1. Introduction
Occipital neuralgia is a common and debilitating condition characterized by pain and tenderness in the suboccipital region, with referral to the head along the distribution of the greater, lesser, or third occipital nerves [
1]. This type of headache can be caused by a variety of factors, including muscle tension, joint inflammation, and nerve entrapment. Diagnosis of occipital neuralgia requires severe, episodic, and sharp shooting or stabbing pain in one or more occipital nerve distributions, episodes that last only minutes, and relief after local anesthetic block [
2]. Allodynia or dysesthesia may be present in the nerve distribution [
3]. Tinel’s sign is commonly found [
4]. A recent study of 800 patients who presented with a chief complaint of headache found 25% met criteria for occipital neuralgia [
5]. It is important to note, however, that up to 85% of patients with occipital neuralgia may have an additional headache type [
5]. For that reason, accompanying tension, migraines, cluster headaches, other neuralgia, or mechanical neck pain causing referred pain to the head should be kept in mind for treatment consideration as well, to maximize the overall functional impact of treatment [
6].
The traditional treatment of occipital neuralgia typically involves a combination of treatments, including pharmacological and nonpharmacological management, e.g., nonsteroidal anti-inflammatory drugs (NSAIDs), muscle relaxants, opioids, tricyclic antidepressants, postural exercise, manual therapy, or modalities such as TENS [
7]. Perineural injections (blocks) using local anesthetics or corticosteroids have been extensively utilized. A recent meta-analysis of nerve block efficacy for occipital headache compared to baseline status, and compared to other treatments was performed by Evans et al. [
8]. They reported significant improvement in frequency and severity of occipital headaches compared to baseline for 6 weeks and 6 months, respectively, with a mean improvement in pain severity of 40–45%. In active treatment comparison trials, cryoneurolysis, pulsed radiofrequency treatment, and GON treatment with botulinum toxin A (BTX) outperformed anesthetic blocks at 6 months for the magnitude of pain improvement [
8]. Among ablation techniques, pulsed radiofrequency or cryoablation preserve nerve architecture better than thermal radiofrequency or chemical ablation, with less potential for hypesthesia or dysesthesia [
6], but long-term follow-up studies are lacking [
9]. BTX injection has a better side effect profile but requires repetition indefinitely [
6]. Surgical approaches such as partial resection of the obliquus capitis or C2 gangliotomy have had success but carry the risk of neuromas and causalgia [
6]. Two studies have been reported with favorable results and minor side effects, but the retrospective nature of these data collection studies, with inherent bias, selective recall, incomplete data capture, and a lack of formal side effect analysis, limits the strength of conclusions [
10,
11].
Occipital neuralgia almost always results from compression of the greater occipital nerve (GON), lesser occipital nerve, or third occipital nerve at one or more points along their course, and the GON is the primary source in 90% of cases [
12,
13]. The GON is the dorsal rami of the second cervical nerve root. After branching out from the C2 nerve root, it wraps around the obliquus capitis inferior (OCI) muscle, ascends between the OCI and semispinalis capitis (SSC) muscle, and then between the rectus capitis posterior major (RCPMa) muscle and SSC. Then it pierces through the SSC and upper trapezius (UT) to surface the subcutaneous tissues in the occipital area [
14]. Consistent with the complicated course of the GON, technique appears to play a significant role in GON block outcomes. Using ultrasonographic or fluoroscopic guidance to block the GON in the suboccipital compartment enhances the accuracy of injection [
15] and durability of the benefit [
16,
17] compared to the classical technique for GON block at the superior nuchal line. A guided suboccipital compartment approach has been recommended for future comparative studies between GON block and Botulinum toxin injection or neurolysis [
8].
Recently, ultrasound-guided hydrodissection of the GON has emerged as a promising treatment option for occipital neuralgia, and three case reports have been published in recent years [
18,
19,
20]. Hydrodissection is a minimally invasive procedure that involves injecting a small amount of fluid, typically 5% dextrose in sterile water (D5W) or normal saline (NS), with or without local anesthetic solution, into the tissue surrounding the GON to release any adhesions or scar tissue that may be compressing or irritating the nerve. All papers proposed performing ultrasound-guided hydrodissection with the patient lying prone. Rose et al. [
18] and Kaga et al. [
20] proposed hydrodissecting the GON between the SSC and OCI with a lateral to medial in-plane approach and an out-of-plane approach, respectively. Ryan et al. proposed hydrodissecting even deep to the OCI, targeting the C2 nerve root at the C2 transverse process [
19], which we believe should not be the “transverse process” but rather the pedicle of C2.
We have observed some patients who cannot lie prone. Additionally, the GON entrapment may be inside the SSC and UT when the nerve pierces through these two muscles. Herein, we describe two different approaches in detail that are appropriate for general use and feasible for use with prone positioning difficulty or entrapment inside SSC and UT, elaborating on their advantages and disadvantages. D5W was utilized as the injectate in these two cases, rather than anesthetic injection. This is related to the apparent therapeutic effect of dextrose itself [
21], beyond that of a mechanical effect of injection [
22], which will be addressed in the Discussion Section.
4. Conclusions
These case reports suggest that GON hydrodissection may be a clinically useful approach to occipital neuralgia treatment. Careful patient selection and consideration of the underlying pathology causing the occipital neuralgia are crucial to optimizing the outcomes of this technique. Patients should be thoroughly evaluated for potential anatomical variations, other contributing pain generators, and their ability to tolerate the procedure.
While retrospective results are promising, larger, prospective, high-quality studies with longer follow-up are needed to standardize the technical aspects of the procedure, identify the optimal injectate, determine the ideal frequency of repeat treatments, if required, and potentially compare GON hydrodissection with cohort or usual treatment controls such as GON blocks without hydrodissection using lidocaine or lidocaine plus steroid.
Overall, ultrasound-guided GON hydrodissection with D5W represents a minimally invasive, potentially effective, option with inherently favorable safety due to the avoidance of systemic effects. Its place in the treatment algorithm of occipital neuralgia, either as a supplement to current approaches, a stand-alone treatment, or an alternative to more invasive approaches, is dependent on future research outcomes.