Gas sensing mechanisms such as evanescent field absorption (EFA) and wavelength interrogation offer distinct yet complementary approaches to detecting gases using optical WGs. When gas molecules are present near the WG surface, they interact with the evanescent field, leading to absorption at specific wavelengths characteristic of the gas. This absorption causes measurable changes in the light's intensity, which can be correlated to gas concentration. On the other hand, the wavelength interrogation method involves observing shifts in the wavelength of light that resonate within the WG, often using structures like Mach-Zehnder interferometer (MZI) [
13] or ring resonators [
56]. In this case, functional polymers like polyhexamethylene biguanide (PHMB) play a crucial role in enhancing the sensitivity and selectivity of gas sensors. When used in gas sensors, PHMB can be coated onto the surface of a sensing substrate, such as an optical WG [
57,
58]. Upon exposure to the target gas, PHMB undergoes changes in its physical or chemical properties, such as, refractive index alteration, or conductivity variation. These changes can then be detected by the sensor's transduction mechanism—be it optical, electrical, or another modality—allowing for the precise quantification of the gas concentration [
59]. The high affinity of PHMB for specific gases, combined with its robustness and stability, makes it particularly effective for applications in environmental surveillance, industrial safety, and medical diagnostics, where accurate and reliable gas detection is paramount. Both mechanisms offer high sensitivity and specificity, making them valuable for applications ranging from environmental surveillance to industrial safety and medical diagnostics.
4.1. Gas Sensors based on The Mechanism of EFA
The mid-infrared (MIR) region, typically defined as the wavelength range from 2.5 to 25 micrometers, is particularly significant for gas sensing applications due to its strong absorption characteristics for many molecular gases [
60,
61]. The absorption wavelengths listed in
Table 1 are representative of strong absorption peaks within the MIR region [
60].
The actual absorption spectrum for each gas is broad and can contain many more peaks. In this spectral region, fundamental vibrational transitions of molecules occur, providing distinct and strong absorption features that can be used to identify and quantify various gases with high sensitivity and specificity. Utilizing the MIR region for gas sensing enables the detection of a wide range of gases, including CO2, CH4, and VOCs, which have critical absorption bands in this range. Advances in MIR sources, such as quantum cascade lasers, and detectors, like mercury cadmium telluride (MCT) photodiodes, have greatly enhanced the capabilities of MIR gas sensors. These technologies allow for real-time, in situ monitoring of gas concentrations, making them invaluable in environmental surveillance, industrial process control, and medical diagnostics, where precise and accurate gas detection is crucial.
Integrated photonic sensors utilizing the EFA mechanism represent a sophisticated approach to gas detection, leveraging the interplay between light and gas molecules at the interface of a WG [
61]. In these sensors, light is guided through a photonic WG, and a small portion of the light, known as the evanescent field, extends beyond the surface of the WG into the surrounding medium [
62]. When gas molecules are present near the WG surface, they interact with this evanescent field, leading to absorption of specific wavelengths of light that correspond to the characteristic absorption spectra of the gas molecules [
18,
63,
64].
Determining the evanescent field ratio (EFR) of a WG is vital for enhancing the performance and accuracy of gas sensors working on the principle of EFA [
65]. The EFR quantifies the extent to which the optical field penetrates the neighboring gas medium outside the WG core. This penetration enables the sensor to detect variations in the gas's refractive index or absorbance, which are indicative of the presence and concentration of specific gas molecules. A higher EFR leads to a more significant interplay between the light and the gas, thereby improving the sensor's sensitivity and detection limit. Accurately determining this ratio allows for the optimization of the WG design and material properties to maximize the sensor's responsiveness and precision [
66].
One of the primary advantages of using the EFA mechanism in integrated photonic sensors is the ability to perform real-time and continuous surveillance of gas concentrations [
18,
67]. The absorption of light by the gas molecules leads to a measurable change in the intensity or phase of the light propagating through the WG. This change can be detected and analyzed in real time, providing immediate feedback on the presence and concentration of the target gas. This capability is particularly valuable in applications such as industrial safety, where rapid detection of hazardous gases can prevent accidents and ensure timely responses. Furthermore, integrated photonic sensors based on EFA can be miniaturized and integrated into compact, low-power devices. The use of photonic integration allows multiple sensing elements to be combined on a single chip, enabling multi-gas detection and reducing the overall footprint of the sensor system [
68]. This miniaturization is advantageous for portable and wearable applications, where space and power are limited. Additionally, the robustness and stability of photonic WGs contribute to the durability and long-term reliability of these sensors, making them suitable for deployment in harsh environments.
Photonic gas sensors operating in the MIR region rely on specific material platforms to achieve efficient detection. Among the prominent materials are chalcogenide glasses, which offer wide transparency windows and high refractive indices, enabling the construction of compact and sensitive sensors. Another significant platform is silicon-on-insulator (SOI) [
12], known for its compatibility with complementary metal-oxide-semiconductor (CMOS) technology, facilitating the integration of photonic components with electronic circuits for enhanced functionality and performance. Additionally, III-V semiconductor materials like indium phosphide (InP) [
69,
70] and gallium arsenide (GaAs) [
71] are utilized due to their superior optical properties and compatibility with laser sources, enabling direct on-chip integration of light sources and detectors. These material platforms play a fundamental role in the extension of robust and efficient photonic gas sensors for various applications ranging from environmental monitoring to industrial safety.
The evaluations of CH
4 gas sensors utilizing SOI technology, as illustrated in [
18,
72], have been thoroughly investigated. However, these studies have revealed a drawback beyond the wavelength of 3.6 μm, where the SiO
2 material experiences high absorption. Subsequently, the implementation of SOI-based WGs in the MIR region has become impractical. Given this limitation, alternative materials with a broad transparency range in the MIR region, as mentioned in [
73,
74,
75], have emerged as feasible options. Materials such as Ge and CaF
2, characterized by high-index contrast, have been identified as promising substitutes for CH
4 gas-sensing applications compared to SOI materials. For a thorough understanding of gas-sensor evaluations for various gases, significant contributions have been made in [
76,
77]. These investigations collectively enrich the broader field of gas-sensing technologies, offering significant comprehensions into the diverse applications and material considerations necessary for enhancing sensor performance.
Jin et al. developed a chip-scale MIR sensor for detecting hydrocarbon gases [
78]. Fabricated using CMOS processes, the sensor utilized amorphous Si (a-Si) optical ridge WGs as illustrated in
Figure 3 (a). To assess the optical performance of these WGs, a MIR test station was set up, as publicized in
Figure 3 (b). The illumination source utilized was a pulsed laser operating at a 150 kHz repetition rate, with a pulse duration of 10 ns and an average power of 150 mW. A reflective lens collimated the probe light into a fluoride fiber featuring a 9 μm core and 125 μm cladding, which was subsequently butt-coupled into the WG. Precise alignment between the optical fiber and the a-Si WG was ensured using a microscope equipped with a long working distance 10× objective lens. The gas delivery system comprised three mass flow controllers (MFCs) to manage the flow rates of C
2H
2, CH
4, and N
2, adjusting the analyte concentration by modifying the gas flow ratios. The gas sample was introduced into a sealed PDMS chamber placed on top of the WG sensor, thereby exposing the a-Si WGs to the gas analytes. MIR signals emitted from the WGs were concentrated using a calcium fluoride biconvex lens with a 25 mm focal length and captured by a liquid nitrogen-cooled InSb camera. The WG exhibited a sharp fundamental mode throughout the λ = 2.70 to 3.50 μm range. Sensing performance was evaluated by measuring CH
4 and acetylene, identifying characteristic C–H absorption bands for CH
4 at λ = 3.29–3.33 μm and for acetylene at λ = 3.00–3.06 μm through spectral mode attenuation. Additionally, real-time surveillance of CH
4 and acetylene concentrations was demonstrated at λ = 3.02 and 3.32 μm. This MIR WG sensor thus enabled precise and instant analysis of hydrocarbon gas mixtures [
78].
Two theoretical proposals for optical WG sensors based on slot WG and subwavelength slot (SWGS) utilizing SOS (silicon-on-sapphire) were introduced by Song et al. for CO
2 detection as presented in
Figure 3 (c, d) [
61]. The operational wavelength stands at 4.23 μm, corresponding to the maximal absorption line of CO
2. Power confinement factor (β) values exceed 40% and 50%, while propagation loss measures at 0.98 dB/cm and 2.99 dB/cm for the slot WG and SWGS WG, respectively. An inverted tapered structure facilitates the transition from strip WG to slot WG, constituting the sensing absorption region, with coupling efficiency exceeding 90%. Optimal absorption lengths for the slot WG and SWGS WG are 1.02 cm and 0.33 cm, respectively, yielding maximum sensitivities of 6.66 × 10
-5 (ppm
-1) and 2.60 × 10
-5 (ppm
-1).
Kazanskiy et al. proposed a polarization-independent design for a hybrid plasmonic waveguide (HPWG) optimized at a 3.392 μm wavelength, corresponding to the absorption line of CH4, as shown in
Figure 4(a) [
79]. This WG design demonstrated high mode sensitivity (S
mode) and EFR for both TE and TM hybrid modes. The modal analysis of the WG was conducted using two-dimensional (2D) and three-dimensional (3D) finite element methods (FEMs). At optimized WG parameters, the TE hybrid mode achieved S
mode and EFR values of 0.94 and 0.704, respectively, while the TM hybrid mode achieved S
mode and EFR values of 0.86 and 0.67, respectively. Additionally, both TE and TM hybrid modes exhibited a power dissipation of approximately 3 dB for a 20-μm-long hybrid plasmonic WG at a 60% gas concentration. The inset of
Figure 4(a) illustrates the field confinement for both TE and TM polarizations. The proposed WG scheme presented in this study is believed to overcome the limitations associated with polarization-controlled light, making it suitable for use in gas sensing applications.
Figure 3.
(a) Graphical illustration of a-Si ridge WG for hydrocarbon gas detection [
78], (b) Gas sensing setup [
78], (c) Slot WG structure [
61], (d) Subwavelength grating slot WG structure [
61].
Figure 3.
(a) Graphical illustration of a-Si ridge WG for hydrocarbon gas detection [
78], (b) Gas sensing setup [
78], (c) Slot WG structure [
61], (d) Subwavelength grating slot WG structure [
61].
Nanophotonic WGs have become central to a wide range of optical sensors. These structures channel light along specific paths on photonic chips, enabling light–matter interaction via an evanescent field. Despite their potential, WGs have yet to surpass free-space optics in sensitivity-critical applications like trace gas detection. The primary challenges hindering on-chip gas sensing include short optical path lengths, low interaction strengths, and spurious etalon fringes in spectral transmission. However, Vlk et al. proposed a MIR integrated WG sensor that addresses these issues effectively [
67]. This sensor achieved a 107% evanescent field confinement factor in air, surpassing free-space beams in per-length optical interaction. Additionally, minimal facet reflections resulted in a flat spectral background and record-low absorbance noise, rivaling free-space spectroscopy. The sensor's performance was confirmed at 2.566 μm, demonstrating a 7-ppm detection limit for acetylene with just a 2 cm long WG. The WGs were evaluated in an end-fire coupling configuration employing the combined imaging and spectroscopy setup displayed in
Figure 4 (b). For the TM polarization, a WG propagation loss of 6.8 dB cm–1 was measured (
Figure 4 (c, d)). This loss was primarily due to light absorption in the Ta
2O
5 film caused by residual OH and water, and it is expected to decrease significantly with an optimized film deposition process [
67].
Figure 4.
Schematic representation of a polarization-independent HPWG structure, (b) Outline of the experimental setup [
67], (c) Top-view MIR image of the WG at 2.566 µm, showing the guided mode visible through out-of-plane scattering at WG roughness and imperfections [
67], (d) Propagation loss determined from the decay of out-of-plane scattered light for both TM and TE polarizations. The TE mode, which is well confined in the Ta
2O
5 membrane, experiences higher loss due to material absorption compared to the strongly delocalized TM mode [
67].
Figure 4.
Schematic representation of a polarization-independent HPWG structure, (b) Outline of the experimental setup [
67], (c) Top-view MIR image of the WG at 2.566 µm, showing the guided mode visible through out-of-plane scattering at WG roughness and imperfections [
67], (d) Propagation loss determined from the decay of out-of-plane scattered light for both TM and TE polarizations. The TE mode, which is well confined in the Ta
2O
5 membrane, experiences higher loss due to material absorption compared to the strongly delocalized TM mode [
67].
4.2. Gas Sensors based on the Mechanism of Wavelength Interrogation Method
Photonic sensors based on the wavelength interrogation method represent a cutting-edge approach to gas detection, capitalizing on the interplay between light and gas molecules. This method encompasses monitoring shifts in the wavelength of light as it passes through or interacts with a gas sample [
13]. Functional polymers that are sensitive to gas absorption play a crucial role in the development of advanced photonic gas sensors. These polymers are designed to interact specifically with certain gas molecules, causing changes in their physical or chemical properties upon gas absorption. Such changes can include alterations in refractive index, optical absorption, or fluorescence properties, which can be precisely detected using photonic methods. Polymers like polyhexamethylene biguanide (PHMB) [
13,
57,
80], [
81,
82], polyaniline (PANI) [
83,
84,
85], polypyrrole (PPy) [
86,
87,
88], and poly (ethylene oxide) (PEO) [
89,
90] have been extensively studied for their gas-sensitive properties. When integrated with photonic structures such as WGs or resonators, these polymers can significantly enhance the sensor's sensitivity and selectivity [
53,
58]. The gas-induced changes in the polymer can lead to detectable shifts in the light propagation characteristics within the photonic device. This interplay allows for real-time monitoring of gas concentrations with high accuracy. Moreover, functional polymers offer the advantage of tunability, where their chemical structure can be modified to target specific gases, making them highly versatile for different sensing applications. Additionally, these polymers are often lightweight, cost-effective, and compatible with various substrates, facilitating their integration into compact and portable sensing platforms. Future research is focused on improving the stability and response time of these polymers, as well as exploring new polymer compositions and hybrid materials. Such advancements are expected to broaden the range of detectable gases and enhance the overall performance of photonic gas sensors, making them indispensable tools for environmental monitoring, industrial safety, and healthcare diagnostics.
Mi et al. reported a Si photonic refractometric CO
2 gas sensor capable of detecting CO
2 at atmospheric concentrations and operating at room temperature [
82]. This sensor employed a PHMB polymer that undergoes a reversible change in refractive index upon absorbing and releasing CO
2 molecules, functioning independently of humidity (see
Figure 5 (a)). The sensor's SEM image is depicted in
Figure 5 (b). For the CO
2 sensing experiment, the chamber was preconditioned by flooding it with N
2 gas for 10 minutes. The initial resonance spectrum of the MRR, centered around the 1.55 μm wavelength, is displayed by the black curve in
Figure 5 (c). This spectrum revealed a loaded quality factor (Q factor) of 1.92 × 10
4 (± 2%) for the MRR. Subsequently, 0.5% CO
2 gas was introduced into the chamber, and the resonance spectrum was measured again after 2 minutes, once the sensor's response had stabilized. The presence of CO
2 gas resulted in the resonance spectrum shown by the red curve in
Figure 5 (c), with a loaded Q factor of 1.87 × 10
4 (± 2%), which matches the initial Q factor within experimental uncertainty. Thus, the two resonance spectra are nearly identical except for a small blue shift in the resonance wavelength. This shift indicates that CO
2 absorption reduces the refractive index of the PHMB polymer while having a minimal effect on optical absorption. This refractive index change is attributed to a redistribution of the electron density in the polymer's repeating units due to CO
2 molecule binding, altering its polarizability. The sensor detected CO
2 concentrations ranging from 0 to 500 ppm with a sensitivity of 6 × 10
−9 RIU/ppm and a detection limit of 20 ppm. The MRR transducer offers a promising integrated solution for creating low-cost, compact CO
2 sensors, ideal for use in sensor networks for precise environmental monitoring of greenhouse gases [
82].
A year later, Mi et al. introduced a Si photonic dual-gas sensor utilizing a wavelength-multiplexed MRR array for detecting both H
2 and CO
2 gases simultaneously [
80]. The schematic of this dual-gas sensor, depicted in
Figure 5 (d), features an array of three MRRs evanescently coupled to a single straight WG. The sensor was built on SOI substrate with a Si layer of 220 nm thickness on a 3 μm-thick SiO
2 layer. The WG, designed to be 450 nm wide, supports a single TE mode with an effective index (n
eff) of 2.29 at the 1.55 μm wavelength. Microring 1, air-cladded, acts as a reference sensor to monitor temperature and laser power variations. Microrings 2 and 3 serve as sensors for H
2 and CO
2 gases respectively, functionalized with Pd and PHMB, as revealed in the cross-sectional diagrams in
Figure 5 (e) and
Figure 5 (f). The SEM image of the Pd-MRR is presented in
Figure 5 (g).
Figure 5 (h) shows the spectral response of the sensor chip after the test chamber was preconditioned by flooding it with N
2 gas for 10 minutes. The plot clearly shows three distinct resonances, each corresponding to one of the MRRs. Gas sensing experiments revealed that the PHMB-functionalized MRR was highly sensitive to CO
2 gas and had excellent selectivity against H
2. Conversely, the Pd-functionalized MRR showed sensitivity to both H
2 and CO
2 gases, making it unsuitable for detecting H
2 in a CO
2-containing gas mixture. The dual-gas sensing approach was shown to enable accurate measurement of H
2 concentration in the presence of CO
2 by compensating for the cross-sensitivity of Pd to CO
2.
In a recent study, M.A. Butt conducted a numerical analysis on the loop-terminated Mach–Zehnder interferometer (LT-MZI) structure aimed at CO
2 gas detection applications (Refer to
Figure 5 (i) [
13]). The sensing arm was treated with a PHMB polymer, known for its high sensitivity and selectivity to CO
2 gas. When CO
2 gas was absorbed, it led to a reduction in the refractive index of the host material, which caused a shift in the interference pattern of the LT-MZI structure. This shift resulted in a redshift in the device's transmission spectrum, as illustrated in
Figure 5 (j). The device demonstrated sensitivities of 7.63 pm/ppm, 34.46 pm/ppm, and 74.78 pm/ppm for sensing arm lengths of 5 µm, 10 µm, and 15 µm, respectively. Although increasing the sensitivity is possible, it would require a larger device size. This advanced sensor design enabled the detection of a wide range of CO
2 gas concentrations from 0 to 524 ppm. The device, being both compact and highly sensitive, is a crucial tool for monitoring indoor CO
2 levels, thereby fostering a healthier breathing environment for occupants.
Figure 5.
(a) Diagram of the Si MRR CO
2 gas sensor featuring a PHMB functional layer coating on the MRR WG [
82], (b) SEM image of the Si MRR [
82], (c) the measured resonance spectrum of the functionalized MRR is presented. The black curve represents the initial spectrum in pure N
2 gas, while the red curve shows the spectrum in the presence of a 0.5% CO
2 gas concentration. The blue dashed line indicates the resonance curve fit, which is used to correlate the transmitted powers to relative wavelength shifts [
82], (d) Schematic representation of the dual-gas sensor, comprising an array of three MRRs: Ref-MR for reference, Pd-MR for H
2 sensing, and PHMB-MR for CO
2 sensing. Cross-sectional diagrams illustrating [
80], (e) the Pd functional layer and (f) the PHMB coating [
80], (g) SEM image of the Pd-MR, (h) Spectral response of the dual-gas sensor measured under N
2 gas flow conditions [
80], (i) LT-MZI structure [
13], (j) transmission spectrum of LT-MZI structure in the presence of varying CO2 concentration [
13].
Figure 5.
(a) Diagram of the Si MRR CO
2 gas sensor featuring a PHMB functional layer coating on the MRR WG [
82], (b) SEM image of the Si MRR [
82], (c) the measured resonance spectrum of the functionalized MRR is presented. The black curve represents the initial spectrum in pure N
2 gas, while the red curve shows the spectrum in the presence of a 0.5% CO
2 gas concentration. The blue dashed line indicates the resonance curve fit, which is used to correlate the transmitted powers to relative wavelength shifts [
82], (d) Schematic representation of the dual-gas sensor, comprising an array of three MRRs: Ref-MR for reference, Pd-MR for H
2 sensing, and PHMB-MR for CO
2 sensing. Cross-sectional diagrams illustrating [
80], (e) the Pd functional layer and (f) the PHMB coating [
80], (g) SEM image of the Pd-MR, (h) Spectral response of the dual-gas sensor measured under N
2 gas flow conditions [
80], (i) LT-MZI structure [
13], (j) transmission spectrum of LT-MZI structure in the presence of varying CO2 concentration [
13].