An extensive survey was carried out on 59 cocoa powder samples from the European market. Cocoa samples were segmented in distinct subgroups: organic/ conventional, according to the agronomic techniques used for their production, alkalized/not alkalized according to the alkalinization process used prior to roasting, and raw/not raw according to the roasting process adoption. In particular, the ‘organic’ mark and the ‘raw’ wording were present on the labels since they distinguish two types of cocoa powders ‘commercial categories.
3.1. Colour indices and pH
Colour parameters and pH, reported in
Table 2, were used as technological indices of roasting process and alkalinization, respectively.
No differences in pH and colour between organic and conventional samples were observed since many factors, such as the fermentation process, alkalinization and roasting, could largely influence the cocoa and cocoa powder colour and pH [22;25;34]. The ranges of luminosity and hue angle values observed in this study are consistent with those previously reported by [
22] but slightly wider (±10% approximately for both the indices).
As expected, alkalization increased the pH of cocoa powder (
Table 2). According to the classification of alkalized cocoa powder [
35], all investigated commercial samples resulted into the medium-alkalized range (pH 6.5-7.2) whereas none samples were assorted into the high-alkalized range (pH > 7.6). The pH of alkalized samples is within the range previously reported by [
22]. The pH of the not alkalized samples resulted in the range of natural cocoa powder (pH 5.3-5.8).
Alkalized samples showed also lower luminosity (L*) and hue angle (h°) values, by indicating a higher browning extent. It is known that Maillard condensation is favoured in basic environment since the nucleophilic amino nitrogen group is not protonated [
36] Moreover, recent studies reported about the relationship between the generation of polar and non-polar chromophores and the chemical arrangements of flavan-3-ols(+)catechin or epicatechin which occur in cocoa matter during alkalization process [37;38]. The colour difference between alkalized and not alkalized samples as calculated by the ΔE
NA index is of about 1.5, which is below the 2.3 threshold identified for the just noticeable difference by the human eye [
39]
The raw samples showed lower L* values than roasted ones, with an average difference of about 6 points; previous studies indicated a reduction of about 3 points independent from the roasting temperature [
34] but differences in prime material characteristics (chemical composition, pH, moisture content) could largely affect the extent of the browning reaction. The pH values of raw samples were lower than those of roasted ones because all the raw samples but one was not alkalized.
3.3. Polyphenols evaluation
The phenolic fraction of the cocoa samples set was characterized by using classical and emerging spectrophotometric methods i.e., the Folin Ciocalteu (Folin) and gold nanoparticles (AuNPs) based assays, respectively; moreover, the phenolic fraction has been also estimated using an electrochemical nanostructured sensor (nSensor) developed by [
29] the nSensor allows the selective determination of total flavonoids including their polymers. For all methods, the detailed procedures are reported in section 2.
Folin assay returns information concerning the total phenolic content and relies on the ability of the phenolic compounds to quantitatively reduce the Folin reagent, whereas the AuNPs-based assay evaluates the total phenolic content (TPC) coupled to the phenolic compounds’ intrinsic antioxidant capacity. Indeed, the AuNPs assay principle relies on the PCs’ ability to reduce the gold cations Au(III) in the metal form Au (0) and stabilize them in the form of colloidal nanoparticles (AuNPs) [
28]; the latters give rise to the optical response. In this case, the phenolic structure plays a key role in the AuNPs formation, due to the resulting antioxidant capacity and stabilizing ability; for these reasons, the method returns information on the TPC intrinsic reactivity [
40]. Despite the different principles, Folin and AuNPs assays return similar data, a slight overestimation for the Folin assay was observed since Folin is not selective, the overestimation could be attributed to other reducing species [
41]; on the other hand, AuNPs assay is more influenced by the phenolic compounds intrinsic antioxidant capacity. Nevertheless, the high correlation between the two methods has been confirmed by the high Pearson coefficient (R= 0.95) and the correlation equation’s slope close to 1 (y=1.0647x-4.3022) indicating the numerical match of the data. The strong correlation observed is remarkable due to the different PCs extraction procedures performed before the assay, i.e., a conventional extraction for the Folin (see section 2.5.1.) and a direct phenolic compounds solubilization form cocoa powder, by using DMSO, for the AuNPs-based assay (see section 2.5.2.); this data are confirming that the DMSO-based free-extraction approach is a promising strategy to straightforwardly and rapidly determine PCs in fat-rich samples.
Overall, the same TPC trend was pointed out by the two methods; however, the alkalinized cocoa powders reported a lower TPC amount concerning non-alkalinized samples, whereas higher TPC was observed for raw cocoa powder (
Table 3). No significant differences were highlighted between organic and non-organic samples.
On the other hand, the nSensor-based method allows to estimate selectively the flavonoids and their polymers. The method relies on the flavonoids' ability to donate electrons at the sensor working electrode surface under an applied potential which promotes the selective oxidation of these structures [
29]. Even in this case, the sensor allows evaluating the electron donor ability of flavonoids; the latter is intrinsically influenced by their antioxidant capacity. As expected, the nSensor’s data are lower than the two spectrophotometric assays, about half compared to the AuNPs, and mainly one-third compared to the Folin, due to the method selectivity (
Table 3). Despite this, the flavonoid content is consistent with the TPC trends observed for Folin and AuNPs. As observed by the data, a higher correlation with the AuNPs test was found (R=0.97) than the Folin method (R=0.95) confirming that the nSensor, in addition to selectivity, returns information more related to the antioxidant capacity of the studied phenolic structures.
The TPC values of the samples covered a quite broad interval of contents (
Table 3), ranging from 3.63 to 140.89 mg GAE g
-1, giving an indication of the wide variability in the total content of phenolic compounds in cocoa powders, which, in turn, is related to the variability of the raw materials as well as of the processing conditions adopted. Such a wide range comprise values reported in other studies [35;22;42;23].
For this reason, as carried out for colour pamateres and pH values (
Table 2), also samples for total phenolic content values, as evaluated by the Folin and the nSensor-based methods, were segmented according to technology of production (organic vs conventional) and processing (alkalinization and roasting) and the results reported in
Table 4; in order to evaluate the effect of technology of production and processing on phenolic content, the latter was calculated on defatted dry basis.
A significant impact on both Folin and nSensor values was observed as a consequence of the roasting and alkalization processes while no significant impact was found as a consequence of different agronomic practices.
Specifically, the raw and not alkalized cocoa powders were characterized by higher contents of total polyphenols and flavanols (nSensor) than roasted and alkalized ones; as both roasting and alkalization processes are indeed reported to significantly impair phenolic compounds and their bioactivity [
43].
According to literature, during roasting, a TPC decrease by 28% up to more than 50% could be found depending on the processing temperature adopted [
44] and it was related to the oxidation of flavanols and proanthocyanidins. On average, also in the samples under study, the reduction of both TPC and nSensor values in the roasted samples accounted for about a 50% when compared with the raw cocoa powders.
The chemical oxidation of polyphenols, which takes place during roasting, induces polymerization reactions [
44] which are responsible for browning [
45]. The energy of activation of polyphenols oxidation (between 60 and 80 kJ mol
-1) is lower than that of melanoidin formation (132 kJ mol
-1), thus the browning observed during roasting is not solely dependent on Maillard reaction occurrence but also to polyphenols oxidation with a consequencial effect on colour parameters (
Table 2).
As far as alkalization is concerned, it has been proven to strongly affect the content of phenolic compounds, generally causing a reduction, which is strictly related to the degree of alkalization when all other conditions are equal. In fact, losses in the content of total polyphenols of around 27%, 54% and 63% are reported for light, medium and heavy alkalinized cocoa powders, respectively [
35]. In the samples under investigation in the present study, the reduction of both TPC and flavanols (nSensor) values in the alkalized samples accounted, on average, for about 50% and 60%, respectively, when compared with the not alkalized cocoa powders. Similar percentages of reduction (45.5%) in the content of total polyphenols were reported also in a work by [
46]in which 11 cocoa powder samples (6 alkalinized and 5 not alkalinized) were considered.
3.3. Biogenic amines
As known, biogenic amines (BAs) are ubiquitous compounds highly found in fermented products. Cocoa, and its derivatives, may contain variable quantities of BAs in respect to several characteristics. Mainly. technological processes are responsible for their accumulation in foods. but even agricultural practices. geographical origins, and species varieties have a direct influence on the final content [
7]
A lot of studies have seen the evolution of BAs in cocoa seeds during fermentation and roasting [10; 47; 48].
The present research shows that most of cocoa samples sourced from Italian market contain very low levels of biogenic amines. As shown in
Table 5, median resulted 0.00 mg kg
-1 DDW, for all each biogenic amines, demonstrating that their occurrence is quite random and would appear to be unrelated to a specific variable processing or chemical characteristics.
BAs were detected in 31% of the samples, with a median value (relative to positive BA
S samples) of 154.08 mg Kg
-1DDW, in a range of 0.00-480.87 mg Kg
-1DDW (
Table 3).
The ability to trigger migraine episodes after intake of some foods, particularly cocoa products, may be due to BAs such as tyramine or phenylethylamine [
49]; in our study, nor TIR neither PHE were found in cocoa powder. Moreover, CAD and PUT resulted also not detectable in investigated samples.
Most of samples were found to contain SER and HIS (22% and 19% positive to them, respectively). Any case, it is important highlight that the highest HIS level (139.28 mg Kg
-1DDW) was found in sample derived from conventionally grown cocoa, roasted cocoa bean, and processed by alkalization (sample named 34, see table S1). High levels of HIS may lead to hypotension, nausea, migraine, abdominal pain, and heart problems [
50]. No observed adverse effect level (NOAEL) was observed after exposure to 50 mg histamine per person per meal for healthy individuals; these which would be hard to reach, even by eating 2,5 g of cocoa powder, which is the recommended dose by [
51]. Moreover, the adverse role of HIS (and TYR) on the human health is enhanced in sensitive individuals (with histamine intolerance) and potentiated in association with intake of alcohol and some drugs having anti-depressant and anti-hypertensive effects [
52]. It is important also to highlight that amines could be increased after gastrointestinal digestion, according to a recent study of [
53]. These authors tested bioaccessibility of biogenic amines in cocoa dark chocolate through
in vitro simulation of oral, gastric and intestinal digestions. High bioaccessibility with slight influence of digestive enzymes was found for all amines.
In vitro digestion showed that pepsin increased accessibility of polyamines, while pancreatin positively acts on HIS and CAD accessibility.
Cocoa powder samples resulted rich of SER and DOP at very high levels, confirming literature data [5;6]. Dopamine and serotonin are neurotransmitter that play an important role in the brain’s reward system. DOP is involved in motivation. reinforcement of behaviors, and pleasure; SER is a calming neurotransmitter. In the brain of the animal organisms
, endogenous dopamine and serotonin levels are increased by many different types of drugs, including dark chocolate.
Most literature argues that dopamine or serotonin syntesis is an essential way in which an organism can activate a positive behaviour [54;55]:
SER synthesis has been correlated to the occurrence of its precursors (eg. tryptophan), phenylethylamine
is a precursor of DOP. McCutcheon [
56] put in evidence that dopamine is sensitive to nutritional value of certain foods [
56]. Flavonoids, contained in dark chocolate, seems also to stimulate dopamine syntesis in brains [
57]. The study was conducted on rats, and more research is needed to confirm the findings in humans.
In the light of all these speculations, the role of exogenous DOP and SER should be better understood, in order to correctly highlight the role that food rich in these compounds can have, and whether their intake really has a positive effect on neurologically, mood and behaviorally aspect.
Literature reports that cocoa and chocolate contain the tetrahydroisoquinoline alkaloid salsolinol up to a concentration of 25 mg/g; taking the detected concentration and the pharmacological properties into account, salsolinol seems to be one of the main psychoactive compounds present in cocoa and chocolate and might be included in chocolate addiction [
15]. To our best knowledge, this is the first study reporting analyses of salsolinol content in cocoa powder. In the investigated samples, SAL was detected only in few samples (7%) and, as it is possible to see in table 5, its maximum content resulted less than 2 mg kg
-1 DDW, in not organic, not raw and not alkalized sample (N° 33,
Table S1). In any case, the presence of salsolinol in food can be interpreted as not healthy, because of it could act as a neurotoxin which kills dopaminergic neurons [
58]. High concentrations of salsolinol were detected in urine of Parkinson's patients, thus it has been speculated it contribute to pathophysiology of Parkinson’s disease and chronic alcoholism. It has demonstrated that when about 50-60% of dopamine-producing nerve cells are lost, symptoms of Parkinson's disease begin to manifest. In animal studies, chronic administration of salsolinol induced parkinsonian-like symptoms. Moreover, little is known about its effects on the gut-brain axis activation (Kurnik et al., 2016). Other authors hypotized also a possible neuroprotective property of this chemical compound [
12] . Moreover, Wen et al [
59] reported that salsolinol reduces doxorubicin-induced chronic heart failure, reduces serum myocardial injury marker levels, decreases tissue damage to the heart, and increases the relative mRNA expression levels of key enzymes downstream of the TCA cycle to increase cardiac energy metabolism. However, it should better clarify if exogenous salsolinol would have the same effects of one synthetized physiologically in animal organisms.
Polyamines as SPM and SPD were also detected, but only in a few samples, and with maximum concentration of about 44 mg kg
-1 DDW and 106 mg kg
-1 DDW, respectively. Spermidine and spermine are naturally present in food; in particular, SPD is most abundant in plant-based products, whilst SPM is generally higher in animal-derived foods [
60]. Polyamines intake have important implications in human health, mainly for the intestinal and immune systems. Due to their antioxidant and anti-inflammatory effect, they are also important in the prevention of chronic diseases such as cardiovascular diseases. There are no recommendations for polyamine daily intake, however, dietary source becomes of greater importance in an aging population, because of
de novo synthesis of polyamines tends to decrease with age [
61]
In table 6 are shown data for BAs of all investigated samples, collected for three subclasses. In general, observing these results, it is evident a significant positive effect on the restraint of biogenic amines in cocoa powder from poorly processed raw matter (organic grow cocoa, not roasted cocoa beans).
Cocoa powder from conventional process (not organic) resulted at higher levels of HIS and other BAs, so their sum was also significant higher respect to organic samples. These results are agreed with literature. Some authors highlighted BAs as quality descriptors in cocoa products [
47] and useful even to differentiate between conventionally and organically grown cocoa [62;63] They identified cadaverine, serotonin, histamine, spermidine, spermine, tyramine, putrescine, and β-phenylethylamine, showing that the organic samples contain lower concentrations of all these amines.
In all cocoa powder samples (N, 9) from raw cocoa bean BAs resulted not detectable, whilst the higher amounts for each single amine were detected in samples from roasted beans.
Histamine found in samples could result from thermal decarboxylation of histidine during roasting of cocoa bean [64;]. Delgado-Ospina [
5] have found the direct influence of different roasting temperatures on the increase of BAs especially on histamine and some polyamines, while a decrease on serotonin in dried roasted seeds. As pointed out from the authors, values were not hazardous for human consumption.
As showed in
Table 6, alkalization process generally does not affect the occurrence of BAs, except for SAL and SPD, which were found only in not alkalized samples, (see also
Table S1). It is speculable that results are probably correlate to the cocoa origin very varied for some big trade farm.
3.4. Principal component analysis
Principal component analysis was carried out to obtain a representation of the numeric variables in a space of reduced dimensionality. The dimensionality of such space was chosen based on the portion of variance explained by each component. Based on the graphical analysis of the scree plot, the four components chosen explained 31.2% (PC1), 18.8% (PC2), 14.7% (PC3) and 9% (PC4) of variance, respectively. By the observation of the trend of square cosine (Cos2), it was possible to deduce that all variables contribute for each component (quality of representation).
Figure 1 represents a heat map showing the loadings of each variable for PC1, PC2, PC3 and PC4. The PCA was performed to highlight how factors or variables can discriminate cocoa powder samples obtained with different technological processes.
Figure 2 shows graphically the loadings on PC1 and PC2.
From figure 1 it is visible how for PC1 and PC2 the different loadings impact on the discrimination of the samples. PC1 puts on the two extremes pH and L; this separation reflects somehow the nature of cocoa powders, informing about the effect of the alkalinization process. This, among all the changes, alters the pH and the color. As visible, the pH variable influences the ratio a*/b* that has a similar positive contribution (figure 1) and a spatial localization in the PCA plot (figure 2) pH (0.34) and red index a*/b* (0.36) showing a positive effect. Oppositely, L, (lightness) has a negative contribution (figure 1) being localized in the opposite region of the PCA plot (figure 2) (L) (-0.39). Of course, as for the pH’s influence on a*_b* ratio, L correlates with H (hue angle) (-0.36); this property describes the color position on a color wheel expressed in degrees °, or by its main wavelength. Thus, even if the color itself does not change, L* differences increments or diminishes the color intensity, making it possible to distinguish among lighter or darker shades. Alkalized products tend to have higher pH’s values and darker shades of brown. This is in line with the general market demand for cocoa and chocolate products, despite the recent introduction of ruby chocolate and related products [
65]. Polyphenols, evaluated by nSensor, AuNPs assay and Folin assay, are all giving a negative contribution to PC1 (figure 1) the spatial positioning on the PCA attests that these three variables have a great contribution highly discriminating the samples distributed around these variables Folin (-0.29) and AuNPs-based assay (-0.34). Once again, this technological treatment impacts on the final content of flavanols and other phenolic species measured with different indexes. As attested, alkalization reduces bitterness by limiting the presence of polyphenols and increasing the rate of Maillard reactions of conjugation among sugars and amino acids [
18]. Concerning PC2, this component was mainly influenced by colorimetric parameters. The second component was associated with increasing of C*, b* and a*. PC2 also receives a positive contribution from all the biogenic amines and salsolinol as visible from figure 1. The PCA anyway better explains how their role is limited. The less discriminative power of BAs and salsolinol of this PCA informs that these compounds are not influenced by the alkali process as happens for colorimetric indexes. From these analyses it must be stated that the technological process, namely alkalization, changes many features of cocoa powders acting also on compositive traits (pH, color, and phenolic composition) but with a limited extension on the evolution of some constitutive compounds (BAs and salsolinol) more dependent on the obtention of the raw matter and other previous technological process such as fermentation and roasting.
Figure 3 completes the information given from the heat map and the PCA. Graphs in figure 3 show a score plot for PC1 and PC2, and for PC1 and PC4, respectively. As visible from the first score plot, there is a strong separation between alkalized and non-alkalized samples highly spread on PC1. By overlapping the variables distribution (figure 2), is clear that pH, and a*_b* ratio are discriminant for alkalized samples (right side of the plots), while L and H, b*, and C* for non-alkalized samples (these have more vivid colors and are lighter). Those samples, mainly blue circles, at the very far right side of the plot, may be powders on which the extension of the dutching process, was higher, or conducted with different reagents (i.e. NaHCO
3, K
2CO
3, KOH) and more intense conditions (temperature and pressure). Obtention of cocoa, thus their organic or conventional farming, and the rawness, do not have a great impact on the differentiation of samples. Anyway, in the first plot all the organic samples, and most raw beans obtained powders, no matter of the technological processes given, may be grouped. The second score plot illustrates again the marked difference between non-alkalized and alkalized samples, spread on the horizontal direction (PC1). Other traits (organicity, and rawness) are not potent enough to distinguish samples.