1. Introduction
Water-miscible metalworking fluids (MWFs) are used to cool and lubricate during metal removal and forming operations in a plethora of applications. MWFs are formulated and sold as concentrates that contain anything from 10 to 20 organic ingredients, mixed at the end-user’s site with water that subsequently accounts for 85 % to 95 % of the mixture [
1]. There are three main classes of MWFs: emulsifiable oils, semisynthetics and synthetics. The main components of MWF-concentrates are mineral and ester oil (sourced from plants), polyalphaolifins or glycols. To improve performance, stability and functionality, emulsifiers, corrosion inhibitors, foam control agents and lubricity enhancers are added as needed. In addition, biocidal and biostatic components are critical ingredients of MWF formulations [
2,
3] as they help keeping microbiological agents under control. Still, the high ratio of water and the evenly mixed-in organic components, aerated by recirculation, provide a decent base of life for many planktonic bacteria, fungi and archaea in all types of MWFs [
4]. Additional habitats are provided on (machine) surfaces in temporary contact with MWFs by means of splashing, evaporation and misting. Lines that supply and discharge the MWF from the site of action are often only partially filled and offer dozens of square meters of microbial settlement area. This is a considerable problem with single-filled machines, which gets multiplied in centralized systems where the fluid is transported over long distances to and from many machining centers [
5]. Microbial growth combined with metal chips and swarfs, leads to clogging of filters and residue formation. Therefore, biofilms and fungal growth on surfaces are probably of far greater importance than their planktonic relatives and much more difficult to maintain [
6].
Fungi are eukaryotic, aerobic organisms, which are regularly detected in MWFs and their systems [
7]. Morphologically, fungi can be subdivided into multicellular, filamentous molds or unicellular yeast. However, dimorphism, the ability to switch from filamentous growth to a unicellular lifestyle and vice versa, has been described for some fungi, making visual identification difficult [
8,
9,
10]. In the past, the presence of yeasts in MWFs was thought to be unusual and generally associated with physico-chemical instabilities, but later findings showed that some yeasts (
Candida spp.,
Yarrowia spp.) do survive and multiply in MWFs even at a pH of 9 or higher [
11] and can be successful inhabitants.
Molds grow as multicellular filaments called hyphae, which form mycelia [
12]. Mold is an important type of fungi, represented by a large number of species that play key roles in the breakdown of organic matter [
13]. Molds propagate themselves through the production of spores at the head of special aerial hyphae that are easily transported by air and fluids [
14]. In MWF systems, molds are mainly found on surfaces such as splash zones or in areas that are moistened by evaporation and misting. Consequently, their presence becomes evident when spores have been discharged into the fluidic phase or if fragments have become detached. Costly downtimes and serious technical consequences can result if molds manage to colonize submerged surfaces or if parts of them are washed off and carried away as filters clog, and MWF circulation stops [
4]. Mold taxa reportedly recovered from MWFs include members of the genus
Aspergillus spp.,
Fusarium spp.,
Exophiala spp.,
Trichoderma spp.,
Cladosporium spp. and
Penicillium spp. [
7,
11,
15,
16]. In our experience, molds isolated from in-use MWFs predominantly belong to the genus
Fusarium. While it used to be common for the detection of molds to be associated with low pH values, this is no longer the case today - comparable to the situation with yeasts. The main source are quite likely spores transported through the air as the genus
Fusarium is widely distributed in soil and often associated with agriculturally important plants, causing crop diseases [
17,
18] and some species, like
Fusarium solani, were reported to induce a range of diseases and infections in immunocompromised and healthy human beings [
19].
To prevent fungal infestation and growth, most MWFs are protected by the incorporation of dedicated pesticides, commonly known as fungicides. However, regulatory pressure on these chemicals is increasing, leading to significant restrictions on permitted concentrations in both the concentrate and in-use products; a trend that is expected to continue [
20]. The range of potential components has already narrowed down to four: Sodium Pyrithione (NaPT), Butyl-benzisothiazolinone (BBIT), Octylisothiazolinone (OIT) and Ortho-phenyl Phenol (OPP), of which only two (NaPT and BBIT) are practical solutions for in-drum conservation. OIT has a short shelf-life in concentrates and is therefore generally used as a tank-side additive, while the solubility of OPP makes successful incorporation into many formulations challenging.
In this study, we report fungal prevalence in in-use MWFs sampled worldwide over 10 years from 2014 to 2023. According to our findings, fungal contamination of MWF systems is the norm rather than the exception, especially regarding filamentous fungi surviving on machine surfaces. In contrast, directly measurable occurrence in MWFs is rare. That technical issues do not go out of hand in the industry is often attributed to fungicides incorporated into the base formulation or added tank-side.
In laboratory experiments, we thus evaluated the inhibitory effect of fungicides and their vapors on fungal growth, sporulation and spore viability using traditional culture-dependent methods and flow cytometry. In essence, we show that the effectiveness of these fungicides is limited and dependent on the chemical composition of the MWF. Sooner than later, this industrial sector needs to learn how to create and use MWFs without these dedicated compounds.
2. Materials and Methods
2.1. Access to MWF and Residue Samples
Via our extensive customer service network, we had worldwide access to MWF and residue samples from end users, both our own and external customers.
2.2. Fungicides
For all experiments, technical standard fungicides from industrial suppliers were used – the concentration indicated refers to a typical dose in a freshly prepared, 5 % (w/w) in-use MWF: NaPT (Acticide® LV 508; Thor GmbH, Speyer, Germany; Active ingredient content: 40 %) at a concentration of 250 ppm , BBIT (Densil® DN; Arch Biocides, Atlanta GA, USA; Active ingredient content: 100 %) at a concentration of 50 ppm, and OPP (PREVENTOL® O extra; Lanxess Deutschland GmbH, Leverkusen, Germany; Active ingredient content: 99.5 %) at a concentration of 500 ppm.
2.3. Metalworking Fluids
Most of the experiments shown were done with two experimental MWFs based on mineral-oil that share about 50 % of the ingredients (MWF A and B). Both concentrates were prepared available either without or with both NaPT and BBIT; the fungicide concentration being identical as described above when diluted at 5 % (w/w).
2.4. Examination and Isolation of Fungi from MWF Samples
Isolation of fungal species was based on cultivation-dependent methods such as standard heterotrophic plate count method (HPC) or the use or dip-slides. HPC was performed on Sabouraud Dextrose-agar (SDA) prepared in house (Thermo Fisher #CM041R) at 65 g L-1. 50 μL were plated, using an Eddy Jet 2 system (IUL, Barcelona, Spain) in logarithmic mode either undiluted or 1:100 diluted 0.9 % NaCl. The plates were subsequently incubated at 30 °C for a minimum of 72 h before analysis. Fungal species were identified by Maldi-TOF MS analysis of protein patterns at Mabritec AG (Riehen, Switzerland). As dip-slides, Cult Dip combi® (Millipore #1.00778.0001), which offers a Rose Bengal Agar, were used according to the manufacturer’s instructions. The strain of F. solani used in the following experiments stemmed from these samples.
2.5. Examination of Residue Samples
Residue samples were either examined directly by conventional light microscopy, or, if opaque and/or semi-solid, stained with Calcofluor-White (Merck #18909) and examined by fluorescence microscopy (Olympus BX43 equipped with a reflected fluorescence system; Olympus Europa, Hamburg, Germany). Calcofluor-White is a fluorescent blue dye which binds to 1,3 and 1,4-beta-polysaccharides [
21].
2.6. Zone of Inhibition Tests
Zone of inhibition tests were basically performed as described [
22]. Briefly, isolated fungal samples were dissolved in 1 mL of 0.9 % NaCl and 200 µL of the resulting mixture evenly spread on an SDA. A small Whatman filter paper (ø 2 mm) was placed into the center of the plate and 1 µL of the undiluted fungicide subsequently added to the filter disk. Plates were incubated at 30°C for 4 days.
2.7. Adaptation to Fungicides
SDA plates were prepared as described above, but shortly before solidifying, different concentrations of NaPT (0, 250 ppm, 500 ppm) or BBIT (0, 50 ppm, 100 ppm) were added and evenly mixed in. Plates were left to cool completely before being cut into thirds and being reassembled. At the beginning of the experiment, spores and mycelium parts of F. solani were suspended in 0.9 % NaCl and spread on the starting third containing no fungicides and cultivated overnight at RT. Plates were evaluated after 1, 2 and 3 weeks.
2.8. Sporulation Assays
Sporulation assays were performed based on the publication by Zhang et al. [
23]. As background media, 0.9 % NaCl was used, buffered with 50 mM TAPS (Merck #T5130) and the pH adjusted to 9.3 with NaOH.
To start the assay, a round piece of SDA (ø 1.4 cm; 1.56 cm2), overgrown with F. solani after an incubation period of 4 days was added to 50 mL of buffer into a 250 mL-baffled Erlenmeyer glass flask (SCHOTT Duran) and incubated on a shaker at 80 rpm at RT for 66 to 72 hours. The resulting spore-containing solution was subsequently decanted, vortexed and distributed into 15 mL centrifuge tubes (Corning; #430791). Fungicides or MWFs, alone or in combination at the indicated concentrations, were subsequently added. The end volume was 5 mL.
2.9. Stability Assays
For long-term experiments, MWFs were premixed in TAPS buffered saline at 5 % (w/w) and 50 mL added to 250 mL-baffled Erlenmeyer flasks before adding the 1.56 cm2 piece of fungus-overgrown SDA. To give the fungus a chance to survive and develop, nutrients in the form of tryptone soy broth (Thermo Fisher #CM131) were added in 0.1-fold concentration right at the start.
2.10. Quantification of Spores and Viability Assays
For assays without MWFs, 200 µL aliquots were removed and directly stained with propidium iodide (PI) and SYTO9 (LIVE/DEAD™ BacLight™ Bacterial Viability and Counting Kit; Invitrogen L34856) as described by Vanhauteghem et al. [
24]. Analysis was subsequently performed on a CytoFLEX S flow cytometer (Beckman Coulter International S.A., Nyon, Switzerland).
Samples containing MWFs had to be cleaned by centrifugation prior to analysis: 200 µL were added to 1 mL of 5.25 % Nycodenz® (Serumwerk Bernburg #18003) in TAPS buffered saline into 2 mL centrifuge tubes (Eppendorf #0030 123.344), mixed by vortexing and centrifuged at 10’000 g for 10 min. at 4°C. The supernatant was removed by decantation and left to drain for a few minutes. Leftover MWF sticking to the sidewalls of the centrifugation tubes was removed with sterile cotton swaps, before the pellet was re-dissolved in 200 µL TAPS-buffered saline, stained and analyzed as described above.
2.11. Volatilization of Fungicides-Assays
SDA plates were inoculated with four 20 µL-drops of F. solani dissolved in 0.9 % NaCl and incubated overnight at RT. The next day, 300 mL of MWF, mixed-in with sterile-filtered tap water at 5 % (w/w) was supplied to 600 mL sterile glass beakers (VWR #213-1126) containing a sterile stirring bar. Then the pre-incubated SD was added upside-down on the beaker, secured air-tight using Parafilm “M” (Amcor PM996). The beakers were subsequently incubated with constant stirring on a heated, magnetic stirrer (30°C, 200 rpm) for one week.
4. Discussion
Examining the occurrence data presented in
Table 1, we might conclude that fungi are only sporadically present in metalworking fluids (MWFs) and their systems. However, this conclusion is mitigated by two factors: (i) For fungi to be detected, spores or yeast cells must exist in substantial quantities. This is particularly challenging when using cultivation-dependent methods, which have remained standard in the industry. Even if millions of spores are released into the environment, detecting them becomes difficult; spores released into the air are essentially lost, while those in liquid are often heavily diluted and affected by the MWF’s chemistry. (ii) Mold or yeast colonies growing on surfaces frequently go unnoticed, as they can hide within the intricate structures of machines. These organisms only become apparent in obvious locations, such as filters or open tanks, or when their growth disrupts production. Even then, many potential samples never get analyzed because they are simply removed and discarded. Consequently, we think that fungal contamination is widespread in the metalworking industry, without significant concerns.
Publications on fungal contaminations in MWFs are surprisingly scarce and links to disease even more so. This contrasts with the vast literature linking bacteria to occupational diseases [
4]. In a review, a connection between microbial colonization of MWFs and symptoms of illnesses were presented [
31], but molds or yeasts were not mentioned in this context. One possible reason might be simple: the species detected (
Fusarium spp,
Diutina spp,
Candida spp and
Yarrowia spp
) are reported to be ubiquitous in nature as so many other opportunistic pathogens [
32] and constant contact may desensitize most human beings. Anyway, it seems to be
per se difficult to link experienced symptoms to an exact cause [
33]. This applies certainly to MWFs as they are made up of a complex mixture of different chemicals and are mixed-in with water and used in a plethora of manufacturing processes [
34].
The reason why fungi are unwelcome in MWFs is thus mainly of technical nature: Breakdown of MWF circulation due to blockages of pumps and filters [
35]. Added to it are unpleasant odors, visible growth and fear of the unknown as soft factors. Phenomena such as pH drops, unstable or destroyed emulsions occur and can be simulated in the laboratory, but are extremely rare in the real world, as this requires the presence of enormous quantities of fungal material in relation to the tank size. But even if the biological material is in surplus, some MWFs are still able to withstand and remain technically sound. Yeasts, to our knowledge, are of minor concern as phenomena such as those just described could never be attributed to them. In laboratory trials, quantities of up to 10
6 mL
-1 had negligible effects on physico-chemical parameters in MWFs (not shown).
The fact that technical problems do not escalate is often attributed to the fungicides contained as in-drum additives. The legal constraints on these chemicals, however, are increasing. Permitted concentrations in the concentrate, as well as in the in-use products are already restricted and it is expected that this will continue [
20]. Apart from these challenges, simple addition of these ingredients does not always offer an adequate solution: Molds or yeasts in splash zones are only marginally impacted by the chemistry as they avoid direct contact. Moreover, the surrounding chemical composition will influence the time required for fungicidal effects to unfold. Another aspect is the availability of the compounds at any given moment. Although concentrates are formulated in a way that in-use MWFs contain enough fungicides for protection, large quantities of spores may overwhelm the defenses: the substances are spent, get dragged out and impoverish with time. Additionally, as we showed, fungi adapt rapidly to the conditions provided by metalworking fluids, enabling them to thrive even in the presence of fungicides. Furthermore, the effectiveness of these fungicides is limited: NaPT showed no measurable impact on spore viability, while BBIT had only a minor effect on growth of the organism, and neither of their vapors appeared to inhibit fungal development. As our tests were conducted at concentrations that might be common in 5 % emulsions (a low-end concentration frequently used in industry), it will be interesting to follow future developments as the approved fungicide concentrations continue to decrease. Preliminary trials seemed to indicate that halving the concentration already canceled out the effectiveness against
Fusarium spores.
In the future, the industrial sector needs to adjust by creating MWFs with chemical constructions that deactivate spores and inhibit growth of molds (and yeasts) without the help of these dedicated compounds. Creating an environment that restricts the availability of food sources could be one way to go, as the other important features for fungal growth, temperature, humidity and pH, cannot be influenced or changed. Indeed, we argue that the ecology created by chemical composition of the concentrates diluted in the make-up water is of higher importance than the anti-fungal activity of single components.
Author Contributions
Conceptualization, C.R. and P.K.; methodology, C.R. and P.K..; validation, C.R., G.vK.; formal analysis, C.R. and P.K.; investigation, C.R., G.vK., S.B. and P.K.; data curation, P.K.; writing—original draft preparation, P.K.; writing—review and editing, C.R.; visualization, P.K.; supervision, P.K..; project administration, P.K.; All authors have read and agreed to the published version of the manuscript.