4.1. Quantum Structures
Quantum heterostructures are layered structures consisting of quantum wells (QWs) and quantum barriers (QBs). They are denoted as QW/QB, where the QW has a smaller Eg value than the QB. Structures with thick QBs are called single quantum wells (QWs) or multi-QWs (MQWs). A slightly different type of structures are superlattices (SLs), multilayer structures with thin QWs and QBs (usually a few atomic layers). They are also called short-period SLs and are sometimes denoted as: mQW/nQB, where m is the number of atomic monolayers (MLs) in the quantum well (QW) and n is the number of MLs in the quantum barrier (QB). The characteristic feature of the superlattice is the communication between neighboring QWs, realized by wave functions tunnelling through adjacent narrow QBs.
Although the results of measurements on MQWs are similar to those performed on SLs, their properties are calculated using quite different methods. QWs and MQWs are calculated using simulation methods based on effective mass theory. The band structures of mQW/nQB SLs, on the other hand, are usually calculated using ab-initio methods and the supercell geometry. In these calculations, a supercell containing m atomic layers of QW and n atomic layers of QB is repeated “ad infinitum”.
All of the above structures represent two-dimensional (2D) objects. However, high interest of the nitride community, including industry, is also focused on lower dimensional structures such as quantum wires (1D) and quantum dots (0D). In this review, we will concentrate on 2D structures, since almost all results on the application of hydrostatic pressure to study the properties of nitride heterostructures are related to this class of objects.
High-pressure studies, which often combine experiment and theory, can provide important results that are difficult or impossible to obtain otherwise and allow for the description of the main factors that influence radiative recombination processes and radiative efficiency. Recent studies [
69,
70] have shown that high pressure spectroscopy is an effective tool for analyzing factors related to strain effects, built-in electric fields, and the involvement of defect states in recombination processes in quantum heterostructures.
Now we will focus on the built-in electric field (approaching a few MV/cm) present in the polar wurtzite structure of nitride heterostructures. Besides the interesting physics associated with this internal field, it strongly influences the efficiency of light emission in nitride-based devices. In particular, it has been studied under pressure in light-emitting devices.
The origin of the built-in electric field are two types of polarization: spontaneous and piezoelectric, present in nitride heterostructures with wurtzite symmetry. The spontaneous polarization is related to the asymmetric atomic arrangement in the hexagonal unit cell and the resulting charge separation along the c-axis of the wurtzite structure.
The piezoelectric polarization is caused by the strain due to the lattice mismatch, i.e., the difference between the lattice parameters of QWs and quantum barriers (QBs). It induces a corresponding charge separation along the c-axis of the wurtzite structure.
Comparing InGaN/GaN and GaN/AlGaN systems, the difference in ionic radius between Al and Ga is much larger than between In and Ga, leading to a larger charge separation between Al and N atoms and making GaN/AlGaN more spontaneously polarized than InGaN/GaN, where the smaller charge separation leads to lower spontaneous polarization. On the other hand, in InGaN/GaN the piezoelectric field is high, especially in high In content structures, due to the large lattice mismatch between the lattice parameter a of InN and GaN (≈11%). In AlGaN/GaN systems, the lattice mismatch is much smaller (≈3.6%) and the piezoelectric polarization is much lower.
The high spontaneous polarization in GaN/AlGaN makes it suitable for high temperature piezoelectronics and pyroelectric sensors. Ultraviolet light emitting devices based on GaN/AlGaN are also very attractive. On the other hand, InGaN/GaN, which has a lower spontaneous polarization and a higher piezoelectric polarization, is widely used in optoelectronic devices such as LEDs, LDs and solar cells operating in the lower energy range.
In QWs, polarization leads to interface charges that induce strong electric fields up to several MV/cm along the polar
c-direction. They strongly affect the quantum structure properties and the performance of the devices based on them. As an effect of the internal electric field, we observe the tilting of the heterostructure band profiles and the associated shift of the electron and hole wave functions to the opposite interfaces of the QW, reducing the wave function overlap. The above effects are shown schematically in
Figure 11. They lead to:
i) a reduction of the emission energy (“red shift”), equivalent to an increase of the emitted light wavelength,
ii) a reduction of the emitted light intensity (the overlap of the wave functions decreases the probability of radiative recombination). The above phenomena caused by the presence of the built-in electric field (F) are called Quantum Confined Stark Effect (QCSE). It describes the increase of potential in QW by the equation: ΔV=F
. L, where L is the width of QW.
The strength of the built-in electric field increases with application of hydrostatic pressure [
71]. To investigate the piezoelectric effects, high-pressure spectroscopy can be used based on the following relationship [
69,
70]:
where E
PL is the transition energy between the lowest electron level (e) and the highest heavy hole level (h) – the confined states in the QW. E
g is the energy band gap, E
x the exciton binding energy, and E
e and E
h are confinement energies of the levels (e) and (h). q is the electric charge, L is QW width, and F is the built-in electric field. The pressure derivative of Equation (2) assuming a weak pressure dependence of confinement and exciton energies can be approximated by:
The pressure-induced changes of the bandgap energies can be obtained from the bulk materials. Thus, by measuring the pressure coefficient of the PL energy, dEPL/dp, we can get pressure dependence on the built-in electric field, and on the QW width. However, these two factors are not independent, but it is possible to separate them by playing with the QW width or the QW/QB width ratio.
Perlin [
72,
73], Shan [
74], and Vaschenko [
75,
76], reported a significant decrease in dE
PL/dp in nitride QWs. According to Łepkowski et al., the phenomenon was analyzed in terms of the nonlinear pressure increase of the piezoelectric field. The study found a significant dependence of the piezoelectric coefficients on the strain [
77,
78].
An overview of the influence of the internal electric field on the PL pressure behavior in nitride-based QWs is given by Suski et al. in ref. [
79]. An analysis of the evolution of the exciton recombination energy E
PL and its pressure coefficient dE
PL/dp in InGaN/GaN QWs as a function of the laser power density has been recently reported by Staszczak et al. [
80]. The performed experiment revealed the process of almost complete screening of the built-in electric field in the studied quantum well. The emission energy and its pressure coefficient showed saturation above a certain laser power density. The dE
PL/dp reached the value characteristic for InGaN alloy layers used for the construction of the studied QW.
Despite intensive research on this topic in recent years, the full understanding of the polarization effect and the resulting built-in electric fields is still not complete, and there are theoretical results that are difficult to confirm experimentally [
81,
82,
83,
84,
85,
86,
87,
88]. This is partly due to the fact that most experimental studies deal with structures containing ternary alloys of InGaN or AlGaN, where inhomogeneity, segregation, and chemical ordering occur. To overcome this difficulty, samples of binary nitride multi-quantum wells (MQWs) have been synthesized and experimentally studied [
89,
90]. The correlation of experimental results and theoretical models in these samples provided a valuable insight into the physics of polar nitride MQWs and established a basis for predicting the optical properties of other polar quantum structures and devices.
In addition to strain and electric field, lattice mismatch leads to the generation of structural defects and can alter the incorporation of impurities, which affects the emission from the QWs [
90]. As it was mentioned before, hydrostatic pressure spectroscopy allows the distinction of band-to-band radiative transitions and those involving deep or shallow defect states [90,92–97]. Band-to-band transitions, or transitions from a shallow donor to the valence band state, occur when the pressure shift of PL is similar to that of the band gap. When considering transitions from a deep donor to an acceptor or to the valence band state, and for internal transitions within the defect, a much weaker pressure shift of E
PL is observed because the deep defect states are composed of the wave functions of the entire Brillouin zone and have a much weaker pressure dependence than the direct band-to-band transitions at the Γ point.
Spectroscopic studies of the influence of pressure on the luminescence properties of nitride QWs have confirmed a dramatic change in the PL properties as a function of the applied pressure, QW geometry, crystallographic orientation, and lattice mismatch between the QWs and QBs or QWs and substrates [90,98–101]. The collected data were compared with ab initio calculations of the electronic properties of the studied structures. The main results and conclusions from the pressure studies of wurtzite QW structures: GaN/AlN, GaN/AlGaN, and GaN/AlInN with different QW thicknesses and various QB compositions grown along polar and non-polar wurtzite directions are summarized below.
4.2. GaN/AlN QWs
GaN/AlN QWs are the only binary wurtzite QW systems that have been studied experimentally. Gorczyca et al. reported the experimental and theoretical pressure study of InN/GaN superlattices [101], but the comparison of the theoretical model used with the data collected indicated a significant diffusion of Ga atoms from the barrier into the InN QW. As will be shown later, growing the pure InN/GaN quantum structure is not yet possible.
Measurements of the optical properties of GaN/AlN QWs at ambient and high hydrostatic pressure were compared with ab-initio calculations performed on analogous structures [89,90]. Analysis of the obtained results included the dependence of the PL on the QW thickness, the influence of strain, electron screening, and the defect states.
In agreement with Equation (2), a redshift of the PL spectra to energies below the GaN bandgap was observed with increasing QW width, due to the presence of the electric field parallel to the growth direction and according to QCSE. As a consequence, the recombination rates also decrease for wider QWs, even by several orders of magnitude. Theoretical calculations of the electronic band structure included MQWs strained to GaN, AlN, or to the experimentally determined lattice parameter. Two cases were studied: no doping and n-doping with the experimental charge concentration [90]. For details of the theoretical calculation, see also Refs. [89,97,102,103].
The calculated results for narrow QWs are in good agreement with the experimental data. However, for wider QWs there are discrepancies between the calculated low oscillator strengths and higher experimental decay rate [69]. The experimentally observed decay, which is too high compared to the calculations, could be due to the screening of the electric field by free carriers. This effect increases the overlap of the electron-hole wave function due to the reduction of the electron-hole distance, thus increasing the experimentally observed decay rate. The observed decay could also be due to the influence of more efficient PL coming from regions where the QW width has been reduced by thickness fluctuations. Another explanation is the influence of defect states, which are more pronounced in wider QWs.
We can distinguish between the above factors using the high pressure technique. Comparison of the PL peak pressure coefficient as a function of the GaN/AlN QW width with the results of ab initio calculations shows that:
-
i).
For thin GaN/AlN QWs (1-4 nm), the experimentally determined dEPL/dp values are in good agreement with the theoretical predictions [90,102]. They decrease from +24 meV/GPa (1 nm QWs) to -22 meV/GPa (4 nm QWs) due to the pressure-induced increase of the internal electric field according to Equation (2). This confirms that the theoretical model correctly describes the electronic structure of polar QWs.
-
ii).
For thick GaN/AlN QWs (6 nm) the measured dEPL/dp = -3 meV/GPa differs significantly from the theoretical value ~ -60 meV/GPa. This is likely an indication of emission from a deep defect state, which is more efficient than QW PL.
Also, the measured decrease in PL energy and PL decay rate with increasing QW width has been quite accurately reproduced by ab initio calculations. The calculations [69] showed that nonlinear effects induced by the tetragonal strain associated with the lattice mismatch between the substrates and the polar MQW systems are responsible for the observed dramatic decrease of the PL pressure coefficients in GaN/AlN MQWs. These effects allowed to describe the pressure-induced increase of the built-in electric field in these systems, which was in the range of 0.1-0.2 MV/(cm GPa) [103]. For details see Ref. [69].
From the above analysis, it can be seen that the high pressure technique can be a valuable research tool for identifying optical transitions.
4.3. GaN/AlGaN QWs
Studying of the ternary QW structures, as GaN/AlInN and GaN/AlGaN, is more complicated. Different atomic distributions with tendency to clustering or segregation can substantially influence the properties of AlGaN and InGaN alloys, and they should be taken into account. A high-pressure study of a series of GaN/AlxGa1-xN QWs samples with layer thicknesses of QWs and QBs of about 3 mm and 4 mm, respectively, was reported in Refs. [69,70,100].
It was found that the dependence on the Al content, x, is particularly strong under pressure. The pressure coefficients of the emission energies dEPL/dp decrease significantly with increasing x values, from ~ 35 meV/GPa for x=0.25 to ~ -8 meV/GPa for GaN/AlN.
PL emission energy depends on the doping level. A good agreement between the experiment and theoretical ab initio calculations was found for a doping level of n~7 × 1018 cm-3.
In contrast to the PL emission energies, a dependence of dEPL/dp on the Al content in the QB is less sensitive to the doping level. Both theory and experiment confirmed the conclusion that the main factor responsible for the strong decrease of the pressure coefficients is related to nonlinear effects induced by the internal strain resulting from the lattice mismatch between the substrate and the QW. In addition, a contribution from deviations in layer thickness, a blurred QW–QB interface, alloy fluctuations, and the presence of shallow defect states, cannot be neglected [92].
It has also been shown in Refs. [69,70] that with increasing Ga content in the QB, the electric field in the investigated structures decreases, which increases the emission efficiency. At the same time, the QB height and the carrier quantum confinement in the QW are reduced.
To compare the optical properties of the structures with and without the presence of a built-in electric field, GaN/Al
0.3Ga
0.7N QWs grown along polar (
c-plane) and non-polar (
a-plane) wurtzite crystallographic directions were reported in Refs. [70,99]. Both structures of the same geometry contained three GaN QWs of different widths (2, 3, and 4 nm) that were separated by 10 nm thick Al
0.3Ga
0.7N QBs. The results of high pressure measurements of the above polar and non-polar QWs structures are shown schematically in
Figure 12. In the polar samples the pressure coefficients are much smaller and a pronounced red shift of PL emission energies is observed with increasing QW width, due to the QCSE. On the other hand, the pressure coefficients of all the non-polar QWs are almost the same, due to the absence of a built-in electric field, the QCSE is not observed; therefore, the transition energies should be defined by QW confinement effects [see Equation (2)], and the pressure coefficient of PL energy depends only on the sum of the pressure coefficient of the bandgap of bulk material and the pressure-induced change of confinement energy [see Equation (3)].
The lack of a built-in electric field in QWs prevents the decrease of the optical matrix elements for wider QWs leading to higher values of the external quantum efficiency in optoelectronic devices. The non-polar QWs generally reveal the same pressure behavior as observed for the thick GaN buffer layer and the bulk GaN. The experimental results agree with the theoretical predictions [72]. Thus, such a study enables to address directly the effects associated with the presence of the internal electric field.
As mentioned above, high-pressure measurements revealed that the built-in electric field in polar nitride structures increases with pressure and it affects their basic physical properties, i.e., causes a large red shift of the PL and lowers quantum efficiency due to the QCSE. For wider polar QWs, the reduction of the band-to-band emission efficiency can lead to deep defect dominant emission which shows very weak pressure dependence of the transition energy.
Finally, the comparison between pressure properties of polar and non-polar QW structures demonstrated that in polar samples variation in dEPL/dp with QW width is entirely due to the pressure-induced increase of the built-in electric field.
Another example of GaN/AlGaN QWs studies under pressure comes from Refs. [76,77]. PL measurements under pressure were performed for different samples with Al concentration: x=0.17, 0.5 and 0.8 and various QB widths. The resulting dependence of dE
PL/dp on QB width for the three samples is shown in
Figure 13. It can be concluded that the increase of both Al content and QW width leads to an increase of the PL pressure coefficient, corresponding to the increasing built-in electric field.
4.4. GaN/AlInN QWs
An important advantage of the AlInN alloy is that for 17% of the indium it is lattice-matched to GaN. Lattice-matched GaN/AlInN structures can eliminate piezoelectric polarization [104,105,106,107]. However, the effect of spontaneous polarization must still be considered. To analyze pressure-induced piezoelectric effects in near-lattice-matched GaN/AlInN quantum wells, PL measurements were performed on three samples of GaN/Al
0.88In
0.12N MQWs with QW widths of 0.9 nm, 1.5 nm, and 2.0 nm and a constant QW/QB ratio of ~0.45 [98]. In
Figure 14, the pressure dependencies of the PL peak energies of these three samples, denoted as A, B, and C, are shown schematically by lines fitted to the results of the measurements of the energy peak positions under pressure. Similar to GaN/AlN MQW systems, the red shift of PL peak energies with increasing QW width was observed. This is well understood in terms of QCSE [
14]. Two separate regions with different values of dE
PL/dp can be distinguished. Up to 9 GPa the PL peak energies for all three samples increased with increasing pressure. The pressure coefficients, smaller for wider QWs, are ~29.1 meV/GPa, ~21.2 meV/GPa and ~13.8 meV/GPa for samples A, B and C, respectively. Such behavior, similar to that observed and discussed for GaN/AlN MQWs, indicates the presence of an electric field that increases with pressure due to changes in spontaneous polarization.
The values of the built-in electric field in GaN/AlInN QWs and its pressure dependence were determined by comparing the measured dependence of the PL peak energy as a function of QW width with such a dependence for different electric field values obtained theoretically based on Equation (2) and solving Schrödinger’s equation for a triangular QW [98]. The obtained values of the built-in electric field in GaN/Al0.88In0.12N were equal to ~4 MV cm-1 and its pressure coefficient was ~0.29 MV/(cm GPa) with a qualitative agreement with the theoretical value of ~0.17 MV/(cm GPa) [98].
In conclusion, the observed behavior of the PL pressure coefficient vs. QW width of near-lattice-matched GaN/AlInN QWs is quite similar to that of mismatched GaN/AlGaN QWs with a similar band offset [75,108,109]. This means that despite the minimization of the piezoelectric component at ambient pressure, there is still a pressure dependence of the piezoelectric effects and a large built-in electric field resulting from the spontaneous polarization. Thus, the pressure characteristics of lattice-matched QW systems are not fundamentally different from those of the lattice mismatched systems.
4.5. InGaN/GaN QWs
InGaN/GaN QWs and SLs are the building blocks of LEDs and LDs operating in blue, green, and UVA spectral regions. In principle, the emission wavelength of the device can be varied from ultraviolet to infrared by increasing the In content in the active region. For blue emission, ~18% In is required, while for green emission, ~25% In is required in the QWs. In practice, high In-content InGaN layers of high quality are very difficult to grow due to the large lattice mismatch between InN and GaN, and the phase separation effect that occurs for InxGa1-xN with x > 0.25 leads to serious difficulties in realizing this idea, which is one of the causes of the “green gap”.
As was already shown in this chapter, the built-in electric field present in wurtzite quantum structures, which can reach a magnitude of a few MV/cm, is responsible for a significant shift of the light emission energy and a decrease of the light efficiency, the effects described by QCSE. The example of InGaN/GaN QWs will be used in this section to present the high pressure method for determining the presence or absence of the built-in field.
In analogy to
Figure 12, where polar and nonpolar GaN/AlGaN structures were compared,
Figure 15 shows the results of the high pressure PL measurements performed on the In
0.2Ga
0.8N/GaN QW samples grown in the wurtzite structure (Ref. [
75]) and in the cubic structure (Ref. [110]). A strong decrease of the pressure coefficient in wurtzite QW structures with increasing QW width is observed. This effect corresponds to the increase in QCSE that is proportional to QW thickness and is almost completely reduced for very thin QWs. In fact, for the case of wurtzite InGaN/GaN with QW equal to 1 nm, the dE
PL/dp is the same as for the cubic heterostructure, characterized by the absence of the built-in electric field.
Another example of using hydrostatic pressure to “monitor” the effects of the built-in electric field (or QCSE) is shown in
Figure 16. The PL pressure coefficients of the series of In
0.2Ga
0.8N/GaN QW samples with different QW widths, from 1 to 5 nm, are compared with the dE
PL/dp dependence measured on the thick layer of In
xGa
1-xN.
In conclusion, the value of the PL pressure coefficient of the quantum heterostructure can monitor the strength of the internal electric field present in this structure.