4.1. Boundaries within the Current LCA Environment
This study is an environmental lifecycle assessment (an E-LCA); it focuses on the undesirable biophysical impacts of its functional unit. As a complementary activity, UNEP (2009) formalized the socio-economic lifecycle assessment (the S-LCA), focusing on impacts on the well-being of stakeholders such as workers, consumers and the local community, among others. UNEP notices that such impacts may be desirable (for example when they lead to employment opportunity or to affordable food security) as well as undesirable. A complete lifecycle sustainability assessment of a production system would then involve an E-LCA, an S-LCA, and also a lifecycle costing exercise to quantify “the direct costs and benefits from economic activities”. Following Elkington (1998), the
triple bottom line of a production system must quantify its impacts on the three pillars of sustainability:
People,
Planet and
Profit. The latter pillar was euphemized to
Prosperity in the 2002 World Summit on Sustainable Development (
https://tinyurl.com/8ppnbe35); UNEP (2009) adopted this terminology. S-LCA focuses on the
People and
Prosperity pillars, E-LCA on the
Planet pillar. As we argued previously (Knap, 2012, p. 7974), a complete assessment of a livestock production system should involve a fourth pillar in its
quadruple bottom line, focusing on the interests of the animals; for pig or poultry production this would conveniently lead to a fourth P-labeled pillar, such as
Pigs (we could also think of gimmicks such as
Puminants or
Phish). In terms of the present study, this would call for quantification of the impacts of pig breeding on pig welfare. Zira et al. (2022) modelled this in an elegantly integrated way by introducing pigs as an additional stakeholder in the One Health approach (One Health Commission, 2021) to assess the impacts of changes to (i) animal housing conditions and to (ii) the breeding goal on (iii) the environment, on (iv) people and on (v) pigs. A similar approach was followed by Tallentire et al. (2019) in an S-LCA of broiler chicken production. Zira assessed the impact of (ii) on (v) in terms of piglet mortality rate, tail biting incidence, and sow longevity. Unfortunately, changes to his items (i) and (ii) were confounded, so Zira’s study could not produce unequivocal conclusions in terms of (ii) breeding goals. Reflecting on his S-LCA-related work, Zira (2023, p. 86) concluded that this is “a daunting task if not herculean, requiring immense time. Trying to assess future livestock systems based on forecasts using scant current and historic data is also difficult”. Hence “more research is required to develop an integrated assessment of the social, economic and environmental impacts of food production from farmed animals. Such an evaluation should also include the farm’s sensitivity to economic changes and competition for arable land for feed or food”, and “many methods of sustainability assessment have so far focused on negative environmental effects because they are the easiest to measure” (Zira, 2023, p. 107). So, pending such “research to develop an integrated assessment”, we chose to restrict ourselves to the current E-LCA, noticing that measuring its effects credibly and defensibly is difficult enough.
4.2. Comparison to other Studies
The scientific literature holds many LCA studies of livestock production systems; reviews of such studies include McAuliffe et al. (2016), McClelland et al. (2018), and Pereira Silva et al. (2023). Pig-specific LCAs include the 74 studies cited by Gislason et al. (2023) plus, recently, Reckmann and Krieter (2015; Germany), Rougoor et al. (2015; Netherlands), Watson et al. (2018; Australia), Bonesmo and Gjerlaug-Enger (2021; Norway), Monteiro et al. (2021; France), Zira et al. (2021; Sweden), CIEL (2022; UK), Lamnatou et al. (2022; Spain), Shurson et al. (2022; USA), Savian et al. (2023; Brazil), and Yang et al. (2023; China). Andretta et al. (2021) and Pexas & Kyriazakis (2023) provide other reviews.
LCAs like our current study, specifically focused on the impact of livestock breeding, are much scarcer. A nice example outside pig breeding is Farrell et al. (2022) who conducted high-low sampling of sheep in Ireland, based on their estimated breeding values (EBVs) for the production traits that feature in the local profitability-oriented breeding goals. This was a top 20 % / bottom 20 % sampling scheme; hence assuming Normality, the sample means must have been 2.8 standard deviations apart. The LCA-based GHG emission intensities were 22.1 (high production EBVs) and 23.7 (low production EBVs) kg CO2eq per kg lamb carcass. This comes down to a correlated GHG reduction of 2.4 % per standard deviation of the breeding goals. Berry et al. (2022; their Figure 7) show that the 2008-2018 genetic improvement in these breeding goals was on average 0.048 standard deviations per year; hence the realized correlated genetic reduction of GHG emission in that period must have been around 0.12 % per year. An important detail here is that these sheep breeding goals do not include feed intake or feed efficiency – the traits with the strongest connection to GHG production.
De Haas et al. (2021) present case studies of the reduction of GHG emission through genetic change in poultry, pigs and cattle in the Netherlands. Their pig-specific case study contrasts two yearly cohorts (2014 and 2016) of growing pigs of a widespread commercial cross kept on a single experimental facility. The 2016 cohort showed a 1.2 to 1.5 % lower GHG emission than the 2014 cohort; given the uniform housing and nutritional conditions, this would suggest a correlated annual genetic reduction of GHG emission of 0.7 % of the mean level. This mean level was 180 kg CO2eq from 22 to 120 kg live weight, so the absolute annual reduction must have been 1.26 kg CO2eq per slaughter pig. Notice that this was not an LCA study but a biological trial.
Apart from that, we are aware of the following LCA studies that attempt to quantify such effects arising from pig breeding.
Bonesmo and Gjerlaug-Enger (2021) and Gjerlaug-Enger et al. (2022) conducted an LCA of the pig production sector in Norway. Based on the genetic improvement in feed efficiency, postweaning mortality and sow reproductive output that was realized during the year 2021, the correlated genetic reduction of GHG emission intensity in that year was reported as 1.4 % and 1.9 % of the mean level for the Norwegian Landrace and Duroc populations, respectively. This mean level was 186 kg CO2eq for a pig with 80 kg carcass weight, so the absolute annual reduction must have been 2.61-3.54 kg CO2eq per slaughter pig.
Knap et al. (2023) used the conversion factors described in our Appendix A in the Supplementary Material to derive a genetic reduction of GHG emission from the genetic improvement of the traits described there, as realized between 2012 and 2023 in the same commercial pig crosses as covered in the current study. The correlated annual reduction was estimated at 2.93 kg CO2eq per slaughter pig.
Alfonso (2019) derived conversion factors for sow productivity traits (mainly litter size and piglet mortality rate) with respect to GHG emission, similar to the ones described in our Appendix A in the Supplementary Material. As suggested by Amer et al. (2018), he added these to the trait weighting factors of his profitability-oriented breeding goal, assuming a carbon emission shadow price of 0.04 EUR per kg CO
2eq. The impact of this addition was then quantified, and it was concluded “that no relevant changes are produced in the relative [weightings] of sow efficiency traits after the inclusion of GHG costs”. In other words, at that level of the carbon shadow price (which corresponds to the EU Emissions Trading System price of early 2021, see e.g.
https://www.investing.com/commodities/carbon-emissions), inclusion of explicit GHG-related elements to a breeding goal that was designed without GHG emission in mind does not add much to the predicted GHG output of the production system.
As in the abovementioned sheep study of Farrell et al. (2022), Alfonso’s breeding goal did not include feed intake or feed efficiency traits, so his results are not surprising. By contrast, Ali et al. (2018) conducted a similar study with that same carbon shadow price but with a pig breeding goal based on litter size, piglet mortality, growth rate and, notably, feed efficiency. One simulated generation of selection on this profitability-oriented breeding goal produced a correlated reduction of the GHG emission per slaughter pig of 0.510 %; the addition of the carbon shadow price changed this to a reduction of 0.514 %. So again, at that level of the carbon shadow price, an addition of explicit GHG-related elements to a profitability-oriented breeding goal (designed without GHG emission in mind but this time including feed efficiency) does not add much to the predicted GHG output of the production system.
Ottosen (2021; his Chapter 5) calculated sets of trait weighting factors for breeding goals aimed at reducing the cost of pig production (i.e. profitability-oriented) or at reducing each of the ReCiPe-2016 impact categories (see our section 2.6 and our
Figure 3). Each of these breeding goals was used in a deterministically simulated 10-generation pig breeding program with full specification of the genetic covariances among the traits, integrated into an LCA study to predict its impact on those same categories; in other words, the impact
on each category was quantified
for each category-oriented breeding goal, with the logical hypothesis that “a breeding goal designed to reduce one impact category will be substantially better at doing so with relatively smaller reductions in other impact categories”. However, their overall conclusion was that the various breeding goals “led to very similar reductions for each targeted impact category, with only minimal differences”. In more detail (derived from Ottosen’s
Figure 5.12c), these 10-generation (i.e. about 15 years) reductions ranged from 17.9-18.3 % (for impact category fossil fuel depletion, across all the breeding goals) to 24.2-24.5 % (for impact category acidification, across all the breeding goals): a 6.2 % range across impact categories, and a 0.3-0.4 % range across breeding goals. Hence “the present [profitability-oriented] breeding programme performs well in reducing all investigated environmental impacts”.
In summary (see
Table 2), and consistent with our forecast of section 3.2.1, current profitability-oriented pig breeding goals have been (and are still) reducing the GHG emission of pig production by about 1 % per year, dependent on local conditions and on the body weight trajectory studied.
Specific orientation of breeding goals to environmental impact categories does not significantly improve this reduction, at least not with the current carbon shadow prices. The 0.04 EUR per kg CO2eq shadow price used by Ali et al. (2018) and Alfonso (2019) can be usefully compared to the Emission-weighted Carbon Prices as realized in 2020 for the Agriculture & Forestry sectors in nine European countries, Argentina, Mexico and South Africa (Dolphin, 2022); these ranged more or less uniformly from 0.00032 USD per kg (Ukraine) to 0.034 USD per kg (Sweden) with a single extreme value at 0.07 USD per kg (Finland). From that point of view, Ali’s and Alfonso’s value seems very realistic. Those shadow prices were either explicitly set by a government through carbon taxation, or implicitly influenced by a government through the quota of CO2-equivalents that it makes available in an emissions trading system. A very different macro-economic approach was described by Boussemart et al. (2017) who essentially regressed the gross domestic product (GDP: national income) of 119 countries on their annual CO2 emission, annually from 1990 to 2011. The CO2 shadow price is then proportional to that regression coefficient, quantifying how much additional GDP is generated per additional unit of CO2 emitted: a higher regression coefficient indicates a “greener” country that manages to increase its GDP with a lower increase of its GHG emission. The results of that analysis are very variable across regions, ranging from 0.113 (China) to 10.2 (Africa) USD per kg in 2011; the important point here is that they are much higher than today’s politically imposed shadow prices that were shown above to be ineffective for pig breeding purposes.
The abovementioned percent-wise reductions of GHG emission also depend strongly on the calculation methods used: percentage values obviously depend on the base value that the genetic change is a percentage of , and in the literature quoted at the top of this section (ignoring suspicious outliers) these base values range from 2 to 5 kg CO2eq per kg liveweight. Many of these reported base values represent simulated averages across many farms, but Ruckli et al. (2021, their Table 4) give such results for 27 individual farms across six European countries, ranging from 1.9 to 5.1 kg CO2eq per kg liveweight. It follows that in this field, percent-wise differences or changes must be interpreted with considerable caution. Apart from that, the LCA methodology that was applied in those studies, and the way the results were reported, is by no means uniform and standardized; in their abovementioned review, Gislason et al. (2023) recommend that “the reader should refrain from making direct comparisons across different studies. This is due to differences in systems boundary settings, assumptions, methodologies, and varying transparency across the studies […], emission models, LCIA methods and background databases”. Indeed, in our study the CO2eq emission of a slaughter pig was estimated 48 % higher under ReCiPe-2016-H than under PEF-3.1.
4.3. Scenario 2: Baseline Comparison
Averaged across the LCIA frameworks of
Figure 4, the global warming performance of PIC-2021 is 7.5 % lower than the 2021 North American industry average level. Considering that the industry average data contain an undocumented proportion of PIC animals which we believe to be between 30 and 50 % (see section 2.5.1), this result can be extrapolated to a 2021 global warming performance of PIC genetics that is 10 to 14 % lower than that of the non-PIC-derived part of the North American pig sector.
Given the way our results were calculated, the lower environmental impact of PIC genetics as compared to the North American industry average is due to differences in production traits such as feed intake, growth rate and survival rate of the growing-finishing pig, and feed intake and reproductive performance of the sow. Such differences between genetic populations are due to differences in genetic levels of the founder populations and in the subsequent rate of genetic change, which is determined by (i) the weighting of traits in the breeding goal and its associated selection index, (ii) the intensity of selection on that index at the GGP, GP and Parent levels, (iii) the accuracies of the estimated breeding values of the various traits, and (iv) the length of the generation interval at the GGP and GP levels (e.g. Bichard, 1971). Most pig breeding companies have productivity- and/or profitability-oriented selection programs (e.g. Knap, 2014), so element (i) should not differ much between companies. Element (ii) is largely determined by population size, element (iii) by population size, by the quantity and quality of data recording, and by the quality of statistical data processing, and element (iv) by farm logistics. Generally, configurations with levels of elements (ii) to (iv) that lead to a faster rate of genetic change are more costly. Differences in the realized progress between companies will then be mostly due to different levels of investment in technology and population structure, and to different operational efficiencies.
4.4. Extrapolation to 2030
Averaged across the LCIA frameworks of
Figure 3, the predicted PIC-2030 global warming performance is 7.5 % lower than the PIC-2021 level. An obvious question is then how the predicted PIC-2030 levels would compare to predicted 2030 industry average values – not only for global warming but also for the other impact categories. The 2030 industry average values cannot be predicted with the semi-empirical approach of section 2.4 because the selection index weighting factors and the genetic covariances of breeding programs other than PIC’s are not available to us. Instead we fitted a logarithmic regression to the pre-2021 North American time trends of the relevant KPI traits (i.e. growth rate, feed intake, mortality rate, litter size etc.) as reported by Interpig (2021), MetaFarms (2021), PigCHAMP (2023) and AgriStats, and we extrapolated the fitted patterns to 2030. Background data and feed composition were kept unchanged. Appendix D in the Supplementary Material gives the KPI data used and the projections.
Figure 6 shows the results for the 14 functionally overlapping categories across the ReCiPe and PEF frameworks; the predicted PIC-2030 levels are 13 to 16 % more favorable than the predicted 2030 industry average values (14 % for the global warming performance). Notice that this comparison carries a high uncertainty level, for two reasons.
First, the prediction methods are different: the PIC-2030 performance is based on semi-deterministic prediction making use of known trait covariances and known trait weighting factors, whereas the 2030 industry average was predicted by extrapolation of historical trends.
Second, future selection strategies (with their differential weighting of traits) are likely to differ from past (for the industry average) and current (for PIC) strategies. This may be in response to changing costs or prices, or to externally imposed structural changes, e.g. in housing conditions as recently triggered in USA by the California ballot proposition 12 (
https://en.wikipedia.org/wiki/2018_California_Proposition_12#) and by similar trends in Europe (e.g. EC, 2021). As we argued in section 4.3, most pig breeding companies have productivity- and/or profitability-oriented selection programs, and similar changes in market or production pressure should lead to similar decisions around future selection directions. Future differences in the realized progress between companies will then be mostly due, again, to different levels of investment in technology and population structure, and to different operational efficiencies. Also, novel technologies such as digital phenotyping (e.g. Neethirajan & Kemp, 2021; Tripodi et al., 2022; Liu et al., 2023), genome editing (e.g. Proudfoot et al., 2020) and semen sexing may change the dynamics substantially over and above the conventional effects of selection.
In the LCIA, this increased uncertainty is accounted for using the Ecoinvent pedigree matrix, as described in section 2.8.
4.6. Future Work
The model developed here can be (and will be) used to assess such trends in other regions than North America and can also be adapted to cater for other production systems such as nursery-finisher (rather than farrow-to-finish as in the current study) or, in a different dimension, Parma or Ibérico (Italy, Spain).
5.Conclusions
Current pig breeding programs have been delivering positive environmental outcomes as a correlated response to selection for the (re)production traits that feature in the conventional profitability-oriented breeding goals. This trend will continue and is likely to become stronger due to technology development.
Our LCA study is the first one to use long-term genetic trends in pig breeding, and to forecast the mitigation of environmental impacts. The forecast predicts, for PIC-derived slaughter pigs in North America, a statistically significant genetic reduction of twelve impact factors including the global warming potential, each by 0.7 to 1 % per year up to 2030.
Such trends may also become stronger due to shifts of the profitability-oriented breeding goals towards more focus on the traits that are most strongly related to environmental impact categories, but this will require considerably more focus than what current carbon shadow prices would dictate. This is largely a political issue.
Due to different levels of investment in technology and in the structure of breeding populations, and due to different operational efficiencies of North American pig breeding companies, the current (2022) status quo is that PIC genetics have a 7 to 8 % lower impact on most environmental impact categories than the North American industry average.