1. Introduction
The primordial black holes (
pbhs) [
1,
2,
3] in the Early Universe are due to gravitational collapse of the high-density matter [
4]. In [
5,
6,
7] a sufficiently accurate estimate of the mass
pbhs formed during the period of time
t since the Big Bang has been obtained
As seen, for small times close to the Planckian time
s, the mass of
pbhs is close to the Planck mass
. The names of such black holes were varying with time: ”mini-black holes”,”micro-black holes”, and, e.g. in [
8], they were referred to as ”ultralight primordial black holes”. The author of this paper uses for such
pbhs the name
quantum pbhs (or
qpbhs) introduced in [
9,
10] and notes that quantum-gravitational effects for these objects could be significant. Of particular interest are
pbhs arising in the preinflationary epoch. In [
11] a semiclassical approximation was used to study the problem of scalar perturbations due to such
pbhs. But, considering that all the processes in this case proceed at very high energies
E close to the Planckian
, the inclusion of quantum-gravity corrections
qgcs for these black holes in this pattern is necessary if quantum gravity exists [
12]. Despite the fact that presently there is no self-consistent theory of quantum gravity, a consensus is reached on correctness of some approaches to the theory, specifically, replacement of the Heisenberg Uncertainty Principle
(HUP) by the Generalized Uncertainty Principle
(GUP) on going to high (Planck’s) energies, used in this paper.
Within the scope of a natural assumption based on the results from [
11], in the present work the author studies the problem, how the above-mentioned
qgcs for quantum
pbhs can shift the inflationary parameters and contribute to cosmological perturbations involved in the inflationary process. Moreover, it is shown that inclusion of
qgcs:
a) increases the probability of the generation of pbhs;
b) leads to the enhancement of non-Gaussianity in cosmological perturbations.
In what follows the abbreviation qgcs is associated with the foregoing quantum-gravity corrections. Beginning a study of qgcs in [?], here the author, using the definitions from [?], presents much more general results referring to the emergence probability of quantum pbhs as well as of quantum fluctuations,perturbations and non-Gaussianity.
The paper is structured as follows.
Section 2 presents the instruments used to obtain the principal results.
Section 3 shows how
qgcs shift the inflationary parameters within a natural assumption from [
11]. In
Section 4 it is demonstrated that inclusion of
qgcs increases the occurrence probability for such
pbhs. In
Section 5 the high-energy deformations of Friedmann Equations on the basis of
qgcs are derived for different cases. Finally,
Section 6 begins a study of the contributions made by
qgcs into different cosmological perturbations under inflation and, due to the involvement of
qgcs, demonstrates the enhancement of non-Gaussianity for different perturbations revealed as growing moduli of
bispectrums.
In what follows the normalization is used, for which we have .
2. PBHs with the Schwarzschild-de Sitter Metric in the Early Universe
It should be noted that Schwarzschild black holes in real physics (cosmology, astrophysics) are idealized objects. As noted in (p.324,[
13]): ”Spherically symmetric accretion onto a Schwarzschild black hole is probably only of academic interest as a testing for theoretical ideas. It is of little relevance for interpretations of the observations data. More realistic is the situation where a black hole moves with respect to the interstellar gas...”
Nevertheless, black holes just of this type may arise and may be realistic in the early Universe. In this case they are pbhs.
During studies of the early Universe for such
pbhs the Schwarzschild metric [
13,
14]
for
pbhs is replaced by the Schwarzschild-de Sitter (SdS) metric [
11] that is associated with Schwarzschild black holes with small mass
M in the early Universe, in particular in pre-inflation epoch
where
,
M - black hole mass,
– cosmological constant, and
is the Hubble radius.
In general, such a black hole may have two different horizons corresponding to two different zeros
: event horizon of a black hole and cosmological horizon. This is just so in the case under study when a value of
M is small [
15,
16]. In the general case of
, for the event horizon radius of a black hole having the metric (
3),
takes the following form (formula (9) in [
17]):
Then, due to the assumption concerning the initial smallness of
, we have
. In this case, to a high accuracy, the condition
is fulfilled, i.e. for the considered (SdS) BH we can use the formulae for a Schwarzschild BH, to a great accuracy.
Remark 2.1.
Note that, because Λ is very small, the condition and hence the formula of (4) are obviously valid not only for black hole with the mass but also for a much greater range of masses, i.e. for black holes with the mass , taking into account the condition . In fact we obtain ordinary Schwarzschild black holes (2) with small radius.
Specifically, for the energies on the order of Plank energies (quantum gravity scales)
, the Heisenberg Uncertainty Principle (
HUP) [
18]
may be replaced by the Generalized Uncertainty Principle (
GUP) [
19]
Then there is a possibility for existence of Planck Schwarzschild black hole, and accordingly of a Schwarzschild sphere (further referred to as ”minimal”) with the minimal mass
and the minimal radius
(formula (20) in [
19]) that is a theoretical minimal length
:
where
- model-dependent parameters on the order of 1,
e - base of natural logarithms, and
.
In this case, due to GUP (
6), the physics becomes nonlocal and the position of any point is determined accurate to
. It is impossible to ignore this nonlocality at the energies close to the Planck energy
, i.e. at the scales
(equivalently we have
).
Actually, [
19] presents calculated values of the mass
M and the radius
R for Schwarzschild BH with regard to the quantum-gravitational corrections within the scope of GUP (
6).
With the use of the normalization
adopted in [
19], temperature of a Schwarzschild black hole having the mass
M (the radius
R) [
13] in a semi-classical approximation takes the form
Within the scope of GUP (
6),the temperature
with regard to (
qgc) is of the form ((23) and (25) in [
19]))
where
A is the black hole horizon area of the given black hole with mass
M and event horizon
,
is the black hole horizon area of a minimal quantum black hole from formula (
7) and
– value at the corresponding point of the Lambert W-function
satisfying the equation (formulae (1.5) in [
20] and (9) in [
19])
is the multifunction for complex variable
. However, for real
,
is the single-valued continuous function having two branches denoted by
and
, and for real
there is only one branch
[
20].
Obviously, the quantum-gravitational correction (
qgc) (
9) presents a
deformation (or more exactly, the
quantum deformation of a classical black-holes theory from the viewpoint of the paper [
21] with the deformation parameter
):
where
is the horizon radius of minimal
pbh from formula (
7).
It should be noted that this deformation parameter
has been introduced by the author in his earlier works [
22,
23], where he studied deformation of quantum mechanics at Planck scales in terms of the deformed quantum mechanical density matrix. In the Schwarzschild black hole case
– Gaussian curvature
of the black-hole event horizon surface [
24].
It is clear that, for a great black hole having large mass
M and great event horizon area
A, the deformation parameter
is vanishingly small and close to zero. Then a value of
Is also close to
. As seen,
is an obvious solution for the equation (
10). We have
So, a black hole with great mass
necessitates no consideration of
qgcs.
But in the case of small black holes we have
In formulae above it is assumed that
, i.e. the black hole under study is not minimal (
7).
We can rewrite the formula of (
9) as follows:
where
and
are respectively the initial black-hole mass and event horizon radius considering
qgcs caused by GUP (
6).
Note that in a similar way
is involved in ([
19] formula (26)) as a function of the black-hole temperature. But, instead of the small parameter
, the author uses the small parameter
, where
is the black hole maximum temperature.
Remark 2.2
It is clear that the formula (15) with the substitution of is of the same form as formula (8), in fact representing (9),i.e. in the formula for temperature of a black hole the inclusion of qgcs may be realized in two ways with the same result: (a)the initial mass M remains unaltered and qgcs are involved only in the formula for temperature, in this case (9); (b) qgcs are involved in the mass-the above-mentioned substitution takes place (formula(15)). Such ”duality” is absolutely right in this case if a black hole is considered in the stationary state in the absence of accretion and radiation processes. Just this case is also studied in the paper.
A recent preprint [25] in the case (b) for the space-time dimension , using approaches to quantum gravity of the alternative GUP, gives a formula for the mass of a black hole with a due regard to qgc
Here in terms of [25] is the Schwarzschild radius of the primordial black hole with the mass M,-gravitational constant in the dimension D, and is a parameter. In case under study this parameter, as distinct from cosmology, has no relation to conformal time. Obviously, for we have a semiclassical approximation and, as noted in [25], the case when corresponds to qgc as predicted by a string theory.
Remark 2.3
It should be noted that, with the expansion in terms of the small parameter , in formula (9) one can easily obtain the small-parameter expansion of the inverse number , and also of all the integer powers for this exponent, specifically for its square .
3. Inflation Parameters Shifts Generated by QGCs
To this end in cosmology, in particular inflationary, the metric (
3) is conveniently described in terms of the conformal time
[
11]:
where
,
– de Sitter-Hubble parameter and scale factor,
a – conformal time function
:
Here
r satisfies the condition
and a value of
in the reference frame of (
17) conforms to singularity of the back hole.
Due to (
4),
may be given as
where
is the radius of a black hole with the SdS Schwarzschild-de Sitter metric (
3).
Remark 3.1.
As we consider quantum pbhs with the SdS-metric, in this case, as noted in (4), they to a high accuracy are coincident with the Schwarzschild black holes (2) and hence they have the identical formulae for qgcs: (15),(16)... Further we consider the contribution made by these qgcs into the quantities associated with inflation: inflationary parameters, cosmological perturbations etc. It should be made clear:
In [11] in general only the case is considered and, as noted in [11], for the case we can use only the pattern including the radiation processes of pbhs. However, the value of itself contains no information concerning the treatment of either the initial quantum pbh in a semiclassical approximation or the consideration with regard to qgcs. Obviously, in this case involvement of qgcs shifts all the parameters derived for a semiclassical (canonical) pattern.
Let us consider the following pattern related to that studied in [
11]: it is supposed that, as the mass
M of
pbh may be changed due to the radiation process, the corresponding change takes place for
– in the general case we have (
) in view of these processes. But further it is assumed that after termination of these processes
is unaltered with regard to
qgcs, i.e. in formula (
19) we have
, where
- values of
, respectively, with due regard for
qgcs.
3.1. The Stationary Picture
From the start of creation, the primordial black hole, with the mass
M and the event horizon area
A, is considered in the absence of absorption and radiation processes. It may be assumed that such quantum
pbh was generated immediately before the onset of inflation, when there were no absorption and radiation processes. On the other hand,
3.1 is completely consistent with the paradigm in [
9,
10] presuming the absence of Hawking radiation for quantum
pbh, with the mass and the event horizon radius close to the Planckian values
.
As
and
pbh we consider in the stationary state, then, due to
Remark 2.2 with regard for
qgcs, replacement
in this formula leads to replacement of
, due to
Remark 3.1. meeting the condition
Here
from the general formula (
15).
Based on the last formula and formulae (
9),(
12),(
15) it directly follows that
Then
qgc for the scale factor
(
18)
and for the Hubble parameter in general case
As directly follows from the last formula, in this pattern
and
H are identically transformed, i.e. we have
Because the potential energy of inflation
V is related to the Hubble parameter
H by the Friedmann equation (formula (12.12) in [
28])
,from (
21) we can derive a ”shift” for
V that is due to quantum-gravitational corrections for the primordial Schwarzschild black hole with the mass
M as follows:
In a similar way, taking account of
qgcs for quantum
pbhs (formulae (
9,(
15), we can find these ”shifts” for all inflationary parameters, in particular
with retention of some part of them on the transformation
,for example it is easy to check retention of the deceleration parameters
[
28]:
Here in the last two formulae (
26),(
27) a point means differentiation with respect to
t, but a prime means differentiation with respect to the field
. Let us denote the second deceleration parameter
instead of
[
28], to avoid confusion with the conformal time.
As we have
,the slow-roll conditions (formula (
27) in [
28]) in the inflationary scenario with regard to
qgcs for
qpbhs remains unaltered.
Due to formula (9), all the above-mentioned shifts of the inflationary parameters generated byqgcsfor quantumpbhsin the pre-inflationary period may be series expanded in terms of the small parameter (same ).
3.2. Black Hole Evaporation and qgcs
(This case studied in [?] is given for completeness of the presentation.)
Also,black holes are associated with the process of Hawking radiation (evaporation). The primordial black holes are no exception. In the general case this process is considered only within the scope of a semiclassical approximation (without consideration of the quantum-gravitational effects). Because of this, it is assumed that a primordial black hole may be completely evaporated [
13].
Still, in this pattern the situation is impossible due to the validity of GUP (
6) and due to the formation of a minimal (nonvanishing) Planckian remnant as a result of evaporation (
7) [
19,
29].
We can compare the mass loss for a black hole in this process when using a semiclassical approximation and with due regard for qgcs.
Let
M be the mass of a primordial black hole. Then a loss of mass as a result of evaporation, according to the general formulae, takes the following form ([
13],p.356):
where
- temperature of a black hole with the mass
M,
- surface area of the event horizon of this hole
, and
is the Stefan-Boltzmann constant.
Using this formula for the same black hole but with regard to
qgcs, we can get the mass loss
in this case
where
- temperature of a black hole with the same mass
M, when taking into consideration
qgcs (
9).
For all the foregoing formulae associated with a random black hole having the mass
M, the following estimate is correct ((10.1.19) in [
13]):
where
, and
N is the number of the states and species of particles that are radiated. The minus sign in the left part of the last formula denotes that the mass of a black hole diminishes as a result of evaporation, i.e. we have
.
Unfortunately, the last formula is hardly constructive as it is difficult to estimate the number N, especially at high energies .
Nevertheless, using the terminology and symbols of this paper, and also the results from [
19], the formula (
30) for the mass loss by a black hole with regard to
qgcs may be written in a more precise and constructive form. Really, according to formula (45) in [
19], within the scope of GUP (
6) we will have
where
.
The minus sign in the right side of the last formula means the same as the minus sign in the left side of formula (
30).
Due to (
12), formula (
31) is of the following form:
We can expand the right sides of formulae (
31) and (
32) into a series in terms of the small parameter
(formula (46) in [
19]) that, proceeding from the deformation parameter
, takes the form
Neglecting the last equation due to the time interval chosen, e.g., due to
,where
–time of the inflation onset and
– time during which the black hole under study has been formed, formula (
1), the mass loss for a black hole with regard to
qgcs by the inflation onset time may be given as
Next, we can determine the mass of a black hole after its evaporation until the inflation onset with regard to
qgcs
In the pattern of a semiclassical approximation the above-mentioned formulae are greatly simplified because in this case
due to the absence of a minimal black hole.
Then in a semiclassical pattern formula (
35), with the use of the suggested formalism, takes the following form:
where
Accordingly, for the radii
we can get
In accordance with
Remark 3.1, we have
The right side of the last line in formula (
39) gives the
”quantum-gravitational shifts” (abbreviated as
qgs) of the de Sitter Hubble parameter
for black holes evaporation process.
Substituting
from (
39) into formulae (
25)–(
27) and so on, we can obtain
qgsc for all cosmological parameters in the inflationary scenario when a primordial black hole evaporates before the inflation onset.
Remark 3.2.
By the present approach we can consider the case of the particle absorption by a
pbh. Let the Schwarzschild-de Sitter
pbh of the mass
M has the event horizon area
A.In [
26,
27] ”a minimal increment” of the event horizon area for the black hole absorbing a particle with the energy
E and with the size
R:
has been estimated within the scope of the Heisenberg Uncertainty Principle
HUP. In quantum consideration we have
and
. Within the scope of GUP this ” minimal increment” is replaced by
as follows (formula (27) in [
19]):
Assuming that an arbitrary increment of the event horizon area
A (same with the mass
M) may be represented as a chain of ”minimal increments” (for quantum
pbhs with the mass close to that of the Planck’s such an assumption is fairly justified) for
and any absorption we can compare in the given approach the values of all cosmological parameters in the semiclassical approximation and their ”shifts” generated by
qgcs.
4. Quantum-Gravity Corrections for Appearance Probabilities PBHs in the Pre-Inflationary Era
There is the problem of estimating the probability of occurrence for
pbh with Schwarzschild-de Sitter
SdS metric (
3) in the pre-inflation epoch.
This problem has been studied in [
11] without due regard for
qgcs. Let us demonstrate that consideration of
qgcs in this case makes the probability of arising such
pbhs higher.
Similar to [
11], it is assumed that in pre-inflation period non-relativistic particles with the mass
are dominant (
Section 3 in [
11]). For convenience, let us denote the Schwarzschild radius
by
.
When denoting, in analogy with [
11], by
the number of particles in a
comoving ball with the physical radius
and the volume
at time
t, in the case under study this number (formula (3.9) in [
11]) will have by
qgc:
Here the first part of the last formula agrees with formula (3.9) in [
11], whereas
in this case are in agreement with formulae (
23),(
24). And from (
24) it follows that
According to (
15), it is necessary to replace the Schwarzschild radius
by
.
Then from the general formula
, used because of the replacement of
, we obtain an analog of (3.12) from [
11]
In the last formula in square brackets we should have
instead of
but, as we consider the case
, these quantities are coincident.
It should be noted that here the following condition is used:
i.e. Schwarzschild radius
less than Hubble radius,
.
As we have
, then
Considering that for the formation of a Schwarzschild black hole with the radius
it is required that, due to statistical fluctuations, the number of particles
with the mass
m within the black hole volume
be in agreement with the condition [
11]
which, according to
qgc in the formula of (
15), may be replaced by
As follows from these expressions, with regard to
qgc for the formation of
pbh in the pre-inflation period, the number of the corresponding particles may be lower than for a black hole without such regard, leading to a higher probability of the formation.
Such a conclusion may be made by comparison of this probability in a semi-classical consideration (formula (3.13) in [
11])
and with due regard for
qgc
Considering that in the last two integrals the integrands take positive values and are the same, whereas the integration domain in the second integral is wider due to (
45), we have
As follows from the last three formulae, in the case under study the probability that the above-mentioned
pbh will be formed is higher with due regard for
qgc.
5. High Energy Deformations of Friedmann Equations
Based on the obtained results, it is inferred that there is the deformation (having a quantum-gravitational character) of the Schwarzschild-de Sitter metric and Friedmann Equations due to these
qgsc. Indeed,substituting the expression
instead of
a into the Friedmann Equation ((2.4) in [
28]) without term with curvature
we can obtain the Quantum Deformation (
QD) [
21] of the Friedmann Equation due to
qgcs for
pbh in the early Universe
or
The last line in (
53) is associated with the fact that the Lambert W-function
is negative for
.
Similarly,
-components of the Einstein equations ((2.5) in [
28])
within the foregoing (
QD) are replaced by
or
It should be noted that the equation of the covariant energy conservation for the homogeneous background ((2.6) in [
28])
remains unaltered with replacement of
.
So, in the pattern of 3.1 (the stationary pattern), taking into consideration of qgcs for pbhs in the pre-inflationary era increases the initial values of the density and of the pressure p in Friedmann equations.
The above calculations are correct if, from the start, we assume that a black hole (i.e., its event-horizon radius) is invariable until the onset of inflation. But such a situation is idealized because this period is usually associated with the radiation and absorption processes
Then again for
from formulae (
19),(
18) we have
Substituting the expression
from formula (
58) in all formulae (
52)–(
57) we obtain analogues of these formulae in the general case. In particular, for formula (
52) we have
Or, equivalently,
In the same way as for formula (
55), in this pattern for the general quantum deformation
-components of Einstein equations by substitution of the value for
from the formula (
58) we obtain
or
It is clear that, in this most general pattern, the covariant energy conservation for the homogeneous background ((2.6) in [
28])
remains unaltered with replacement of
.
7. Conclusion and Further Steps
In this way it has been demonstrated that, within the scope of natural assumptions, the qgcs calculated for pbhs arising in the pre-inflationary epoch contribute significantly to the inflation parameters, enhancing non-Gaussianity in the case of cosmological perturbations. Besides, withy due regard for these qgcs, the probability of arising pbhs is higher.
Based on the results of this paper, the following steps may be planned to study the corrections of cosmological parameters and cosmological perturbations due to qgcs for pbhs in the pre-inflationary era:
7.1 Comparison of the results obtained in
Section 6 with the experimental data accumulated by space observatories: (Planck Collaboration), (WMAP Collaboration) [
39,
40,
41].
7.2 Elucidation of the fact, how closely the author’s results are related to general approaches to inclusion of the quantum-gravitational effects in studies of inflationary perturbations (for example, [
42,
43,
44,
45]);
7.3 Elucidation of the possibility to extend the obtained results to other types of quantum
pbhs, in particular to
pbh with the mass
M, with the electric charge
Q but without rotation in the Reissner-Nordström (RN) Metric (for the normalization
) [
8,
13]
IN this case the event horizon radius
and the temperature
of such a hole respectively take the following forms: [
8,
13]
and
Selecting in formula (
92) for the radius
of such
pbh the value
and assuming, similar to [
46], that
, we can obtain that the (RN) metric (
91) for small
M represents, to a high accuracy, the Schwarzschild metric (
2) and the Schwarzschild-de Sitter metric (
3) with the corresponding formulae for the event horizon radius
and for the temperature
, which are close to the corresponding Schwarzschid’s from
Section 2. In this way for the quantum PBH with (RN) metric derivation of the results similar to those given in this work (inclusion of
qgcs) is relevant, at least for the case
.