly most antioxidants and their combinations offered negligible protection to CA, underlying a clear difference between protecting a lipid from peroxidation radical chain and protecting an excited chromophore from photo-oxidatative degradation under continuous irradiation. Indeed, some additives actually appeared to slightly accelerate CA loss, likely due to photodegradation of the antioxidant itself, which would form radicals that might attack CA.
However, some combination afforded successful protection, slowing down the degradation of chamazulene to a significant extent. These are visually compared in
Figure 10. Both hydroxytyrosol and even more so α-tocopherol effectively protected CA; however, the best protection was offered by TEMPO. Since it has been demonstrated that the antioxidant behavior of TEMPO is activated by hydroperoxyl radicals (HOO•) formed during the oxidation process, this intriguing observation apparently supports the mechanism we proposed to explain the formation of key degradation products like 3 and 4 (see
Scheme 2 and
Section 2.2.).
Experiments in the presence of sunscreens also offered interesting observations (
Table 4). Three molecules were selected on the basis of their frequent occurrence in cosmetic products [
41,
42], and were comparatively tested: Tinosorb® S, a broad spectrum UVB-UVA filter (290-370 nm) with maxima of absorption at 310 and 350 nm, octocrylene, a UVB filter reaching the short-wavelenght UVA region (280-330 nm, λ
max 307 nm), and octyl methoxycinnamate (OMC) with similar coverage (280-330 nm, λ
max 311 nm) [
43,
44,
45].
Both Tinosorb® S and OMC were able to effectively protect CA from photodegradation as can be seen in
Figure 11. Tinosorb® S was overall the most effective, sparing as much as 48% CA at the end of the experiment after prolonged exposure (4h) to a cumulative irradiation dose of 35 J/cm
2 in the UVA and 8 J/cm
2 in the UVB. Nonetheless, OMC offered perhaps the most interesting result, as it completely blocked the loss of chamazulene for a lag time of about one hour, corresponding to an irradiation dose of about 10 J/cm
2. Such dose corresponds to one-two hours of exposure at noon of sunny days during the summer around the world, based upon observations of UVA intensity of 2.1 mW/cm
2 in Okayama, Japan in September [
46], and 3.6 mW/cm
2 in Jackson (MS), USA in August [
47]. However, following such lag time the photodegradation started and proceeded at the same rate as the unprotected sample. This can tentatively be explained by considering that OMC itself has limited photostability [
48] and it undergoes photodegradation when exposed to a solar lamp [
49]; therefore, the end of the observed lag time could be attributed to its substantial photodegradation. Somewhat surprising was instead the lack of protection demonstrated by octocrylene, despite an absorption spectral range similar to OMC. Since also octocrylene is known to undergo degradation on exposure to UVA-UVB irradiation [
50], possibly a similar explanation can be put forward. Clearly, further studies monitoring the time course of OMC and octocrylene during irradiation would be needed to confirm this hypothesis.
The efficacy exhibited by some antioxidants and UV filters in augmenting the photostability of chamazulene, at a concentration of typical use in cosmetics - both sunscreens are allowed at up to 10% (w/w), while antioxidants hydroxytyrosol and tocopherol are not limited [
51] - signifies their potential application in formulations containing chamazulene to prevent its photooxidation when exposed to UV light, thus contributing to the overall stability and safety of the cosmetic formulation.
2.4. Thermal Stability Of Chamazulene
In order to test the thermal stability of CA under conditions compatible with the storage and use of cosmetics, in the absence of direct light exposure, sample solutions of CA in acetonitrile were stored in the refrigerator at 4 °C, at room temperature, and in the oven at 50°C, all in the dark, for 50 days. Upon monitoring the concentration of CA over this period, it was observed that it remained stable throughout. Therefore, the stability of CA was not affected by the above-mentioned conditions. This is quite intriguing since previous evidence suggests that cosmetic formulations containing essential oils rich in chamazulene tend to undergo color changes with prolonged storage in the dark at room temperature, implying that other processes, not related to photodegradation would limit its stability. One possible explanation is that other labile components of the formulation might undergo oxidative degradation not triggered by light, and the radical or other intermediates formed during their oxidation or thermal degradation might attack CA, causing its degradation. As a proof of concept, we repeated the studies by monitoring the stability of CA in solution at different temperatures in the presence of antioxidants, which, by their nature, are very sensitive to oxidative thermal degradation. Results summarized in
Figure 12 show that, while CA alone was perfectly stable even after prolonged storage at 50°C, the presence of tocopherol and, particularly, of ascorbyl palmitate accelerated its decay significantly, while other antioxidants did not produce a significant action in this regard, as shown in detail in
Figure S8 (Appendix). This apparently paradoxical behavior is likely due to the high persistence of radicals formed by these two antioxidants [
16], which reside in the sample sufficiently long to cause antioxidant-mediated autoxidation of CA. This parallels the well-known phenomenon of TMP, tocopherol-mediated peroxidation of human LDL caused by tocopherol, under some experimental settings [
52]. As also discussed for TMP, the phenomenon can be completely abolished by using synergic mixtures of antioxidants in place of a single molecule. An issue that would require further investigation in cosmetic formulations, to assess its relevance and ways for prevention.