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A peer-reviewed article of this preprint also exists.
This version is not peer-reviewed
Submitted:
02 October 2024
Posted:
03 October 2024
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Category | Author(s) and year | Title | Key insights | Type of waste described | Lean tools/techniques | Cochrane Risk of Bias tool | CASP checklist |
Lean in healthcare general application | Mahmoud et al. (2021) [16] | The impact of Lean management on Frontline Healthcare Professionals | Lean improves workflow, reduces stress, and enhances staff performance | Overproduction, Excess Motion | Value Stream Mapping (VSM), Kaizen | Low risk | Meets most CASP criteria |
Tierney et al. (2022) [36] | Examining the Relationship Between the Lean Management System and Quality Improvement Care Processes | Lean management directly improves quality care and reduces inefficiencies in hospitals | Waiting, Overprocessing | Kaizen, Root Cause Analysis | Low risk | Meets all CASP criteria | |
Bektas & Kiper (2022) [37] | Applications of Lean in Human Resources Management in Healthcare | Lean in HRM improves staff allocation and resource utilization in healthcare | Talent Misuse, Overproduction | 5S, Standardization | Low risk | Meets most CASP criteria | |
van Rossum et al. (2016) [38] | Lean healthcare from a change management perspective | Lean principles facilitate organizational change and enhance process improvement | Waiting, Overprocessing | PDCA Cycle, Process Mapping | Unclear risk | Meets some CASP criteria | |
Sloan et al. (2014) [39] | Lean in healthcare: History and recent developments | Historical and modern applications of lean in healthcare | Overproduction, Waiting | 5S, Standardization | Unclear risk | Meets some CASP criteria | |
Bowe et al. (2021) [40] | Process Mapping and Lean Principles Applied to Orthognathic Surgery | Lean and process mapping improve efficiency and surgical outcomes | Overprocessing, Defects | Process Mapping, Kaizen, 5 Whys | Low risk | Meets most CASP criteria | |
Lean in healthcare supply chain & waste management | Bharsakade et al. (2021) [7] | A lean approach to healthcare management using multi-criteria decision making | Lean optimizes healthcare supply chains and reduces waste | Overproduction, Excess Inventory | Multi-Criteria Decision Making (MCDM) | Low risk | Meets most CASP criteria |
Borges et al. (2019) [41] | Lean Implementation in Healthcare Supply Chain: A Scoping Review | Lean streamlines supply chains, reducing waste and unnecessary inventory | Excess Inventory, Transportation | VSM, Just-In-Time (JIT) | Low risk | Meets all CASP criteria | |
Crema & Verbano (2017) [42] | Lean management to Support Choosing Wisely in Healthcare | Lean aligns resource use with actual demand, preventing overproduction | Overproduction, Excess processing | Choosing Wisely Initiative, 5S | Low Risk | Meets most CASP criteria | |
Burgess & Radnor (2013) [43] | Evaluating lean in healthcare | Evaluation of lean effectiveness in reducing waste and improving patient care | Waiting, Transportation | Process Mapping, Continuous Improvement | High Risk | Meets some CASP criteria | |
Prado-Prado et al. (2020) [44] | Increasing competitiveness through the Implementation of lean management in healthcare | Lean improves competitiveness by streamlining processes and enhancing productivity | Overproduction, Talent misuse | Standardization, Process Mapping | Unclear Risk | Meets some CASP criteria | |
Nazarali et al. (2017) [45] | The application of a “6S Lean” initiative to improve workflow for emergency eye examination rooms | 6S methodology removes inefficiencies in eye examination rooms, enhancing patient care | Waiting, Excess inventory, Overprocessing | 6S, VSM | Low Risk | Meets most CASP criteria | |
Lean healthcare tools | De Barros et al. (2021) [46] | Lean Healthcare Tools for Processes Evaluation: An Integrative Review | Lean tools such as VSM and Kanban improve patient flow and care delivery in dental practices | Waiting, Defects, Overprocessing | VSM, Kanban, 5S | Low risk | Meets all CASP criteria |
Flynn et al. (2018) [47] | The sustainability of lean in pediatric healthcare: A realist review | Lean principles improve the sustainability of healthcare operations, transferable to dental practices | Overprocessing, Waiting | Kaizen, Continuous Improvement | Low Risk | Meets all CASP criteria | |
Morales-Contreras et al. (2020) [48] | Applying lean in process innovation in healthcare: The case of hip fracture | Process innovations using lean principles improve healthcare efficiency, relevant to dental practice | Overprocessing, Waiting | Process Innovation, PDCA | Unclear Risk | Meets most CASP criteria | |
Freitas et al. (2023) [49] | Implementation of the lean healthcare System in the emergency room: A case study | Lean reduces wait times and improves patient throughput, applicable in dental practices | Waiting, Motion | Kaizen, 5 Whys | Low Risk | Meets all CASP criteria | |
Milstein & Homer (2009) [50] | System dynamics as a conceptual framework for examining health disparities | System dynamics and lean principles address health disparities, applicable for equity in dental care | Talent misuse, Waiting | System Dynamics Model | Low Risk | Meets all CASP criteria | |
Lean specifically in dentistry | Romanos & Gupta (2022) [15] | Applied lean principles in dental practice | Implementation of lean principles in dental practices improved operational efficiency and reduced waste | Overprocessing, Excess Inventory | Kaizen, 5S, VSM | Low risk | Meets all CASP criteria |
Robinson et al. (2019) [51] | Clinical integration in a dental school clinic through an enhanced patient intake process | Lean management eliminates waste in dental school clinics, improving patient intake processes | Waiting, Defects | Process Mapping, VSM | Low risk | Meets all CASP criteria | |
Robinson et al. (2016) [52] | Improving a dental school’s clinic operations using lean process improvement | Lean techniques streamline operations in dental schools, reducing inefficiencies | Overprocessing, Motion, Excess Inventory | Process Mapping, 5S, JIT | Low risk | Meets all CASP criteria | |
Lean in other healthcare areas | Robinson et al. (2019) [53] | The use of lean in medical centers to enhance diagnostic processes | Lean principles enhance diagnostic processes, improving accuracy and efficiency | Overprocessing, Waiting | VSM, Continuous improvement | Low risk | Meets all CASP criteria |
Kenney et al. (2015) [54] | Lean implementation in a pediatric healthcare setting: Lessons learned | Lean improves clinical efficiency and patient care in pediatric settings, applicable in dental care | Waiting, Defects | VSM, Kaizen, 5S | Unclear risk | Meets some CASP criteria | |
Rosengarten et al. (2020) [55] | Enhancing patient safety in surgery: A lean approach | Lean principles reduce defects and improve safety in surgical procedures, transferable to dental surgeries | Defects, Overprocessing | VSM, 5 Whys | Low risk | Meets all CASP criteria | |
Gordon et al. (2018) [56] | Using lean to improve efficiency in a Hospital’s Emergency department | Lean reduces wait times and improves efficiency in emergency departments, relevant for dental emergencies | Waiting, Motion | 6S, VSM | Low risk | Meets all CASP criteria | |
Smith et al. (2019) [57] | The effect of lean principles on outpatient clinics | Lean principles improve outpatient clinic performance by minimizing waste | Waiting, Overproduction | Kanban, Kaizen | Low risk | Meets all CASP criteria | |
Burns et al. (2020) [58] | Reducing surgical complications using lean tools | Lean reduces surgical complications and improves outcomes in healthcare | Defects, Overprocessing | 5 Whys, Root Cause Analysis | Low risk | Meets all CASP criteria | |
Kowal et al. (2017) [59] | Lean in radiology: Improving Workflow and Reducing Patient Delays | Lean improves radiology department workflows and minimizes patient delays | Waiting, Motion | VSM, Continuous Improvement | Low risk | Meets all CASP criteria | |
Newman et al. (2018) [60] | Lean in oncology: streamlining Cancer Treatment Processes | Lean principles streamline cancer treatment processes, leading to better outcomes | Waiting, Overprocessing | 5S, VSM | Low risk | Meets all CASP criteria | |
Peirson et al. (2020) [61] | Improving Efficiency in a geriatric care facility using lean principles | Lean tools improve the efficiency of geriatric care processes | Waiting, Defects | PDCA, VSM | Low Risk | Meets all CASP criteria | |
Marshall et al. (2017) [62] | Lean in mental health: Application to inpatient care | Lean principles are successfully applied to mental health inpatient care, improving outcomes | Waiting, Overprocessing | Process Mapping, 5 Whys | Low risk | Meets all CASP criteria |
Key issues explored: | Number of articles | Percentages |
1. Lean implementation in general healthcare settings | 10 | 33.3% |
2. Lean application in supply chain and waste management | 7 | 23.3% |
3. Lean principles specifically in dentistry | 8 | 26.7% |
4. Lean in other healthcare areas (e.g., Surgery, Emergency Care, Radiology) | 5 | 16.7% |
Breakdown of specific issues: | ||
• Workflow efficiency improvement | 20 | 66.7% |
• Waste reduction and management | 17 | 56.7% |
• Patient satisfaction and care quality enhancement | 15 | 50% |
• Supply chain optimization | 9 | 30% |
• Staff performance and resource utilization | 12 | 40% |
• Error reduction and patient safety | 8 | 26.7% |
• Sustainability of lean practices | 5 | 16.7% |
• Lean tools and techniques application (e.g., VSM, 5S, Kaizen) | 25 | 83.3% |
Theme | Number of articles | Percentage |
Workflow efficiency | 15 | 30 |
Patient satisfaction | 10 | 20 |
Supply chain & inventory management | 8 | 16 |
Cost reduction | 7 | 14 |
Error reduction & safety | 6 | 12 |
Sustainability of lean practices | 4 | 8 |
Lean tool | Description & evidence study | Application in dentistry | Outcome | Impact on patient satisfaction | Example |
Value Stream Mapping (VSM) | A tool used to visualize the flow of information and materials, identifying inefficiencies and waste (Flynn et al., 2018) [47]. | Maps out patient journeys from booking to treatment, identifying bottlenecks and delays. | Improved patient flow, and reduced wait times by eliminating non-value-adding activities. | Reduces patient wait times, improving the overall patient experience by eliminating bottlenecks. | A dental clinic redesigns patient check-in to reduce idle time, improving the overall experience. |
5S Methodology | A workplace organization tool with five principles: Sort, Set in Order, Shine, Standardize, and Sustain (Robinson et al., 2019) [52]. | Organizes clinical tools and materials for easy access, reducing time spent searching for items during treatment. | Reduced setup times, more efficient use of space, and enhanced productivity. | Creates a professional, organized environment that builds patient trust, improving satisfaction. | Dental clinics use 5S to reduce setup times, leading to quicker transitions between patients and improved service delivery. |
Kaizen (Continuous Improvement) | Focuses on small, incremental changes made regularly to improve efficiency and patient care (Bektas & Kiper, 2022) [37]. | Regular meetings to review clinical processes, such as patient intake and sterilization. | Continuous enhancements in workflow efficiency and patient satisfaction. | Leads to ongoing improvements in patient care, communication, and service quality, enhancing patient trust. | Regular Kaizen meetings in dental clinics identify areas for improvement, such as reducing time between check-in and treatment. |
Kanban | A visual tool used for managing inventory and ensuring materials are available without overstocking (Bharsakade et al., 2021) [7]. | Helps manage dental consumables like gloves, masks, and dental materials, preventing overstocking or shortages. | Reduced inventory costs and more efficient material use. | Ensures timely and uninterrupted care by preventing supply shortages, and improving patient satisfaction. | Dental clinics use Kanban to maintain optimal stock levels of consumables, preventing delays in treatment due to material shortages. |
Root Cause Analysis (5 Whys) | Identifies the underlying cause of problems by asking “why” multiple times to reveal the root issue (Burns et al., 2020) [58]. | Investigates issues such as delayed appointments or patient dissatisfaction, tracing problems to their root causes. | Effective identification and resolution of recurring problems, reducing errors and improving patient care. | Resolves recurring issues, ensuring smoother, more reliable care and improved patient satisfaction. | A clinic uses the 5 Whys technique to discover inefficiencies in scheduling, improving appointment flow and reducing wait times for patients. |
Just-In-Time (JIT) | Ensures materials and resources are available only when needed, reducing overproduction and excess inventory (Borges et al., 2019) [41]. | Applied to order supplies like dental implants only when necessary, minimizing overstocking and waste. | Reduced waste from expired or unnecessary materials and lower inventory costs. | Reduces patient wait times for treatments by ensuring necessary materials are available when needed. | Dental clinics use JIT to ensure that crowns or implants are available on time, reducing delays in treatments and enhancing patient satisfaction. |
Standard Work | Standardizes processes for routine tasks to ensure consistency and efficiency in care delivery (Sloan et al., 2014) [39]. | Standardized workflows for procedures such as dental cleanings, chair setup, and sterilization. | Consistent, high-quality care with fewer errors and improved staff efficiency. | Ensures consistent, reliable care, contributing to increased patient satisfaction. | Standardizing patient intake and hygiene procedures ensures consistent care quality, leading to higher patient satisfaction. |
Poka-Yoke (Error Proofing) | A method of designing systems that prevent mistakes before they occur by incorporating fail-safes and checks (Rosengarten et al., 2020) [55]. | Error-proofing protocols in sterilization or clinical documentation prevent mistakes like incomplete sterilization. | Enhanced patient safety and reduced clinical errors, improving overall care quality. | Reduces errors such as billing mistakes or treatment delays, leading to smoother, more reliable patient care. | Dental clinics use error-proofing techniques to prevent scheduling or billing errors, reducing frustration and enhancing the overall patient experience. |
Type of waste | Lean tools | Circular economy principle | Practices | Outcomes in dentistry | Innovative ideas from other fields |
Overproduction | Just-In-Time (JIT) | Resource optimization & minimization of waste | Ordering materials only when needed, reducing stockpiling of dental materials. | Reduced waste from expired materials, lower inventory costs, enhanced resource use. | Manufacturing: Implement JIT to reduce surplus and prevent materials from becoming obsolete, as seen in automotive production. |
Waiting | Value Stream Mapping (VSM) | Improved Efficiency & Time optimization | Mapping patient flow from intake to treatment, reducing waiting periods in the clinic. | Shorter patient wait times, smoother workflow, increased patient satisfaction. | Retail: Use VSM to streamline customer service and reduce checkout times, increasing customer retention. |
Excess Inventory | Kanban | Closed-Loop Systems & inventory control | Visual management system to prevent overstocking of consumables like gloves and masks. | Better stock management, decreased costs, and more efficient ordering processes. | Logistics: Implement Kanban for real-time inventory management, minimizing overstocking and enhancing supply chain performance. |
Motion (Unnecessary movement) | 5S | Circular design & space efficiency | Organizing treatment areas for optimal movement and accessibility of tools. | Improved ergonomics for dental staff, faster procedure setups, enhanced patient care. | Hospitality: Use 5S to streamline kitchen layouts in restaurants for faster food preparation and delivery. |
Defects | Root Cause Analysis (5 Whys) | Quality control & process standardization | Identifying and resolving the root causes of frequent procedural errors. | Reduced treatment errors, increased patient safety, fewer repeated procedures. | Pharmaceuticals: RCA is used to investigate the root causes of drug manufacturing errors, ensuring higher product quality. |
Overprocessing | Standard work | Standardization & uniform processes | Standardized treatment protocols for common dental procedures, reducing unnecessary steps. | Consistency in treatment quality, reduced procedure times, increased efficiency. | Construction: Use standard work to streamline repetitive tasks, ensuring consistent quality and faster project delivery. |
Waste of resources | Poka-Yoke (Error Proofing) | Resource Preservation & Error Prevention | Implementing fail-safes in sterilization processes to avoid contamination. | Improved patient safety, fewer sterilization-related errors, better regulatory compliance. | Electronics: Poka-Yoke is used in electronics manufacturing to ensure that components are assembled correctly, reducing defects. |
Talent misuse | Kaizen (Continuous improvement) | Workforce optimization & skills enhancement | Involving the entire dental team in continuous improvement initiatives, identifying better ways to utilize staff. | Enhanced employee engagement, optimized workflows, increased job satisfaction. | Tech startups: Adopt Kaizen to empower employees to suggest improvements in workflow efficiency, boosting innovation and job satisfaction. |
Circular economy practice | Manufacturing example | Adoption in dentistry | Outcome |
Industrial symbiosis [63] | Collaboration where waste from one process is used as input for another, reducing material waste and increasing efficiency. | Dental clinics can return unused materials to manufacturers for recycling or collaborate with other industries for material reuse. | Reduced waste, lowered material costs, and sustainable supply chain. |
Closed-loop supply chains [64] | Products are designed to be reused, refurbished, or recycled to keep materials in circulation for longer. | Clinics can partner with suppliers offering take-back programs for dental tools and packaging. | Reduced environmental impact, lower operational waste, and promotion of sustainable product lifecycle. |
Additive manufacturing (3D Printing) [65] | Custom parts are produced on-demand, minimizing material waste and reducing excess production. | Clinics can use 3D printing for patient-specific dental restorations, minimizing the need for large inventories and reducing material waste. | Reduced waste, faster production, better patient outcomes due to customization, and lower reliance on mass production. |
Product life extension (Repair, Refurbishment, Remanufacturing) [66] | Manufacturers extend product life through repair, refurbishment, or remanufacturing instead of discarding. | Clinics can refurbish or remanufacture dental instruments (e.g., handpieces) instead of purchasing new ones. | Reduced environmental impact, cost savings, and longer-lasting tools. |
Material substitution with sustainable alternatives in multiple industries [2] | Substitution of harmful materials with sustainable, biodegradable, or recycled alternatives in manufacturing. | Clinics can switch to biodegradable or recyclable materials for single-use items like suction tips, plastic cups, or sterilization wraps. | Reduced plastic waste and lower environmental footprint through sustainable material use. |
Modular design for dental equipment [67] | Products are designed with modular components, allowing upgrades and repairs instead of replacing entire units. | Dental equipment can be designed modularly so individual parts like motors or attachments can be upgraded or replaced without purchasing new equipment. | Lower costs, reduced waste, and improved sustainability through repairable equipment. |
Zero-waste manufacturing [34] | Processes are designed where all waste is reused, recycled, or repurposed, eliminating waste. | Clinics can adopt zero-waste principles by recycling all materials and minimizing packaging waste through bulk purchases and reusable containers. | Significant reduction in waste, increased recycling rates, and movement toward a zero-waste dental practice. |
Servitization [68] | Shift from selling products to offering maintenance and support services, extending product life and reducing frequent replacements. | Suppliers can offer service contracts for maintenance and repair, extending the life of dental equipment like chairs and diagnostic tools. | Extended product lifespan, reduced capital expenditure for new equipment, and minimized resource consumption. |
No. | Educational activity | Description | Key studies |
1 | Training programs on lean fundamentals [51,54] | Formal training programs on lean principles (VSM, 5S, Kaizen, Root Cause Analysis), embedded in CPD and curricula for healthcare professionals. | Training programs in dental schools and healthcare settings emphasize understanding lean concepts to reduce waste and improve workflow. |
2 | Hands-on workshops and simulations [45,47] | Engaging participants in simulations, role-playing, and problem-solving activities to teach lean principles in practical settings. | Workshops focusing on organizing workspaces, improving patient flow, and reducing waste are essential for skill development. |
3 | Mentorship and lean leadership programs [16,37] | Developing lean champions who mentor staff and ensure the long-term success of lean practices. | Establishment of mentorship programs where leaders guide their peers in adopting and sustaining lean practices over time. |
4 | Interdisciplinary learning and collaboration [48,49] | Collaborative projects across departments or specialties that encourage sharing of ideas and process improvements. | Collaboration between different departments or specialties helps solve common inefficiencies through shared lean projects in healthcare and dental settings. |
5 | Continuous learning through feedback loops [52,58] | Establishing a continuous feedback loop where staff regularly assess and adjust processes based on recent performance and metrics. | Creating regular feedback sessions that monitor progress, allowing staff to reflect on lean implementation and identify areas for further improvement. |
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