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On Duality Principles and Concerned Convex Dual Formulations Applied to a Non-Linear Plate Theory and Related Models

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Abstract
This article develops duality principles applicable to originally non-convex primal variational formulations. More specifically, as a first application, we establish a convex dual approximate variational formulation for a non-linear Kirchhoff-Love plate model. The results are obtained through basic tools of functional analysis, calculus of variations, duality and optimization theory in infinite dimensional spaces. We emphasize such a convex dual approximate formulation obtained may be applied to a large class of similar models in the calculus of variations. Finally, in the last section, we present a duality principle and respective convex dual formulation for a Ginzburg-Landau type equation.
Keywords: 
Subject: Computer Science and Mathematics  -   Applied Mathematics

MSC:  49N15

1. Introduction

This article develops a duality principle applicable to a large class of models in the calculus of variations. Specifically in this text, we present applications to the non-linear Kirchhoff-Love plate model.
We emphasize the results on duality theory here addressed and developed are inspired mainly in the approaches of J.J.Telega, W.R. Bielski and co-workers presented in the articles [1,2,3,4]. Other main reference is the article by Toland,[5].
Moreover, details on the Sobolev spaces involved may be found in [6].
Similar results and models are addressed in [7,8,9,10,11].
Basic results on convex analysis are addressed in [12]. Other similar results and approaches may be found in [13,14,15].
Now we start to describe the primal variational formulation for the plate model in question.
Let Ω R 2 be an open, bounded and connected set with a regular (Lipschitzian) boundary denoted by Ω .
We assume such a Ω set represents the middle surface of a thin plate with a constant thickness h > 0 .
Moreover, we suppose such a plate is subject to a external load ( P α , P ) L 2 ( Ω ; R 3 ) resulting a field of displacements denoted by
( u α , w ) = ( u 1 , u 2 , w ) W 0 1 , 2 ( Ω ; R 2 ) × W 0 2 , 2 ( Ω ) = V .
Both the load and displacements fields refers to a cartesian system ( 0 , x 1 , x 2 , x 3 ) and related canonical basis in R 3 .
Finally, we denote Y 1 = Y 1 * = L 2 ( Ω ; R 4 ) and Y 2 = Y 2 * = L 2 ( Ω ; R 2 ) .
We also emphasize the boundary conditions in question refer to a clamped plate.
The strain tensors are defined by
γ α β ( u ) = u α , β + u β , α 2 + 1 2 w , α w , β ,
and
κ α β ( w ) = w , α β .
The plate total energy functional is defined by
J ( u ) = 1 2 Ω H α β λ μ γ α β ( u ) γ λ μ ( u ) d x + 1 2 Ω h α β λ μ κ α β ( u ) κ λ μ ( u ) d x w , P L 2 u α , P α L 2 .
Here { H α β λ μ } is a fourth order positive definite symmetric constant tensor.
Moreover
{ h α β λ μ } = h 2 12 { H α β λ μ }
and we denote
H ¯ α β λ μ = { H α β λ μ } 1
and
h ¯ α β λ μ = { h α β λ μ } 1
in an appropriate tensor sense.

2. The Main Duality Principle and Related Convex Dual Approximate Formulation

We start by defining the approximate functional J 1 : V R by
J 1 ( u ) = J ( u ) + α = 1 2 ε 1 2 Ω ( u α ) 2 d x ,
and considering an appropriate real constant K > 0 , the functionals F 1 : V R , F 2 : V × Y 1 * R , F 3 : V R and F 4 : V R , by
F 1 ( u ) = 1 2 Ω h α β λ μ κ α β ( u ) κ λ μ ( u ) d x + α = 1 2 K 2 Ω w , α 2 d x + α = 1 2 ε Ω w , α 2 d x w , P L 2
F 2 ( u , N ) = 1 2 Ω N α β w , α w , β d x α = 1 2 K 2 Ω w , α 2 d x
F 3 ( u ) = α = 1 2 ε 1 2 Ω u α 2 d x
F 4 ( u ) = α = 1 2 ε Ω w , α 2 d x .
Moreover, we define the polar functionals F 1 * : [ Y 2 * ] 2 R , F 2 * : [ Y 2 * ] 2 × Y 1 * R ,   F 3 * : Y 1 * R and F 4 * : [ Y 2 * ] 2 R , by
F 1 * ( R , L ) = sup u V { w , α , R α L α L 2 F 1 ( u ) } ,
F 2 * ( Q , L ) = inf v Y 2 v α , Q α + L α L 2 1 2 Ω N α β v α v β d x + α = 1 2 K 2 Ω v α 2 d x + 1 2 Ω H ¯ α β λ μ N α β N λ μ d x = 1 2 Ω N α β ( K ) ¯ ( Q α + L α ) ( Q β + L β ) d x + 1 2 Ω H ¯ α β λ μ N α β N λ μ d x ,
if N = { N α β } B * , where
B * = { N Y 1 * : N α β K / 8 , α , β { 1 , 2 } } ,
N α β ( K ) = { N α β K δ α β } ,
and
N α β ( K ) ¯ = N α β ( K ) 1 .
Furthermore,
F 3 * ( N ) = sup u V { u α , N α β , β + P α L 2 F 3 ( u ) } = α = 1 2 1 2 ε 1 Ω ( N α β , β + P α ) 2 d x ,
F 4 * ( R , Q ) = sup ( v 1 , v 2 ) Y 2 * ( v 1 ) α , R α L 2 ε 2 Ω ( v 1 ) α 2 d x + ( v 2 ) α , Q α L 2 ε 2 Ω ( v 2 ) α 2 d x = α = 1 2 1 2 ε Ω R α 2 d x + 1 2 ε Ω Q α 2 d x .
At this point, denoting
D * = { Q = { Q α } Y 2 * : Q α 5 , α { 1 , 2 } } ,
we define J 1 * : ( D * ) 2 × B * × Y 2 * R by
J 1 * ( R , Q , N , L ) = F 1 * ( R , L ) F 2 * ( Q , L , N ) F 3 * ( N ) + F 4 * ( R , Q ) ,
and J 2 * : ( D * ) 2 × B * R by
J 2 * ( R , Q , N ) = sta L Y 2 * J 1 * ( R , Q , N , L ) = J 1 * ( R , Q , N , L ^ ( R , Q , N ) ) ,
where L ^ = L ^ ( R , Q , N ) Y 2 * is the only solution of the linear equation in L
J 1 * ( R , Q , N , L ^ ) L = 0 .
Moreover, we define J 3 * : ( D * ) 2 × B * R , by
J 3 * ( R , Q , N ) = J 2 * ( R , Q , N ) α = 1 2 β = 1 2 K 1 2 H ¯ α β λ μ N λ μ ( N α ρ , ρ + P α ) , β + ( N β ρ , ρ + P α ) , α 2 ε 1 1 2 v ˜ α v ˜ β 0 , 2 2 ,
where
v ˜ α = N α β ( K ) ¯ ( Q β + L β ( R , Q , N ) ) , α { 1 , 2 } .
Here, we assume
K 1 max { 1 , K , max { h ¯ α β λ μ , α , β , λ , μ { 1 , 2 } } } ,
0 < ε , ε 1 1
and
1 ε max K 1 , 1 ε 1 .
Observe that
2 J 3 * ( R , Q , N ) Q α 2 = O 1 ε > 0 ,
2 J 3 * ( R , Q , N ) R α 2 = O 1 ε > 0 ,
α { 1 , 2 } .
Thus, considering also the remaining mixed variations in Q α and R α , we may infer that
det 2 J 3 * ( R , Q , N ) Q α R β > 0 ,
in ( D * ) 2 × B * .
Moreover, by direct computation, clearly
2 J 3 * ( R , Q , N ) ( N α β ) 2 < 0 , α , β { 1 , 2 }
and considering the remaining mixed variations of J 3 * in N 11 , N 22 , N 12 and N 21 and the concerned remaining minor determinants, we may infer that
det 2 J 3 * ( R , Q , N ) N α β N λ μ > 0 ,
in ( D * ) 2 × B * .
From such results, we may also infer that J 3 * is convex in ( R , Q ) and concave in N in ( D * ) 2 × B * .
Let ( R ^ , Q ^ , N ^ , L ^ ) ( D * ) 2 × B * × Y 2 * be such that
δ J 1 * ( R ^ , Q ^ , N ^ , L ^ ) = 0 .
Let u 0 = ( ( u 0 ) α , w 0 ) V be such that
( u 0 ) α = N ^ α β , β + P α ε 1 ,
and
( w 0 ) , α = Q ^ α ε ,
α { 1 , 2 } . From standard results in Duality Theory and the Legendre Transform properties, we may obtain
δ J 1 ( u 0 ) = 0 ,
δ J 2 * ( R ^ , Q ^ , N ^ ) = 0 ,
δ J 3 * ( R ^ , Q ^ , N ^ ) = 0
and
J 1 ( u 0 ) = J 1 * ( R ^ , Q ^ , N ^ , L ^ ) = J 2 * ( R ^ , Q ^ , N ^ ) = J 3 * ( R ^ , Q ^ , N ^ ) .
From such results and the Min-Max Theorem, we have
J 3 * ( R ^ , Q ^ , N ^ ) = inf ( R , Q ) ( D * ) 2 sup N B * J 3 * ( R , Q , N ) .
Joining the pieces, we have got
J 1 ( u 0 ) = J 1 * ( R ^ , Q ^ , N ^ , L ^ ) = J 2 * ( R ^ , Q ^ , N ^ ) = inf ( R , Q ) ( D * ) 2 sup N B * J 3 * ( R , Q , N ) = J 3 * ( R ^ , Q ^ , N ^ ) .
Remark 2.1.
Defining J 5 * : ( D * ) 2 R by
J 5 * ( R , Q ) = sup N B * J 3 * ( R , Q , N ) ,
we have that such a functional J 5 * is convex in ( D * ) 2 as the supremum in N B * of a family of convex functionals in ( R , Q ) .
In such a case, we have also obtained
J 1 ( u 0 ) = J 1 * ( R ^ , Q ^ , N ^ , L ^ ) = J 2 * ( R ^ , Q ^ , N ^ ) = inf ( R , Q ) ( D * ) 2 sup N B * J 3 * ( R , Q , N ) = J 3 * ( R ^ , Q ^ , N ^ ) = inf ( R , Q ) ( D * ) 2 J 5 * ( R , Q ) = J 5 * ( R ^ , Q ^ ) .

3. One More Duality Principle and Related Convex Dual Formulation

In this section we develop another new duality principle with a related convex dual functional applied to a Ginzburg-Landau type equation.
Let Ω R 3 be an open, bounded and connected set with a regular (Lipschitzian) boundary denoted by Ω .
Consider a functional J : V R where
J ( u ) = γ 2 Ω u · u d x + α 2 Ω ( u 2 β ) 2 d x u , f L 2 ,
where γ > 0 , α > 0 , β > 0 and f L 2 ( Ω ) .
Here u V = W 0 1 , 2 ( Ω ) and we denote Y = Y * = L 2 ( Ω ) .
Define the functionals F 1 : V × Y * R , F 2 : V × Y * R and F 3 : V R by
F 1 ( u , v 0 * ) = γ 4 Ω u · u d x + 1 2 u 2 , v 0 * L 2 + K 2 Ω u 2 d x ,
F 2 ( u , v 0 * ) = γ 4 Ω u · u d x + 1 2 u 2 , v 0 * L 2 + K 2 Ω u 2 d x u , f L 2 1 2 α Ω ( v 0 * ) 2 d x β Ω v 0 * d x ,
F 3 ( u ) = K Ω u 2 d x ,
where K > 0 is an appropriate real constant.
Define also the polar functionals F 1 * : [ Y * ] 3 R , F 2 * : [ Y * ] 3 R and F 3 * : Y * R by
F 1 * ( v 1 * , v 0 * , z * ) = sup u V { u , v 1 * + z * / 2 L 2 F 1 ( u , v 0 * ) } = 1 2 Ω ( v 1 * + z * / 2 ) 2 ( ( γ 2 + 2 v 0 * ) / 2 + K ) d x
F 2 * ( v 1 * , v 0 * , z * ) = sup u V { u , v 1 * + z * / 2 L 2 F 2 ( u , v 0 * ) } = 1 2 Ω ( v 1 * + z * / 2 + f ) 2 ( ( γ 2 + 2 v 0 * ) / 2 + K ) d x + 1 2 α Ω ( v 0 * ) 2 d x + β Ω v 0 * d x ,
if v 0 * B * , where
B * = { v 0 * Y * : 2 v 0 * K / 4 } ,
F 3 * ( z * ) = sup w L 2 { w , z * L 2 F 3 ( w ) } = 1 4 K Ω ( z * ) 2 d x .
Moreover, define
D * = { v 1 * Y * : 2 v 1 * f 5 } ,
D 1 + = { z * Y * : z * f 0 , in Ω } ,
and
D 1 * = { z * D + : z * ( 5 / 2 ) K } .
Assuming K 1 max { γ , α , β , 1 / α , 1 , K } and
K α ,
define J * : D * × B * × D 1 * R by
J * ( v 1 * , v 0 * , z * ) = F 1 * ( v 1 * , v 0 * , z * ) F 2 * ( v 1 * , v 0 * , z * ) + F 3 * ( z * ) .
From the variation of J * in v 1 * , we have
v 1 * + z * / 2 ( ( γ 2 + 2 v 0 * ) / 2 + K ) + v 1 * + z * / 2 + f ( ( γ 2 + 2 v 0 * ) / 2 + K ) = 0 , in Ω ,
so that
2 v 1 * + f = 0 , in Ω .
Moreover, denoting
u 0 = v 1 * + z * / 2 ( ( γ 2 + 2 v 0 * ) / 2 + K ) ,
from the variation of J * in z * , we obtain
u 0 = z * 2 K .
From such results, we may also obtain
δ J ( u 0 ) = γ 2 u 0 + 2 α ( u 0 2 β ) u 0 f = 0 ,
so that
γ 2 z * 2 K + 2 α v 1 * + z * / 2 ( γ 2 + 2 v 0 * ) / 2 + K 2 β z * 2 K f = 0
in Ω .
With such results in mind, we define also the exactly penalized functional J 1 * : D * × B * × D 1 * R , where
J 1 * ( v 1 * , v 0 * , z * ) = J * ( v 1 * , v 0 * , z * ) K 1 2 2 v 1 * f 0 , 2 2 + 30 K 2 γ 2 z * 2 K + 2 α v 1 * + z * / 2 ( γ 2 + 2 v 0 * ) / 2 + K 2 β z * 2 K f 0 , 2 2
Clearly, we have
2 J 1 * ( v 1 * , v 2 * , v 0 * ) ( v 1 * ) 2 = O ( K 1 ) < 0 ,
and
2 J 1 * ( v 1 * , v 2 * , v 0 * ) ( v 0 * ) 2 = O ( 1 / α ) < 0 ,
so that considering also the mixed variations of J 1 * in v 1 * and v 0 * , we may infer that
det 2 J 1 * ( v 1 * , v 0 * , z * ) v 1 * v 0 * > 0 , in D * × B * × D 1 * .
Hence, J 1 * is concave in ( v 1 * , v 0 * ) in D * × B * × D 1 .
Furthermore,
2 J 2 * ( v 1 * , v 0 * , z * ) ( z * ) 2 = O ( 30 / ( 4 K ) ) > 0 ,
in D * × B * × D 1 * , so that J 1 * is convex in z * in D * × B * × D 1 * .
Let ( v ^ 1 * , v ^ 0 * , z ^ * ) D * × B * × D 1 * be such that
δ J 1 * ( v ^ 1 * , v ^ 0 * , z ^ * ) = 0 .
From this, the last previous results and the Min-Max theorem we may infer that
J 1 * ( v ^ 1 * , v ^ 0 * , z ^ * ) = inf z * D 1 * sup ( v 1 * , v 0 * ) D * × B * J 1 * ( v 1 * , v 0 * , z * ) .
Let u 0 V be such that
u 0 = z ^ * 2 K .
From fundamentals of duality theory and the Legendre Transform properties, we may obtain
δ J ( u 0 ) = 0 ,
and
J ( u 0 ) = J 1 * ( v ^ 1 * , v ^ 0 * , z ^ * ) .
Joining the pieces, we have got
J ( u 0 ) = J 1 * ( v ^ 1 * , v ^ 0 * , z ^ * ) = inf z * D 1 * sup ( v 1 * , v 0 * ) D * × B * J 1 * ( v 1 * , v 0 * , z * ) .
Remark 3.1.
Defining J 3 * : D 1 * R by
J 3 * ( z * ) = sup ( v 1 * , v 0 * ) D * × B * J 1 * ( v 1 * , v 0 * , z * ) ,
we have that J 3 * is convex in D 1 * as a supremum of a family of convex functionals in z * .
In such case, we have
J ( u 0 ) = J 1 * ( v ^ 1 * , v ^ 0 * , z ^ * ) = inf z * D 1 * sup ( v 1 * , v 0 * ) D * × B * J 1 * ( v 1 * , v 0 * , z * ) . = inf z * D 1 * J 3 * ( z * ) = J 3 * ( z ^ * ) .
The objective of this section is complete.

4. An Approximate Procedure for Improving the Convexity Conditions for an Originally Non-Convex Primal Formulation

In this section we obtain an approximate procedure for improving the convexity conditions for an originally non-convex variational formulation.
In this new version we present some corrections and improvements concerning the previous one.
Let Ω R 3 be an open, bounded and connected set with a regular (Lipschitzian) boundary denoted by Ω .
Let V = W 0 1 , 2 ( Ω ) and consider a continuously twice Fréchet differentiable functional J : V R such that
50 I d 2 J ( u ) u 2 50 I d ,
in V 1 , where the set V 1 will be specified in the next lines.
Let K = 500000 2 π and K 3 = 1.0 .
Define
V 1 = { u V : 0 u K 3 } .
and the functional J 2 : V 1 R by
J 2 ( u ) = 10 16 K 3 Ω cos K 4 u / 10 10 + K d x .
Define also the functional J 1 : V 1 R by
J 1 ( u ) = J ( u ) + J 2 ( u ) .
Observe that, with a help of the software MAT-LAB, we may obtain
J 1 ( u ) u = J ( u ) u + J 2 ( u ) u = J ( u ) u + O 0.3 .
Moreover,
2 J 1 ( u ) u 2 = 2 J ( u ) u 2 + 2 J 2 ( u ) u 2 = 2 J ( u ) u 2 + O 116 > 0 , in V 1 .
Thus, such an approximate functional J 1 is convex in V 1 and its first variation results, for a large class of appropriate numerical parameters, in a very close approximation for the first variation of the original functional J .
The functions
J 2 ( x ) x
and
2 J 2 ( x ) x 2
on the interval [ 0 , K 3 = 1 ] stands for
J 2 ( x ) x = 10 16 K 3 sin K 4 x / 10 10 + K K 4 ( x / 10 10 + K ) 2 1 10 10 ,
2 J 2 ( x ) x 2 = 10 16 K 3 cos K 4 x / 10 10 + K K 4 ( x / 10 10 + K ) 2 2 1 10 10 2 + 2 10 16 K 3 sin K 4 x / 10 10 + K K 4 ( x / 10 10 + K ) 3 1 10 10 ,
respectively.
For their graphs, please see Figure 1 and Figure 2, repectively.
Remark 4.1.
The reason the graphs of J 2 ( x ) and J 2 ( x ) are straight lines is because x 10 10 varies very little on the interval [ 0 , 1 ] .
The objective of this section is complete.

5. Conclusion

In this article, we have developed duality principles and related convex dual variational formulations for originally non-convex primal ones.
We highlight the results here obtained are applicable to a large class of models in the calculus of variations, including other plate and shell non-linear theories, models in superconductivity, phase transition and micro-magnetism, among many others.
In a near future research we intend to apply such results to some of these mentioned related models.

Conflicts of Interest

The author declares no conflict of interest concerning this article.

References

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  3. J.J. Telega, On the complementary energy principle in non-linear elasticity. Part I: Von Karman plates and three dimensional solids, C.R. Acad. Sci. Paris, Serie II, 308, 1193-1198; Part II: Linear elastic solid and non-convex boundary condition. Minimax approach, ibid, pp. 1313-1317 (1989).
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Figure 1. Graph of function J 2 ( x ) on the interval [ 0 , 1 ] .
Figure 1. Graph of function J 2 ( x ) on the interval [ 0 , 1 ] .
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Figure 2. Graph of function J 2 ( x ) on the interval [ 0 , 1 ] .
Figure 2. Graph of function J 2 ( x ) on the interval [ 0 , 1 ] .
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