Modification of OSG dielectrics is inevitable during their manufacture and integration. As previously mentioned, UV-assisted thermal curing is widely used to remove porogen and crosslink the low-film matrix. Additionally, producing the final integrated products requires patterning the films according to specified tasks. This patterning typically involves plasma processing, which can modify low-k films through the action of energetic ions, VUV photons, and chemically active radicals.
Patterning is a critical stage in the fabrication of integrated circuits, demanding precision at the nanometer level to cater to the needs of advanced technology nodes in ULSI. With ULSI elements shrinking to sizes on the order of tens of nanometers, the intricacy of the process becomes even more apparent. While lithography establishes the initial target size, the real challenge lies in faithfully replicating that pattern onto the functional layer with utmost accuracy. It is a sophisticated process that underscores the remarkable advancements in semiconductor technology.
3.1. Plasma Damage
Despite meticulous patterning and integration processes, electrical characterization and reliability testing often reveal unexpected issues. This discrepancy can arise due to various factors such as microscopic material defects, interface issues, process variations, or even subtle environmental factors. Advanced techniques such as failure analysis and accelerated testing can help uncover the root causes of these degraded properties. By identifying and addressing the underlying issues, manufacturers can enhance the quality and robustness of their integrated electronic devices.
One of the most important issues is related to the so called “plasma damage” of the etched low-
k materials. Plasma damage of OSG low-
k dielectrics is a complex phenomenon involving both physical and chemical effects. Chemical modifications include relatively macroscopic changes in chemical composition related to the different reactivity of OSG components (mainly SiO
2-like matrix and carbon-containing groups) with chemically active plasma components. The most pronounced effects are related to the depletion of carbon concentration in oxygen-containing plasma or their fluorination. Reduction of concentration and fluorination of the carbon-containing groups make OSG more hydrophilic, and the subsequent moisture adsorption increases the dielectric constant and leakage current. Many efforts have been directed towards restoring damaged low-
k materials using different types of silylation agents and chemical/plasma/UV treatments, but full restoration is generally unachievable [
38].
The degradation (increase) of the dielectric constant directly correlates with changes in bonding configuration, the formation of a carbon-depleted layer, film shrinkage, and surface densification. The depth (and degree) of “chemical” plasma damage is mainly determined by the diffusion (penetration) of active radicals (O, H, F, etc.) into the pores of the low-
k material and the subsequent removal of organic hydrophobic groups. The penetration depth of active radicals depends on pore size and connectivity, diffusion rates, and their recombination (loss) probability. In the case of fluorine-based etch plasma, the depth of damage depends not only on the aforementioned factors but also on the etch rate [
63]. The depth of etch damage increases when the etching speed is lower than the speed of damage propagation. Therefore, it can be reduced by using fast etching recipes. Intensive ion bombardment is also beneficial because surface densification reduces the penetration of active radicals into the pores. Capacitively coupled plasma (CCP), especially dual-frequency CCP with controlled flows of radicals and ions, is preferred for patterning low-
k materials.
During processing, the plasma constituents (ions, photons, and radicals) contribute and interact in a complex manner to induce damage. A thorough demonstration of the damage features dependent on the type of plasma reactor and the mechanisms was reported by Kunnen et al. [
61]. As previously mentioned, the authors utilized an ICP plasma reactor, and the experiments were conducted under three different conditions: top power only (TPO, pure ICP regime), bottom power only (BPO, CCP-like regime), and a mixed regime with both top and bottom applied powers (T&BP). These conditions revealed entirely distinct phenomena. In the BPO condition, similar to a CCP reactor, the low-
k surface underwent bombardment by energetic ions. Conversely, the TPO condition generated a high concentration of active radicals, with minimal ion bombardment intensity. In TPO, oxygen radicals deeply infiltrated the pores, reaching the film’s bottom and resulting in complete carbon depletion as can be seen in EFTEM pictures (
Figure 4). The qualitative diffusion-recombination models of plasma damage by oxygen radicals have been proposed and analyzed by Kunnen[
64] and Safaverdi[
65].
Braginsky et al. [
66] conducted an extensive study on low-
k damage caused by oxygen radicals generated in fast flow RF CCP plasma using a 90% O
2/10% Ar mixture at a pressure of 10 Torr. The loss probabilities of oxygen atoms through plasma-induced fluorescence were measured and analyzed. Additionally, X-ray fluorescence (XRF) and FTIR spectroscopy were employed to track the evolution of carbon and oxygen concentrations in the films over time exposed to atomic oxygen flux. Then the removal of CH
3 groups was simulated using 1-D Monte Carlo simulation, utilizing a simplified structure of regular vertical pore channels to match the porosity of the materials. It was demonstrated that in low-
k films with pore sizes approaching 1–1.5 nm, the classic diffusion approach for calculating oxygen atom concentrations in nanoporous materials becomes inadequate. A more appropriate description of experimental results can be achieved by employing ideas from random walk theory. The depth of penetration of oxygen radicals is directly proportional to the pore size and inversely proportional to the sum of recombination and chemical reaction coefficients. Ultra-low-
k materials, characterized by the lowest dielectric constants, inevitably exhibit higher porosity and larger pore sizes, resulting in increased pore interconnectivity. Consequently, active radicals penetrate deeper into the bulk low-
k material. To mitigate or prevent damage, strategies such as sealing the uppermost layers of low-
k films, depositing a thin layer impermeable to oxygen atoms on top of low-
k films, and enhancing chemical modification of pore surface composition to substantially increase the surface recombination rate of oxygen atoms can be employed. Similar strategies are related to the application of pore stuffing by sacrificial polymers (P4 strategy)[
67] and protection by condensed reaction byproducts at cryogenic temperatures.[
68,
69] This enhancement can also be achieved by increasing the carbon concentration in low-
k films [
70]. It is necessary to mention that alternative diffusion models have also been proposed. Goldman et al. [
71] proposed a diffusion-based Deal-Grove type of model.
The chemical reactions between the oxygen radical and the Si–CH
3 groups located on the pore wall surface start with the abstraction of H because H
2C–H is the weakest bond:
Further reaction with oxygen atoms leads to the complete loss of the methyl group and the formation of surface active sites (≡Si*) that can chemisorb water molecules, forming ≡SiH and ≡SiOH groups:
Reaction of CH2O molecules leads to the formation of CO, CO2, and H2O.
Unlike O
2-based plasma, H
2-based plasmas exhibit varied and sometimes contradictory effects on low-
k films. While some authors report no effect on low-
k films, others demonstrate that plasma processes enhance the film properties, while still others indicate severe damage. The paper [
72] analyzes most of the studies related to the effects of hydrogen plasma. The contradictory conclusions are related to the wide variety of plasma chambers. In the case of ICP and CCP systems, the low-
k surface interacts directly with the plasma; therefore, physical or physico-chemical interactions play a crucial role. In contrast, DSP systems might involve only pure chemical interactions. The modern DSP plasma sources are usually microwave and separated from the wafer area by a special grid. This grid neutralizes electrically charged species (electrons and ions) and also attenuates the flow of UV/VUV light. Therefore, only the hydrogen atoms interact with the wafer. The application of H radicals, typically generated from downstream H
2 plasma, is indeed crucial for damage-free processing, especially in the context of cleaning low-
k surfaces prior to barriers and metal deposition. However, hydrogen plasma can significantly damage OSG low-
k when it is simultaneously affected by ions and UV light. The lack of damage in the DSP hydrogen process can be elucidated by referencing the findings mainly reported by Han,[
73] Worsley,[
72] Lazzeri[
74] and Rakhimova[
75]. They investigated the interaction between H radicals and the low-
k surface, highlighting their ability to effectively remove contaminants and impurities without causing detrimental damage to the underlying material. Lazzeri et al. [
74] have contributed insights into the fundamental mechanisms governing this interaction, shedding light on how H radicals selectively react with surface species while minimizing adverse effects such as etching or sputtering. By leveraging the knowledge gleaned from these studies, semiconductor manufacturers can optimize their processes to ensure efficient cleaning of low-
k surfaces while preserving their integrity, ultimately leading to improved device performance and reliability. According to the findings reported by Rakhimova et al.,[
75] the reaction initiates with the detachment of a hydrogen atom from the ≡Si–CH
3 group, forming a radical species (≡Si–CH
2 + H). Subsequently, the reaction of the resulting ≡Si–CH
2 radical with oxygen atoms leads to its complete destruction, while the reaction with hydrogen atoms restores the original ≡Si–CH
3 group (≡Si–CH
2 + H → ≡Si–CH
3). This mechanism finds support in the results presented by Lazzeri et al. [
74]. In their study, they exposed OSG low-
k films to a deuterium plasma. Deuterium, being an isotope of hydrogen, replaces hydrogen in the low-
k matrix. However, the total concentration of hydrogen and deuterium (H + D) remains constant throughout the process. This phenomenon suggests that the dangling bonds formed by hydrogen detachment from the low-
k films are saturated by the reaction with deuterium, leading to the formation of ≡Si–CH
2D species (≡Si–CH
2 + D → ≡Si–CH
2D), while the sum of (H + D) remains constant. UV light and ions promote the direct detachment of CH
3 groups from Si and make this reaction irreversible.
Nitrogen and ammonia are often used during the plasma etching/stripping and metal barrier deposition (TaN, Ta, MnN, AlN, ...). The addition of nitrogen to a hydrogen plasma has a strong effect on low-
k damage, although the N radicals themselves have a low effect on low-
k materials, showing a small degree of Si–CH
3 group removal and hydrophilization. However, a mixture of N
2 and H
2 radicals (as well as ammonia plasma) has a detrimental effect on the low-
k films. This is presumably due to an increased amount of possible reaction pathways that lead to the film hydrophilization. One of the possible hydrophilization mechanisms is the replacement of Si–CH
3 bonds by hydrophilic Si–NH
2 bonds, which can then be replaced by Si–OH bonds (the latter as a result of hydrolysis with ambient moisture). The formation and existence of Si–NH
2 bonds was proven by FTIR. The carbon loss in low-
k materials can also be related to the formation of volatile HCN molecules.[
76,
77]
VUV light generated in plasma plays an important role. VUV photons can damage OSG low-
k materials by partially or completely destroying Si–CH
3 bonds, resulting in hydrophilization and the formation of electrically active dangling bonds.[
78,
79] However, the most presently important modifications are related to the generation of electrically active defects that cannot be identified by simple chemical analysis, such as FTIR spectroscopy.
The most important impacts of UV light on OSG dielectrics are related to change in dielectric constant, built-in charges, leakage currents, and breakdown field. Although the SiO
2-like skeleton represents the essential part of the low-
k materials, the presence of significant amounts of alkyl groups and organic residues, as well as porosity, brings numerous novel aspects to the UV/VUV response of these layers. VUV exposure can cause demethylation of OSG films (especially in the presence of active gases: O
2, NH
3),[
80,
81] making them hydrophilic and leading to changes in electrical characteristics.
The exposure of amorphous SiO
2 insulators to VUV light results in the build-up of a fixed charge. This process is associated with trapping of photogenerated (or injected from electrodes) mobile charge on the pre-existing oxide defects. If the photon energies exceed the bandgap width of the oxide (8.9 eV for SiO
2),[
82,
83] positive charging caused by hole trapping is dominant.[
84,
85,
86,
87] Negative charge buildup can also be observed upon electron photoinjection and trapping in SiO
2, but with a much lower trapping rate than the positive charging upon hole injection [
88]. Generation of energetically deep states in the oxide bandgap, facilitating leakage current and leading to dielectric breakdown, is the most relevant for OSG low-
k dielectrics.
The depth and degree of plasma damage strongly depend on the wavelength of VUV light. It has been shown that the light with a wavelength shorter than 200 nm has sufficient energy to break Si–CH
3 bonds [
89]. Efficiency of the bond breaking increases with decreasing wavelength, but the overall degree of damage at very short wavelengths (<150 nm) can be smaller due to the high absorption coefficient and limited depth of light penetration. This is the reason why the most damaging wavelengths correspond to the range close to 150 nm when photons have sufficient energy to break Si–CH
3 bonds, and the depth of light penetration is still higher than the typical film thickness (close to ±100 nm in modern interconnect technology) (
Figure 5).[
90,
91,
92,
93]
Figure 5 shows that the experimentally measured integral carbon depletion is maximal when the film was exposed to VUV light with a wavelength of 147 nm. The VUV photons in this case are already sufficient to break the Si–CH
3 bond, and the absorption coefficient is still quite low, allowing the light to penetrate through the 100 nm thick films. Further wavelength reduction generates the photons that are also able to break Si–CH
3 bonds, but the depth of damage is smaller because of the high absorption coefficient. So, VUV photons generated by Ar and He plasma (106 and 58 nm respectively) cause less damage than 147 nm (Xe plasma) and 13.5 nm (Sn
7+ plasma used in EUV lithography). The most damaging plasma is Xe (147 nm), but light with a similar wavelength can also be generated by CF
2 radicals,[
94,
95] which are common components of various etch recipes utilizing different fluorocarbon precursors.
Another important characteristic of VUV damage is its quantum yield of CH
3 group abstraction that depends on the material’s properties. Dependence of the quantum yield on porosity was measured by Lopaev et al. [
93] using a few different methyl-terminated OSG films (
Figure 6). It is clear there is a very strong dependence on porosity, and the curve has percolation-like character. The quantum yield drastically increases at porosity close to 45%.
Unfortunately, such data were generated mainly for methyl-terminated OSG materials, and the information is very limited in the case of PMO-like OSG materials with a carbon bridge in their matrix. Some general ideas about the resistance of these materials can be demonstrated by the results of quantum chemical calculations (
Figure 7). This figure shows the methylene-bridged PMO OSG film with the simultaneous presence of methyl terminal groups. The VUV-induced excitation of this molecule at 12 eV initially occurs in the singlet state S
n. The dissociation energy (
Ediss) of a potential bond breaking in the model molecule was calculated as the difference between the free Gibbs energies of the molecule in the ground state and the dissociation products. After excitation into the electronically excited S
n state and relaxation into the first excited singlet state S
1, followed by intersystem crossing (ISC), the triplet state was formed. This triplet state has sufficient energy to undergo different bond scissions.
One can see that the chemical bonds present in OSG films containing both bridging and terminal carbon can be separated into two different groups from the point of view of dissociation energy. As expected, the weakest chemical bonds (E < 85 kcal/mol) are represented by Si–C bonds from Si–CH2–Si bridge (R1 and R4) and the bonds between the silicon atom and the terminal methyl group (R2 and R3). The detachment of hydrogen atoms also occurs relatively easily (R5 and R6). One can see that the difference between R1 and R4, R2 and R3, R5 and R6 reflects the influence of neighboring groups and is easily understandable. For example, R1 < R4 and R8 < R9, since the central Si atom is bonded to the hydroxyl (R10) and, therefore, has a positive charge that enhances the bonding energy with the neighboring CH2 group and the oxygen atom (R9). The bond R1 < R2 and R3, indicating that the Si bond with the bridging methylene group is the weakest in this molecule. The second group of chemical bonds has dissociation energy >100 kcal/mol and includes Si–O bonds (R8 and R9), detachment of the hydroxyl group (R10), and detachment of an H atom from the hydroxyl.
The low VUV resistance of bridging carbon groups was experimentally confirmed in the papers [
39,
44]. Moreover, it was shown that the benzene bridge has lower stability for light with λ ≥ 200 nm compared to methylene and ethylene bridges. The optical light absorption characteristics play an important role, and this will be demonstrated in the discussion below.
One crucial aspect to note is that when Si–C (SiCH
3) bonds break, they leave a dangling bond on the Si atom. The subsequent behavior of this bond can vary. It may become saturated with hydrogen atoms, forming Si–H bonds through reactions with hydrogen atoms produced from detached CH
3 radicals or water molecules. Additionally, the formation of oxygen-deficient centers (ODC) like ODC(I) and ODC(II) (
Figure 8) is conceivable. However, in the case of low-
k materials, the temperatures used are constrained by BEOL requirements, preventing the matrix from relaxing and greatly limiting the likelihood of such reactions. Furthermore, Marsik et al. demonstrated that there is an anticorrelation between the removal of CH
3 and the formation of SiH groups during UV curing. This suggests that nearly all Si dangling bonds are saturated by hydrogen atoms generated from the destruction of desorbed CH
3 groups.
As already mentioned, VUV light degrades the electrical characteristics of low-
k materials.[
78,
96,
97,
98] The VUV photons from the processing plasma increase the intrinsic defect density and create trapped charge inside the low-
k material.[
98,
99] During the ion sputtering process, atoms can be knocked off from the low-
k material network, leading to the formation of Si vacancies, such as EX centers[
100,
101] or dangling carbon bonds.[
78,
98,
102,
103,
104,
105,
106,
107] These carbon-related defects contribute to increased leakage [
108]. In addition, the formation of surface oxygen-deficient centers (vacancies) on the pore wall may lead to the formation of sub-gap surface states at 5.0 and 7.2 eV. Atomic defects such as non-bridging oxygen hole centers (NBOHC) and oxygen vacancies (E’-centers) have extensively been studied by electron spin resonance (ESR) spectroscopy (
Figure 8).[
25,
107]
ESR spectroscopy allows us to identify only paramagnetic defects like E’, POR, and NBOHC. Meanwhile, in the case of SiO
2, important contributions to electrical characteristics are made by diamagnetic oxygen-deficient centers ODC(I) and ODC(II). Normally, they can be identified using UV-induced luminescence and characterized by emission peaks with energies of 3.1 and 4.3 eV (ODC(I)) and 2.7 and 4.4 eV (ODC(II)). The luminescence from differently deposited SiO
2 layers has been reported in many papers, and these peaks are always attributed to ODC.[
25,
107] However, most of the results are related to SiO
2 layers fabricated at high temperatures.
Recently, the UV-induced photoluminescence (PL) of a mesoporous organosilica low-
k dielectric with an ethylene bridge was studied,[
109] and the observed peaks were interpreted as related to the formation of oxygen-deficient centers ODC(I) (≡Si–Si≡) and ODC(II) (=Si:) centers (
Figure 8f and
Figure 8g), similar to those observed in pure SiO
2.[
110,
111] It was assumed that these centers can be correlated with the character of leakage current studied in Refs. [
50,
112]. However, another recent luminescent study, based on the evaluation of various OSG dielectrics with different porosity and chemical composition,[
113] demonstrated that the origin of the observed luminescent bands can be related to the film’s components rather than solely to the presence of oxygen vacancies. Therefore, it is not always straightforward to explain the degradation of electrical properties with the formation of oxygen vacancies.
There are several factors that can make the response of low-
k insulators to UV/VUV exposure significantly different from that of
a-SiO
2 [
25]. First, most of the SiO
2 films reported in the papers with reliable identification of the formation of these defects represent high-temperature versions of amorphous SiO
2 synthesized by thermal oxidation of silicon or from a synthetic silica melt. These materials have a sufficiently relaxed network structure with a relatively narrow statistical distribution of Si–O–Si bridge angles around an average value of 144 degrees. In the case of low-
k insulators, the processing temperature is limited by the BEOL requirements (<450°C), which is too low to allow the network to relax. This factor results in a high concentration of network configurations with extreme bonding angles, which are expected to be more prone to chemical reactions,[
114] including those with hydrogen released under UV/VUV illumination conditions from electrodes of the low-
k material itself. The limited thermal budget is especially a key issue for sol-gel-based films. Sol-gel chemistry uses stable precursors, and their polymerization is only related to hydrolysis and further condensation with the formation of Si–O–Si or Si–R–Si bridges and methyl groups located on the pore wall surface. Potentially, if Si–CH
3 bonds are broken by VUV light, the formed E’-defects can be considered as potential precursors for the formation of ODC centers. However, at temperatures below 450°C (the temperature used for curing low-
k materials), these defects are immobile, and there is insufficient energy for structural relaxation.
Second, the low-temperature SiO
2-like matrices in OSG low-
k are prepared in the presence of organic templates, porogen precursors, or by using spin coating. They are usually OH-rich as opposed to the
a-SiO
2 films thermally grown on silicon or fabricated by O-ion implantation into Si crystal. The latter are usually O-deficient and exhibit characteristic ESR signature of this deficiency—the well-known E’-centers.[
115,
116,
117,
118,
119] This difference can clearly be seen from the ESR spectra (
Figure 9) taken from the “conventional” PECVD
a-SiO
2 (
Figure 9a) and two OSG low-
k dielectrics: spin-on deposited nano-crystalline silica (NCS) (
Figure 9b) and porous UV-cured CVD-processed “black diamond” (BD, labeled as CVD1 throughout this paper) insulator prior (
Figure 9c) and after He ion bombardment (
Figure 9d) [
120]. While the CVD-SiO
2 shows not only the E’
γ-line at
g = 2.0005 with a characteristic powder pattern stemming from dangling bonds of silicon atoms in an
a-SiO
2 matrix, but also the 72.5 G doublet associated with the presence of one hydrogen atom in the back-bond of the kernel Si atom, neither NCS nor CVD1 materials exhibit these O-deficiency features. Even after extended VUV (
hν = 10 eV) exposure, no detectable E’
γ signal can be traced in these samples. Similar observations were also made on other low-
k insulators ranging from spin-on glass to self-assembled dielectric layers.[
102,
103] Only after sputtering, a “new” ESR signal at
g = 2.00247, which can be identified as an EX-center representing a Si vacancy in an
a-SiO
2 matrix,[
100,
101] clearly points towards O-enrichment in the low-
k oxide case. Later, high-resolution ESR analysis[
99,
121] revealed an additional component of the ion-bombardment-induced signal tentatively associated with the formation of dangling bond defects in oxycarbide clusters. This association was made because a similar signal has also been found in
a-SiOC matrices.
As reported by Nichols et al.,[
122] dielectric failure times and charges to breakdown decrease for VUV-exposed low-
k dielectrics. The same research group also investigated the influence of photon irradiation on leakage currents [
123]. Comparison of leakage currents in low-
k films before and after UV and VUV exposure shows that VUV exposures could have a similar effect to UV cures, where leakage current is reduced due to certain photoactive compounds being decomposed and removed during the exposure. However, the ESR results from Ren et al. [
124] show that VUV photon irradiation generates additional defects and twisted bonds in the structure. Increasing defect densities and leakage currents after UV light irradiation are also discussed in other literature reports [
78]. Sinha et al. [
98] suggested that photon irradiation produces trapped charges inside the low-
k material, where such charge accumulation leads to potential reliability problems. The nature of the defects generated during ion bombardments was studied by Afanas’ev et al. [
99] by using three discharging gases: H
2, He, and Ar. Knock-offs of atoms from the low-
k material network are believed to occur during the ion sputtering process, leading to the formation of Si vacancies such as EX centers or dangling carbon bonds. These carbon-related defects contribute to increased leakage. Furthermore, the results of King et al. [
108] show the generation of surface oxygen vacancies, probably due to the removal of terminal organic groups after Ar
+ sputtering, where two related sub-gap surface states are observed at 5.0 eV and 7.2 eV. Nichols et al. [
123] studied the effect of the ion energy in the plasma. The wafer bias in the plasma reactor was adjusted to increase the ion energy. An increase in the ion energy resulted in increased leakage currents and reduced breakdown fields, where the formation of an oxide-like layer due to the loss of carbon near the film surface was put forward as an explanation. It was further suggested that defects are more easily generated inside this oxide-like layer. Sinha et al. [
98] suggested that ion bombardments lead to ions sticking on the dielectric surface. Similar to their conclusions on photon irradiation, this charge accumulation is considered to have a negative impact on reliability.